FINANCIAL MARKETS
AND INSTITUTIONS
UNIT I: INDIAN FINANCIAL SYSTEM &
FINANCIAL MARKETS
• Organizational structure of the Indian Financial
System
• Major Components
• Financial Instruments
• Primary market
• Secondary Market - Capital Markets in India
(Recent development like E-Trading)
UNIT II: FINANCIAL & BANKING
INSTITUTIONS
• Role, Meaning and Importance of Financial
Institutions and Banks
• Banking Concept and Norms
UNIT III: MUTUAL FUNDS &
REGULATORS IN IFS
• Investment Trust Companies v/s UTI
• Mutual Funds
• A Detailed Critical Appraisal of UTI in the
Indian Financial System
• RBI
• SEBI
UNIT IV: NBFC & FINANCIAL SERVICES
• Activities and Role of NBFC
• Regulatory Framework of NBFC
• Credit Rating,
• Leasing and Hire purchase
• Factoring
• Housing Finance
• Venture Capital
• Merchant Banking.