Brambilla Et Al 2017
Brambilla Et Al 2017
Life cycle efficiency ratio: A new performance indicator for a life cycle
driven approach to evaluate the potential of ventilative cooling and
thermal inertia
Arianna Brambilla a,c,∗ , Jérôme Bonvin b , Flourentzos Flourentzou b , Thomas Jusselme c
a
School of Architecture, Design and Planning, The University of Sydney, Sydney, Australia
b
ESTIA, EPFL Innovation Park, Lausanne, Switzerland
c
Building 2050 Research Group, Ecole Polytechnique Fédérale de Lausanne (EPFL), Fribourg, Switzerland
a r t i c l e i n f o a b s t r a c t
Article history: Building envelope design has gained importance as a means to reduce heating and cooling demand
Received 19 July 2017 related to a building’s operational phase. However, in high internal load buildings, such as offices, internal
Received in revised form gains can easily lead to overheating. Thermal inertia (TI) and night ventilation have a great potential for
21 November 2017
reducing heat loads and temperature. However, their influence is difficult to predict due to the complex
Accepted 4 December 2017
Available online 7 December 2017
nature of the TI phenomenon, which is related to the interactions of multiple factors such as architecture,
building physics and external conditions. Moreover, TI efficacy has often been studied in relation to
energy savings or temperature analysis, overlooking other aspects implicated in buildings’ efficiency,
Keywords:
Environmental efficiency such as the embodied energy involved. This paper presents a multidimensional approach to evaluate
Thermal inertia ventilative cooling and thermal inertia as a sustainable strategy to improve building performances. To
Performance indicators that end, several scenarios of night ventilation strategies have been applied to the case study of an
Natural ventilation strategies experimental double-office room placed in Fribourg (Switzerland). Based on this monitoring, a dynamic
Earth compressed bricks wall software simulation tool has been calibrated and used to analyze the energy savings potential and the life-
Thermal dynamic simulations cycle performance of TI. A new ratio index has been introduced to easily evaluate the life cycle efficiency.
Life cycle efficiency ratio The results show the importance of balancing operational and embodied impacts when evaluating a
Lca
design choice. Although high TI levels have great benefits on reducing the cooling loads, the results are
completely different when a life cycle assessment is applied. Natural ventilation coupled with middle
levels of TI have been identified as the best strategy to optimize the building’s energy and environmental
performances, without compromising indoor temperatures.
© 2017 Elsevier B.V. All rights reserved.
1. Introduction worldwide [1], indicating the great CO2 reduction potential that
lies in the building sector. Energy efficiency standards push toward
Buildings are responsible for almost 34% of the global final buildings with a very low energy request, such as Nearly Zero
energy use and 15% of total direct energy-related carbon emissions Energy Buildings defined by the European Union − EPBD [2]. On the
other hand, Switzerland increases the target with the 2000watt-
society vision [3], which aims at a drastic reduction of both the
energy used and the CO2 emitted by the construction sector on
Abbreviations: CED, cumulative energy demand; CEDnr, cumulative non- a life cycle perspective. Life cycle assessment (LCA) [4] is com-
renewable energy demand; COP, coefficient of performance; Evc, energy used for monly used for assessing buildings’ impacts on the environment;
ventilative cooling; EI, embodied impacts; EPBD, energy performance of buildings
it evaluates the impacts produced in the exploitation period of the
directive; GWP, global warming potential; H, number of hours; HT, high inertia
(room); LCA, life cycle assessment; LCER, life cycle efficiency ratio; LCI, life cycle building, called operational impacts (OI), and the ones involved in
inventory; LT, low inertia (room); OI, operational impacts; Qc, cooling need; Qcref, the materials production, transportation, manufacturing, building’s
cooling need − reference scenario; SEERvc, seasonal energy efficiency ratio for construction and demolition phase, called embodied impacts (EI)
ventilative cooling; SPI, specific power input; TI, thermal inertia; TMY, typical mete- [5].
orological year.
∗ Corresponding author at: School of Architecture, Design and Planning, The Uni- Considering the operational life, the first step towards energy
versity of Sydney, Sydney, Australia. efficiency is reducing heating and cooling consumptions [6]; the
E-mail address: [email protected] (A. Brambilla). latter has been gaining importance in the last years due to higher
https://doi.org/10.1016/j.enbuild.2017.12.010
0378-7788/© 2017 Elsevier B.V. All rights reserved.
A. Brambilla et al. / Energy and Buildings 163 (2018) 22–33 23
comfort expectations, increasing temperatures caused by global understanding of the applicability of TI coupled with ventilative
warming and over-insulated building envelopes [7]. This is the case cooling for future low-carbon and energy efficient buildings.
of offices, characterized by high internal heat gains and predom-
inant cooling requests. Cooling loads are highly variable, strictly 2. Methodology
related to interactions between a broad set of variables [8,9],
and closely correlated to climatic and operation patterns [10]. The scope of the paper is to analyze TI performances on a cali-
The envelope’s design becomes essential to minimize buildings’ brated parametric model in order to understand the potential of TI
conditioning load, which are generally related to the dynamic ther- coupled with night ventilation strategies for passively cooling an
mal properties of the building enclosure. However, the envelope’s office in Fribourg (Switzerland), representing a continental climate
dynamic behavior is often overlooked by energy regulations [11], with cold winter and warm summer. The novelty of the work lies on
which are more focused on controlling heating needs, offering the multidimensional approach used for evaluating a passive cool-
a semi-stationary evaluation regime [12]. The thermal dynamic ing strategy. Moreover, a new indicator is introduced to evaluate
properties depend mostly on interactions between insulation, ther- and balance on a life cycle perspective the efficiency of the solu-
mal inertia (TI) and ventilation strategies [13], nonetheless their tion proposed. The methodology used is described by the following
effects are not linear and easily quantifiable. In fact, buildings consecutive steps:
insulated from the outside and with high thermal mass on the
inside seem to have improved thermal behavior [14,15]: insula-
1. The case study is applied to a double office room in an office
tion acts as a shield for thermal exchanges, while thermal mass
building placed in Fribourg, within the smart living building
increases the inertial properties enhancing the building thermal
framework;
cycles. Accordingly, buildings with higher TI have more stable
2. The results of a previous experimental campaign made on a real-
indoor temperatures [16,17] and lower cooling needs [18–21]. TI
scale prototype made up of a double-office room test cell have
is particularly effective in mild climate, assuring comfort in mid-
been analyzed and used to calibrate a virtual model;
dle seasons without the contribution of air conditioning [22,23]. It
3. Six different thermal inertia levels have been designed according
works as a thermal battery, storing heat during the temperature
to the SIA380/1 [54];
peaks and releasing it later. In offices, night natural ventilation is
4. Five ventilation strategies have been set for the ventilative cool-
often used as a cooling technique [24–28], which can dissipate the
ing options;
heat load accumulated during the day. Coupling night ventilation
5. The TI and ventilation profiles have been combined to create a
and thermal inertia enhances their cooling effects [29,30], reducing
set of possible scenarios;
heat peaks and preventing overheating [31].
6. The scenarios have been simulated in a thermal dynamic soft-
On the other hand, TI is a critical property when EI is assessed.
ware, DIAL+ [55], and on LCA with KBOB database [56];
From a life cycle point of view, in fact, the energy savings induced
7. The OI results have been assessed evaluating the potential
by a design strategy can be nullified by the related EI, resulting
energy savings due to the ventilation and thermal inertia strate-
in increasing the overall building impacts. This is the case of TI,
gies adopted;
usually implemented through the use of massive materials, such
8. The EI results have been assessed with a new indicator: the
as concrete-based materials or bricks, which are proven to have
life cycle efficiency ratio (LCER), which weights the operational
higher EI than other construction techniques [32].
impacts reduction of a given scenario, on its embodied impacts
Although LCA has already been applied to buildings materials
compared to the reference case.
and components in several applications [33,34], so far only few
studies aim at quantifying the environmental performances of a
The calibration was necessary for a comparative analysis of the
passive cooling strategy, such as TI [35,36]. Usually, LCA-driven
virtual model results, due to the gap encountered between simu-
approach considers the life-cycle energy [37] or life cycle green-
lation and real energy performance [57], given the complexity of
house gas emissions [38] of buildings, focusing only on one of the
interactions due to the TI behavior. An accurate calibration of the
multiple aspects that constitute the life cycle assessment, while
dynamic software used can substantially reduce these discrepan-
few studies consider both. Table 1 lists the main researches con-
cies [58], increasing the results’ reliability.
taining a double approach to OI and EI, published after the reviews
LCA uses several parameters to describe the potential impacts
on life cycle emissions [38], life cycle energy [37] and LCA in the
on the environment [5]; among those, the carbon emissions and the
construction sector [39].
primary energy use have been proved to be reliable in evaluating
Table 1 clearly shows that a more comprehensive approach to
the environmental impacts of a building and describing the trends
LCA on the effects of thermal inertia is missing.
for all the categories [59–61]. Reducing the indicators needed is
This paper quantifies the influence of TI and night ventilation
essential to simplify the LCA calculation method in regard to its
in Fribourg’s climate (Switzerland), applying a multidimensional
application in the early design stage, considering the high compu-
investigation and analyzing the benefits on LCA and energy con-
tational time and effort associated to a full LCA [62]. In this study,
sumption. The analysis is part of the smart living building research
embodied impacts are expressed for the three main indicators of
program [51], which aims at the definition of the design brief for
LCA: global warming potential (GWP), cumulative energy demand
an innovative low-carbon building. In this framework, previous
(CED), and cumulative non-renewable energy demand (CEDnr),
analyses highlighted the potential benefits of massive construc-
according to [3]. The weather file used is the TMY (typical mete-
tion achieved with low-carbon materials, such as compressed earth
orological year) for Fribourg, generated by Meteonorm [63].
bricks [52,53]. However, a broader comparative study on TI effects
on embodied and operational impacts and a reliable way to assess
the efficiency on the life cycle scale are missing. This paper intro- 3. Calibration of the virtual model
duces a new concept for LCA, based on the balance comparison
between EI and OI, which relies on the use of an indicator that can The calibration process aims to refine the virtual model in order
help in understanding the reciprocal influence of these two compo- to better describe the real system building-environment, based on
nents of the whole life cycle impacts. This research presents the first the comparison between real measurements and simulated data. To
exploration on the viability of using this indicator and it is applied calibrate the model used for the analysis, an experimental facility
to the case of TI and night ventilation strategy, framing a deeper has been used as a case study.
24 A. Brambilla et al. / Energy and Buildings 163 (2018) 22–33
Table 1
Summary of the research balancing operational and embodied impacts.
[40] Giordano et al. (2017) High rise office building Operational and embodied primary energy
[41] Macias et al. (2017) Model detached dwelling Operational and embodied primary energy
[42] Wang et al. (2016) Two green buildings Greenhouse gas emissions life cycle
[43] Praseeda et al. (2016) 16 urban dwellings Operational and embodied primary energy
[44] Hong et al. (2015) Podium of a residential Embodied greenhouse gas emissions
building
[45] Giordano et al. (2015) Single family detached house Operational and embodied primary energy
and apartment building
[46] Rossello-Batle et al. (2015) Single family detached house Embodied energy and thermal energy demand
[47] Rauf and Crawford (2015) Detached residential building Embodied energy and recurrent energy
[48] Brown et al. (2014) Broad sample of residential Operational primary energy and embodied greenhouse gas emissions
buildings (1400)
[49] Stephan and Stephan (2014) Four-storeys apartment Operational, embodied and transport primary energy
building
[50] Cellura et al. (2014) Three-storeys apartment Operational and embodied primary energy
building
Graph 1. Climatic condition for Fribourg (CH). Hourly temperature (grey line), monthly average temperature (black line), monthly daily average temperature (dotted line),
monthly night average temperature (dotted line) and relative humidity range (light blue zone) are shown. The red line indicates the value of 20 ◦ C (temperature side) and
60% (humidity side). Acronyms used: Ur (relative Humidity), MAX T (monthly average of the maximum daily temperatures), MIN T (monthly average of the minimum daily
temperatures), T average (monthly average of the average daily temperatures). (For interpretation of the references to colour in this figure legend, the reader is referred to
the web version of this article.)
Source: Meteonorm [63]
3.1. Real scale prototype case study than 0.15 W/(m2 ·K). Table 2 shows the prototype’s constructive
elements.
The 1:1 scale test facility is a small experimental building made In one of the rooms, the longer walls are covered with com-
of two double offices, placed in a free area in Fribourg (Switzerland). pressed earth bricks, identified as an interesting strategy for an
It has been designed according to the Swiss norms to better repre- environmental efficient TI application [52]. For this reason, the
sent a typical high efficient office building in Switzerland. rooms were called High-Thermal inertia room (HT room) and Low-
Fribourg is characterized by a continental climate with aver- Thermal inertia room (LT room).
age cold winter and warm summer. Graph 1 shows the average Large windows are placed on the shorter walls of each room, fac-
monthly temperature and the extreme values, which range from ing south-east and north-west. Natural ventilation is made through
almost −10 ◦ C (January) up to 31 ◦ C (July). However, the average a single hopper opening part of the windows, which allows to
temperature is always below 20 ◦ C and the daily average below achieve a net opening surface of 0.1m [2]. During the monitor-
26C. This means that normally Fribourg has warm summer but hot ing phase a thin black plastic layer was added to the external part
spells are frequent and can achieve critical temperature, leading to of the windows, covering the whole glazed facade. This expedient
overheating and indoor discomfort situations. On the other side, allowed to cut down all the solar contribution in order to reproduce
Fribourg is characterized by high relative humidity: the average is the same heat gains patterns for each measurement. The inter-
above 60%, classifying Fribourg as humid-continental city. nal gains were generated through artificially controlled lighting
The two rooms are 36 m2 , indicated by SIA2024 [64] as the typ- systems, which were switched on and off following a standard
ical dimension for offices, and they are separated by an anteroom schedule, according to the SIA indications [64]. This system pro-
that contains the technical facilities and the building equipment duced heat through the energy dispersion of incandescent bulbs
(Fig. 1). The construction is a wooden lightweight construction (efficiency 10%).
with a highly-insulated envelope, which reaches U-values lower
A. Brambilla et al. / Energy and Buildings 163 (2018) 22–33 25
Fig. 1. Architectural plan (quoted in cm) and side view of the prototype used for calibrating the virtual model.
Table 2
Description of the composition of the prototype’s architectural elements. For each element, the materials and the relative specific thermal properties are specified.
Graph 2. Surface temperatures (left) and internal temperatures (right) for the two rooms (HT and LT) in the calibration scenarios (C1 and C2). Dashed lines represented the
simulated data in the virtual model, continuous lines the monitored in the prototype. It is possible to notice that there is a difference between the two measures, in particular,
for scenario C1 simulations have higher temperatures than the real monitored, while for C2 is the opposite.
The calibration process involves the comparison of two vari- Table 4 shows that the max errors encountered in the simulations
ables: internal air temperature (Tint) and surface temperature (Ts), is below 1.5◦ , which can be considered an acceptable threshold for
considered as the mean value of the longitudinal walls. While in the accuracy of the model used [69].
simulations it is possible to easily set an output with the two In the first scenario, it is possible to notice a decay of the sim-
variables, for the prototype, some sensors were used. A Vaisala ulated night temperatures. The reason is most likely due to the
GMW93R transmitter (one for each room) placed on half of the windows’ coverage: the black plastic layer traps static air, which
longer wall logged the air temperatures and some calibrated ther- contributes to insulate the envelope. A higher resistivity in the
mocouples type K were placed along the longitudinal walls for enclosure means fewer losses during the night and, therefore,
logging the surface temperatures. Among the various calibration slower temperature decrease. In scenario C2, instead, no significant
models available [70], in this paper we followed a manual hourly- difference is detected between simulated and measured tempera-
based process [71], aimed at defining the confidence interval of the tures.
simulation results.
Graph 2 shows the temperatures logged and simulated as func-
tion of time. 4. Simulation scenarios
The analysis highlights a slight difference between the simula-
tions and the data collected, Table 4 shows the standard deviation The calibrated virtual model has been used as case study to per-
and the maximum error calculated for the two scenarios, refer- form the simulation of different scenarios, aiming to define the
ring both to internal air temperature and the surface temperature. benefits of TI and ventilative cooling in Fribourg’s climate. The
A. Brambilla et al. / Energy and Buildings 163 (2018) 22–33 27
Table 4
Standard deviation and max error calculated between the simulation results and monitored data. The variables used are the internal air temperature and the mean surface
temperature of the longitudinal walls. Results are shown for both rooms (characterized by high inertia and low inertia).
SCENARIO C1 SCENARIO C2
geometry has been kept identical and the lightweight room is used
as reference case. Its thermal properties have then been changed
according to the scenarios applied.
Six different thermal inertia levels (scenario TI) have been
used, defined by different construction typologies. To each TI level,
five ventilative cooling strategies (scenarios V) have been applied.
These crossed scenarios (scenarios TI + V) help to define the suitable
technical strategies for an office placed in Fribourg, to maintain
indoor comfort while improving the environmental efficiency of
the building. Moreover, four additional risk scenarios (scenarios R)
have been evaluated to understand the criticisms related to the
ventilative cooling strategy.
Graph 3. Heating needs for ventilation scenario V1, expressed as function of thermal
4.1. Thermal inertia levels inertia. Please, note that the vertical axis is not starting from 0 but 38 kWh/m2 a.
Table 5
Thermal Inertia scenarios used for the analysis. TI levels are calculated with SIA380/1 and described by the heat capacity of the room. This depends on the thermal properties
of each surface delimiting the room itself. the type of construction considered is reported in the table.
TI1 Light- wooden Light – wooden Light – wooden Light – wooden 39.1
TI2 Wooden + synthetic Wooden + synthetic Light – wooden Light – wooden 46.2
rendering rendering
TI3 Light – wooden Light – wooden Light – wooden Wooden + cement 50.4
screed
TI4 Wooden + compressed Light – wooden Light – wooden Light – wooden 58.7
earth bricks
TI5 Wooden + compressed Light – wooden Light – wooden Wooden + cement 70
earth bricks screed
TI6 Concrete + internal Concrete + internal Concrete + internal Concrete + cement 94.4
mortar rendering mortar rendering mortar rendering screed
Table 6
ventilation scenarios used for the analysis. The scenarios enhanced the ventilative cooling potential and were defined as integrative strategies applied on the reference case,
represented by scenario V1.
Graph 6. Life cycle efficiency ratio for ventilative cooling in relation to TI. The parameter is expressed for GWP, CED and CEDnr.
input-output method is instead a top-down technique, based on • transportation distance is considered similar for all products;
macro-economic interdependencies of industrial sectors [77–79]. • the additional massive layers are considered to have an impact
This latter approach is not affected by the truncation errors, but still only on the thermal properties of a building, overlooking the
presents problems in the macro-scale of the study [80], the data structural impacts;
age and the industry aggregation [77]. Based on the fundamental
gaps found in the two methods, more recent hybrid approaches
have been developed [81–83], combining the strength of the two
methods with different degrees of integration [76]. In literature, Graph 6 shows that V5 has always the highest LCER, underlining
different studies aimed at understanding the differences between the great potential of this ventilative cooling profile and confirming
the approaches: generally, there is a big gap between the input- the results obtained from the operational savings analysis. How-
output and the process-based methodology [84,85], even if it has ever, LCA completely changes the conclusion previously obtained
also been found that the order of magnitude could be the same when considering the thermal inertia levels. LCER shows that TI is
[86,87]. In our study, we used the KBOB database [56], which is a interesting if middle levels are considered (TI3, TI4, TI5), highlight-
process-based LCI database that contains information about build- ing that high levels of TI are not efficient from a life cycle point
ing materials and components and relies on the ecoinvent database of view, due to the materials involved to increase the building’s
[88,89]. In the KBOB, the energy indicators are evaluated according thermal capacity.
to [90] and [91], while the emissions are calculated according to This trend can be detected also in low-energy-consumption
the impact assessment method described in IPCC 2007 [92]. buildings, where the energy spent in creating an efficient envelope
We calculated the embodied impacts of the scenarios as a com- increases the embodied impacts of the construction [95,96].
parison: considering the reference scenario TI1 + V1, embodied On the contrary, the extremely high value achieved by TI4 is
impacts are assessed only for the additional layers. Exception is given by the relatively low EI of the compressed earth bricks, used
made for TI6, where concrete substitutes the wooden structure. In as massive layer in that scenario.
this case, wooden EI are subtracted and replaced by concrete EI. The analysis points out the benefits of CEB on the life cycle of a
For this reason, the underestimation embedded in the truncation building and, in the same time, highlights the necessity to consider
adopted in the process-method LCI is considered to be negligible EI when implementing TI. GWP has the lowest alues among the
and not affecting the result added-value in supporting the design three indicators, indicating that the carbon emissions related to a
process. building’s life are the critical parameters to consider when looking
In general, the following assumptions have been made for the at its life cycle performances. The LCA analysis underlines that:
LCA:
6. Discussion Alongside the results on TI and ventilative cooling, the first via-
bility assessment on the use of LCER as new indicator has been
In this paper, we applied a multidimensional approach for eval- addressed. This performance indicator is a balanced ratio between
uating the benefits of different ventilative cooling strategies in the operational and embodied impacts of a given solution and it
relation to the thermal properties of the building’s envelope. This aims at defining a method to quantify the environmental bene-
means that the influence of the scenarios is considered under differ- fit of a given design choice, based on the effects of the whole life
ent points of view to understand TI effects on multiple dimensions. cycle. In this study, only the case of the smart living lab has been
The test facility constructed in Fribourg was used to calibrate addressed, as preliminary exploration on the feasibility of using
the simulation software, small deviations have been found between LCER as design guide. Future research development aims, how-
simulated and measured data, given by the methodology applied ever, at better investigating its reliability in regard to a broader
in the experimental campaign. application on several case studies. This first results show clearly
DIAL+ was then used to simulate with the standard conditions that LCER can have a big potential as an evaluation parameter
(SIA 2024) the influence of ventilative cooling on offices with dif- during the design phase. Usually we evaluate the quality of a
ferent thermal capacities. project based on energy indicators (e.g. heating needs), the results
For the test facility constructed in Fribourg, it is possible to con- of this analysis open the possibility to replace those indicators
clude that: with the LCER, which evaluates a project from a global perspec-
tive.
In the framework of the smart living building research program,
• TI has a smaller influence on heating requirements, up to 7%, com-
the conclusions help to define an optimal solution for design-
pared to the influence on cooling requirements, ranging from 60%
ing its future environmental efficient building [51], including in
up to 100%.
the design brief the mandatory requirement of balancing OI and
• Mechanical ventilation based on temperature differences has
EI. LCER indicator will be incorporated into the design brief as a
more effects in reducing cooling loads than mechanical venti-
design compass for the architectural competition that will serve
lation based on time schedule. The first ventilation strategy has a
as a decision-making tool to help designers provide more environ-
seasonal energy efficiency ratio 1.5 time bigger than the second
mentally efficient solutions.
one; its SEERVC increases with higher TI levels and stabilizes for
Further development of this research could better focus on an
heavyweight constructions (maximum value 70 Wh/(m2 ·K));
extensive use of this parameter to quantify the environmental effi-
• Middle levels of TI are more efficient from a life cycle point of
ciency embedded in the commonly used passive design strategies.
view than lightweight up to a factor of 2 (GWP), 3.5 (CED) and 3
We expect the results to draw some criticism in relation to an OI-
(CEDnr). In comparison with high TI levels instead: 25 (GWP), 16
driven design, which is the approach suggested by energy efficiency
(CED) and 15 (CEDnr);
standards.
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