Agrarian change in tropical forests:
A change for the better?
Terry Sunderland & team
22 June 2016
 Agricultural expansion remains
major driver of deforestation
 Transformation of natural systems
has resulted in significant
environmental degradation
 Global food system is in crisis
(Global Nutrition Report 2016)
 Belief that biodiversity conservation
and agriculture cannot co-exist
 Ca.60% of world’s food originates
from diverse small-holder farming
systems in complex landscapes
 Agro-ecological approaches being
advocated (e.g. IPBES 2016)
 Need strong evidence-based for
implementation
Context
Agrarian Change Project: Research goals
 An integrated landscape
approach to explore the
livelihood and dietary
implications of land-use
change and agrarian change
processes in six multi-
functional landscapes.
 Provide insights into how
globally conceived land-use
strategies (e.g. land
sharing/land sparing
trajectories) manifest locally
and how they are embedded
into local histories, culture,
and political and market
dynamics.
Natural vegetation ‘Secondary’ vegetation Agricultural land
Agrarian change in tropical landscapes
Agricultural modification
Treecover
Photo credits: CIFOR
Land sharing
Photo credits: CIFOR
Agrarian change in tropical landscapes
Treecover
Natural
vegetation
‘Secondary’
vegetation
Agricultural
land
Land sparing
Study Sites
FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2
Agricultural modification (simplification and intensification of commodities)
Treecover
Experimental Design
A landscape-level approach, with a nested 3-level hierarchical design:
1. A landscape exhibiting changing land use practices and agrarian change
2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification
3. Villages or settlements within each zone
1
2
3
Photo credits: CIFOR
Experimental Design
FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2
Agricultural modification (simplification and intensification of commodities)
Treecover
Subsistence farming,
high dependency on
forest products
A landscape-level approach, with a nested 3-level hierarchical design:
1. A landscape exhibiting changing land use practices and agrarian change
2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification
3. Villages or settlements within each zone
1
2
3
Photo credits: CIFOR
Experimental Design
FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2
Agricultural modification (simplification and intensification of commodities)
Treecover
E.g. Subsistence farming, high
dependency on forest resources
E.g. Rubber agroforestry
system
Subsistence farming,
high dependency on
forest products
Extensive coffee
agroforesty
A landscape-level approach, with a nested 3-level hierarchical design:
1. A landscape exhibiting changing land use practices and agrarian change
2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification
3. Villages or settlements within each zone
1
2
3
A landscape-level approach, with a nested 3-level hierarchical design:
1. A landscape exhibiting changing land use practices and agrarian change
2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification
3. Villages or settlements within each zone
Experimental Design
FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2
Agricultural modification (simplification and intensification of commodities)
Treecover
E.g. Subsistence farming, high
dependency on forest resources
E.g. Rubber agroforestry
system E.g. Oil palm
monoculture
Subsistence farming,
high dependency on
forest products
Extensive coffee
agroforesty
Intensive oil palm
monoculture
1
2
3
Field Methods
In each zone the following methods are used:
Household
Surveys
Focus Group
Discussions
Key Informant
Interviews
Farm
Productivity
Surveys
Biodiversity
Surveys
Yield
measurements
Farm inputs (e.g.
fertilizer, labour)
Production
targets
Resource flow
mapping
Wealth
ranking
Food / cash
calendars
Nutrition
assessments
Ecosystem
service mapping
Community
perceptions
Tree plots
Bird point
counts
Invertebrate
trapping
METHODS
BiodiversityRelative poverty
Nutrition
Food securityEcosystem
services
Livelihoods
Agricultural
production
RESPONSES
Study site: Kapuas Hulu, Kalimantan, Indonesia
Primary forest
Rubber agroforestry
Oil palm plantation
Oil palm concession
Study site: Kapuas Hulu, Kalimantan, Indonesia
Primary forest
Rubber agroforestry
Oil palm plantation
Oil palm concession
Study site: Kapuas Hulu, Kalimantan, Indonesia
Primary forest
Rubber agroforestry
Oil palm plantation
Oil palm concession
Study site: Kapuas Hulu, Kalimantan, Indonesia
Primary forest
Rubber agroforestry
Oil palm plantation
Oil palm concession
Study site: Kapuas Hulu, Kalimantan, Indonesia
Primary forest
Rubber agroforestry
Oil palm plantation
Oil palm concession
Photo credits: Dominic Rowland
Photo credits: CIFOR
Initial results…..
Remote
sensing data
Country-level results: impacts on
poverty and livelihoods
 Indonesia: Major dietary transition towards processed foods which
has major impact on nutrition and health status
 Bangladesh: Agroforestry seen as an important livelihoods
strategy but only for those with secure tenure
 Ethiopia: Loss of forest has led to increased poverty due to loss of
common grazing land and access to fuelwood
 Cameroon: Annexation of land for oil palm concessions has
resulted in land displacement and encroachment into protected
areas. Threatens future regional food security.
 Zambia: Heavy policy emphasis on agriculture for food security at
expense of forests. Loss of safety-net function
 Burkina Faso: Recurring droughts are increasingly common and
income from forest products (timber, fuelwood and NTFPs) are
important safety-net to purchase food during dry periods.
Continued forest loss will further jeopardise future adaptation
strategies
Conclusions
 Across study regions, loss of forest to
agriculture does not necessarily result
in direct livelihoods benefits
 Loss of forest has direct impact on
rural coping strategies
 Diets inevitably transition with access
to income and markets, but not
necessarily for the better
 Landscape mosaics are better at
achieving multiple benefits, including
ecosystem services and biodiversity
conservation, so landscape
configuration is important
 Land sparing/sharing paradigm does
not necessarily play out in reality as it
implies some level of “grand design”
 Contribution of forest products has
been dramatically underestimated for
both diets and income
Recent key publications
www.landscapes.org
www.cifor.org
@TCHSunderland

Agrarian change in tropical forests: A change for the better?

  • 1.
    Agrarian change intropical forests: A change for the better? Terry Sunderland & team 22 June 2016
  • 2.
     Agricultural expansionremains major driver of deforestation  Transformation of natural systems has resulted in significant environmental degradation  Global food system is in crisis (Global Nutrition Report 2016)  Belief that biodiversity conservation and agriculture cannot co-exist  Ca.60% of world’s food originates from diverse small-holder farming systems in complex landscapes  Agro-ecological approaches being advocated (e.g. IPBES 2016)  Need strong evidence-based for implementation Context
  • 3.
    Agrarian Change Project:Research goals  An integrated landscape approach to explore the livelihood and dietary implications of land-use change and agrarian change processes in six multi- functional landscapes.  Provide insights into how globally conceived land-use strategies (e.g. land sharing/land sparing trajectories) manifest locally and how they are embedded into local histories, culture, and political and market dynamics.
  • 4.
    Natural vegetation ‘Secondary’vegetation Agricultural land Agrarian change in tropical landscapes Agricultural modification Treecover Photo credits: CIFOR
  • 5.
    Land sharing Photo credits:CIFOR Agrarian change in tropical landscapes Treecover Natural vegetation ‘Secondary’ vegetation Agricultural land Land sparing
  • 6.
  • 7.
    FOREST (CONTROL) ZONE1 ZONE 3ZONE 2 Agricultural modification (simplification and intensification of commodities) Treecover Experimental Design A landscape-level approach, with a nested 3-level hierarchical design: 1. A landscape exhibiting changing land use practices and agrarian change 2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification 3. Villages or settlements within each zone 1 2 3
  • 8.
    Photo credits: CIFOR ExperimentalDesign FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2 Agricultural modification (simplification and intensification of commodities) Treecover Subsistence farming, high dependency on forest products A landscape-level approach, with a nested 3-level hierarchical design: 1. A landscape exhibiting changing land use practices and agrarian change 2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification 3. Villages or settlements within each zone 1 2 3
  • 9.
    Photo credits: CIFOR ExperimentalDesign FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2 Agricultural modification (simplification and intensification of commodities) Treecover E.g. Subsistence farming, high dependency on forest resources E.g. Rubber agroforestry system Subsistence farming, high dependency on forest products Extensive coffee agroforesty A landscape-level approach, with a nested 3-level hierarchical design: 1. A landscape exhibiting changing land use practices and agrarian change 2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification 3. Villages or settlements within each zone 1 2 3
  • 10.
    A landscape-level approach,with a nested 3-level hierarchical design: 1. A landscape exhibiting changing land use practices and agrarian change 2. Three land use ‘zones’ in each landscape, a gradient of agricultural modification 3. Villages or settlements within each zone Experimental Design FOREST (CONTROL) ZONE 1 ZONE 3ZONE 2 Agricultural modification (simplification and intensification of commodities) Treecover E.g. Subsistence farming, high dependency on forest resources E.g. Rubber agroforestry system E.g. Oil palm monoculture Subsistence farming, high dependency on forest products Extensive coffee agroforesty Intensive oil palm monoculture 1 2 3
  • 11.
    Field Methods In eachzone the following methods are used: Household Surveys Focus Group Discussions Key Informant Interviews Farm Productivity Surveys Biodiversity Surveys Yield measurements Farm inputs (e.g. fertilizer, labour) Production targets Resource flow mapping Wealth ranking Food / cash calendars Nutrition assessments Ecosystem service mapping Community perceptions Tree plots Bird point counts Invertebrate trapping METHODS BiodiversityRelative poverty Nutrition Food securityEcosystem services Livelihoods Agricultural production RESPONSES
  • 12.
    Study site: KapuasHulu, Kalimantan, Indonesia Primary forest Rubber agroforestry Oil palm plantation Oil palm concession
  • 13.
    Study site: KapuasHulu, Kalimantan, Indonesia Primary forest Rubber agroforestry Oil palm plantation Oil palm concession
  • 14.
    Study site: KapuasHulu, Kalimantan, Indonesia Primary forest Rubber agroforestry Oil palm plantation Oil palm concession
  • 15.
    Study site: KapuasHulu, Kalimantan, Indonesia Primary forest Rubber agroforestry Oil palm plantation Oil palm concession
  • 16.
    Study site: KapuasHulu, Kalimantan, Indonesia Primary forest Rubber agroforestry Oil palm plantation Oil palm concession Photo credits: Dominic Rowland
  • 17.
  • 18.
  • 19.
    Country-level results: impactson poverty and livelihoods  Indonesia: Major dietary transition towards processed foods which has major impact on nutrition and health status  Bangladesh: Agroforestry seen as an important livelihoods strategy but only for those with secure tenure  Ethiopia: Loss of forest has led to increased poverty due to loss of common grazing land and access to fuelwood  Cameroon: Annexation of land for oil palm concessions has resulted in land displacement and encroachment into protected areas. Threatens future regional food security.  Zambia: Heavy policy emphasis on agriculture for food security at expense of forests. Loss of safety-net function  Burkina Faso: Recurring droughts are increasingly common and income from forest products (timber, fuelwood and NTFPs) are important safety-net to purchase food during dry periods. Continued forest loss will further jeopardise future adaptation strategies
  • 20.
    Conclusions  Across studyregions, loss of forest to agriculture does not necessarily result in direct livelihoods benefits  Loss of forest has direct impact on rural coping strategies  Diets inevitably transition with access to income and markets, but not necessarily for the better  Landscape mosaics are better at achieving multiple benefits, including ecosystem services and biodiversity conservation, so landscape configuration is important  Land sparing/sharing paradigm does not necessarily play out in reality as it implies some level of “grand design”  Contribution of forest products has been dramatically underestimated for both diets and income
  • 21.
  • 22.

Editor's Notes

  • #5 This schematic diagram is a simplified way of looking at a mosaic landscape undergoing processes of Agrarian Change, taking into account decreasing forest cover and increasing levels of agricultural modification. As you move across this gradient of agricultural modification, areas of natural vegetation largely decrease and patches of secondary vegetation and agroforestry systems emerge, as well as patches of agricultural land, and a further transition occurs as result of intensively cultivated agro-commodities, often in the form of agricultural monocultures such as wheat, maize and oil palm.
  • #7 So over the last 18 months we’ve set this project up in 6 different countries and have identified landscapes in each country exhibiting both land sharing and land sparing scenarios. The case study countries we will examine are Burkina Faso, Cameroon, Ethiopia, Bangladesh, Indonesia and Zambia
  • #8 And in each focal country, a focal landscape exhibiting changing land use practices and agrarian change has been identified to conduct the study. We’ve applied a nested experimental design where in each landscape, there different land use zones have been identified, representing a gradient of agricultural modification and decreasing tree cover and with local communities present in each of these zones.
  • #9  The suite of land use blocks or zones are representative of changes in land use practice and have a dominant land use. An example gradient of land use may be an area with best available forest cover and dependency on forest products coupled with subsistence agriculture, an agroforestry system (a mix of forest cover and crops), and a monoculture/intensive cash crop system (e.g. wheat or palm oil).
  • #23 Layout: Closing Slide Variation: none