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OR IGI NS A N D EVOLU T ION OF LI F E
Devoted to exploring questions about the origin and evolution of life in our Universe, this
highly interdisciplinary book brings together a broad array of scientists. Thirty chapters
assembled in eight major sections convey the knowledge accumulated and the richness of
the debates generated by this challenging theme. The text explores the latest research on
the conditions and processes that led to the emergence of life on Earth and, by extension,
perhaps on other planetary bodies. Diverse sources of knowledge are integrated, from
astronomical and geophysical data, to the role of water, the origin of minimal life proper-
ties and the oldest traces of biological activity on our planet. This text will appeal not only
to graduate students but also to the large body of scientists interested in the challenges
presented by the origin of life, its evolution, and its possible existence beyond Earth.
Mu r i e l Ga rgau d is a Research Scientist at the Laboratoire d’Astrophysique de
Bordeaux, CNRS - Université Bordeaux 1, and is vice-president of the Société Francaise
d’Exobiologie, which is associated with the NASA Astrobiology Institute.
P u r i f icac ión L ópez- Ga rc í a is a Research Director at the CNRS, Université
Paris-Sud, and leads a research team exploring microbial diversity and evolution in differ-
ent ecosystems, including extreme environments.
H e rv é M a rt i n is a Professor at the Laboratoire Magmas et Volcans at the Université
Blaise Pascal in Clermont-Ferrand. He has been in charge of several international research
programmes on the geochemistry and geodynamic processes on early Earth.
Cambridge Astrobiology
Series Editors
Bruce Jakosky, Alan Boss, Frances Westall, Daniel Prieur and Charles Cockell.
M U R I E L GA RGAU D
Université Bordeaux 1
H E RV É M A RT I N
Université Blaise Pascal, Clermont-Ferrand
ca m br i d ge u n i v e r s i t y p r e s s
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore,
São Paulo, Delhi, Dubai, Tokyo, Mexico City
Cambridge University Press
The Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9780521761314
A catalogue record for this publication is available from the British Library
v
vi Contents
Index 523
Contributors
viii
List of contributors ix
Ken TAKAI
Subsurface Geobiology Advanced
Research (SAGAR) Project &
Foreword
William M. Irvine
University of Massachusetts and Goddard Center for Astrobiology
Astrobiology, also known as bioastronomy or exobiology, is the study of the origin, evolu-
tion and distribution of life in the Universe. These are subjects which have been of interest
to mankind throughout recorded history. Although questions of origins have most fre-
quently invoked divine beings, non-supernatural speculation on these fundamental issues
dates back at least to the Ionian school of pre-Socratic Greek philosophers. Anaximander,
the successor to Thales, is reported as saying that all living creatures arose from the moist
element (water) through the action of the Sun (Freeman, 1966), a prescient insight given
current ideas that life as we know it requires water, that radiation acting on inorganic mat-
ter can produce the molecular components of life (amino acids, nucleic acids, etc.) and that
the Sun is the ultimate energy source for almost all life on Earth. In fact, Anaximander
seems to have gone further and suggested that human beings arose from fish-like creatures
(presumably a natural result of life having originated in water).
Speculation about life beyond the Earth has also had a long tradition. Although Pythagoras
himself is not known to have recorded his teachings, his school (in particular, Philolaus,
ca. 400 BCE) is said to have written that the Moon appears Earth-like because it is inhab-
ited with animals and plants (Dreyer, 1953). At roughly the same time the atomist school
of Leucippus and Democritus taught that the Universe is infinite and contains innumerable
worlds. Since Democritus is quoted as saying that ‘There are some worlds devoid of liv-
ing creatures or plants’, presumably he believed some are in fact inhabited, and this view
was explicitly stated by his later follower Epicurus (ca. 300 BCE). The atomist ideas are
best known from the Roman poet and philosopher Lucretius (ca. 99–55 BCE), who firmly
embedded the idea of an infinity of worlds in the atomist tradition. Also during Roman
times Plutarch, better known for his biographies, raised in an essay the distinction between
habitability and the actual presence of life; a distinction of fundamental importance in
modern astrobiology (Dick, 1982).
Aristotle’s rejection of the atomist theories ended most Western discussion of life beyond
the Earth for the next millennium, although some medieval scholars such as William of
Ockham (of the famous razor; ca. 1280–1347) argued that the omnipotence of God cer-
tainly allowed for the possible existence of other worlds like ours. Then, as the Renaissance
began, Nicholas of Cusa (1401–1464) argued that ‘Rather than think that so many stars and
xiii
xiv Foreword
parts of the heavens are uninhabited and that this earth of ours is peopled … we will sup-
pose that in every region there are inhabitants’. Subsequently Johannes Kepler, arguing on
the basis of its newly discovered moons, ‘deduce[d] with the highest degree of confidence
that Jupiter is inhabited’ (Dick, 1982).
Islamic science had a considerable history of speculation about the evolution of species.
Al-Jahiz (real name Abu Uthman Amr ibn Bahr al-Fuqaimi al-Basri) (ca. 780– ca. 869),
an Afro-Arab descendant of an African slave, wrote that the effect of the environment can
cause animals to develop new characteristics and can thus lead to new species (Sarton,
1975; Bayrakdar, 1983). Later, Nasir al-Din al-Tusi (born in 1201 in what is now Iran)
apparently held an atomist-like view of the origin of life and also propounded ideas on
the evolution of species (Alakbarov, 2001). Fakr al-Din al-Razi (1149–1209, in Iran) was
an atomist as well and proposed that there are possibilities for other beings and other uni-
verses (A. Ragab, Harvard University).
In modern times ideas concerning extraterrestrial life have been expressed by many,
including Huyghens and Fontenelle, while Percival Lowell built the Lowell Observatory in
the USA primarily to investigate Mars, where he was convinced that the ‘canals’ were the
work of an intelligent species. Modern scientific study of the origin of life perhaps began
with the theoretical work of Oparin and Haldane and the laboratory experiments by Miller
and Urey. Governmental funding for what was initially called exobiology was initiated
in the USA shortly after the formation of NASA in 1958, with the aim of exploring the
origin, evolution and distribution of life, and life-related molecules, in the Universe. The
Exobiology Program included the Viking missions, intended specifically to search for evi-
dence of life on Mars. At present the International Astronomical Union has a Commission
(51) on Bioastronomy, there is an active International Astrobiology Society (ISSOL) and
astrobiology societies or institutes exist in Spain, the USA, Japan, the United Kingdom,
Australia, France, Italy and more generally in Europe.
Modern astrobiology encompasses the search for extant life, evidence of past life or evi-
dence of prebiotic chemistry on Solar-System bodies; the search for and characterization
of planets around other stars; the study of biologically relevant molecules in the interstel-
lar medium and in primitive Solar-System objects such as comets, undifferentiated aster-
oids and some meteorites; the study of the origin, evolution and environmental constraints
for life on Earth; and the search for intelligent signals of extraterrestrial origin. This book
addresses all of these questions except the last one and also probes the complex issue of
the definition of life. The authors are experts in the field, so that their work here will be
a valuable resource for both students and established scientists in the many disciplines
which contribute to astrobiology.
References
Alakbarov, F. (2001). A 13th-century Darwin? Tusi’s views on evolution. Azerbaijan
International, 9, 48.
Bayrakdar, M. (1983). Al-Jahiz and the rise of biological evolutionism. The Islamic
Quarterly, 3rd quarter, 149.
Foreword xv
Dick, S. J. (1982). Plurality of Worlds: The Origins of the Extraterrestrial Life Debate
from Democritus to Kant. Cambridge: Cambridge University Press.
Dreyer, J. L. E. (1953). A History of Astronomy from Thales to Kepler. New York: Dover
Publications, p. 46.
Freeman, K. (1966). The Pre-Socratic Philosophers: A Companion to Diels, Fragmente
der Vorsokratiker. Cambridge, MA: Harvard University Press, p. 62.
Sarton, G. (1975). Introduction to the History of Science. Huntington, NY: R. E. Krieger
Publ. Co.
Preface
This book aims at exploring several crucial issues related to the origin(s) and evolution of
life in the Universe, starting from the only example of life known so far: terrestrial life.
It is clear, though, that many of the circumstances that surrounded the emergence of life
on Earth may have occurred, are occurring or will occur in other regions of our Galaxy
or in other galaxies of our Universe. Therefore, the critical exploration of those conditions
and the elaboration of models explaining the transition from the organic chemistry of the
Universe to the biochemistry of terrestrial living forms are relevant at a much more global
scale.
Just as with this volume, the field of astrobiology is by nature multidisciplinary.
Astrophysicists, geologists, chemists, biologists, computer scientists and philosophers, as
well as scientists working at the different interfaces between those disciplines, can all con-
tribute to a better understanding of the processes and conditions that led to the emergence
of life. The points of view and approaches of those different disciplines should not only
superimpose, but also converge towards a unified explanation of the phenomenon of life
in our Universe.
This book is an attempt to contribute to such an ambitious objective. It summarizes a
series of lectures presented by selected speakers during two successive summer courses
sponsored by the French Research Council (CNRS, Centre National de la Recherche
Scientifique): Exobio’05 and Exobio’07, Ecole d’exobiologie du CNRS, which were
respectively held in September 2005 and September 2007 in Propriano, Corsica (http://
www.u-bordeaux1.fr/exobio07/).
The different chapters condense the animated discussions held in Propriano by a com-
munity of astronomers, geologists, chemists, biologists, computer scientists, philosophers
and historians of science, all sharing the common goal of critically assessing potential
scenarios for the origin of life on Earth and in the Universe. This book will attempt to
convey the enthusiasm and richness of the debates that took place among those different
specialists that gathered their strength to address a specific and challenging issue with an
open mind. Under such an atmosphere, long-standing assumptions may be put into ques-
tion, and lead to a stronger interdisciplinary basis, where the astronomer learns to reason as
a biologist, or the chemist as a geologist. The ambition of this book is to reflect such broad
xvii
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