Elementary Linear Algebra
Anton & Rorres, 9th Edition
Chapter 4:
General Vector Spaces
Chapter Content
4.1 Real Vector Spaces
4.2 Subspaces
4.3 Linear Independence
4.4 Coordinates and Basis
4.5 Dimension
4.6 Change of Basis
4.7 Row Space, Column Space, and Nullspace
4.8 Rank, Nullity, and the fundamental Matrix Spaces
4.9 Basic Matrix Transformation in R2 and R3
4.10 Properties of Matrix Transformation
4.11 Application: Geometry of Matrix Operators on R2
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4-1 Vector Space
Let V be an arbitrary nonempty set of objects on which
two operations are defined:
Addition
Multiplication by scalars
If the following axioms are satisfied by all objects u, v, w
in V and all scalars k and l, then we call V a vector space
and we call the objects in V vectors.
(see Next Slide)
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4-1 Vector Space (continue)
1. If u and v are objects in V, then u + v is in V.
2. u+v=v+u
3. u + (v + w) = (u + v) + w
4. There is an object 0 in V, called a zero vector for V, such that 0 +
u = u + 0 = u for all u in V.
5. For each u in V, there is an object -u in V, called a negative of u,
such that u + (-u) = (-u) + u = 0.
6. If k is any scalar and u is any object in V, then ku is in V.
7. k (u + v) = ku + kv
8. (k + l) u = ku + lu
9. k (lu) = (kl) (u)
10. 1u = u
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4-1 Remarks
Depending on the application, scalars may be real numbers or
complex numbers.
Vector spaces in which the scalars are complex numbers are
called complex vector spaces, and those in which the scalars must
be real are called real vector spaces.
Any kind of object can be a vector, and the operations of
addition and scalar multiplication may not have any
relationship or similarity to the standard vector operations on
Rn.
The only requirement is that the ten vector space axioms be
satisfied.
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4-1 Example 1 (Rn Is a Vector Space)
The set V = Rn with the standard operations of addition
and scalar multiplication is a vector space.
Axioms 1 and 6 follow from the definitions of the
standard operations on Rn; the remaining axioms follow
from Theorem 4.1.1.
The three most important special cases of Rn are R (the
real numbers), R2 (the vectors in the plane), and R3 (the
vectors in 3-space).
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4-1 Example 2 (22 Matrices)
Show that the set V of all 22 matrices with real entries is a vector
space if vector addition is defined to be matrix addition and vector
scalar multiplication is defined to be matrix scalar multiplication.
u11 u12 v11 v12
Let u and v
u
21 u 22 v v
21 22
To prove Axiom 1, we must show that u + v is an object in V; that
is, we must show that u + v is a 22 matrix.
u11 u12 v11 v12 u11 v11 u12 v12
uv
u
21 u 22 v v u
21 22 21 21 v u 22 v 22
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4-1 Example 2 (continue)
Similarly, Axiom 6 hold because for any real number k we have
u11 u12 ku11 ku12
ku k
u u
21 22 21ku ku 22
so that ku is a 22 matrix and consequently is an object in V.
Axioms 2 follows from Theorem 1.4.1a since
u11 u12 v11 v12 v11 v12 u11 u12
uv vu
u21 u22 v21 v22 v21 v22 u21 u22
Similarly, Axiom 3 follows from part (b) of that theorem; and
Axioms 7, 8, and 9 follow from part (h), (j), and (l), respectively.
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4-1 Example 2 (continue)
0 0
To prove Axiom 4, let 0
0 0
Then
0 0 u11 u12 u11 u12
0u u
0 0 u21 u22 u21 u22
Similarly, u + 0 = u.
u11 u12
To prove Axiom 5, let u
u22
u21
Then
u11 u12 u11 u12 0 0
u (u) 0
u21 u22 u21 u22 0 0
Similarly, (-u) + u = 0.
For Axiom 10, 1u = u.
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4-1 Example 3(Vector Space of mn
Matrices)
The arguments in Example 2 can be adapted to show that
the set V of all mn matrices with real entries, together
with the operations matrix addition and scalar
multiplication, is a vector space.
The mn zero matrix is the zero vector 0
If u is the mn matrix u, then matrix –u is the negative –u
of the vector u.
We shall denote this vector space by the symbol Mmn
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4-1 Example 4 (continue)
The value of k f at x is k times the value
of f at x (Figure 4.1.1 b).
This vector space is denoted by F(-,).
If f and g are vectors in this space, then
to say that f = g is equivalent to saying
that f(x) = g(x) for all x in the interval (-
,).
The vector 0 in F(-,) is the constant
function that identically zero for all value
of x.
The negative of a vector f is the function
–f = -f(x). Geometrically, the graph of –f
is the reflection of the graph of f across
the x-axis (Figure 4.1.c).
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4-1 Example 5 (Not a Vector Space)
Let V = R2 and define addition and scalar multiplication
operations as follows: If u = (u1, u2) and v = (v1, v2), then
define
u + v = (u1 + v1, u2 + v2)
and if k is any real number, then define
k u = (k u1, 0)
There are values of u for which Axiom 10 fails to hold.
For example, if u = (u1, u2) is such that u2 ≠ 0,then
1u = 1 (u1, u2) = (1 u1, 0) = (u1, 0) ≠ u
Thus, V is not a vector space with the stated operations.
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4-1 Example 6
Every Plane Through the Origin Is a Vector Space
Let V be any plane through the origin in R 3. Since R3 itself is a
vector space, Axioms 2, 3, 7, 8, 9, and 10 hold for all points in R 3
and consequently for all points in the plane V.
We need only show that Axioms 1, 4, 5, and 6 are satisfied.
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4-1 Example 7 (The Zero Vector Space)
Let V consist of a single object, which we denote by 0,
and define 0 + 0 = 0 and k 0 = 0 for all scalars k.
We called this the zero vector space.
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Theorem 4.1.1
Let V be a vector space, u be a vector in V, and k a
scalar; then:
0 u = 0
k 0 = 0
(-1) u = -u
If k u = 0 , then k = 0 or u = 0.
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Chapter Content
Real Vector Spaces
Subspaces
Linear Independence
Basis and Dimension
Row Space, Column Space, and Nullspace
Rank and Nullity
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4-2 Subspaces
A subset W of a vector space V is called a subspace of V if W is itself a
vector space under the addition and scalar multiplication defined on V.
Theorem 4.2.1
If W is a set of one or more vectors from a vector space V, then W is
a subspace of V if and only if the following conditions hold:
a) If u and v are vectors in W, then u + v is in W.
b) If k is any scalar and u is any vector in W , then ku is in W.
Remark
W is a subspace of V if and only if W is a closed under addition
(condition (a)) and closed under scalar multiplication (condition (b)).
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4-2 Example 1
Let W be any plane through the
origin and let u and v be any
vectors in W.
u + v must lie in W since it is the
diagonal of the parallelogram
determined by u and v, and k u
must line in W for any scalar k
since k u lies on a line through u.
Thus, W is closed under addition
and scalar multiplication, so it is
a subspace of R3.
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4-2 Example 2
A line through the origin of R3 is a subspace of R3.
Let W be a line through the origin of R3.
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4-2 Example 3 (Not a Subspace)
Let W be the set of all points
(x, y) in R2 such that x 0
and y 0. These are the
points in the first quadrant.
The set W is not a subspace
of R2 since it is not closed
under scalar multiplication.
For example, v = (1, 1) lines
in W, but its negative (-1)v =
-v = (-1, -1) does not.
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4-2 Subspace Remarks
Think about “set” and “empty set”!
Every nonzero vector space V has at least two subspace: V itself is a
subspace, and the set {0} consisting of just the zero vector in V is a
subspace called the zero subspace.
Examples of subspaces of R2 and R3:
Subspaces of R2:
{0}
Lines through the origin
R2
Subspaces of R3:
{0}
Lines through the origin
Planes through origin
R3
They are actually the only subspaces of R2 and R3
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4-2 Example 5
A subspace of polynomials of degree n
Let n be a nonnegative integer
Let W consist of all functions expression in the form
p(x) = a0+a1x+…+anxn
=> W is a subspace of the vector space of all real-valued
functions discussed in Example 4 of the preceding section.
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4-2 Solution Space
Solution Space of Homogeneous Systems
If Ax = b is a system of the linear equations, then each
vector x that satisfies this equation is called a solution
vector of the system.
Theorem 4.2.2 shows that the solution vectors of a
homogeneous linear system form a vector space, which we
shall call the solution space of the system.
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Theorem 4.2.2
If Ax = 0 is a homogeneous linear system of m
equations in n unknowns, then the set of solution
vectors is a subspace of Rn.
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4-2 Example 7
Find the solution spaces of the linear systems.
1 - 2 3 x 0 1 - 2 3 x 0
(a)
2 - 4 6 y 0
(b)
-3 7 8 y 0
3 - 6 9
z
0
-2 4 -6
z
0
1 - 2 3 x 0 0 0 0 x 0
(c)
-3 7 -8 y 0
(d)
0 0 0 y 0
4 1 2
z
0
0 0 0
z
0
Each of these systems has three unknowns, so the solutions form
subspaces of R3.
Geometrically, each solution space must be a line through the origin,
a plane through the origin, the origin only, or all of R3.
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4-2 Example 7 (continue)
Solution.
(a) x = 2s - 3t, y = s, z = t
x = 2y - 3z or x – 2y + 3z = 0
This is the equation of the plane through the origin with
n = (1, -2, 3) as a normal vector.
(b) x = -5t , y = -t, z =t
which are parametric equations for the line through the origin parallel
to the vector v = (-5, -1, 1).
(c) The solution is x = 0, y = 0, z = 0, so the solution space is the origin
only, that is {0}.
(d) The solution are x = r , y = s, z = t, where r, s, and t have arbitrary
values, so the solution space is all of R3.
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4-2 Linear Combination
A vector w is a linear combination of the vectors v1, v2,…, vr if
it can be expressed in the form w = k1v1 + k2v2 + · · · + kr vr
where k1, k2, …, kr are scalars.
Example 8 (Vectors in R3 are linear combinations of i, j, and k)
Every vector v = (a, b, c) in R3 is expressible as a linear
combination of the standard basis vectors
i = (1, 0, 0), j = (0, 1, 0), k = (0, 0, 1)
since
v = a(1, 0, 0) + b(0, 1, 0) + c(0, 0, 1) = a i + b j + c k
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Theorem 4.2.3
If v1, v2, …, vr are vectors in a vector space V, then:
The set W of all linear combinations of v1, v2, …, vr is a subspace
of V.
W is the smallest subspace of V that contain v1, v2, …, vr in the
sense that every other subspace of V that contain v1, v2, …, vr
must contain W.
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4-2 Linear Combination and Spanning
If S = {v1, v2, …, vr} is a set of vectors in a vector space V,
then the subspace W of V containing of all linear combination
of these vectors in S is called the space spanned by v1, v2, …,
vr, and we say that the vectors v1, v2, …, vr span W.
To indicate that W is the space spanned by the vectors in the
set S = {v1, v2, …, vr}, we write W = span(S) or W = span{v1,
v2, …, vr}.
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4-2 Example 10
If v1 and v2 are non-collinear vectors in R3 with their initial points at
the origin
span{v , v }, which consists of all linear combinations k v + k v
1 2 1 1 2 2
is the plane determined by v1 and v2.
Similarly, if v is a nonzero vector in R2 and R3, then span{v}, which
is the set of all scalar multiples kv, is the linear determined by v.
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4-2 Example 11
Spanning set for Pn
The polynomials 1, x, x2, …, xn span the vector space Pn
defined in Example 5
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4-2 Example 12
Determine whether v1 = (1, 1, 2), v2 = (1, 0, 1), and v3 = (2, 1, 3)
span the vector space R3.
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Theorem 4.2.4
If S = {v1, v2, …, vr} and S = {w1, w2, …, wr} are two
sets of vector in a vector space V, then
span{v1, v2, …, vr} = span{w1, w2, …, wr}
if and only if
each vector in S is a linear combination of these in S and
each vector in S is a linear combination of these in S.
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Chapter Content
Real Vector Spaces
Subspaces
Linear Independence
Basis and Dimension
Row Space, Column Space, and Nullspace
Rank and Nullity
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4.3 Linearly Dependent & Independent
If S = {v1, v2, …, vr} is a nonempty set of vector,
then the vector equation k1v1 + k2v2 + … + krvr = 0 has at
least one solution, namely k1 = 0, k2 = 0, … , kr = 0.
If this the only solution, then S is called a linearly
independent set. If there are other solutions, then S is called
a linearly dependent set.
Example 1
If v1 = (2, -1, 0, 3), v2 = (1, 2, 5, -1), and v3 = (7, -1, 5, 8).
Then the set of vectors S = {v1, v2, v3} is linearly dependent,
since 3v1 + v2 – v3 = 0.
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4.3 Example 3
Let i = (1, 0, 0), j = (0, 1, 0), and k = (0, 0, 1) in R3.
Consider the equation k i + k j + k k = 0
1 2 3
k1(1, 0, 0) + k2(0, 1, 0) + k3(0, 0, 1) = (0, 0, 0)
(k1, k2, k3) = (0, 0, 0)
The set S = {i, j, k} is linearly independent.
Similarly the vectors
e1 = (1, 0, 0, …,0), e2 = (0, 1, 0, …, 0), …, en = (0, 0, 0, …, 1)
form a linearly independent set in Rn.
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4.3 Example 4
Determine whether the vectors
v1 = (1, -2, 3), v2 = (5, 6, -1), v3 = (3, 2, 1)
form a linearly dependent set or a linearly independent set.
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4.3 Example 5
Show that the polynomials
1, x, x2,…, xn form a linear independent set of vectors in Pn
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Theorem 4.3.1
A set with two or more vectors is:
Linearly dependent if and only if at least one of the vectors
in S is expressible as a linear combination of the other
vectors in S.
Linearly independent if and only if no vector in S is
expressible as a linear combination of the other vectors in
S.
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4.3 Example 6
If v1 = (2, -1, 0, 3), v2 = (1, 2, 5, -1), and v3 = (7, -1, 5, 8).
the set of vectors S = {v , v , v } is linearly dependent
1 2 3
In this example each vector is expressible as a linear
combination of the other two since it follows from the
equation 3v1+v2-v3=0 that
v1=-1/3v2+1/3v3,
v2=-3 v1+v3, and
v3=3v1+v2
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4.3 Example 7
Let i = (1, 0, 0), j = (0, 1, 0), and k = (0, 0, 1) in R3.
The set S = {i, j, k} is linearly independent.
Suppose that k is expressible as k=k1i+k2j
Then, in terms of components,
(0, 0, 1)=k1(1, 0, 0)+k2(0, 1, 0) or (0, 0, 1)=(k1, k2, 0)
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Theorem 4.3.2
A finite set of vectors that contains the zero vector is linearly
dependent.
A set with exactly two vectors is linearly independently if and
only if neither vector is a scalar multiple of the other.
Example 8
The functions f1=x and f2=sin x form a linear independent
set of vectors in F(-, ).
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4.3 Geometric Interpretation of Linear
Independence
In R2 and R3, a set of two vectors is linearly independent if and
only if the vectors do not lie on the same line when they are
placed with their initial points at the origin.
In R3, a set of three vectors is linearly independent if and only
if the vectors do not lie in the same plane when they are placed
with their initial points at the origin.
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Linear Independence of Functions
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Chapter Content
Real Vector Spaces
Subspaces
Linear Independence
Coordinates, Basis and Dimension
Row Space, Column Space, and Nullspace
Rank and Nullity
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4-4 Basis for a Vector Space
If V is any vector space and S = {v1, v2, …,vn} is a set of
vectors in V, then S is called a basis for V if the following
two conditions hold:
S is linearly independent.
S spans V.
Theorem 5.4.1 (Uniqueness of Basis Representation)
If S = {v , v , …,v } is a basis for a vector space V, then
1 2 n
every vector v in V can be expressed in the form
v = c1v1 + c2v2 + … + cnvn
in exactly one way.
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4-4 Coordinates Relative to a Basis
If S = {v1, v2, …, vn} is a basis for a vector space V, and
v = c1v1 + c2v2 + ··· + cnvn
is the expression for a vector v in terms of the basis S, then the
scalars c1, c2, …, cn, are called the coordinates of v relative to the
basis S.
The vector (c1, c2, …, cn) in Rn constructed from these coordinates is
called the coordinate vector of v relative to S; it is denoted by
(v)S = (c1, c2, …, cn)
Remark:
Coordinate vectors depend not only on the basis S but also on the
order in which the basis vectors are written.
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4-4 Example 1 (Standard Basis for
RSuppose
3
) that i = (1, 0, 0), j = (0, 1, 0), and k = (0, 0, 1)
S = {i, j, k} is a linearly independent set in R3.
S also spans R3 since any vector v = (a, b, c) in R3 can be written as
v = (a, b, c) = a(1, 0, 0) + b(0, 1, 0) + c(0, 0, 1) = ai + bj + ck
Thus, S is a basis for R3; it is called the standard basis for R3.
Looking at the coefficients of i, j, and k,
(v)S = (a, b, c)
Comparing this result to v = (a, b, c),
v = (v)S
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4-4 Example 2 (Standard Basis for
RIfn)e = (1, 0, 0, …, 0), e = (0, 1, 0, …, 0), …, e = (0, 0, 0, …, 1),
1 2 n
S = {e1, e2, …, en} is a linearly independent set in Rn
S also spans Rn since any vector v = (v1, v2, …, vn) in Rn can be
written as
v = v1e1 + v2e2 + … + vnen
Thus, S is a basis for Rn; it is called the standard basis for Rn.
The coordinates of v = (v1, v2, …, vn) relative to the standard basis
are v1, v2, …, vn, thus
(v)S = (v1, v2, …, vn) => v = (v)s
A vector v and its coordinate vector relative to the standard basis for
Rn are the same.
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4-4 Example 3
Let v1 = (1, 2, 1), v2 = (2, 9, 0), and v3 = (3, 3, 4).
Show that the set S = {v1, v2, v3} is a basis for R3.
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4-4 Example 4
(Representing a Vector Using Two
Bases)
Let S = {v , v , v } be the basis for R in the preceding example.
3
1 2 3
Find the coordinate vector of v = (5, -1, 9) with respect to S.
Find the vector v in R3 whose coordinate vector with respect to
the basis S is (v)s = (-1, 3, 2).
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4-4 Example 5(Standard Basis for
Pn )
S = {1, x, x2, …, xn} is a basis for the vector space Pn of
polynomials of the form a0 + a1x + … + anxn. The set S
is called the standard basis for Pn.
Find the coordinate vector of the polynomial p = a0 +
a1x + a2x2 relative to the basis S = {1, x, x2} for P2 .
Solution:
The coordinates of p = a0 + a1x + a2x2 are the scalar
coefficients of the basis vectors 1, x, and x2, so
(p)s=(a0, a1, a2).
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4-4 Example 6 (Standard Basis for
MLet
) 1 0
mnM 1
0 1
, M
0 0
, M
2
0 0
, M 3 4
0 0 0 0 1 0 0 1
The set S = {M1, M2, M3, M4} is a basis for the vector space M22 of
2×2 matrices.
a b
To see that S spans M22, note that an arbitrary vector (matrix) c d
can be written as
a b 1 0 0 1 0 0 0 0
c d a b c
0 0 0 0 1 0 d 0 1 aM 1 bM 2 cM 3 dM 4
To see that S is linearly independent, assume aM1 + bM2 + cM3 + dM4
a b 0 0
= 0. It follows that c d 0. Thus,
a = b = c = d = 0, so S is
lin. indep. 0
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4-4 Example 7
(Basis for the Subspace span(S))
If S = {v1, v2, …,vn} is a linearly independent set in a
vector space V, then S is a basis for the subspace span(S)
since the set S span span(S) by definition of span(S).
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4-4 Finite-Dimensional
A nonzero vector V is called finite-dimensional
if it contains a finite set of vector {v1, v2, …,vn} that forms a
basis.
If no such set exists, V is called infinite-dimensional.
In addition, we shall regard the zero vector space to be finite-
dimensional.
Example 8
The vector spaces Rn, Pn, and Mmn are finite-dimensional.
The vector spaces F(-, ), C(- , ), Cm(- , ), and C∞(- ,
) are infinite-dimensional.
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Theorem 4.4.2 & 4.4.3
Theorem 4.4.2
Let V be a finite-dimensional vector space and {v1, v2,
…,vn} any basis.
If a set has more than n vector, then it is linearly dependent.
If a set has fewer than n vector, then it does not span V.
Theorem 4.4.3
All bases for a finite-dimensional vector space have the
same number of vectors.
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4-5 Dimension
The dimension of a finite-dimensional vector space V,
denoted by dim(V), is defined to be the number of vectors
in a basis for V.
We define the zero vector space to have dimension zero.
Dimensions of Some Vector Spaces:
dim(Rn) = n [The standard basis has n vectors]
dim(Pn) = n + 1 [The standard basis has n + 1 vectors]
dim(Mmn) = mn [The standard basis has mn vectors]
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4-5 Example 10
Determine a basis for and the dimension of the solution space
of the homogeneous system
2x1 + 2x2 – x3 + x5 = 0
-x1 + x2 + 2x3 – 3x4 + x5 = 0
x1 + x2 – 2x3 – x5 = 0
x3 + x4 + x5 = 0
Solution:
The general solution of the given system is
x1 = -s-t, x2 = s,
x3 = -t, x4 = 0, x5 = t
Therefore, the solution vectors can be written as
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Theorem 4.55.4 (Plus/Minus Theorem)
Let S be a nonempty set of vectors in a vector space V.
If S is a linearly independent set, and
if v is a vector in V that is outside of span(S),
then the set S {v} that results by inserting v into S is still
linearly independent.
If v is a vector in S that is expressible as a linear combination
of other vectors in S,
and if S – {v} denotes the set obtained by removing v from S,
then S and S – {v} span the same space; that is, span(S) =
span(S – {v})
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Theorem 4.5.5
If V is an n-dimensional vector space, and if S is a set in V
with exactly n vectors
then S is a basis for V if either S spans V or S is linearly
independent.
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Some Fundamental Theorems
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4-5 Example 11
Show that v1 = (-3, 7) and v2 = (5, 5) form a basis for R2 by
inspection.
Solution:
Neither vector is a scalar multiple of the other
The two vectors form a linear independent set in the 2-D
space R2
The two vectors form a basis by Theorem 5.4.5.
Show that v1 = (2, 0, 1) , v2 = (4, 0, 7), v3 = (-1, 1, 4) form a basis
for R3 by inspection.
113/03/31 Elementary Linear Algebra 81
Theorem 4.5.6
Let S be a finite set of vectors in a finite-dimensional vector
space V.
If S spans V but is not a basis for V
then S can be reduced to a basis for V by removing
appropriate vectors from S
If S is a linearly independent set that is not already a basis for V
then S can be enlarged to a basis for V by inserting
appropriate vectors into S
113/03/31 Elementary Linear Algebra 82
Theorem 4.5.7
If W is a subspace of a finite-dimensional vector space V,
then dim(W) dim(V).
If dim(W) = dim(V), then W = V.
113/03/31 Elementary Linear Algebra 83
4.6 Coordinates and Change of Basis
Coordinate representation relative to a basis
Let B = {v1, v2, …, vn} be an ordered basis for a vector space V
and let x be a vector in V such that
x c1 v1 c2 v 2 cn v n .
The scalars c1, c2, …, cn are called the coordinates of x relative
to the basis B. The coordinate matrix (or coordinate vector)
of x relative to B is the column matrix in Rn whose components
are the coordinates of x. c1
c
xB 2
cn
84/107
Elementary Linear Algebra: Section 4.7, p.249
n
Ex 1: (Coordinates and components in R )
Find the coordinate matrix of x = (–2, 1, 3) in R3
relative to the standard basis
S = {(1, 0, 0), ( 0, 1, 0), (0, 0, 1)}
Sol:
x (2, 1, 3) 2(1, 0, 0) 1(0, 1, 0) 3(0, 0, 1),
2
[x]S 1.
3
85/107
Elementary Linear Algebra: Section 4.7, p.250
Ex 3: (Finding a coordinate matrix relative to a nonstandard basis)
Find the coordinate matrix of x=(1, 2, –1) in R3
relative to the (nonstandard) basis
B ' = {u1, u2, u3}={(1, 0, 1), (0, – 1, 2), (2, 3, – 5)}
Sol: x c u c u c u (1, 2, 1) c (1, 0, 1) c (0, 1, 2) c (2, 3, 5)
1 1 2 2 3 3 1 2 3
c1 2c3 1 1 0 2 c1 1
c2 3c3 2 i.e. 0 1 3 c2 2
c1 2c2 5c3 1 1 2 5 c3 1
1 0 2 1 1 0 0 5 5
3 2 0 1 0 8
[ x ]B 8
G.J. E.
0 1
1 2 5 1 0 0 1 2 2
86/107
Elementary Linear Algebra: Section 4.7, p.251
Change of basis problem:
You were given the coordinates of a vector relative to one
basis B and were asked to find the coordinates relative to
another basis B'.
Ex: (Change of basis)
Consider two bases for a vector space V
B {u1 , u 2 }, B {u1 , u2 }
a c
If [u1 ]B , [u2 ]B
b d
i.e., u1 au1 bu 2 , u2 cu1 du 2
87/107
Elementary Linear Algebra: Section 4.7, p.253
k1
Let v V , [ v ]B
k 2
v k1u1 k 2u2
k1 (au1 bu 2 ) k 2 (cu1 du 2 )
(k1a k 2 c)u1 (k1b k 2 d )u 2
k1a k 2 c a c k1
[ v ]B k
k
1 b k d
2 b d 2
u1 B u2 B v B
88/107
Elementary Linear Algebra: Section 4.7, p.253
Transition matrix from B' to B:
Let B {u1 , u 2 ,..., u n } and B {u1 , u2 ..., un } be two bases
for a vector space V
If [v]B is the coordinate matrix of v relative to B
[v]B‘ is the coordinate matrix of v relative to B'
then [ v ]B P[ v ]B
u1 B , u2 B ,..., un B v B
where
P u1 B , u2 B , ..., un B
is called the transition matrix from B' to B
89/107
Elementary Linear Algebra: Section 4.7, p.255
Transition Matrices
113/03/31 Elementary Linear Algebra 90
113/03/31 Elementary Linear Algebra 91
113/03/31 Elementary Linear Algebra 92
113/03/31 Elementary Linear Algebra 93
Thm 4.20: (The inverse of a transition matrix)
If P is the transition matrix from a basis B' to a basis B in Rn,
then
(1) P is invertible
–1
(2) The transition matrix from B to B' is P
Notes:
B {u1 , u 2 , ..., u n }, B ' {u1 , u2 , ..., un }
v B [u1 ]B , [u2 ]B , ..., [un ]B v B P v B
v B [u1 ]B , [u 2 ]B , ..., [u n ]B v B P 1 v B
94/107
Elementary Linear Algebra: Section 4.7, p.253
Thm 4.21: (Transition matrix from B to B')
Let B={v1, v2, … , vn} and B' ={u1, u2, … , un} be two bases
n
for R . Then the transition matrix P–1 from B to B' can be
found
BB
by using Gauss-Jordan elimination on the n×2n matrix
as follows.
B B I n P 1
95/107
Elementary Linear Algebra: Section 4.7, p.255
Ex 5: (Finding a transition matrix)
B={(–3, 2), (4,–2)} and B' ={(–1, 2), (2,–2)} are two bases
for R2
(a) Find the transition matrix from B' to B.
1
(b) Let [ v ]B ' , find [ v ]B
2
(c) Find the transition matrix from B to B' .
96/107
Elementary Linear Algebra: Section 4.7, p.257
Sol:
(a) 3 4 1 2 1 0 3 2
2 2 0 1 2 1
G.J.E.
2 2
B B' I P
3 2
P (the transition matrix from B' to B)
2 1
1 3 2 1 1
(b) [v ]B [v ]B P [v ]B
2 2 1 2 0
1
Check: [ v]B v (1)(1, 2) (2)(2, 2) (3, 2)
2
1
[ v ]B v (1)(3, 2) (0)(4, 2) (3, 2)
0
97/107
Elementary Linear Algebra: Section 4.7, p.258
(c)
1 2 3 4 1 0 1 2
G.J.E.
2 2 2 2 0 1 2 3
-1
B' B I P
1 2
1
P (the transition matrix from B to B')
2 3
Check:
3 2 1 2 1 0
1
PP I2
2 1 2 3 0 1
98/107
Elementary Linear Algebra: Section 4.7, p.259
Ex 6: (Coordinate representation in P3(x))
(a) Find the coordinate matrix of p = 3x3-2x2+4 relative to the
standard basis S = {1, x, x2, x3} in P3(x).
(b) Find the coordinate matrix of p = 3x3-2x2+4 relative to the
basis S = {1, 1+x, 1+ x2, 1+ x3} in P3(x).
Sol: 4
0
(a) p (4)(1) (0)( x) (-2)(x 2 ) (3)( x 3 ) [ p ]B
2
3 3
0
(b) p (3)(1) (0)(1 x) (-2)(1 x 2 ) (3)(1 x 3 ) [ p ]B
2
3
99/107
Elementary Linear Algebra: Section 4.7, p.259
Ex: (Coordinate representation in M2x2)
5 6
Find the coordinate matrix of x = 7 8relative
to
the standard basis in M2x2.
1 0 0 1 0 0 0 0
B = , , ,
0 0 0 0 1 0 0 1
Sol:
5 6 1 0 0 1 0 0 0 0
x 5 6 7 8
7 8 0 0 0 0 1 0 0 1
5
6
x B
7
8
100/107
Elementary Linear Algebra: Section 5.7, Addition
113/03/31 Elementary Linear Algebra 101
Invertibility of Transition Matrices
113/03/31 Elementary Linear Algebra 102
An Efficient Method for Computing
Transition Matrices for Rn
113/03/31 Elementary Linear Algebra 103
113/03/31 Elementary Linear Algebra 104
113/03/31 Elementary Linear Algebra 105
Transition to the Standard Basis for Rn
113/03/31 Elementary Linear Algebra 106
Keywords in Section 4.7:
coordinates of x relative to B
coordinate matrix
coordinate vector
change of basis problem
transition matrix from B' to B
107/107
Chapter Content
Real Vector Spaces
Subspaces
Linear Independence
Basis and Dimension
Row Space, Column Space, and Nullspace
Rank and Nullity
113/03/31 Elementary Linear Algebra 108
4-7 Row Space, Column Space, and
a a a
Nullspace
11 12 1n
For an mn matrix a a a
A 21 22 2n
am1 am 2 amn
r1 [a11 a12 a1n ]
the vectors r2 [a21 a22 a2 n ]
rm [am1 am 2 amn ]
in Rn formed form the rows of A are called the row vectors of A, and the
vectors a a a
11 12 1n
a a a
c1 , c 2 , , c n 2 n
21 22
a
m1 a
m2 amn
in Rm formed from the columns of A are called the column vectors of A.
113/03/31 Elementary Linear Algebra 109
4-7 Example 1
2 1 0
Let A
3 1 4
The row vectors of A are
r1 = [2 1 0] and r2 = [3 -1 4]
and the column vectors of A are
2 1 0
c1 , c 2 , and c 3
3 1 4
113/03/31 Elementary Linear Algebra 110
4-7 Row Space and Column Space
If A is an mn matrix
the subspace of Rn spanned by the row vectors of A is called the
row space of A
the subspace of Rm spanned by the column vectors is called the
column space of A
The solution space of the homogeneous system of equation
Ax = 0, which is a subspace of Rn, is called the nullspace of A.
a11 a12 a1n a11 a12 a1n
a a a a a a
Amn 21 22 2n
c1 21 , c 2 22 , , c n 2 n
a
m1 a
m2 amn
am1 am 2 amn
113/03/31 Elementary Linear Algebra 111
4-7 Example 2
1 3 2 x1 1
1 2 3 x 9
Let Ax = b be the linear system 2
2 1 2 x3 3
Show that b is in the column space of A, and express b as a linear
combination of the column vectors of A.
Solution:
Solving the system by Gaussian elimination yields
x1 = 2, x2 = -1, x3 = 3
Since the system is consistent, b is in the column space of A.
Moreover, it follows that 1 3 2 1
2 1 2 3 3 9
2 1 2 3
113/03/31 Elementary Linear Algebra 112
Theorem
A system of linear equations Ax = b is consistent
4.5.1
if and only if b is in the column space of A.
113/03/31 Elementary Linear Algebra 113
Theorem 4.7.2
If x0 denotes any single solution of a consistent linear
system Ax = b, and if v1, v2, …, vk form a basis for the
nullspace of A, (that is, the solution space of the
homogeneous system Ax = 0),
then every solution of Ax = b can be expressed in the form
x = x0 + c1v1 + c2v2 + · · · + ckvk
Conversely, for all choices of scalars c1, c2, …, ck the vector x
in this formula is a solution of Ax = b.
113/03/31 Elementary Linear Algebra 114
4-7 General and Particular Solutions
Remark
The vector x0 is called a particular solution of Ax = b
The expression x0 + c1v1 + · · · + ckvk is called the general solution
of Ax = b
The expression c1v1 + · · · + ckvk is called the general solution of
Ax = 0
The general solution of Ax = b
the sum of any particular solution of Ax = b and the general
solution of Ax = 0
113/03/31 Elementary Linear Algebra 115
4-7 Example 3
(General Solution of Ax = b)
The solution to the The result can be written in vector form as:
nonhomogeneous system
x1 3r 4s 2t 0 3 4 2
x 0 1 0 0
x1 + 3x2 – 2x3 + 2x5 =0
2 r
2x1 + 6x2 – 5x3 – 2x4 + 4x5 – 3x6 = -1 x3 2s 0 0 2 0
r s t
5x3 + 10x4 + 15x6 = 5 x
4 s 0 0 1 0
x t 0 0 0 1
2x1 + 5x2 + 8x4 + 4x5 + 18x6 = 6 5
x6 1/ 3 1/ 3 0 0 0
is
x1 = -3r - 4s - 2t, x2 = r, x0 x
x3 = -2s, x4 = s, which is the general solution.
x5 = t, x6 = 1/3
The vector x0 is a particular solution of
nonhomogeneous system Ax = b, and the
linear combination x is the general solution
of the homogeneous system Ax = 0.
113/03/31 Elementary Linear Algebra 116
Theorem 4.7.3 & 4.7.4
Elementary row operations do not change the nullspace of a matrix Ax = 0
Elementary row operations do not change the row space of a matrix.
113/03/31 Elementary Linear Algebra 117
4-7 Example 4
2 2 1 0 1
Find a basis for the nullspace of 1 1 2 3 1
A
1 1 2 0 1
Solution
0 0 1 1 1
The nullspace of A is the solution space of the homogeneous system
2x1 + 2x2 – x3 + x5 = 0
-x1 – x2 – 2 x3 – 3x4 + x5 = 0
x1 + x2 – 2 x3 – x5 = 0
x3 + x4 + x5 = 0
In Example 10 of Section 5.4 we showed that the vectors
1 1
1 0
v1 0 and v 2 1
0 0
form a basis for the nullspace. 0 1
113/03/31 Elementary Linear Algebra 118
Bases for Row Spaces, Column Spaces, and Null
Spaces
113/03/31 Elementary Linear Algebra 119
Theorem 4.7.5
If A and B are row equivalent matrices, then:
A given set of column vectors of A is linearly independent
the corresponding column vectors of B are linearly
independent.
A given set of column vectors of A forms a basis for the
column space of A
the corresponding column vectors of B form a basis for the
column space of B.
113/03/31 Elementary Linear Algebra 120
Theorem 4.7.6
If a matrix R is in row echelon form
the row vectors with the leading 1’s (i.e., the nonzero row
vectors) form a basis for the row space of R
the column vectors with the leading 1’s of the row vectors
form a basis for the column space of R
113/03/31 Elementary Linear Algebra 121
4-7 Example 6
Find bases for the row spaces of
1 3 4 2 5 4
2 6 9 1 8 2
A
2 6 9 1 9 7
1 3 4 2 5 4
Solution:
Note about the
Reducing A to row-echelon form we obtain correspondence!
1 3 4 2 5 4
0 0 1 3 2 6
R
0 0 0 0 1 5
0 0 0 0 0 0
113/03/31 Elementary Linear Algebra 123
4-7 Example 7
Basis for the Row Space of a Matrix
Find a basis for the space spanned by the vectors
v1= (1, -2, 0, 0, 3), v2 = (2, -5, -3, -2, 6),
v3 = (0, 5, 15, 10, 0), v4 = (2, 6, 18, 8, 6).
Solution: (Write down the vectors as row vectors first!)
1 2 0 0 3 1 2 0 0 3
2 5 3 2 6 0 1
3 2 0
0 5 15 10 0 0 0 1 1 0
2 6 18 8 6
0 0 0 0 0
The nonzero row vectors for a basis in this matrix, are:
w1= (1, -2, 0, 0, 3), w2 = (0, 1, 3, 2, 0), w3 = (0, 0, 1, 1, 0)
113/03/31 Elementary Linear Algebra 124
Basis for the Column Space of a Matrix
113/03/31 Elementary Linear Algebra 125
113/03/31 Elementary Linear Algebra 126
113/03/31 Elementary Linear Algebra 127
Bases Formed from Row and Column Vectors of a
Matrix
113/03/31 Elementary Linear Algebra 128
113/03/31 Elementary Linear Algebra 129
4-7 Remarks
Keeping in mind that A and R may have different column spaces, we
cannot find a basis for the column space of A directly from the
column vectors of R.
However, it follows from Theorem 5.5.5b that if we can find a set of
column vectors of R that forms a basis for the column space of R,
then the corresponding column vectors of A will form a basis for the
column space of A.
In the previous example, the basis vectors obtained for the column
space of A consisted of column vectors of A, but the basis vectors
obtained for the row space of A were not all vectors of A.
Transpose of the matrix can be used to solve this problem.
113/03/31 Elementary Linear Algebra 130
4-7 Example 8
Basis for the Row Space of a Matrix 1 2 0 0 3
Find a basis for the row space of consisting entirely of row vectors from A.
2 5 3 2 6
A
0 5 15 10 0
2 6 18 8 6
1 2 0 2 1 2 0 2
2 5 5 6 0 1 5 10
A 0 3 15 18
T
0 0 0 1
0 2 10 8 0 0 0 0
3 6 0 6 0 0 0 0
113/03/31 Elementary Linear Algebra 131
113/03/31 Elementary Linear Algebra 132
4-7 Example 9
Basis and Linear Combinations
(a) Find a subset of the vectors v1 = (1, -2, 0, 3), v2 = (2, -5, -3, 6), v3
= (0, 1, 3, 0), v4 = (2, -1, 4, -7), v5 = (5, -8, 1, 2) that forms a basis for
the subspace R4 spanned by these vectors.
Solution (a): We begin by constructing a matrix that has v1, v2, . . . , v5 as
its column 1 0 2 01
1 2 0 2 5
2 0 1
5 1 1 8 1 1 0
0 3 3 4 1 0 0 0 11
3 6 0 7 2 0 0 0 00
v1 v2 v3 v4 v5 w1 w 2 w 3 w 4 w 5
The leading 1’s occur in columns 1, 2, and 4, so by Theorem 4.7.5,
Thus, {v1, v2, v4} is a basis for the column space of the matrix.
113/03/31 Elementary Linear Algebra 133
4-7 Example 9
Solution (b) Express each vector not in the basis as a
linear combination of the basis vectors.
Solution (b):
express w3 as a linear combination of w1 and w2,
express w5 as a linear combination of w1, w2, and w4
w3 = 2w1 – w2
w5 = w1 + w2 + w4
We call these the dependency equations. The corresponding
relationships in the original vectors are
v3 = 2v1 – v2
v3 = v1 + v2 + v4
113/03/31 Elementary Linear Algebra 134
Basis for the Spaces Spanned by a Set of Vectors
113/03/31 Elementary Linear Algebra 135
Chapter Content
Real Vector Spaces
Subspaces
Linear Independence
Basis and Dimension
Row Space, Column Space, and Nullspace
Rank and Nullity, and the fundamental Matrix Spaces
113/03/31 Elementary Linear Algebra 136
4-8 Rank, Nullity, and the fundamental Matrix
Spaces
Consider a matrix A and its transpose AT together, then there
are six vector spaces of interest:
row space of A, row space of AT
column space of A, column space of AT
null space of A, null space of AT
However, the fundamental matrix spaces associated with A are
row space of A, column space of A
null space of A, null space of AT
113/03/31 Elementary Linear Algebra 137
4-8 Four Fundamental Matrix Spaces
If A is an mn matrix
the row space of A and nullspace of A are subspaces of Rn
the column space of A and the nullspace of AT are subspace
of Rm
What is the relationship between the dimensions of
these four vector spaces?
113/03/31 Elementary Linear Algebra 138
4-8 Dimension and Rank
Theorem 5.6.1
If A is any matrix, then the row space and column space of
A have the same dimension.
Definition
The common dimension of the row and column space of a
matrix A is called the rank of A and is denoted by rank(A).
The dimension of the nullspace of a is called the nullity of
A and is denoted by nullity(A).
113/03/31 Elementary Linear Algebra 139
4-88 Example 1 (Rank and Nullity)
Find the rank and nullity of the matrix
1 2 0 4 5 3
3 7 2 0 1 4
A
2 5 2 4 6 1
4 9 2 4 4 7
Solution:
The reduced row-echelon form of A is
1 0 4 28 37 13
0 1 2 12 16 5
0 0 0 0 0 0
0 0 0 0 0 0
Since there are two nonzero rows, the row space and column
space are both two-dimensional, so rank(A) = 2.
113/03/31 Elementary Linear Algebra 140
4-8 Example 1 (Rank and Nullity)
The corresponding system of equations will be
x1 – 4x3 – 28x4 – 37x5 + 13x6 = 0
x2 – 2x3 – 12x4 – 16 x5+ 5 x6 = 0
It follows that the general solution of the system is
x1 = 4r + 28s + 37t – 13u, x2 = 2r + 12s + 16t – 5u,
x3 = r, x4 = s, x5 = t, x6 = u
x1 4 28 37 13
or
x2 2 12 16 5
x3 1 0 0 0
r s
t u
x
4 0
1
0 0
x5 0 0 1 0
6
x
0
0 0 1
Thus, nullity(A) = 4.
113/03/31 Elementary Linear Algebra 141
4-8 Theorems
Theorem 4.6.2
If A is any matrix, then rank(A) = rank(AT).
Theorem 4.6.3 (Dimension Theorem for Matrices)
If A is a matrix with n columns, then rank(A) + nullity(A) = n.
Theorem 4.6.4
If A is an mn matrix, then:
rank(A) = Number of leading variables in the solution of Ax = 0.
nullity(A) = Number of parameters in the general solution of Ax = 0.
113/03/31 Elementary Linear Algebra 142
4-8 Example 2
(Sum of Rank and Nullity)
The matrix
1 2 0 4 5 3
3 7 2 0 1 4
A
2 5 2 4 6 1
4 9 2 4 4 7
has 6 columns, so
rank(A) + nullity(A) = 6
This is consistent with the previous example, where we
showed that
rank(A) = 2 and nullity(A) = 4
113/03/31 Elementary Linear Algebra 143
4-8 Example
Find the number of parameters in the general solution of
Ax = 0 if A is a 57 matrix of rank 3.
Solution:
nullity(A) = n – rank(A) = 7 – 3 = 4
Thus, there are four parameters.
113/03/31 Elementary Linear Algebra 144
4-8 Dimensions of Fundamental Spaces
Suppose that A is an mn matrix of rank r, then
AT is an nm matrix of rank r by Theorem 5.6.2
nullity(A) = n – r, nullity(AT) = m – r by Theorem 5.6.3
Fundamental Space Dimension
Row space of A r
Column space of A r
Nullspace of A n–r
Nullspace of AT m–r
113/03/31 Elementary Linear Algebra 145
4-8 Maximum Value for Rank
If A is an mn matrix
The row vectors lie in Rn and the column vectors lie in Rm.
The row space of A is at most n-dimensional and the
column space is at most m-dimensional.
Since the row and column space have the same dimension (the
rank A), we must conclude that if m n, then the rank of A is
at most the smaller of the values of m or n.
That is,
rank(A) min(m, n)
113/03/31 Elementary Linear Algebra 146
Theorem 4.8.5
(The Consistency Theorem)
If Ax = b is a linear system of m equations in n
unknowns, then the following are equivalent.
Ax = b is consistent.
b is in the column space of A.
The coefficient matrix A and the augmented matrix [A | b]
have the same rank.
113/03/31 Elementary Linear Algebra 148
Theorems 4.8.6
If Ax = b is a linear system of m equations in n
unknowns, then the following are equivalent.
Ax = b is consistent for every m1 matrix b.
The column vectors of A span Rm.
rank(A) = m.
113/03/31 Elementary Linear Algebra 149
4-8 Overdetermined System
A linear system with more equations than unknowns is
called an overdetermined linear system.
If Ax = b is an overdetermined linear system of m
equations in n unknowns (so that m > n), then the column
vectors of A cannot span Rm.
Thus, the overdetermined linear system Ax = b cannot be
consistent for every possible b.
113/03/31 Elementary Linear Algebra 150
113/03/31 Elementary Linear Algebra 151
Theorem 4.8.7
If Ax = b is consistent linear system of m equations in
n unknowns, and if A has rank r,
then the general solution of the system contains
n – r parameters.
113/03/31 Elementary Linear Algebra 154
Theorem 4.8.8
If A is an mn matrix, then the following are
equivalent.
Ax = 0 has only the trivial solution.
The column vectors of A are linearly independent.
Ax = b has at most one solution (0 or 1) for every m1
matrix b.
113/03/31 Elementary Linear Algebra 155
Fundamental Spaces of a Matrix
113/03/31 Elementary Linear Algebra 156
A Geometric Link Between the Fundamental
Spaces
113/03/31 Elementary Linear Algebra 157
113/03/31 Elementary Linear Algebra 158
Theorem 4.8.9 (Equivalent
If A is an nn matrix, and if T : R R is multiplication by A, then the following
n n
Statements)
A
are equivalent:
A is invertible.
Ax = 0 has only the trivial solution.
The reduced row-echelon form of A is In.
A is expressible as a product of elementary matrices.
Ax = b is consistent for every n1 matrix b.
Ax = b has exactly one solution for every n1 matrix b.
det(A)≠0.
The range of TA is Rn.
TA is one-to-one.
The column vectors of A are linearly independent.
The row vectors of A are linearly independent.
The column vectors of A span Rn.
The row vectors of A span Rn.
The column vectors of A form a basis for Rn.
The row vectors of A form a basis for Rn.
A has rank n.
A has nullity 0.
113/03/31 Elementary Linear Algebra 160
4.9 Basic Matrix Transformation in R2 and
R3
113/03/31 Elementary Linear Algebra 161
113/03/31 Elementary Linear Algebra 162
113/03/31 Elementary Linear Algebra 163
113/03/31 Elementary Linear Algebra 164
113/03/31 Elementary Linear Algebra 165
113/03/31 Elementary Linear Algebra 166
113/03/31 Elementary Linear Algebra 167
113/03/31 Elementary Linear Algebra 168
113/03/31 Elementary Linear Algebra 169
113/03/31 Elementary Linear Algebra 170
113/03/31 Elementary Linear Algebra 171
Orthogonal Projections onto Lines Through the Origin
113/03/31 Elementary Linear Algebra 172
Reflection About Lines Through the Origin
113/03/31 Elementary Linear Algebra 173
4.10 Properties of Matrix Transformations
Composition of Matrix Transformations
113/03/31 Elementary Linear Algebra 174
113/03/31 Elementary Linear Algebra 175
113/03/31 Elementary Linear Algebra 176
113/03/31 Elementary Linear Algebra 177
113/03/31 Elementary Linear Algebra 178
113/03/31 Elementary Linear Algebra 179
One-to-One Matrix Transformations
113/03/31 Elementary Linear Algebra 180
113/03/31 Elementary Linear Algebra 181
Kernel and Range
113/03/31 Elementary Linear Algebra 182
113/03/31 Elementary Linear Algebra 183
113/03/31 Elementary Linear Algebra 184
Inverse of a One-to-One Matrix
Operator
113/03/31 Elementary Linear Algebra 185
113/03/31 Elementary Linear Algebra 186
113/03/31 Elementary Linear Algebra 187
4.11 Geometry of Matrix Operators on
R2
113/03/31 Elementary Linear Algebra 188
113/03/31 Elementary Linear Algebra 189
113/03/31 Elementary Linear Algebra 190
113/03/31 Elementary Linear Algebra 191
113/03/31 Elementary Linear Algebra 192
113/03/31 Elementary Linear Algebra 193
Geometry of Invertible Matrix Operators
113/03/31 Elementary Linear Algebra 194
113/03/31 Elementary Linear Algebra 195
113/03/31 Elementary Linear Algebra 196
113/03/31 Elementary Linear Algebra 197
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