LTE Radio Access Network PROTOCOLS & PROCEDURES

LTE Radio Access Network Protocols and Procedures LZU 10 !!"

Overview text: Hi! The LTE Protocols and Procedures eLearning course gives a detailed description of the LTE RAN signaling !t covers the "# and $% interfaces and corresponding protocols "#AP and $%AP as well as the protocols used over these interfaces: RR&' P(&P' RL&' )A& and the ph*sical la*er for the radio interface

Objectives
+ + + + + + + + Explain the RR& Protocol Explain the P(&P Protocol Explain the RL& and )A& Protocols Explain the "#,$% !nterface and the "#AP,$%AP Protocol (escri-e attach procedure and .E states and the difference -etween connected and idle /ode (escri-e call setup (escri-e /o-ilit* over "# and $% !nterfaces (escri-e !RAT Handover

#$% learn a&out

+ .nderstand the protocols and procedures involved within the Evolved Pac0et $*ste/ 1EP$2 + .nderstand how signaling is perfor/ed -etween the .E' eNode3' ))E' $erving45atewa* and Pac0et (ata Networ0 5atewa*

'ntroduction to LTE Protocols & (rocedures

)odule Sco(e and O&*ecti+es

Scope

+ Evolved Pac0et $*ste/ Architecture + &ontrol and user plane protocols + 5eneral Protocol /odel and Protocol interactions

Objectives

+ (escri-e the Evolved Pac0et $*ste/ Architecture + List the &ontrol and user plane protocols + Explain the 5eneral Protocol /odel and Protocol interactions + (escri-e the various traffic cases in EP$

",PP LTE and SAE #ork 'te-s

$pecification 5roup 6or0 !te/ Result

TSG RAN

LTE

EUTRAN Specifications (36 series)

LTE: Long Term Evolution EUTRAN: Evolved UMTS Terrestrial Radio Access Network

$pecification 5roup

6or0 !te/

Result

TSG SA

SAE

SAE: System Architecture Evolution EP : Evolved Packet ore

EPC Specifications ( ro! Re" # on$ar%s)

E+ol+ed Packet S%ste- Arc$itecture

H$$ S6a

EPC 1Evolved Pac0et &ore2

))E P,$456

))E P,$456

SAE 1$*ste/ Architecture Evolution2

EPS

S'

1Evolved Pac0et $*ste/2

E*UTRAN
eN&

() ()
eN& eN&

LTE 1Long Ter/ Evolution2

()

U+
UE

EPS Protocol Cate.ories

L3 Si,na""in,
7 Non Access Strat+! (NAS)
&o//unication -etween .E and ))E

L) Transport
7 Pac-et .ata Conver,ence Protoco" (P.CP)
4 &iphering and integrit* protection for RR& /essages 4 !P header co/pression,deco/pression for user plane

7 Ra%io Reso+rce Contro" (RRC)

&o//unication -etween .E and eNode3

7 Ra%io Lin- Contro" (RLC) * Transfer of RR& /essages and user data using:
8 Ac0nowledged )ode 1A)2 8 Transparent )ode 1T)2 or 8 .nac0nowledged )ode 1.)2 * Error &orrection 1AR92

7 S' App"ication Protoco" (S'AP)

&o//unication -etween eNode3 and ))E

7 () App"ication Protoco" (()AP)

&o//unication -etween eNode3 and eNode3

7 /e%i+! Access Contro" (/AC)

4 Error &orrection 1HAR92 4 Transfer of RR& /essages and user data using: 4 Priorit* handling 1scheduling2 4 Transport :or/at selection

7 GPRS T+nne"in, Protoco" Contro" (GTP*C)

4 &o//unication -etween ))E and $56 4 &o//unication -etween $56 and P56 4 &o//unication -etween ))E and ))E

7 GPRS T+nne"in, Protoco" User (GTP*U)

Transfers data -etween 5PR$ tunneling endpoints

,eneral Protocol )odel

+ + + + :or each la*er the pa*load is called $(. 1$ervice (ata .nit2 :or each la*er $(.;Protocol Header is called P(. 1Pac0et (ata .nit2 La*er n P(. < La*er n;% $(. E g A P(&P P(. < RL& $(. and RL& P(. < RL& Header;RL& $(.

Header

Pa*load
La*er n $(. La*er n P(.

La*er n

Header

Pa*load
La*er n;% $(. La*er n;% P(.

La*er n;%

EPS /earer ser+ice and NAS Si.nallin. Connection

R3$ .E ))E $,P456

EP$ 3earer $ervice 1$%4.P2 (ata Radio 3earer

Ra%io LinTraffic C0anne" RRC Si,na""in, C0anne"

Transport &earer (GTP)

S' Si,na""in, &earer

$ignalling Radio 3earer NA$ $ignalling &onnection

UE Protocol Stack
NAS
Session /obi"it2 /ana,e!ent /ana,e!ent NAS Sec+rit2

App"ication
Connecte% /o%e /obi"it2

S2ste! 3nfo A5+isition AS Sec+rit2

Ce"" Se"ection RRC Connection

Pa,in, Reception

3P

RRC

R& /eas+re!ent /ana,e!entv Reportin,

&ontrol,Report $APs

3nte,rit24 Cip0erin, P.CP

1ea%er Co!pression

T)
RLC

A)

.)

L)

/AC

RA Contro" RA Contro"

1AR6 1AR6
Contro" Contro"

P02sica" La2er

Protocol 'nteraction

!P pac0et .ser =i .ser =#

!P pac0et

EP$ -earers
P(&P
=i

P(&P 1ea%er Co!pr8 1ea%er Co!pr8

Cip0erin, )A&
Payload selection

.ecip0erin,

RL&
=i

E4.TRAN Radio 3earers

Se,!entation7 AR6

RL& Concatenation7 AR6

Logical &hannels
Priority handling! "ayload selection Retransmission control

/AC !+"tip"e9in, 12bri%AR6 AR6 12bri%

)A&

/AC %e!+"tip"e9in, 12bri%AR6 AR6 12bri%

PH> /AC sc0e%+"er

Modulation scheme Antenna and resource assignment

Co%in, : R/ Co%in,
/o%+"ation

Transport &hannels

PH>

Co%in, : R/ .eco%in,
.e!o%+"ation

.ata !o%+"ation

.ata !o%+"ation

Antenna an% Antenna an% resro+ce !appin, reso+rce !appin,

Antenna an% Antenna an% resro+ce !appin, reso+rce %e!appin,

Ph*sical &hannels

eNode3

.E

Redundancy version

UE 0 ))E Control Plane

NA$ RR& P(&P RL& )A& L% .E

.u

NA$ Rela* RR& P(&P RL& )A& L% eNode3

$%4))E

$%4 AP $&TP !P L# L%

$%4AP $&TP !P L# L% ))E

UE 0 Packet Data N# ,atewa% User Plane

Application !P P(&P RL& )A& L% .u
Rela* Rela*

!P 5TP4. .(P,!P L# L% $?,$@ $5i

P(&P RL& )A& L%

5TP4. .(P,!P L# L% $%4.

5TP4. 5TP4. .(P,!P .(P,!P L# L% L# L%

.E

eNode3

$erving 56

P(N 56

Su--ar%

Su--ar%
The control signaling -etween the .E and the Evolved Pac0et &ore is done with NA$ protocol
NA$ RR& P(&P RL& )A& Application !P P(&P RL& )A& L%
.E user plane protocols

The control signaling -etween the .E and the E4.TRAN 1eNode32 is done with the RR& protocol

L%
.E control plane protocols

LTE

1ui2

PROPERT3ES On passin,7 ; inis0; b+tton< On fai"in,7 ; inis0; b+tton< A""o$ +ser to "eave 5+i=< User !a2 vie$ s"i%es after 5+i=< User !a2 atte!pt 5+i=<

Goes to Ne9t S"i%e Goes to S"i%e After +ser 0as co!p"ete% 5+i= At an2 ti!e Un"i!ite% ti!es

Radio Resource Control (rotocol 3 RRC

'ntroduction

Sco(e and O&*ecti+es

Scope
+ + + + + + RR& $tates and /o-ilit* RR& Procedures and )essages $*ste/ !nfor/ation !dle )ode -ehavior Paging initiated -* the &ore Networ0 and how it is forwarded to the .E $ignaling Radio 3earers and RR& &onnection esta-lish/ent

Objectives
+ Explain the RR& idle and connected states and ela-orate on /o-ilit* in each caseA + )ention the RR& Procedures and )essages + (escri-e how $*ste/ !nfor/ation is trans/itted + Explain how the .E perfor/s cell selection and reselection in idle /ode + (escri-e the paging procedure and the RR& connection esta-lish/ent procedure

RRC Procedures
+ + + $*ste/ infor/ation &ell $election , Reselection &onnection control 0 RR& connection esta-lish/ent 0 $ecurit* activation 0 RR& connection re4esta-lish/ent 0 RR& connection reconfiguration 0 Paging 0 RR& connection release 0 Radio lin0 failure related actions )easure/ent &ontrol 0 )easure/ent configuration 0 )easure/ent reporting )o-ilit* )anage/ent !nter,!ntra E4.TRAN /o-ilit* )o-ilit* fro/ E4.TRAN Handover to E4.TRAN Other procedures Transparent transfer of NA$ /essages 1(L,.L (irect Transfer2 .E capa-ilit* transfer Protocol error handling

RRC

$*ste/ !nfo ABuisition A$ $ecurit*

&ell $election RR& &onnection

Paging Reception R3 )anage/entv

&onnected )ode )o-ilit* )easure/ent Reporting

RRC )essa.es
+ + + + + + + + + + + + + + + ounter heck ounter heckRes"onse S$%ParametersRe&uest S$%ParametersRes"onse 'L(n)ormationTrans)er *andover$romEUTRAPre"arationRe&uest Master(n)ormation%lock MeasurementRe"ort Mo+ility$romEUTRA ommand Paging RR onnectionRecon)iguration RR onnectionRecon)iguration om"lete RR onnectionReesta+lishment RR onnectionReesta+lishment om"lete RR onnectionReesta+lishmentRe#ect + + + + + + + + + + + + + RR onnectionRelease RR onnectionRe&uest RR onnectionSetu" RR onnectionSetu" om"lete SecurityMode ommand SecurityMode om"lete SecurityMode$ailure System(n)ormation System(n)ormation%lockTy"e, UE a"a+ilityEn&uiry UE a"a+ility(n)ormation UL*andoverPre"arationTrans)er UL(n)ormationTrans)er

RRC States

RRC States
Trac-in, Area Up%ate Connection Re*activation Trac-in, Area Up%ate

RR&4!(LE
1E))4 RE5!$TERE(2 //E*initiate% Connection Re"ease

RR&4 &ONNE&TE(
1E))4RE5!$TERE(2

Protocol States and )o&ilit%

S%ste- 'n4or-ation

E5a-(le o4 -a((in. to c$annels

)!3 $!3% $!3# $!3C $!3D $!3?

$!

$!

3&&H

3&&H

3&&H

3&H TT!< DE P3&H

(L4$&H TT!<@E P($&H TT!< %FE

(L4$&H TT!< C#E P($&H

S%ste- 'n4or-ation /locks

$*ste/ Para/eters Related to
&ell $election !nfo PL)N4id Trac0ing Area &ode &ell !d &ell 3arred :reBuenc* 3and !ndicator $!3 $cheduling .L EAR:&N .L 3andwith (L 3andwith &o//on Radio Resource &onf Paging !nfo &ell Reselection Neigh-ouring &ells 4intra freBuenc* Neigh-ouring &ells 4inter freBuenc* !nter RAT reselection 1.TRAN2 !nter RAT reselection 15RAN2 !nter RAT reselection 1&()A#EEE2 ho/e eNode3 ET6$ notification
x x x x

$*ste/ !nfor/ation carried in $*ste/ !nfor/ation 3loc0s

)!3

$!3 %
x x x x x x x

$!3 #

$!3 C

$!3 D

$!3 ?

$!3 F

$!3 G

$!3 @

$!3 H

$!3 %E

$!3 %%

x x

x x x x x x x

'dle )ode

'dle )ode Tasks

Manual Mode Automatic mode

PL)N $election
(ndication to user
Location Registration response

PL)Ns availa-le

$upport for /anual &$5 !( selection

PL)N selected &$5 !( selected

Availa-le&$5 !(s to NA$

&ell $election and Reselection

Registration Area changes Service re&uests

NAS ontrol

Radio measurements

Location Registration

RRC6'DLE Cell Selection 0 Cell Reselection

go here whenever a new PL)N is selected cell infor/ation stored for the PL)N $tored !nfor/ation &ell $election no suita-le &ell found &ell $election when leaving connected /ode return to !dle )ode &onnected )ode suita-le cell found suita-le cell found

'
no suita-le cell found

no cell infor/ation stored for the PL)N !nitial &ell $election

&a/ped Nor/all*
trigger $uita-le &ell found

suita-le cell found

Leave !dle )ode

$elected PL)N is reIected

go here An* &ell $election 6hen no .$!) in the .E .$!) inserted

&ell Reselection Evaluation Process no accepta-le cell found

no suita-le &ell found

&ell $election when leaving connected /ode return to !dle )ode &onnected )ode 1E/ergenc* calls onl*2

Accepta-le &ell found leave !dle )ode

Accepta-le &a/ped on an* cell Accepta-le &ell found no accepta-le &ell :ound $uita-le &ell found &ell :ound

' )

trigger

&ell Reselection Evaluation Process

Pa.in.

CN 'nitiated Pa.in.

LTE Pa.in. 3 'nitial Conte5t Setu(

The ))E a paging /essage which is sent to all eNode3s in a trac0ing area1s2

//E

.Es use the Rando/ Access procedure to initiate access to the serving cell

RR& PA5!N5

$%AP:Paging

R! %#& Access Pr#ce%ure

NA$: $ervice ReBuest

S1-AP:INITIAL UE MESSAGE (FFS) + NAS:Service Request eNB UE sig !""i g c# ecti# I$ +

NA$ /essaging continues in order to set up the call

Pa.in. and DR7 c%cle

+ Paging channel 1P&H2 uses P($&H trans/ission + Paging indicated on P(&&H
0 (R" c*cle defined 0 $pecial Jpaging )A& !(K indicating paging group 0 !f !( /atches .E reads P($&H to find which .E that is paged

P(&&H
.E receiver circuitr* switched off su-fra/e (R" c*cle

Possi-ilit* to page this ter/inal

.E receiver circuitr* switched off

SR/s and RRC Connection

Si.nalin. Radio /earers 8SR/s9

RR&
$R3E $R3% $R3#

P(&P + $ignaling Radio 3earers 1$R3s2 are offered -* the P(&P la*er to the RR& la*er for transport of RR& 1and NA$2 /essages
0 0 0 $R3E: .sed for RR& /essages on the &&&H $R3%: .sed for RR& and NA$ /essages on the (&&H $R3# 1optionall* configured2: .sed for low4priorit* NA$ /essages on (&&H

RRC Connection Esta&lis$-ent

!dle )ode LRR& &onnection ReBuestL CCC14ULSC1

+ RR& &onnection ReBuest is initiated -* the higher la*ers in the .E

0 A uniBue .E identit* $4T)$! is used in the reBuest /essage

+ RR& &onnection $etup + RR& connection esta-lish/ent procedure creates the signaling radio -earer $R3%

LRR& &onnection $etupL CCC14.LSC1 &onnected )ode LRR& &onnection $etup &o/pleteL .CC14ULSC1

Securit% Related Procedures

//E
!N!T!AL &ONTE"T $ET.P RE9.E$T
1!ntegrit* Protection Algorith/ E!AA &iphering Algorith/ EEAA $ecurit* Me*2

# (ecide Algorith/s' (erive Me*s Activate $ecurit* for $R3

$E&.R!T> )O(E &O))AN( 1EEAAE!A2

$E&.R!T> )O(E &O)PLETE

!N!T!AL &ONTE"T $ET.P RE$PON$E

Su--ar%

su--ar%
)aster !nfor/ation 3loc0 $*ste/ !nfor/ation 3loc0

RRC 3.LE

LRR& &onnection ReBuestL CCC14ULSC1

+ RR& &onnection ReBuest is initiated -* the higher la*ers in the .E + RR& &onnection $etup 1&4RNT! is allocated2

.LSC1 LRR& &onnection $etupL

LRR& &onnection $etup &o/pleteL .CC14ULSC1

RRC CONNECTE.

+ RR& connection esta-lish/ent procedure creates the signaling radio -earer R3=%'

1ui2

PROPERT3ES On passin,7 ; inis0; b+tton< On fai"in,7 ; inis0; b+tton< A""o$ +ser to "eave 5+i=< User !a2 vie$ s"i%es after 5+i=< User !a2 atte!pt 5+i=<

Goes to Ne9t S"i%e Goes to S"i%e After +ser 0as co!p"ete% 5+i= At an2 ti!e Un"i!ite% ti!es

Packet Data Con+er.ence (rotocol 3 PDCP

'ntroduction

Sco(e and O&*ecti+es

Scope
+ + + + + $eBuence nu/-ering Header co/pression !ntegrit* protection &iphering P(&P data and control P(.

Objectives
+ Explain what happens when a P(. arrives in the P(&P trans/itting and receiving entit* + Explain what happens during $eBuence nu/-ering' header co/pression' integrit* protection' ciphering and wh* we need the/ + (escri-e the P(&P data and control P(.

Packet Data Con+er.ence Protocol

P(&P :unctions
7 Header co/pression,deco/pression of !P data flows using ROH& 7 Transfer of data 7 )aintenence of seBuence nu/-ers for radio -earers 7 !n seBuence deliver* of upper la*er P(.s at re4esta-lish/ent of lower la*ers 7 (uplicate detection of lower la*er $(.s at re4esta-lish/ent 7 &iphering,deciphering of data 7 !ntegrit* protection,verification of &ontrol Plane 7 Ti/er -ased discard 7 (uplicate discarding

P(&P P(&P $ervices $ervices 7 7 Transfer Transfer of of user user plane plane data data
77 Transfer Transfer of of control control plane plane data data 77 Header Header co/pression co/pression 77 !ntegrit* !ntegrit* protection protection of of control control plane plane 77 &iphering &iphering -oth -oth control control and and user user plane plane

PDCP Entit% and :unctions

PDCP Entit%
.E,E4.TRAN
Trans/itting P(&P entit* Receiving P(&P entit*

E4.TRAN,.E

$eBuence nu/-ering

!n order deliver* and duplicate (etection 1. plane2

Header &o/pression 1user plane onl*2

Pac0ets associated to a P(&P $(.

Header &o/pression 1user plane onl*2

to a P(&P $(.

Pac0ets NOT associated

Pac0ets associated to a P(&P $(.

to a P(&P $(.

Pac0ets NOT associated

!ntegrit* Protection 1control plane onl*2 &iphering

!ntegrit* Nerification 1control plane onl*2 (eciphering Re/ove P(&P Header

Add P(&P header

Radio !nterface 1.u2

Se;uence Nu-&erin.
6H>: 7 Reordering 7 (uplicate detection 7 !ntegrit* protection 7 &iphering
$R3%O.L $R3%O(L
&O.NT &O.NT

eN3
$R3%O.L $R3%O(L

.E .E

(R3O.L (R3O(L

&O.NT4& &O.NT4&

(R3O.L (R3O(L

.E .E &tx &tx

HO6: P.CP SN<

H:N P(&P $N

NextOP(&POT"O$N T"OH:N &O.NT

<eader Co-(ression
$ave the -andwith -*: 8 Re/oving redundant info 8 Encoding i/portant info 8 Hop -* Hop 8 .nidirectional
RT P 8 N<D Hlen !Pv D TTL TO$ :lags Protocol Pac0et length :rag/ent offset $TAT!& !N:ERRE( &HAN5E$ RAREL> (estination port &hec0su/ PT $eBuence no &HAN5E$ O:TEN Appr. 30 of 40 octets are static or easily compressible! &hec0su/ !dentification $ource address (estination address .( P $ource port Length N P " && ) Ti/esta/p $$R& !dentifier

.E,.E &ontext
Header P(&P P(.

R3O.L

P(&P P(.

R3O.L

Header

P(&P P(.

&R& chec0su/ covering the header before co/pression is included in the co/pressed header

&o/pressed Header &ontains encoded data

.E,.E &ontext

'nte.rit% Protection
6H>: To ensure data origin

P(&P P(. Header

P(&P P(.
P(&P P(. Header P(&P $(.

P(&P P(.
P(&P $(. P(&P P(. Header

P(&P $(.

&O.NT (irection MOeN3ORR&!nt 3earer !d

E!A E!A

/AC*3

(/AC*3

E!A E!A

&O.NT (irection MOeN3ORR&!nt 3earer !d

/AC*3

<

(/AC*3

$ending $ide .E,eN3

Receiving $ide .E,eN3

Ci($erin.
6H>: To protect the data over radio
EEAE EEA% EEA#

&O.NT4&, &O.NT (!RE&T!ON LEN5TH 3EARER

&O.NT4&, &O.NT (!RE&T!ON 3EARER LEN5TH

ME>.Penc

EEA

ME>.Penc

EEA

ME>$TREA) 3LO&M PLA!NTE"T PLA!NTE"T 3LO&M 3LO&M Sen%er

ME>$TREA) 3LO&M PLA!NTE"T PLA!NTE"T 3LO&M 3LO&M Receiver

&!PHERTE"T &!PHERTE"T 3LO&M 3LO&M

PDCP PDU

PDCP Data PDU

The P(&P (ata P(. is used to conve*: A P(&P $(. $N .ser plane data containing unco/pressed P(&P $(. .ser plane data containing co/pressed P(&P $(. &ontrol plane data )A&4! field 1for $R3 onl*2

PDCP Data PDU :or-at

(,& R R R P(&P $N Oct % Oct # Oct C

R (ata

P(&P $N

Oct % Oct #

P(&P $N 1cont 2 (ata

)A&4! )A&4! 1cont 2 )A&4! 1cont 2 )A&4! 1cont 2

Oct N4C Oct N4# Oct N4% Oct N

(,& P(&P $ N (ata Oct % Oct #

P.CP .ata< P.U for!at SR&

P.CP .ata< P.U for!at .R&< SN ') bits !appe% to RLC A/4U/ SN > bits !appe% to RLC U/

PDCP Control PDU :or-at

(,&

P(. T*pe

Oct % Oct #

(,&

P(. T*pe :)$ 1cont 2 3it/ap % 1optional2

:)$

Oct % Oct # Oct C

!nterspersed ROH& feed-ac0 pac0et

3it/ap N 1optional 2

Oct #;N

P.CP Contoro"< ROC1 fee%bac-

P.CP Contoro"< STATUS Report

(,& :)$

(ata,&ontrol :irst )issing P(&P $N

ROH& RO-ust Header &o/pression

Su--ar%

Su--ar%
(ata transfer P addition of P(&P seBuence nu/-er &iphering and deciphering of user and control plane data Header co/pression and deco/pression with ROH& !ntegrit* protection of control plane data

1ui2

PROPERT3ES On passin,7 ; inis0; b+tton< On fai"in,7 ; inis0; b+tton< A""o$ +ser to "eave 5+i=< User !a2 vie$ s"i%es after 5+i=< User !a2 atte!pt 5+i=<

Goes to S"i%e Goes to S"i%e After +ser 0as co!p"ete% 5+i= At an2 ti!e Un"i!ite% ti!es

Radio Link Control Protocol3 RLC

'ntroduction

Sco(e and O&*ecti+es

Scope

+ RL& transparent /ode entit* + RL& unac0nowledged /ode entit* + RL& ac0nowledged /ode entit* + RL& P(.s
Objectives

+ Explain wh* we need three RL& /odes + (escri-e the RL& entities' their function and the RL& P(.s in each /ode

RLC Protocol Entit%

RL& $ervices
Provided to .pper La*ers: 7 Transparent data transfer 7 .nac0nowledged data transfer 7 Ac0nowledged data transfer Expected :ro/ Lower La*ers: 7 (ata transfer 7 Notification of a trans/ission opportunit* 7 Notification of HAR9 deliver* failure fro/ trans/itting )A& entit* 7 !n4seBuence deliver* 7 (uplicate detection 7 :low control 7 RL& Re4esta-lish/ent 7 Protocol Error (etection and Recover*

RL& :unctions
$eg/entation and re4asse/-l* 7 &oncatenation 7 Padding 7 Transfer of user data in T)' .) and A) 7 Error correction 1AR92

RLC Entities & )odes

RLC Entities

RLC Trans(arent )ode Entit%

.E,EN3 radio interface T)4$AP T)4$AP EN3,.E

Trans/ission -uffer

Trans/itting T)4RL& entit*

Receiving T)4 RL& entit*

3&&H,P&&H ,&&&H

3&&H,P&&H ,&&&H

RLC unacknowled.ed )ode Entit%

.E,EN3 .)4$AP radio interface .)4$AP EN3,.E

Trans/ission -uffer

$(. reasse/-l* Trans/itting .)4RL& entit* Receiving .)4RL& entit* Re/ove RL& header

$eg/entation Q &oncatenation

Add RL& header

Reception -uffer Q HAR9 reordering

(T&H

(T&H

RLC A) Entit%
A) 4$AP

Trans/ission -uffer

RL& control

$(. reasse/-l*

$eg/entation Q &oncatenation

Retrans/ission -uffer

Re/ove RL& header

Reception -uffer Q HAR9 reordering

Add RL& header Routing

(&&H,(T&H

(&&H,(T&H

RLC PDU

Protocol Data Units 3 PDU

+ RL& (ata P(.
0 T) P(.' .) P(.' A) P(. and A)( P(. $eg/ent

+ RL& &ontrol P(.

0 $TAT.$ P(.

RLC Trans(arent )ode PDU

+ The RL& T) P(. introduces no overhead

+ T) is used for signaling on 3&&H and P&&H

RLC Unacknowled.ed )ode PDU

+ Header: :ixed Part 1:!' E' $N2 ; Extension Part 1Es' L!s2 + .) RL& Entit* configured -* RR& to use either ? -it $N or %E -it $N

.)( P(. with ? -it $N 1No L! 2

.)( P(. with %E -it $N 1No L! 2

RLC Unacknowled.ed )ode PDU= > &its SN= cont

.)( P(. with ? -it $N 1Odd nu/-er of L!s' i e M < %' C' ?' R2

P(. with ? -it $N 1Even nu/-er of L!s' i e M < #' D' F' R2

RLC Unacknowled.ed )ode PDU= 10 &its SN= cont

.)( P(. with %E -it $N 1Odd nu/-er of L!s' i e M < %' C' ?' R2

.)( P(. with %E -it $N 1Even nu/-er of L!s' i e M < #' D' F' R2

RLC Acknowled.ed )ode PDU

+ A) RL& Entit* uses%E -it $N + Header: :ixed Part 1(,&' R:' P' :!' E' $N2 ; Extension Part 1E1s2' L!1s22

A)( P(. with %E -it $N 1No L! 2

RLC Acknowled.ed )ode PDU

'n4or-ation Ele-ent? E &it

Extension -it
$i-ed header

Value
0 1

Description
Data field follows from the octet following the fixed part of the header A set of E field and ! field follows from the octet following the fixed part of the header

E-tension "art o) the header

Value
0 1

Description
Data field follows from the octet following the ! field following this E field A set of E field and ! field follows from the bit following the ! field following this E field

'n4or-ation Ele-ent? Len.t$ 'ndicator= L'

Len,t0 3n%icator (L3) fie"%
The L! field indicates the length in -*tes of the corresponding data field ele/ent present in the RL& data P(. delivered,received -* an .) or an A) RL& entit* The value E is reserved

'n4or-ation Ele-ent? :ra-in. 'n4or-ation 4ield= :'

Value
00 01 10 11

Description
"irst byte of the Data field corresponds to the first byte of a # $ %D&. ast byte of the Data field corresponds to the last byte of a # $ %D&. "irst byte of the Data field corresponds to the first byte of a # $ %D&. ast byte of the Data field does not correspond to the last byte of a # $ %D&. "irst byte of the Data field does not correspond to the first byte of a # $ %D&. ast byte of the Data field corresponds to the last byte of a # $ %D&. "irst byte of the Data field does not correspond to the first byte of a # $ %D&. ast byte of the Data field does not correspond to the last byte of a # $ %D&.

'n4or-ation Ele-ent? Se.-ent O44set= SO

+ The $eg/ent Offset field indicates the position of the A/. P.U se,!ent in -*tes within the original A)( P(. The first -*te in the (ata field of the original A)( P(. is referred -* the $O field value SEEEEEEEEEEEEEEES

'n4or-ation Ele-ent? Last Se.-ent :la.= LS:

Last $eg/ent :lag field

Value
0 1

Description
ast byte of the A'D (D& segment does not correspond to the last byte of an A'D (D&. ast byte of the A'D (D& segment corresponds to the last byte of an A'D (D&.

'n4or-ation Ele-ent? Rese.-entation :la.= R:

Value
0 1 A'D (D& A'D (D& segment

Description

'n4or-ation Ele-ent? Poll= P

Polling -it field
Value
0 1 %tat)s report not re*)ested %tat)s report is re*)ested

Description

'n4or-ation Ele-ent? Control Pdu T%(e= CPT

+ &ontrol P(. T*pe -it field

Value
000 001,111 %+A+&% (D& #eser-ed .(D&s with this coding will be discarded by the recei-ing entity for this release of the protocol/

Description

Su--ar%

Su--ar%
(ata transfer in Ac0nowledged' .nac0nowledged and Transparent /ode Error correction -* AR9 1A)2 &oncatenation' seg/entation and reasse/-l* of RL& $(.s 1A) Q .)2
Exa/ples 7 No!P: .) 7 T&P4-ased traffic: A)
T) is onl* used for $R3s when no RL& .) or A) entit* is set up *et

1ui2

PROPERT3ES On passin,7 ; inis0; b+tton< On fai"in,7 ; inis0; b+tton< A""o$ +ser to "eave 5+i=< User !a2 vie$ s"i%es after 5+i=< User !a2 atte!pt 5+i=<

Goes to Ne9t S"i%e Goes to S"i%e After +ser 0as co!p"ete% 5+i= At an2 ti!e Un"i!ite% ti!es

)ediu- Access Control Protocol 3 )AC

'ntroduction

Sco(e and O&*ecti+es

Scope
+ + + + + + + )apping of channels )A& P(. Rando/ access procedure HAR9 /echanis/ (L , .L $cheduling /echanis/ .L Ti/e Align/ent &onnection $etup procedure

Objectives
+ Explain how logical channels are /apped to transport channels and ph*sical channels + (escri-e the )A& P(. for/at' the Rando/ access procedure' the HAR9 /echanis/' the (L and .L scheduling /echanis/ and .L ti/e align/ent + Explain the connection setup procedure

)AC Protocol Entit%

+ )A& $ervices
0 (ata Transfer 0 Reallocation of resources

+ )A& :unctions
0 )apping -etween logical4 and transport channels 0 )ultiplexing of )A& $(.s 0 (e/ultiplexing of )A& $(.s 0 $cheduling infor/ation reporting 0 Error &orrection 0 Priorit* handling -etween .Es 0 Priorit* handling -etween logical channels 0 Logical channel prioritiTation 0 Transport :or/at selection
Upper "a2ers PCC1 &CC1 CCC1 .CC1 .TC1 /AC *contro"

Lo,ica" C0anne" Prioriti=ation (

(.e*) /+"tip"e9in,

Contro"

1AR6

Ran%o! Access Contro"

PC1

&C1

.L*SC1

UL*SC1 Lo$er "a2ers

RAC1

C$annels

Lo.ical C$annels
Contro"< + &roa%cast Contro" C0anne" (&CC1)
0 (L -roadcast of s*ste/ control infor/ation

+ Pa,in, Contro" C0anne" (PCC1)

0 (L paging infor/ation .E position not 0nown on cell level

+ Co!!on Contro" C0anne" (CCC1)

0 .L,(L 6hen no RR& connection exists

+ .e%icate% Contro" C0anne" (.CC1)

0 .L,(L dedicated control infor/ation .sed -* .Es having an RR& connection

Traffic< + .e%icate% Traffic C0anne" (.TC1)

0 .L,(L (edicated Traffic to one .E' user infor/ation

Trans(ort C$annels
.o$n"in-< + &roa%cast C0anne" (&C1)
0 $*ste/ !nfor/ation -roadcasted in the entire coverage area of the cell 3ea/for/ing is not applied 0 .ser data' control signaling and $*ste/ !nfo HAR9 and lin0 adaptation 3roadcast in the entire cell or -ea/for/ing (R" and )3)$ supported 0 Paging !nfo -roadcasted in the entire cell

+ .o$n"in- S0are% C0anne" (.L*SC1) + Pa,in, C0anne" (PC1) Up"in-< + Up"in- S0are% c0anne" (UL*SC1)

0 .ser data and control signaling HAR9 and lin0 adaptation 3ea/for/ing /a* -e applied

+ Ran%o! Access C0anne" (RAC1)

0 Rando/ Access trans/issions 1as*nchronous and s*nchronous2 The trans/ission is t*picall* contention -ased :or .Es having an RR& connection there is so/e li/ited support for contention free access

P$%sical C$annels and Si.nals

P02sica" c0anne"s + P02sica" .o$n"in- S0are% C0anne" (P.SC1)
0 trans/ission of the (L4$&H transport channel

+ P02sica" Up"in- S0are% C0anne" (PUSC1)

0 trans/ission of the .L4$&H transport channel

+ P02sica" Contro" or!at 3n%icator C0anne" (PC 3C1)

0 indicates the P(&&H for/at in (L

+ P02sica" .o$n"in- Contro" C0anne" (P.CC1)

0 (L L%,L# control signaling

+ P02sica" Up"in- Contro" C0anne" (PUCC1)

0 .L L%,L# control signaling

+ P02sica" 12bri% AR6 3n%icator C0anne" (P13C1)

0 (L HAR9 info

+ P02sica" &roa%cast C0anne" (P&C1)

0 (L trans/ission of the 3&H transport channel

+ P02sica" Ran%o! Access C0anne" (PRAC1)

0 .L trans/ission of the rando/ access prea/-le as given -* the RA&H transport channel

P02sica" si,na"s + Reference Si,na"s (RS)

0 support /easure/ents and coherent de/odulation in uplin0 and downlin0

+ Pri!ar2 an% Secon%ar2 S2nc0roni=ation si,na"s (P*SC1 an% S*SC1)

0 (L onl* and used in the cell search procedure

+ So+n%in, Reference Si,na" (SRS)

0 supports .L scheduling /easure/ents

C$annel )a((in.
.o$n"inUp"in-

P&&H

3&&H
)!3 $!3

(T&H (&&H

&&&H

(T&H

(&&H

&&&H

Logical &hannels
Uty"e o) in)ormation. /tra))ic0control1

P&H

3&H

(L4$&H

.L4$&H

RA&H

Transport &hannels
Uhow and with what characteristics. /common0shared0mc0+c1

P(&&H info

4$ched T: (L 4$ched grant .L 4Pwr &trl c/d 4HAR9 info A&M,NA&M

4&9! 4A&M,NA&M 4$ched reB

Ph*sical &hannels
U+its! sym+ols! modulation! radio )rames etc.

P3&H

P($&H P&:!&H P(&&H

4half fra/e s*nc 4cell id

PH!&H

P.&&H

P.$&H PRA&H
4/easure/ents for .L scheduling

4/eas for (L sched 4/eas for /o-ilit* 4coherent de/od

4fra/e s*nc 4cell id group

4coherent de/od

Ph*sical $ignals
Uonly L, in)o.

R$

P4$&H

$4$&H

R$

$R$

)AC PDU

)AC PDU
R,R,E,L&!(,:,L R,R,E,L&!(,:,L R,R,E,L&!(,:,L R,R,E,L&!(,:,L su-4header su-4header su-4header su-4header R,R,E,L&!(,:,L R,R,E,L&!( padding su-4header su-4header

)A& header

)A& &ontrol )A& &ontrol ele/ent % ele/ent #

)A& $(.

)A& $(.

Padding 1opt2

)A& pa*load

L&!( E R : L

Logical &hannel !( Extension 3it Reserved Length :lag Length

)AC Su&3$eader

R :

E L

L&!(

Oct % Oct #

R :

E L L

L&!(

Oct % Oct # Oct C

R,R,E,L&!(,:,L su-4header with G4-its L field

R,R,E,L&!(,:,L su-4header with %?4-its L field

L&!(

Oct %

R,R,E,L&!( su-4header

)AC Procedures

)AC Procedures
+ + + + + + + + + + Rando/ Access )aintenance of .plin0 Ti/e Align/ent (L4$&H data transfer .L4$&H data transfer P&H reception 3&H reception (iscontinuous Reception 1(R"2 )A& reconfiguration )A& Reset $e/i4Persistent $cheduling

Rando- Access Procedure

+ P+rpose
0 !nitial access 0 Esta-lish .L s*nchroniTation 0 !ndicate presence of .L data

)A& procedure

+ T$o t2pes
0 &3RA P &ontention 3ased 0 &:RA P &ontention :ree

+ Consists of fo+r p0ases

% # C D Rando/ Access Prea/-le Rando/ Access Response RR& &onnection ReBuest RR& &onnection $etup

RR& procedure

Data Trans4er usin. <AR1

(e/ultiplexed into logical channels and forwarded to RL& for reordering
Tr3l0 % H*-rid AR9 processes Tr3l0 # Tr3l0 E Tr3l0 ?

Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing NA&M A&M
D Tr3l0 E

A&M ? Tr3l0 D

NA&M F Tr3l0 ? G

A&M

NA&M @ Tr3l0 E H

A&M

NA&M

&:NE Tr3l0 E

% Tr3l0 %

# Tr3l0 #

C Tr3l0 C

Tr3l0 C

Tr3l0 D

% /s TT!

:ixed ti/ing relation

Nu/-er of HAR9 processes tuned to /atch the RTT 7 :(( @ HAR9 processes 7 T(( depending on as*//etr*

DL Sc$edulin. )ec$anis+ .E provides a &hannel 9ualit* Report 1&9!2 -ased on (L reference s*/-ols + $cheduler assigns resources per R3 -ased on 9o$' &9! etc + Resource allocation is trans/itted in connection with data

.L sc0e%+"er
Re s C6 3 Re fe o+ rc

.a ta
ea ""o ca tio n

rep

ren ce

ort

s2 !b o"s

eNo%e&

UE

UL Sc$edulin. )ec$anis+ .E reBuests .L trans/ission via Lscheduling reBuestL + $cheduler assigns initial resources without detailed 0nowledge of -uffer content + )ore detailed -uffer status report /a* follow in connection with data
/eas+re!ents
C0 an ne "

UL sc0e%+"er
&+ ffe r Re s Sc 0e o+ rc "in ,

.a ta
sta t+s rep

so +n % in ,7

RS

%+

ea

ort

ss

i,n

Re 5

+e s

!e n

eNo%e&

UE

)aintenance o4 U(link Ti-e Ali.n-ent

+ 6hen the .E gets Ti/ing 4 Rando/ Access Response 4 Pigg* 3ac0ed together with data
: TA
TA *

UE ) UE '

Ti/ing Advance &o//and Oct %

Connection Setu(

Connection Setu(
eNode3
RRC
3&&H: System (n)ormation

))E

RRC

Ran%o! Access
RRC?CONNECTE.

&ell $election

7Ad/ission &trl
PRA&H: RA * "ream+le

/AC /AC RRC

/AC /AC

(L4$&H: RA * res"onse .L4$&H: RR onnection Re&uest

7Allocation of $R3 resources in 33

1!nitial .E identit*' &ause2

RRC Connection Estab"is0!ent

(L4$&H: RR RRC RRC

.L4$&H: RR

RRC onnection Setu" RRC RRC S'*AP S'*AP RRC

om"lete

1$R3% para/eters2
1$elected PL)N id' NA$: Attach ReBuest 82

onnection Setu" om"lete

))E selection 1-ased on $4T)$!2

(nitial UE Message 1eN3 .E $%AP
id 88'NA$:Attach ReBuest'TA!2

S'*AP

!nitial &ontext $etup ReBuest (L4$&H: Security Mode ommand

1))E .E $%AP id 888' NA$: Attach Accept' $ecurit*' 3earer para/s' e g TE!(2

S'*AP

3nitia" Conte9t Set+p

RRC RRC RRC RRC

1$ecurit* &onfiguration2

.L4$&H: Security Mode (L4$&H: RR

RRC RRC RRC S'*AP RRC S'*AP

RR& connected

onnection Recon)iguration

1!ntra4freBuenc* /easure/ent configuration' 3earer $etup' NA$: Attach Accept2

Allocation of pa*load -earer resources

!nitial &ontext $etup Response
13earer para/s' e g TE!(2

.L4$&H: RR

onn Recon)

om"lete

8 The !)$! is provided in the Attach ReBuest 88 eN3 .E $%AP id is included in all .E4related (L $%AP /essages

UL (n)orm Trans)er 1NA$: Attach RRC

&o/plete2

S'*AP

.plin0 NA$ Transport

1NA$: Attach &o/plete2

S'*AP
LTE active

888 ))E .E $%AP id is included in all .E4related LTE active .L $%AP /essages except for !nitial .E /essage

Su--ar%

Su--ar%
Rando/ Access Procedure

H*-rid auto/atic repeat reBuest 1HAR92

% # F

Receiver Sen%er

Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing Receiver processing

NAM

A&M

A&M

NAM

NAM

1ui2

PROPERT3ES On passin,7 ; inis0; b+tton< On fai"in,7 ; inis0; b+tton< A""o$ +ser to "eave 5+i=< User !a2 vie$ s"i%es after 5+i=< User !a2 atte!pt 5+i=<

Goes to Ne9t S"i%e Goes to S"i%e After +ser 0as co!p"ete% 5+i= At an2 ti!e Un"i!ite% ti!es

)o&ilit% in RRC Connected State

'ntroduction

Sco(e and O&*ecti+es

$cope

+ $% !nterface and $%4 AP + "# !nterface and "#4 AP + "#' $% and !RAT )o-ilit* + &$ :all-ac0
O-Iectives

+ .nderstand the $% and "# !nterfaces and the related protocols + (escri-e the "#' $% and !RAT )o-ilit* + .nderstand the &$ :all-ac0 concept

S1 'nter4ace and S1 A((lication Protocol

S1 'nter4ace

:unctions o4 S1AP
+ + + + + + + + + + + + + + + E4RA3 )anage/ent !nitial &ontext Transfer :unction )o-ilit* :unction for .Es in LTEOA&T!NE Paging NA$ signaling Transport -etween .E and ))E &o//on !( /anage/ent .E &apa-ilit* !nfo !ndication :unction $% !nterface )anage/ent :unctions $% .E &ontext Release :unction .E &ontext )odification :unction $tatus Transfer Trace :unction Location Reporting $% &()A #EEE Tunneling :unction 6arning )essage Trans/ission :unction

S1AP Ele-entar% Procedures= class 1

Ele/entar* Procedure' class % Handover Preparation Handover Resource Allocation Path $witch ReBuest Handover &ancellation !nitiating )essage HAN(ONER RE9.!RE( HAN(ONER RE9.E$T PATH $6!T&H RE9.E$T HAN(ONER &AN&EL $uccessful Outco/e Response )essage HAN(ONER &O))AN( HAN(ONER RE9.E$T A&MNO6LE(5E PATH $6!T&H RE9.E$T A&MNO6LE(5E HAN(ONER &AN&EL A&MNO6LE(5E E4RA3 $ET.P RE$PON$E .nsuccessful outco/e Response )essage HAN(ONER PREPARAT!ON :A!L.RE HAN(ONER :A!L.RE PATH $6!T&H RE9.E$T :A!L.RE

E4RA3 $etup

E4RA3 $ET.P RE9.E$T

E4RA3 )odif*

E4RA3 )O(!:> RE9.E$T

E4RA3 )O(!:> RE$PON$E

E4RA3 Release

E4RA3 RELEA$E &O))AN(

E4RA3 RELEA$E RE$PON$E

!nitial &ontext $etup

!N!T!AL &ONTE"T $ET.P RE9.E$T

!N!T!AL &ONTE"T $ET.P RE$PON$E

!N!T!AL &ONTE"T $ET.P :A!L.RE

S1AP Ele-entar% Procedures= class 1

Ele/entar* Procedure' class % Reset $% $etup .E &ontext Release .E &ontext )odification !nitiating )essage RE$ET $% $ET.P RE9.E$T .E &ONTE"T RELEA$E &O))AN( .E &ONTE"T )O(!:!&AT!ON RE9.E$T EN3 &ON:!5.RAT!ON .P(ATE ))E &ON:!5.RAT!ON .P(ATE 6R!TE4REPLA&E 6ARN!N5 RE9.E$T $uccessful Outco/e Response )essage RE$ET A&MNO6LE(5E $% $ET.P RE$PON$E .E &ONTE"T RELEA$E &O)PLETE .E &ONTE"T )O(!:!&AT!ON RE$PON$E EN3 &ON:!5.RAT!ON .P(ATE A&MNO6LE(5E ))E &ON:!5.RAT!ON .P(ATE A&MNO6LE(5E 6R!TE4REPLA&E 6ARN!N5 RE$PON$E .E &ONTE"T )O(!:!&AT!ON :A!L.RE EN3 &ON:!5.RAT!ON .P(ATE :A!L.RE ))E &ON:!5.RAT!ON .P(ATE :A!L.RE $% $ET.P :A!L.RE .nsuccessful outco/e Response )essage

eN3 &onfiguration .pdate

))E &onfiguration .pdate

6rite4Replace 6arning

S1AP Ele-entar% Procedures= Class @

Ele/entar* procedure' class #
Handover Notification E4RA3 Release !ndication Paging !nitial .E )essage (ownlin0 NA$ Transport .plin0 NA$ Transport NA$ non deliver* !ndication Error !ndication .E &ontext Release ReBuest (ownlin0 $% &()A #EEE Tunneling .plin0 $% &()A#EEE Tunneling .E &apa-ilit* !nfo !ndication eN3 $tatus Transfer ))E $tatus Transfer (eactivate Trace Trace $tart

!nitiating )essage
HAN(ONER NOT!:> E4RA3 RELEA$E !N(!&AT!ON PA5!N5 !N!T!AL .E )E$$A5E (O6NL!NM NA$ TRAN$PORT .PL!NM NA$ TRAN$PORT NA$ NON (EL!NER> !N(!&AT!ON ERROR !N(!&AT!ON .E &ONTE"T RELEA$E RE9.E$T (O6NL!NM $% &()A #EEE T.NNEL!N5 .PL!NM $% &()A#EEE T.NNEL!N5 .E &APA3!L!T> !N:O !N(!&AT!ON EN3 $TAT.$ TRAN$:ER ))E $TAT.$ TRAN$:ER (EA&T!NATE TRA&E TRA&E $TART

S1AP Ele-entar% Procedures= Class @

Ele/entar* procedure' class #
Trace :ailure !ndication Location Reporting &ontrol Location Reporting :ailure !ndication Location Report Overload $tart Overload $top eN3 (irect !nfor/ation Transfer ))E (irect !nfor/ation Transfer eN3 &onfiguration Transfer ))E &onfiguration Transfer &ell Traffic Trace

!nitiating )essage
TRA&E :A!L.RE !N(!&AT!ON LO&AT!ON REPORT!N5 &ONTROL LO&AT!ON REPORT!N5 :A!L.RE !N(!&AT!ON LO&AT!ON REPORT ONERLOA( $TART ONERLOA( $TOP EN3 (!RE&T !N:OR)AT!ON TRAN$:ER ))E (!RE&T !N:OR)AT!ON TRAN$:ER EN3 &ON:!5.RAT!ON TRAN$:ER ))E &ON:!5.RAT!ON TRAN$:ER &ELL TRA::!& TRA&E

7@ 'nter4ace and 7@ A((lication Protocol

7@ 'nter4ace
+ !nter4connection of eNode3s supplied -* different /anufacturersA + $upport of continuation -etween eNode3s of the E4.TRAN services offered via the $% interfaceA + $eparation of "# interface Radio Networ0 functionalit* and Transport Networ0 functionalit* to facilitate introduction of future technolog* The /ain purpose for "# is to support the active /ode .E /o-ilit* 1Pac0et :orwarding2

7@ Protocol )odel

:unctions o4 7@AP
+ + + + + + $etting up the "# Resetting the "# )o-ilit* )anage/ent Load )anage/ent Reporting of 5eneral Error $ituations eNode3 &onfiguration .pdate

7@AP Ele-entar% Procedures= class 1

Ele/entar* Procedure' class % HAN(ONER PREPARAT!ON !nitiating )essage $uccessful Outco/e Response )essage HAN(ONER RE9.E$T A&MNO6LE(5E RE$ET RE$PON$E .nsuccessful outco/e Response )essage HAN(ONER PREPARAT!ON :A!L.RE

HAN(ONER RE9.E$T

RE$ET

RE$ET RE9.E$T

"# $ET.P

"# $ET.P RE9.E$T

"# $ET.P RE$PON$E

"# $ET.P :A!L.RE

EN3 &ON:!5.RAT!ON .P(ATE

EN3 &ON:!5.RAT!ON .P(ATE

EN3 &ON:!5.RAT!ON .P(ATE A&MNO6LE(5E

EN3 &ON:!5.RAT!ON .P(ATE :A!L.RE

RE$O.R&E $TAT.$ REPORT!N5 !N!T!AT!ON

RE$O.R&E $TAT.$ RE9.E$T

RE$O.R&E $TAT.$ RE$PON$E

RE$O.R&E $TAT.$ :A!L.RE

7@AP Ele-entar% Procedures= Class @

Ele/entar* procedure' class #
LOA( !N(!&AT!ON

!nitiating )essage
LOA( !N:OR)AT!ON

HAN(ONER &AN&EL

HAN(ONER &AN&EL

$N $TAT.$ TRAN$:ER

$N $TAT.$ TRAN$:ER

.E &ONTE"T RELEA$E

.E &ONTE"T RELEA$E

RE$O.R&E $TAT.$ REPORT!N5

RE$O.R&E $TAT.$ .P(ATE

ERROR !N(!&AT!ON

ERROR !N(!&AT!ON

Ue initial attac$ (rocedure

A

UE Attac$
//E
% $>$TE) !N:OR)AT!ON

RRC 3.LE

&ell $elect 8

# RAN(O) A&&E$$ PREA)3LE C RAN(O) A&&E$$ RE$PON$E D RR& &ONNE&T!ON RE9.E$T ? RR& &ONNE&T!ON $ET.P

RRC CONNECTE.

F RR& &ONNE&T!ON $ET.P &O)PLETE 1Attach ReBuest2 @ RR& (L !N:OR)AT!ON TRAN$:ER 1.E !dentit* ReBuest2 H RR& .L !N:OR)AT!ON TRAN$:ER 1.E !dentit* Response2 %E RR& (L !N:OR)AT!ON TRAN$:ER 1Authentication ReBuest2 %% RR& .L !N:OR)AT!ON TRAN$:ER 1Authentication Response2 %# RR& (L !N:OR)AT!ON TRAN$:ER 1$ecurit* )ode &o//and2 %C RR& .L !N:OR)AT!ON TRAN$:ER 1$ecurit* )ode &o/plete2 %? RR& $E&.R!T> )O(E &O))AN( %F RR& $E&.R!T> )O(E &O)PLETE %G RR& .E &APA3!L!T> EN9.!R> %@ RR& .E &APA3!L!T> iN:OR)AT!ON #E RR& &ONNE&T!ON RE&ON:!5.RAT!ON 1Attach Accept' 3earer $etup2 #% RR& &ONNE&T!ON RE&ON:!5.RAT!ON &O)PLETE #C RR& .L !N:OR)AT!ON TRAN$:ER 1Attach &o/plete22

G !N!T!AL .E )E$$A5E 1Attach ReBuest2 (L NA$ TRAN$PORT 1.E !dentit* ReB2 .L NA$ TRAN$PORT 1.Eid Response2 (L NA$ TRAN$PORT 1Authentication2 .L NA$ TRAN$PORT 1Auth Response2 (L NA$ TRAN$PORT 1NA$ $)&2 .L NA$ TRAN$PORT 1NA$ $)&2 %D !N!T!AL &ONTE"T $ET.P RE9.E$T 1EP$ -earers' Attach Accept' $ecurit*2

%H .E &APA3!L!T> !N:O !N(!&AT!ON 1.E Radio &apa-ilit*2 ## !N!T!AL &ONTE"T $ET.P RE$PON$E 1EP$ -earers2 .L NA$ TRAN$PORT 1Attach &o/plete2 #D .E &ONTE"T RELEA$E &O))AN(

RRC 3.LE
#F RR& &ONNE&T!ON RELEA$E

#? .E &ONTE"T RELEA$E &O)PLETE

'ntra lte $ando+er

7@ <ando+er

DL Data :orwardin.
end /ar0er
%,01

P(&P $N is continuous through Handover

X2APNext SN = 7
+ransmitter %tate 6 5 4 #ecei-er %tate 6 5 4
7 $ource forwards outstanding un4A&M:ed $(.s to target $it0 their $N attached 7 $ource tells Target what P(&P $N to allocate next 7 Non4outstanding $(.s are forwarded 1in order2 $it0o+t $N 7 Target UprioritiTesL forwarded $(.s 7 .E re4orders P(&P $(.s -ased on the $N 7 .E /a* su-/it a P(&P $tatus to guide Target re4Tx 7 NO (ata forwarding for $R3sA P(&P $N and H:N are reset V target So+rce eN&

4
Tar,et eN&

Status: A$2 4 3 4

S1 <ando+er
RR& &ONNE&TE(

RR& &ONNE&TE(

'rat -o&ilit%

'nterworkin. wit$ @,B",

(''6$788E$+ED

Handover

E$' 4 $788E$+ED E,&+#A ##$6$788E$+ED

CELL_DCH CELL_$ACH
CELL?PC1 URA?PC1
&onnection esta-lish/ent,release

Handover

G !_Connected
5PR$ Pac0et transfer /ode

Release with Redirect

$$7 with 8A$$

&&O' Reselection

Reselection Reselection
#eselection : (D( context est; &ell change without signaling

&onnection esta-lish/ent,release

&onnection esta-lish/ent,release
#eselection

UTRA_Idle
(''6!D E

E-UTRA RRC Idle

E$' ,!D E

$$79 #eselection : (D( context est;

G !_Idle" G#R Idle

#!!_DETACHED

E'',DE#E0!%+E#ED

&ell change without signaling

Idle

; (D( $ontext establishment is needed if no (D( context exists

LTE to ", <ando+er

P(N456

target $456

source $456

$5$N

))E

RN&

Cs 4all&ack

#$% CS :all&ackC
+ The alternative if invest/ent in !)$ should -e avoided + 3ased on reuse of legac* &$ access + &$ :all-ac0 /a* -e used as a generic telephon* fall-ac0 /ethod
0 E g secure functionalit* for inco/ing roa/ers 0 Ter/inals are expected to support it even if !)$,))tel is supported

CS :all&ack 3 Conce(t
+ $u-scri-ers roa/ing with preference on LTE access' no &$4voice service availa-le 1i e !)$ is not used as voice engine2 + :all-ac0 triggered to overlapping &$ do/ain 1#5,C52 whenever voice service is reBuested + Resu/ed LTE access for P$ services after call co/pletion 1cell reselection2

LTE island P$ P$ LTE LTE &$ 1;P$2 LTE 5ERAN,.TRAN LTE

CS :all&ack
)SS as +oice en.ine 4or LTE su&scri&ers
# &$ do/ain updated of su-scri-ers wherea-outs through &$ signaling over ))E4)$& 1L.P' $)$ etc 2 % $u-scri-er registered in )$& -ut roa/ in LTE

&$ signaling
Pac-et Core LTE RAN
//E SGSN SAE G$ GGSN

&$:3 Ter/inal
GS/ 4 @C./A RAN

D Page over $5s4interface

/SS

? RAN triggers an release with redirect

&$:3 Ter/inal pa*load

F Page response and call setup over #5,C5 radio

RC /*/G$ 3/*/G$ /R P /SC*S /GC

C !nco/ing call to su-scri-er in LTE

Attac$ Procedure 0 CS :all&ack

//E /SC Server4 BLR 1SS

RR& &onnection $et up Procedure RR& &ONNE&T!ON $ET.P &O)PLETE 1Attach ReBuest2
EPS attac0 t2pe 3E< EE% EP$ attach A'A co!bine% EPS43/S3 attac0 %%E EP$ e/ergenc* attach %%% reserved

EP$ Attach Procedure 4 initiated (erive NLR nu/-erA Allocate default LA!
LO&AT!ON .P(ATE RE9

.pdate Location in &$ do/ain

LO&AT!ON .P(ATE A&&EPT

EP$ Attach Procedure P co/pleted

Su--ar%

Su--ar%

)ore 'n4or-ation
+ C5PP Technical $pecifications CF4series
0 3GPP TS 36833' 0 3GPP TS 3683)3 0 3GPP TS 3683)) 0 3GPP TS 3683)' 0 3GPP TS 3683AA E4.TRAA RRC Protoco" specification E4.TRAA Pac-et .ata Conver,ence Protoco" (P.CP) specification E4.TRAA Ra%io Lin- Contro" (RLC) protoco" specification E4.TRAA /e%i+! Access Contro" (/AC) protoco" specification E4.TRAA Overa"" %escription

1ui2

PROPERT3ES On passin,7 ; inis0; b+tton< On fai"in,7 ; inis0; b+tton< A""o$ +ser to "eave 5+i=< User !a2 vie$ s"i%es after 5+i=< Goes to Ne9t S"i%e Goes to S"i%e After +ser 0as co!p"ete% 5+i= At an2 ti!e