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Basic Preservation for Library and Archive Collections
This document provides guidance on basic preservation for library and archive collections. It discusses the importance of proper temperature, humidity, light levels and pest control to slow material deterioration. Handling, storage and disaster planning are also covered to minimize external threats to collections like theft, fire and flooding. The goal of preservation is to extend the life of collection materials through preventative measures and proper storage conditions.
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Basic Preservation for Library and Archive Collections
- 1. BASIC PRESERVATION FOR LIBRARYAND ARCHIVE COLLECTIONS PREPARED BY: MR. JOLO VAN CLYDE S. ABATAYO, RL
- 2. • “THE SURESTWAY TO PRESERVE YOUR BOOKS IN HEALTH IS TO TREAT THEM AS YOU WOULD YOUR OWN CHILDREN, WHO ARE SURE TO SICKEN IF CONFINED IN AN ATMOSPHERE WHICH IS IMPURE, TOO HOT, TOO COLD, TOO DAMP OR TOO DRY.” WILLIAM BLADES, THE ENEMIES OF BOOKS, LONDON, 1880.
- 3. • BLADES’ ADVICEIS SOUND, AND AS VALID TODAY AS WHEN IT WAS WRITTEN. TODAY, THE PRESERVATION ADVISORY CENTRE GIVES GUIDANCE AND ADVICE ON THE PRESERVATION OF COLLECTIONS. THIS BOOKLET PROVIDES A STARTING-POINT FOR THOSE MANAGING LIBRARY AND ARCHIVE COLLECTIONS IN ALL TYPES OF INSTITUTION. RESOURCES FOR FURTHER STUDY ARE LISTED AFTER EACH SECTION AND AT THE END OF
- 4. WHAT IS PRESERVATION? •PRESERVATION CAN BE DEFINED AS ‘ALL MANAGERIAL, TECHNICAL AND FINANCIAL CONSIDERATIONS APPLIED TO RETARD DETERIORATION AND EXTEND THE USEFUL LIFE OF (COLLECTION) MATERIALS TO ENSURE THEIR CONTINUED AVAILABILITY’ . • PREVENTIVE MEASURES CAN CONSIDERABLY EXTEND THE USEFUL LIFE OF COLLECTIONS, AND ARE USUALLY MUCH MORE COST-EFFECTIVE THAN INTERCEPTIVE MEASURES TAKEN TO REMEDY DAMAGE AFTER DETERIORATION HAS
- 5. THE EXTERNAL CAUSESOF DETERIORATION OF COLLECTIONS INCLUDE: • • POOR HANDLING OR STORAGE • • THEFT OR VANDALISM • • FIRE AND FLOOD • • PESTS • • POLLUTION • • LIGHT • • INCORRECT TEMPERATURE AND RELATIVE HUMIDITY(RH).
- 6. • DETERIORATION DUETO NATURAL AGEING WILL CONTINUE BUT CAN BE CONSIDERABLY DIMINISHED BY MINIMIZING THE EFFECTS OF EXTERNAL CAUSES OF DETERIORATION. • EACH CAN BE TACKLED SEPARATELY, BUT THEY DO INTERACT: FOR EXAMPLE, INCORRECT TEMPERATURE AND RELATIVE HUMIDITY CAN INCREASE THE RISK OF PEST INFESTATION, AND POOR STORAGE MAY INCREASE THE RISK OF FIRE AND FLOOD DAMAGE. • THE NATURE OF THE COLLECTION MUST ALSO BE CONSIDERED, SINCE FOR ACIDIC PAPER OR FOR VELLUM AND PARCHMENT, INCORRECT TEMPERATURE AND RH CAN HAVE MORE SERIOUS AND RAPID EFFECTS THAN FOR SOME OTHER MATERIALS. YOU SHOULD ASSESS AND CONTROL ALL THE PRESERVATION RISKS WHICH MAY
- 7. HANDLING AND STORAGE • INORDER TO DEVELOP A CULTURE OF BEST PRACTICE IN HANDLING MATERIALS, IT IS IMPORTANT THAT STAFF, AND IDEALLY USERS, RECEIVE REGULAR TRAINING IN APPROPRIATE HANDLING TECHNIQUES, AND THAT COLLECTION USERS ARE PROVIDED WITH THE NECESSARY AIDS AND EQUIPMENT (BOOK SUPPORTS AND BOOK SNAKES). • IF USERS CANNOT BE GIVEN TRAINING, STAFF MUST BE ABLE AND READY TO INTERVENE WHEN HARMFUL PRACTICE IS
- 8. • GOOD STORAGEWILL PROMOTE COLLECTION WELL- BEING BY MINIMIZING THE RISK OF INFESTATION, MOLD GROWTH, WATER INGRESS/LEAKAGE AND ELECTRICAL FIRE. • SHELVING SHOULD BE OF INERT MATERIAL, AND APPROPRIATE TO THE SIZE OF ITS CONTENTS. • PROTECTION, SUCH AS BOXES AND OTHER ENCLOSURES, SHOULD BE OF ARCHIVAL BOARD OR POLYESTER AND CLEARLY LABELLED TO IDENTIFY THE CONTENTS.
- 9. • A GOODSTORAGE ENVIRONMENT WILL ALSO BE CLEAN, AND THE COLLECTIONS THEMSELVES SHOULD ALSO BE SUBJECT TO REGULAR CLEANING AS PART OF A REGULAR MAINTENANCE PROGRAM. • SHELVES AND BOOKS SHOULD BE DUSTED REGULARLY. DUST CAN BE ABRASIVE, MAY CONTAIN POLLUTANTS, AND WILL FOSTER MOLD GROWTH AND PEST INFESTATION. • NO WATER SHOULD BE USED NEAR COLLECTION MATERIAL.
- 10. • BOOKS SHOULDBE DUSTED USING A SOFT BRUSH, BRUSHING AWAY FROM THE SPINE. • A SPECIAL VACUUM CLEANER FITTED WITH A HEPA FILTER, A SOFT BRUSH ATTACHMENT AND WITH ADJUSTABLE SUCTION MAY BE USED. IF THE MATERIAL IS PARTICULARLY DUSTY, OR IF MOLD IS PRESENT, PROTECTIVE EQUIPMENT, SUCH AS GLOVES AND MASKS SHOULD BE USED.
- 11. THEFT AND VANDALISM •THE WAY IN WHICH COLLECTIONS CAN BE MADE SECURE WILL VARY ACCORDING TO CIRCUMSTANCE: • FOR EXAMPLE A COLLECTION MAY BE OPEN-ACCESS, CIRCULATING, OR IN CLOSED ACCESS OR EVEN IN A STRONG ROOM. • AT THE MINIMUM, A STORAGE AREA SHOULD HAVE AN INTRUDER ALARM AND SECURE WINDOWS AND DOORS.
- 12. FIRE AND FLOOD •FIRE AND WATER DAMAGE ARE OFTEN CONSIDERED TOGETHER SINCE THE QUENCHING OF A FIRE USUALLY RESULTS IN WATER DAMAGE. • DISASTER/EMERGENCY PLANNING GENERALLY FOCUSES ON THE ASSESSMENT AND MINIMIZATION OF RISK IN ORDER TO PREVENT EVENTS WHICH COULD DAMAGE THE 3 COLLECTIONS. • THE PLANNING PROCESS COVERS PREPAREDNESS FOR SUCH EVENTS, CREATES PLANS TO ENABLE RAPID AND EFFECTIVE REACTION, AND SETS PRIORITIES AND PROCEDURES FOR SALVAGE.
- 13. • EFFECTIVE EMERGENCYPLANNING WILL REQUIRE CONSIDERABLE WORK TO ENSURE LIAISON BETWEEN THE ORGANIZATION AND THE EMERGENCY SERVICES AND SALVAGE FACILITIES. • WITHIN THE ORGANIZATION IT WILL REQUIRE COLLABORATION BETWEEN COLLECTION MANAGERS AND BUILDING MANAGERS, POSSIBLY BETWEEN DIFFERENT DEPARTMENTS WHICH ARE NOT NORMALLY REQUIRED TO WORK IN THIS WAY.
- 14. • ONCE THEPLAN HAS BEEN WRITTEN, IT SHOULD BE REGULARLY TESTED BY ‘DRY RUNS’ AND AMENDED AS NECESSARY. • DESIGNATED STAFF MUST BE TRAINED IN THE AGREED PROCEDURES, AND ALL PROCESSES AND DOCUMENTATION REGULARLY REVIEWED AND UPDATED. • ‘MOCK’ EMERGENCIES CAN BE A USEFUL MEANS OF VERIFYING THE EFFECTIVENESS OF CALL-OUT PROCEDURES AND THE LOCATIONS OF SUPPLIES.
- 15. • IN MANYCASES WATER DAMAGE CAN BE REMEDIED LOCALLY, E.G. A BOOK WHICH IS NOT COMPLETELY SOAKED CAN BE DRIED BY STANDING IT UPRIGHT, FANNING THE PAGES AND ALLOWING AN ELECTRIC FAN TO BLOW COOL AIR BETWEEN THE PAGES. • THIS IS BEST DONE IN A PLASTIC WIND-TUNNEL. • MATERIAL WHICH IS VERY WET IS BEST FROZEN. LATER, IT CAN BE FREEZE-DRIED OR DEFROSTED FOR AIR-DRYING.
- 16. • IT ISIMPORTANT THAT MATERIAL IS EITHER DRIED OR FROZEN WITHIN 48 HOURS OF INUNDATION, AS MOLD CAN BE EXPECTED TO GROW AFTER THIS TIME. • SOME MATERIAL TYPES MUST BE DEALT WITH DIFFERENTLY, E.G. CLAY-LOADED (‘ART’) PAPER WILL DRY TO A SOLID BLOCK IF THE PAGES ARE NOT SEPARATED WHILE THE BOOK IS WET, AND WET MICROFILM SHOULD BE KEPT WET IN A BUCKET OF CLEAN WATER UNTIL IT CAN BE SENT FOR SPECIALIST
- 17.
- 18. • INSECTS, RODENTSAND BIRDS CAN ALL DAMAGE COLLECTIONS, BUT DAMAGE CAUSED BY INSECTS IS THE MOST COMMON. • IN THE UK, MAJOR INSECT INFESTATIONS ARE RARE, BUT SMALL-SCALE OCCURRENCES ARE RELATIVELY COMMON. • INTEGRATED PEST MANAGEMENT (IPM) PROGRAMS ARE DESIGNED TO PREVENT PESTS GETTING INTO STORAGE AREAS BY MONITORING FOR THEIR PRESENCE, AND UNDERTAKING APPROPRIATE CONTROL MEASURES. • STICKY TRAPS CAN BE USED TO DETECT INSECT PRESENCE. NEW ACQUISITIONS SHOULD BE EXAMINED FOR INFESTATION, AND QUARANTINED IF NECESSARY
- 19. POLLUTION • PARTICULATE POLLUTANTSMAY ENTER THE LIBRARY OR ARCHIVE FROM EXTERNAL SOURCES SUCH AS ROADS, INDUSTRIAL SITES, BUILDING WORKS. • DUST AND SOOT MAY ALSO ARISE FROM INTERNAL SOURCES, SUCH AS SMOKE OR COOKING BY-PRODUCTS. • GASEOUS POLLUTANTS MAY ARISE FROM THE SAME SOURCES, OR MAY BE GENERATED INSIDE THE LIBRARY OR ARCHIVE AS PRODUCTS OF MATERIAL DECAY, BY WOODEN SHELVING OR CERTAIN TYPES OF PAINT.
- 20. • COLLECTIONS CANBE PROTECTED BY FILTERING EXTERNAL AIR ENTERING STORAGE AREAS, OR IF FILTRATION IS NOT POSSIBLE, BY PREVENTING THE INTRUSION OF EXTERNAL POLLUTANTS THROUGH THE USE OF EFFECTIVE WINDOW AND DOOR SEALS. • YOU SHOULD ALSO TAKE CARE TO MINIMIZE THE SOURCES OF INTERNAL POLLUTANTS. • THE USE OF ARCHIVAL BOARD BOXES WILL PROVIDE CONSIDERABLE PROTECTION FROM
- 21. LIGHT• EXPOSURE TOLIGHT CAUSES FADING OF DYES, INKS AND PIGMENTS, AND CAN CONTRIBUTE TO THE AGEING AND EMBRITTLEMENT OF PAPER, CLOTH AND LEATHER. • THE MOST OBVIOUS EXAMPLE OF THIS IS THE WAY IN WHICH A NEWSPAPER LEFT IN DAYLIGHT OR ARTIFICIAL LIGHT WILL TURN YELLOW WITHIN DAYS, WHILE A
- 22. • WHAT MUSTALSO BE APPRECIATED IS THAT THE DAMAGE CANNOT BE REVERSED AND IS CUMULATIVE. • ALL KINDS OF LIGHT ARE HARMFUL, BUT ULTRAVIOLET RADIATION IS PARTICULARLY DAMAGING. • DAMAGE CAN BE MINIMIZED BY PROVIDING ULTRAVIOLET SCREENING FILM ON WINDOWS, BY PULLING CURTAINS OR BLINDS, BY FITTING UV FILTERS ON ARTIFICIAL LIGHTING, BY SWITCHING LIGHTS OFF WHEN AREAS ARE UNOCCUPIED, AND BY STORING MATERIAL IN BOXES. • LIGHT LEVELS IN EXHIBITION CASES OR OTHER DISPLAYS MUST BE MEASURED AND CONTROLLED.
- 23. TEMPERATURE AND RELATIVE HUMIDITY(RH) • RELATIVE HUMIDITY IS A RATIO (EXPRESSED AS A PERCENTAGE) OF THE AMOUNT OF WATER VAPOR ACTUALLY HELD IN A SPECIFIC AMOUNT OF AIR COMPARED TO THE MAXIMUM AMOUNT OF WATER VAPOR THAT SAME AMOUNT OF AIR COULD HOLD AT THE SAME TEMPERATURE AND PRESSURE.
- 24. • THE HIGHERTHE TEMPERATURE, THE MORE WATER VAPOR THE AIR CAN HOLD. WHEN SATURATED THE RELATIVE HUMIDITY OF THE AIR IS 100%. • WHEN THE AIR IS COOLED, IT CAN HOLD LESS WATER AND RELATIVE HUMIDITY RISES. • AS RELATIVE HUMIDITY IS DEPENDENT UPON TEMPERATURE, THESE TWO FACTORS SHOULD BE
- 25. • CONTROL OFTEMPERATURE AND RELATIVE HUMIDITY IS CRITICAL IN THE PRESERVATION OF LIBRARY AND ARCHIVE COLLECTIONS BECAUSE AN UNACCEPTABLE LEVEL OF EITHER CONTRIBUTES SIGNIFICANTLY TO THE BREAKDOWN OF MATERIALS. • HEAT ACCELERATES DETERIORATION. • THE RATE OF MOST CHEMICAL REACTIONS IS APPROXIMATELY
- 26. • HIGH RELATIVEHUMIDITY PROVIDES THE MOISTURE NECESSARY TO PROMOTE HARMFUL CHEMICAL REACTIONS IN MATERIALS AND, IN COMBINATION WITH HIGH TEMPERATURE, ENCOURAGES MOLD GROWTH AND INSECT ACTIVITY. • EXTREMELY LOW RELATIVE HUMIDITY, WHICH CAN OCCUR IN WINTER IN CENTRALLY HEATED BUILDINGS OR IN VERY DRY CLIMATES, MAY LEAD TO
- 27. • FLUCTUATIONS IN TEMPERATUREAND RELATIVE HUMIDITY ARE ALSO DAMAGING. • LIBRARY AND ARCHIVE MATERIALS ARE HYGROSCOPIC, READILY ABSORBING AND RELEASING MOISTURE. • THEY RESPOND TO DIURNAL AND SEASONAL CHANGES IN TEMPERATURE AND RELATIVE
- 28. • DIMENSIONAL CHANGES ACCELERATEDETERIORATION AND LEAD TO SUCH VISIBLE DAMAGE AS COCKLING PAPER, FLAKING INK, WARPED COVERS ON BOOKS, AND CRACKED EMULSION ON PHOTOGRAPHS. • IN SOME SITUATIONS MATERIALS CAN BE PROTECTED FROM MODERATE FLUCTUATIONS. • SUCH CHANGES ARE BUFFERED BY CERTAIN TYPES OF STORAGE ENCLOSURES AND BY BOOKS THAT
- 29. • PRESERVATION EXPERTSRECOMMEND THE FOLLOWING PARAMETERS FOR THE STORAGE OF LIBRARY AND ARCHIVE COLLECTIONS. • • 13 C TO 20 C • • 35% RH TO 60% RH
- 30. CONSERVATIO N • CONSERVATION ISTHE TREATMENT OF ARTEFACTS BY INTERCEPTIVE PROCEDURES. • IT SHOULD BE SEEN AS ONE OPTION IN A PROGRAM OF COLLECTION CARE. IN THE FIRST INSTANCE, PREVENTIVE MEASURES SHOULD BE EMPLOYED. • CONSERVATION WORK MUST BE UNDERTAKEN WITH CARE AND IN ACCORDANCE WITH CERTAIN PRINCIPLES, IN ORDER TO MAINTAIN THE INTEGRITY AND AUTHENTICITY OF THE ARTEFACTS. • IT SHOULD BE VERY CAREFULLY CONSIDERED AND UNDERTAKEN ONLY AFTER CONSULTATION BETWEEN CURATORIAL AND
- 31. • CONSERVATION ISA SKILLED ACTIVITY, AND SHOULD NOT BE UNDERTAKEN BY UNTRAINED PERSONNEL. • IF A LIBRARY OR ARCHIVE DOES NOT HAVE ITS OWN CONSERVATION STAFF, IT SHOULD AIM TO EMPLOY A CONSERVATOR WHO IS ACCREDITED BY ICON, THE INSTITUTE OF CONSERVATION OR THE ARCHIVES AND RECORDS ASSOCIATION. • ACCREDITATION ENSURES THAT A CONSERVATOR HAS ACHIEVED AN APPROPRIATE LEVEL OF COMPETENCE VERIFIED BY THE RELEVANT PROFESSIONAL BODY.