Chapter 3 Prenatal Development, Birth, and the Newborn Baby
An expectant mother reacts with amazement on hearing the
robust heartbeat of her nearly full-term fetus. High-quality
prenatal care and preparation for the events of childbirth enable
her to approach labor and delivery with confidence and
excitement.
chapter outline
· Prenatal Development
· Conception
· Period of the Zygote
· Period of the Embryo
· Period of the Fetus
· Prenatal Environmental Influences
· Teratogens
· Other Maternal Factors
· The Importance of Prenatal Health Care
· ■ SOCIAL ISSUES: HEALTH The Nurse–Family Partnership:
Reducing Maternal Stress and Enhancing Child Development
Through Social Support
· Childbirth
· The Stages of Childbirth
· The Baby’s Adaptation to Labor and Delivery
· The Newborn Baby’s Appearance
· Assessing the Newborn’s Physical Condition: The Apgar
Scale
· Approaches to Childbirth
· Natural, or Prepared, Childbirth
· Home Delivery
· Medical Interventions
· Fetal Monitoring
· Labor and Delivery Medication
· Cesarean Delivery
· Preterm and Low-Birth-Weight Infants
· Preterm versus Small-for-Date Infants
· Consequences for Caregiving
· Interventions for Preterm Infants
· ■ SOCIAL ISSUES: HEALTH A Cross-National Perspective
on Health Care and Other Policies for Parents and Newborn
Babies
· Birth Complications, Parenting, and Resilience
· The Newborn Baby’s Capacities
· Reflexes
· States
· Sensory Capacities
· Neonatal Behavioral Assessment
· ■ BIOLOGY AND ENVIRONMENT The Mysterious Tragedy
of Sudden Infant Death Syndrome
· Adjusting to the New Family Unit
When I met Yolanda and Jay one fall in my child development
class, Yolanda was just two months pregnant. Approaching age
30, married for several years, and their careers well under way,
they had decided to have a baby. To prepare for parenthood,
they enrolled in my evening section, arriving once a week after
work full of questions: “How does the baby grow before birth?”
“When is each organ formed?” “Has its heart begun to beat?”
“Can it hear, feel, or sense our presence?”
Most of all, Yolanda and Jay wanted to do everything possible
to make sure their baby would be born healthy. Yolanda started
to wonder about her diet and whether she should keep up her
daily aerobic workout. And she asked me whether an aspirin for
a headache, a glass of wine at dinner, or a few cups of coffee
during work and study hours might be harmful.
In this chapter, we answer Yolanda and Jay’s questions, along
with a great many more that scientists have asked about the
events before birth. First, we trace prenatal development,
paying special attention to environmental supports for healthy
growth, as well as damaging influences that threaten the child’s
health and survival. Next, we turn to the events of childbirth.
Today, women in industrialized nations have many choices
about where and how they give birth, and hospitals go to great
lengths to make the arrival of a new baby a rewarding, family-
centered event.
Yolanda and Jay’s son Joshua reaped the benefits of his parents’
careful attention to his needs during pregnancy. He was strong,
alert, and healthy at birth. Nevertheless, the birth process does
not always go smoothly. We will consider the pros and cons of
medical interventions, such as pain-relieving drugs and surgical
deliveries, designed to ease a difficult birth and protect the
health of mother and baby. Our discussion also addresses the
development of infants born underweight or too early. We
conclude with a close look at the remarkable capacities of
newborns.
Prenatal Development
The sperm and ovum that unite to form the new individual are
uniquely suited for the task of reproduction. The ovum is a tiny
sphere, measuring 1175 inch in diameter—barely visible to the
naked eye as a dot the size of the period at the end of this
sentence. But in its microscopic world, it is a giant—the largest
cell in the human body. The ovum’s size makes it a perfect
target for the much smaller sperm, which measure
only 1500 inch.
Conception
About once every 28 days, in the middle of a woman’s
menstrual cycle, an ovum bursts from one of her ovaries, two
walnut-sized organs located deep inside her abdomen, and is
drawn into one of two fallopian tubes—long, thin structures that
lead to the hollow, soft-lined uterus (see Figure 3.1). While the
ovum is traveling, the spot on the ovary from which it was
released, now called the corpus luteum, secretes hormones that
prepare the lining of the uterus to receive a fertilized ovum. If
pregnancy does not occur, the corpus luteum shrinks, and the
lining of the uterus is discarded two weeks later with
menstruation.
The male produces sperm in vast numbers—an average of 300
million a day—in the testes, two glands located in the scrotum,
sacs that lie just behind the penis. In the final process of
maturation, each sperm develops a tail that permits it to swim
long distances, upstream in the female reproductive tract,
through the cervix (opening of the uterus) and into the fallopian
tube, where fertilization usually takes place. The journey is
difficult, and many sperm die. Only 300 to 500 reach the ovum,
if one happens to be present. Sperm live for up to 6 days and
can lie in wait for the ovum, which survives for only 1 day after
being released into the fallopian tube. However, most
conceptions result from intercourse occurring during a three-day
period—on the day of ovulation or during the 2 days preceding
it (Wilcox, Weinberg, & Baird, 1995).
With conception, the story of prenatal development begins to
unfold. The vast changes that take place during the 38 weeks of
pregnancy are usually divided into three phases: (1) the period
of the zygote, (2) the period of the embryo, and (3) the period
of the fetus. As we look at what happens in each, you may find
it useful to refer to Table 3.1, which summarizes milestones of
prenatal development.
Period of the Zygote
FIGURE 3.1 Female reproductive organs, showing fertilization,
early cell duplication, and implantation.
(From Before We Are Born, 6th ed., by K. L. Moore & T. V. N.
Persaud, p. 87. Copyright © 2003, reprinted with permission
from Elsevier, Inc.)
The period of the zygote lasts about two weeks, from
fertilization until the tiny mass of cells drifts down and out of
the fallopian tube and attaches itself to the wall of the uterus.
The zygote’s first cell duplication is long and drawn out; it is
not complete until about 30 hours after conception. Gradually,
new cells are added at a faster rate. By the fourth day, 60 to 70
cells exist that form a hollow, fluid-filled ball called
a blastocyst (refer again to Figure 3.1). The cells on the inside,
called the embryonic disk, will become the new organism; the
outer ring of cells, termed the trophoblast, will become the
structures that provide protective covering and nourishment.
TABLE 3.1 Milestones of Prenatal Development
TRIMESTER
PERIOD
WEEKS
LENGTH AND WEIGHT
MAJOR EVENTS
First
Zygote
1
2
The one-celled zygote multiplies and forms a blastocyst.
The blastocyst burrows into the uterine lining. Structures that
feed and protect the developing organism begin to form—
amnion, chorion, yolk sac, placenta, and umbilical cord.
Embryo
3–4
5–8
¼ inch (6 mm)
1 inch (2.5 cm); 17ounce (4 g)
A primitive brain and spinal cord appear. Heart, muscles, ribs,
backbone, and digestive tract begin to develop.
Many external body structures (face, arms, legs, toes, fingers)
and internal organs form. The sense of touch begins to develop,
and the embryo can move.
Fetus
9–12
3 inches (7.6 cm); less than 1 ounce (28 g)
Rapid increase in size begins. Nervous system, organs, and
muscles become organized and connected, and new behavioral
capacities (kicking, thumb sucking, mouth opening, and
rehearsal of breathing) appear. External genitals are well-
formed, and the fetus’s sex is evident.
Second
13–24
12 inches (30 cm); 1.8 pounds (820 g)
The fetus continues to enlarge rapidly. In the middle of this
period, fetal movements can be felt by the mother. Vernix and
lanugo keep the fetus’s skin from chapping in the amniotic
fluid. Most of the brain’s neurons are in place by 24 weeks.
Eyes are sensitive to light, and the fetus reacts to sound.
Third
25–38
20 inches (50 cm); 7.5 pounds (3,400 g)
The fetus has a good chance of survival if born during this time.
Size increases. Lungs mature. Rapid brain development causes
sensory and behavioral capacities to expand. In the middle of
this period, a layer of fat is added under the skin. Antibodies
are transmitted from mother to fetus to protect against disease.
Most fetuses rotate into an upside-down position in preparation
for birth.
Source: Moore, Persaud, & Torchia, 2013.
Photos (from top to bottom): © Claude Cortier/Photo
Researchers, Inc.; © G. Moscoso/Photo
Researchers, Inc.; © John Watney/Photo Researchers, Inc.; ©
James Stevenson/Photo Researchers, Inc.; © Lennart Nilsson, A
Child Is Born/Scanpix.
Implantation.
Between the seventh and ninth days, implantation occurs: The
blastocyst burrows deep into the uterine lining. Surrounded by
the woman’s nourishing blood, it starts to grow in earnest. At
first, the trophoblast (protective outer layer) multiplies
fastest. It forms a membrane, called the amnion, that encloses
the developing organism in amniotic fluid, which helps keep the
temperature of the prenatal world constant and provides a
cushion against any jolts caused by the woman’s
movement. A yolk sac emerges that produces blood cells until
the liver, spleen, and bone marrow are mature enough to take
over this function (Moore, Persaud, & Torchia, 2013).
The events of these first two weeks are delicate and uncertain.
As many as 30 percent of zygotes do not survive this period. In
some, the sperm and ovum do not join properly. In others, cell
duplication never begins. By preventing implantation in these
cases, nature eliminates most prenatal abnormalities
(Sadler, 2010).
Period of the zygote: seventh to ninth day. The fertilized ovum
duplicates rapidly, forming a hollow ball of cells, or blastocyst,
by the fourth day after fertilization. Here the blastocyst,
magnified thousands of times, burrows into the uterine lining
between the seventh and ninth day.
The Placenta and Umbilical Cord.
By the end of the second week, cells of the trophoblast form
another protective membrane—the chorion, which surrounds the
amnion. From the chorion, tiny hairlike villi, or blood vessels,
emerge.1 As these villi burrow into the uterine wall,
the placenta starts to develop. By bringing the embryo’s and
mother’s blood close together, the placenta permits food and
oxygen to reach the organism and waste products to be carried
away. A membrane forms that allows these substances to be
exchanged but prevents the mother’s and embryo’s blood from
mixing directly.
The placenta is connected to the developing organism by
the umbilical cord, which first appears as a tiny stalk and,
during the course of pregnancy, grows to a length of 1 to 3 feet.
The umbilical cord contains one large vein that delivers blood
loaded with nutrients and two arteries that remove waste
products. The force of blood flowing through the cord keeps it
firm, so it seldom tangles while the embryo, like a space-
walking astronaut, floats freely in its fluid-filled chamber
(Moore, Persaud, & Torchia, 2013).
By the end of the period of the zygote, the developing organism
has found food and shelter. These dramatic beginnings take
place before most mothers know they are pregnant.
Period of the Embryo
The period of the embryo lasts from implantation through the
eighth week of pregnancy. During these brief six weeks, the
most rapid prenatal changes take place as the groundwork is
laid for all body structures and internal organs.
Last Half of the First Month.
In the first week of this period, the embryonic disk forms three
layers of cells: (1) the ectoderm, which will become the nervous
system and skin; (2) the mesoderm, from which will develop the
muscles, skeleton, circulatory system, and other internal organs;
and (3) the endoderm, which will become the digestive system,
lungs, urinary tract, and glands. These three layers give rise to
all parts of the body.
At first, the nervous system develops fastest. The ectoderm
folds over to form the neural tube, or primitive spinal cord. At
3½ weeks, the top swells to form the brain. While the nervous
system is developing, the heart begins to pump blood, and the
muscles, backbone, ribs, and digestive tract appear. At the end
of the first month, the curled embryo—only ¼ inch long—
consists of millions of organized groups of cells with specific
functions.
The Second Month.
In the second month, growth continues rapidly. The eyes, ears,
nose, jaw, and neck form. Tiny buds become arms, legs, fingers,
and toes. Internal organs are more distinct: The intestines grow,
the heart develops separate chambers, and the liver and spleen
take over production of blood cells so that the yolk sac is no
longer needed. Changing body proportions cause the embryo’s
posture to become more upright.
Period of the embryo: fourth week. This 4-week-old embryo is
only ¼-inch long, but many body structures have begun to form.
The primitive tail will disappear by the end of the embryonic
period.
1Recall from Table 2.4 on page 56 that chorionic villus
sampling is the prenatal diagnostic method that can be
performed earliest, at nine weeks after conception.
Period of the embryo: seventh week. The embryo’s posture is
more upright. Body structures—eyes, nose, arms, legs, and
internal organs—are more distinct. An embryo this age responds
to touch. It can also move, although at less than one inch long
and one ounce in weight, it is till too tiny to be felt by the
mother.
At 7 weeks, production of neurons (nerve cells that store and
transmit information) begins deep inside the neural tube at the
astounding pace of more than 250,000 per minute
(Nelson, 2011). Once formed, neurons begin traveling along
tiny threads to their permanent locations, where they will form
the major parts of the brain.
At the end of this period, the embryo—about 1 inch long
and 17 ounce in weight—can already sense its world. It
responds to touch, particularly in the mouth area and on the
soles of the feet. And it can move, although its tiny flutters are
still too light to be felt by the mother (Moore, Persaud, &
Torchia, 2013).
Period of the Fetus
The period of the fetus, from the ninth week to the end of
pregnancy, is the longest prenatal period. During this “growth
and finishing” phase, the organism increases rapidly in size.
The Third Month.
In the third month, the organs, muscles, and nervous system
start to become organized and connected. When the brain
signals, the fetus kicks, bends its arms, forms a fist, curls its
toes, turns its head, opens its mouth, and even sucks its thumb,
stretches, and yawns. Body position changes occur as often as
25 times per hour (Einspieler, Marschik, & Prechtl, 2008). The
tiny lungs begin to expand and contract in an early rehearsal of
breathing movements. By the twelfth week, the external genitals
are well-formed, and the sex of the fetus can be detected with
ultrasound (Sadler, 2010). Other finishing touches appear, such
as fingernails, toenails, tooth buds, and eyelids. The heartbeat
can now be heard through a stethoscope.
Prenatal development is sometimes divided into trimesters, or
three equal time periods. At the end of the third month, the first
trimester is complete.
The Second Trimester.
By the middle of the second trimester, between 17 and 20
weeks, the new being has grown large enough that the mother
can feel its movements. A white, cheeselike substance
called vernix protects its skin from chapping during the long
months spent bathing in the amniotic fluid. White, downy hair
called lanugoalso appears over the entire body, helping the
vernix stick to the skin.
At the end of the second trimester, many organs are well-
developed. And most of the brain’s billions of neurons are in
place; few will be produced after this time. However, glial cells,
which support and feed the neurons, continue to increase
rapidly throughout the remaining months of pregnancy, as well
as after birth. Consequently, brain weight increases tenfold
from the twentieth week until birth (Roelfsema et al., 2004). At
the same time, neurons begin forming synapses, or connections,
at a rapid pace.
Period of the fetus: eleventh week. The fetus grows rapidly. At
11 weeks, the brain and muscles are better connected. The fetus
can kick, bend its arms, and open and close its hands and
mouth, and suck its thumb. Notice the yolk sac, which shrinks
as the internal organs take over its function of producing blood
cells.
Brain growth means new behavioral capacities. The 20-week-
old fetus can be stimulated as well as irritated by sounds. And if
a doctor looks inside the uterus using fetoscopy (see Table
2.4 on page 56), fetuses try to shield their eyes from the light
with their hands, indicating that sight has begun to emerge
(Moore, Persaud, & Torchia, 2013). Still, a fetus born at this
time cannot survive. Its lungs are immature, and the brain
cannot yet control breathing and body temperature.
The Third Trimester.
During the final trimester, a fetus born early has a chance for
survival. The point at which the baby can first survive, called
the age of viability, occurs sometime between 22 and 26
weeks (Moore, Persaud, & Torchia, 2013). A baby born between
the seventh and eighth months, however, usually needs oxygen
assistance to breathe. Although the brain’s respiratory center is
now mature, tiny air sacs in the lungs are not yet ready to
inflate and exchange carbon dioxide for oxygen.
The brain continues to make great strides. The cerebral cortex,
the seat of human intelligence, enlarges. As neural connectivity
and organization improve, the fetus spends more time awake. At
20 weeks, fetal heart rate reveals no periods of alertness. But by
28 weeks, fetuses are awake about 11 percent of the time, a
figure that rises to 16 percent just before birth (DiPietro et
al., 1996). Between 30 and 34 weeks, fetuses show rhythmic
alternations between sleep and wakefulness that gradually
increase in organization (Rivkees, 2003). Around this time,
synchrony between fetal heart rate and motor activity peaks: A
rise in heart rate is usually followed within 5 seconds by a burst
of motor activity (DiPietro et al., 2006). These are clear signs
that coordinated neural networks are beginning to form in the
brain.
Period of the fetus: twenty-second week. This fetus is almost
one foot long and weighs slightly more than one pound. Its
movements can be felt easily by the mother and by other family
members who place a hand on her abdomen. If born now, the
fetus has a slim chance of surviving.
By the end of pregnancy, the fetus also takes on the beginnings
of a personality. Fetal activity is linked to infant temperament.
In one study, more active fetuses during the third trimester
became 1-year-olds who could better handle frustration and 2-
year-olds who were less fearful, in that they more readily
interacted with toys and with an unfamiliar adult in a laboratory
(DiPietro et al., 2002). Perhaps fetal activity is an indicator of
healthy neurological development, which fosters adaptability in
childhood. The relationships just described, however, are only
modest. As we will see in Chapter 6, sensitive caregiving can
modify the temperaments of children who have difficulty
adapting to new experiences.
Period of the fetus: thirty-sixth week. This fetus fills the uterus.
To nourish it, the umbilical cord and placenta have grown large.
Notice the vernix (a cheeselike substance) on the skin, which
protects it from chapping. The fetus has accumulated fat to aid
temperature regulation after birth. In two more weeks, it will be
full-term.
The third trimester brings greater responsiveness to stimulation.
Between 23 and 30 weeks, connections form between the
cerebral cortex and brain regions involved in pain sensitivity.
By this time, painkillers should be used in any surgical
procedures (Lee et al., 2005). Around 28 weeks, fetuses blink
their eyes in reaction to nearby sounds (Kisilevsky &
Low, 1998; Saffran, Werker, & Werner, 2006). And at 30
weeks, fetuses presented with a repeated auditory stimulus
against the mother’s abdomen initially react with a rise in heart
rate and body movements. But over the next 5 to 6 minutes,
responsiveness gradually declines,
indicating habituation (adaptation) to the sound. If the stimulus
is reintroduced after a 10-minute delay, heart rate falls off far
more quickly (Dirix et al., 2009). This suggests that fetuses can
remember for at least a brief period.
Within the next six weeks, fetuses distinguish the tone and
rhythm of different voices and sounds. They show systematic
heart rate changes to a male versus a female speaker, to the
mother’s voice versus a stranger’s, to a stranger speaking their
native language (English) versus a foreign language (Mandarin
Chinese), and to a simple familiar melody (descending tones)
versus an unfamiliar melody (ascending tones) (Granier-Deferre
et al., 2003; Huotilainen et al., 2005; Kisilevsky et
al., 2003, 2009; Lecanuet et al., 1993). And in one clever study,
mothers read aloud Dr. Seuss’s lively book The Cat in the
Hat for the last six weeks of pregnancy. After birth, their
infants learned to turn on recordings of the mother’s voice by
sucking on nipples. They sucked hardest to hear The Cat in the
Hat—the sound they had come to know while still in the womb
(DeCasper & Spence, 1988).
In the final three months, the fetus gains more than 5 pounds
and grows 7 inches. In the eighth month, a layer of fat is added
to assist with temperature regulation. The fetus also receives
antibodies from the mother’s blood that protect against
illnesses, since the newborn’s own immune system will not
work well until several months after birth. In the last weeks,
most fetuses assume an upside-down position, partly because of
the shape of the uterus and also because the head is heavier than
the feet. Growth slows, and birth is about to take place.
ASK YOURSELF
REVIEW Why is the period of the embryo regarded as the most
dramatic prenatal period? Why is the period of the fetus called
the “growth and finishing” phase?
CONNECT How is brain development related to fetal capacities
and behavior?
APPLY Amy, two months pregnant, wonders how the embryo is
being fed and what parts of the body have formed. “I don’t look
pregnant yet, so does that mean not much development has
taken place?” she asks. How would you respond to Amy?
Prenatal Environmental Influences
Although the prenatal environment is far more constant than the
world outside the womb, many factors can affect the embryo
and fetus. Yolanda and Jay learned that parents—and society as
a whole—can do a great deal to create a safe environment for
development before birth.
Teratogens
The term teratogen refers to any environmental agent that
causes damage during the prenatal period.Scientists chose this
label (from the Greek word teras, meaning “malformation” or
“monstrosity”) because they first learned about harmful prenatal
influences from cases in which babies had been profoundly
damaged. But the harm done by teratogens is not always simple
and straightforward. It depends on the following factors:
· ● Dose. As we discuss particular teratogens, you will see that
larger doses over longer time periods usually have more
negative effects.
· ● Heredity. The genetic makeup of the mother and the
developing organism plays an important role. Some individuals
are better able than others to withstand harmful environments.
· ● Other negative influences. The presence of several negative
factors at once, such as additional teratogens, poor nutrition,
and lack of medical care, can worsen the impact of a harmful
agent.
· ● Age. The effects of teratogens vary with the age of the
organism at time of exposure. To understand this last idea, think
of the sensitive period concept introduced in Chapter 1. A
sensitive period is a limited time span in which a part of the
body or a behavior is biologically prepared to develop rapidly.
During that time, it is especially sensitive to its surroundings. If
the environment is harmful, then damage occurs, and recovery
is difficult and sometimes impossible.
Figure 3.2 on page 86 summarizes prenatal sensitive periods. In
the period of the zygote, before implantation, teratogens rarely
have any impact. If they do, the tiny mass of cells is usually so
damaged that it dies. The embryonic period is the time when
serious defects are most likely to occur because the foundations
for all body parts are being laid down. During the fetal period,
teratogenic damage is usually minor. However, organs such as
the brain, ears, eyes, teeth, and genitals can still be strongly
affected.
The effects of teratogens go beyond immediate physical
damage. Some health effects are delayed and may not show up
for decades. Furthermore, psychological consequences may
occur indirectly, as a result of physical damage. For example, a
defect resulting from drugs the mother took during pregnancy
can affect others’ reactions to the child as well as the
child’s ability to explore the environment. Over time, parent–
child interaction, peer relations, and cognitive, emotional, and
social development may suffer. Furthermore, prenatally exposed
children may be less resilient in the face of environmental risks,
such as single parenthood, parental emotional disturbance, or
maladaptive parenting (Yumoto, Jacobson, & Jacobson, 2008).
As a result, their long-term adjustment may be compromised.
FIGURE 3.2 Sensitive periods in prenatal development.
Each organ or structure has a sensitive period, during which its
development may be disturbed. Blue horizontal bars indicate
highly sensitive periods. Green horizontal bars indicate periods
that are somewhat less sensitive to teratogens, although damage
can occur.
(Adapted from Before We Are Born, 7th ed., by K. L. Moore
and T. V. N. Persaud, p. 313. Copyright © 2008, reprinted with
permission from Elsevier, Inc.)
Notice how an important idea about development discussed in
earlier chapters is at work here: bidirectional
influences between child and environment. Now let’s look at
what scientists have discovered about a variety of teratogens.
Prescription and Nonprescription Drugs.
In the early 1960s, the world learned a tragic lesson about drugs
and prenatal development. At that time, a sedative
called thalidomide was widely available in Canada, Europe, and
South America. When taken by mothers 4 to 6 weeks after
conception, thalidomide produced gross deformities of the
embryo’s arms and legs and, less frequently, damage to the ears,
heart, kidneys, and genitals. About 7,000 infants worldwide
were affected (Moore, Persaud, & Torchia, 2013). As children
exposed to thalidomide grew older, many scored below average
in intelligence. Perhaps the drug damaged the central nervous
system directly. Or the child-rearing conditions of these
severely deformed youngsters may have impaired their
intellectual development.
Another medication, a synthetic hormone
called diethylstilbestrol (DES), was widely prescribed between
1945 and 1970 to prevent miscarriages. As daughters of these
mothers reached adolescence and young adulthood, they showed
unusually high rates of cancer of the vagina, malformations of
the uterus, and infertility. When they tried to have children,
their pregnancies more often resulted in prematurity, low birth
weight, and miscarriage than those of non-DES-exposed women.
Young men showed an increased risk of genital abnormalities
and cancer of the testes (Goodman, Schorge, & Greene, 2011;
Hammes & Laitman, 2003).
Currently, the most widely used potent teratogen is a vitamin A
derivative called Accutane (known by the generic
name isotretinoin), prescribed to treat severe acne and taken by
hundreds of thousands of women of childbearing age in
industrialized nations. Exposure during the first trimester
results in eye, ear, skull, brain, heart, and immune system
abnormalities (Honein, Paulozzi, & Erickson, 2001). Accutane’s
packaging warns users to avoid pregnancy by using two
methods of birth control, but many women do not heed this
advice (Garcia-Bournissen et al., 2008).
Indeed, any drug with a molecule small enough to penetrate the
placental barrier can enter the embryonic or fetal bloodstream.
Yet many pregnant women continue to take over-the-counter
medications without consulting their doctors. Aspirin is one of
the most common. Several studies suggest that regular aspirin
use is linked to low birth weight, infant death around the time
of birth, poorer motor development, and lower intelligence
scores in early childhood, although other research fails to
confirm these findings (Barr et al., 1990; Kozer et al., 2003;
Streissguth et al., 1987). Coffee, tea, cola, and cocoa contain
another frequently consumed drug, caffeine. High doses
increase the risk of low birth weight (Brent, Christian, &
Diener, 2011). And persistent intake of antidepressant
medication is linked to an elevated incidence of premature
delivery and birth complications, including respiratory distress,
and to high blood pressure in infancy (Lund, Pedersen, &
Henriksen, 2009; Roca et al., 2011; Udechuku et al., 2010).
Because children’s lives are involved, we must take findings
like these seriously. At the same time, we cannot be sure that
these frequently used drugs actually cause the problems just
mentioned. Often mothers take more than one drug. If the
embryo or fetus is injured, it is hard to tell which drug might be
responsible or whether other factors correlated with drug taking
are at fault. Until we have more information, the safest course
of action is the one Yolanda took: Avoid these drugs entirely.
Unfortunately, many women do not know that they are pregnant
during the early weeks of the embryonic period, when exposure
to medications (and other teratogens) can be of greatest threat.
Illegal Drugs.
The use of highly addictive mood-altering drugs, such as
cocaine and heroin, has become more widespread, especially in
poverty-stricken inner-city areas, where these drugs provide a
temporary escape from a daily life of hopelessness. Nearly 4
percent of U.S. pregnant women take these substances
(Substance Abuse and Mental Health Services
Administration, 2011).
Babies born to users of cocaine, heroin, or methadone (a less
addictive drug used to wean people away from heroin) are at
risk for a wide variety of problems, including prematurity, low
birth weight, physical defects, breathing difficulties, and death
around the time of birth (Bandstra et al., 2010; Howell, Coles,
& Kable, 2008; Schuetze & Eiden, 2006). In addition, these
infants are born drug-addicted. They are often feverish and
irritable and have trouble sleeping, and their cries are
abnormally shrill and piercing—a common symptom among
stressed newborns (Bauer et al., 2005). When mothers with
many problems of their own must care for these babies, who are
difficult to calm down, cuddle, and feed, behavior problems are
likely to persist.
Throughout the first year, heroin- and methadone-exposed
infants are less attentive to the environment than nonexposed
babies, and their motor development is slow. After infancy,
some children get better, while others remain jittery and
inattentive. The kind of parenting they receive may explain why
problems persist for some but not for others (Hans &
Jeremy, 2001).
Evidence on cocaine suggests that some prenatally exposed
babies develop lasting difficulties. Cocaine constricts the blood
vessels, causing oxygen delivered to the developing organism to
fall for 15 minutes following a high dose. It also can alter the
production and functioning of neurons and the chemical balance
in the fetus’s brain. These effects may contribute to an array of
cocaine-associated physical defects, including eye, bone,
genital, urinary tract, kidney, and heart deformities; brain
hemorrhages and seizures; and severe growth retardation
(Covington et al., 2002; Feng, 2005; Salisbury et al., 2009).
Several studies report perceptual, motor, attention, memory,
language, and impulse-control problems that persist into the
preschool and school years (Bandstra et al., 2011; Dennis et
al., 2006; Lester & Lagasse, 2010; Linares et al., 2006).
This infant, born many weeks before his due date, breathes with
the aid of a respirator. Prematurity and low birth weight can
result from a variety of environmental influences during
pregnancy, including maternal drug and tobacco use.
Other investigations, however, reveal no major negative effects
of prenatal cocaine exposure (Behnke et al., 2006; Frank et
al., 2005; Hurt et al., 2009). These contradictory findings
indicate how difficult it is to isolate the precise damage caused
by illegal drugs. Cocaine users vary greatly in the amount,
potency, and purity of the cocaine they ingest. Also, they often
take several drugs, display other high-risk behaviors, suffer
from poverty and other stresses, and engage in insensitive
caregiving—factors that worsen outcomes for children
(Jones, 2006). But researchers have yet to determine exactly
what accounts for findings of cocaine-related damage in some
studies but not in others.
Another illegal drug, marijuana, is used more widely than
heroin and cocaine. Researchers have linked prenatal marijuana
exposure to smaller head size (a measure of brain growth);
attention, memory, and academic achievement difficulties;
impulsivity and overactivity; and depression as well as anger
and aggression in childhood and adolescence (Goldschmidt et
al., 2004; Gray et al., 2005; Huizink & Mulder, 2006; Jutras-
Aswad et al., 2009). As with cocaine, however, lasting
consequences are not well-established. Overall, the effects of
illegal drugs are far less consistent than the impact of two legal
substances to which we now turn: tobacco and alcohol.
Tobacco.
Although smoking has declined in Western nations, an
estimated 14 percent of U.S. women smoke during their
pregnancies (Tong et al., 2009). The best-known effect of
smoking during the prenatal period is low birth weight. But the
likelihood of other serious consequences, such as miscarriage,
prematurity, cleft lip and palate, blood vessel abnormalities,
impaired heart rate and breathing during sleep, infant death, and
asthma and cancer later in childhood, also increases (Geerts et
al., 2012; Howell, Coles, & Kable, 2008; Jaakkola &
Gissler, 2004; Mossey et al., 2009). The more cigarettes a
mother smokes, the greater the chances that her baby will be
affected. And if a pregnant woman stops smoking at any time,
even during the third trimester, she reduces the likelihood that
her infant will be born underweight and suffer from future
problems (Klesges et al., 2001).
Even when a baby of a smoking mother appears to be born in
good physical condition, slight behavioral abnormalities may
threaten the child’s development. Newborns of smoking mothers
are less attentive to sounds, display more muscle tension, are
more excitable when touched and visually stimulated, and more
often have colic (persistent crying). These findings suggest
subtle negative effects on brain development (Law et al., 2003;
Sondergaard et al., 2002). Consistent with this view, prenatally
exposed children and adolescents tend to have shorter attention
spans, difficulties with impulsivity and overactivity, poorer
memories, lower mental test scores, and higher levels of
disruptive, aggressive behavior (Espy et al., 2011; Fryer,
Crocker, & Mattson, 2008; Lindblad & Hjern, 2010).
Exactly how can smoking harm the fetus? Nicotine, the
addictive substance in tobacco, constricts blood vessels, lessens
blood flow to the uterus, and causes the placenta to grow
abnormally. This reduces the transfer of nutrients, so the fetus
gains weight poorly. Also, nicotine raises the concentration of
carbon monoxide in the bloodstreams of both mother and fetus.
Carbon monoxide displaces oxygen from red blood cells,
damaging the central nervous system and slowing body growth
in the fetuses of laboratory animals (Friedman, 1996). Similar
effects may occur in humans.
From one-third to one-half of nonsmoking pregnant women are
“passive smokers” because their husbands, relatives, or co-
workers use cigarettes. Passive smoking is also related to low
birth weight, infant death, childhood respiratory illnesses, and
possible long-term attention, learning, and behavior problems
(Best, 2009; Pattenden et al., 2006). Clearly, expectant mothers
should avoid smoke-filled environments.
Alcohol.
In his moving book The Broken Cord, Michael Dorris (1989), a
Dartmouth College anthropology professor, described what it
was like to rear his adopted son Abel (called Adam in the book),
whose biological mother drank heavily throughout pregnancy
and died of alcohol poisoning shortly after his birth. A Sioux
Indian, Abel was born with fetal alcohol spectrum disorder
(FASD), a term that encompasses a range of physical, mental,
and behavioral outcomes caused by prenatal alcohol
exposure. Children with FASD are given one of three diagnoses,
which vary in severity:
Left photo: This 5-year-old’s mother drank heavily during
pregnancy. Her widely spaced eyes, thin upper lip, and flattened
philtrum are typical of fetal alcohol syndrome (FAS). Right
photo: This 12-year-old has the small head and facial
abnormalities of FAS. She also shows the mental impairments
and slow growth that accompany the disorder.
· 1.Fetal alcohol syndrome (FAS), distinguished by (a) slow
physical growth, (b) a pattern of three facial abnormalities
(short eyelid openings; a thin upper lip; a smooth or flattened
philtrum, or indentation running from the bottom of the nose to
the center of the upper lip), and (c) brain injury, evident in a
small head and impairment in at least three areas of
functioning—for example, memory, language and
communication, attention span and activity level (overactivity),
planning and reasoning, motor coordination, or social
skills. Other defects—of the eyes, ears, nose, throat, heart,
genitals, urinary tract, or immune system—may also be present.
Abel was diagnosed as having FAS. As is typical for this
disorder, his mother drank heavily throughout pregnancy.
· 2.Partial fetal alcohol syndrome (p-FAS), characterized by (a)
two of the three facial abnormalities just mentioned and (b)
brain injury, again evident in at least three areas of impaired
functioning. Mothers of children with p-FAS generally drank
alcohol in smaller quantities, and children’s defects vary with
the timing and length of alcohol exposure. Furthermore, recent
evidence suggests that paternal alcohol use around the time of
conception can alter gene expression (see page 73 in Chapter 2),
thereby contributing to symptoms (Ouko et al., 2009).
· 3.Alcohol-related neurodevelopmental disorder (ARND), in
which at least three areas of mental functioning are impaired,
despite typical physical growth and absence of facial
abnormalities. Again, prenatal alcohol exposure, though
confirmed, is less pervasive than in FAS (Chudley et al., 2005;
Loock et al., 2005).
Even when provided with enriched diets, FAS babies fail to
catch up in physical size during infancy and childhood. Mental
impairment associated with all three FASD diagnoses is also
permanent: In his teens and twenties, Abel Dorris had trouble
concentrating and keeping a routine job, and he suffered from
poor judgment. For example, he would buy something and not
wait for change or would wander off in the middle of a task. He
died at age 23, after being hit by a car.
The more alcohol a woman consumes during pregnancy, the
poorer the child’s motor coordination, speed of information
processing, reasoning, and intelligence and achievement test
scores during the preschool and school years (Burden, Jacobson,
& Jacobson, 2005; Korkman, Kettunen, & Autti-Raemoe, 2003;
Mattson, Calarco, & Lang, 2006). In adolescence and early
adulthood, FASD is associated with persisting attention and
motor-coordination deficits, poor school performance, trouble
with the law, inappropriate social and sexual behaviors, alcohol
and drug abuse, and lasting mental health problems, including
depression and high emotional reactivity to stress (Barr et
al., 2006; Fryer, Crocker, & Mattson, 2008; Hellemans et
al., 2010; Howell et al., 2006; Streissguth et al., 2004).
How does alcohol produce its devastating effects? First, it
interferes with production and migration of neurons in the
primitive neural tube. Brain-imaging research reveals reduced
brain size, damage to many brain structures, and abnormalities
in brain functioning, including the electrical and chemical
activity involved in transferring messages from one part of the
brain to another (Coles et al., 2011; Haycock, 2009). Second,
the body uses large quantities of oxygen to metabolize alcohol.
A pregnant woman’s heavy drinking draws away oxygen that the
developing organism needs for cell growth.
About 25 percent of U.S. mothers report drinking at some time
during their pregnancies. As with heroin and cocaine, alcohol
abuse is higher in poverty-stricken women. On some Native-
American reservations, the incidence of FAS is as high as 10 to
20 percent (Szlemko, Wood, & Thurman, 2006; Tong et
al., 2009). Unfortunately, when affected girls later become
pregnant, the poor judgment caused by the syndrome often
prevents them from understanding why they themselves should
avoid alcohol. Thus, the tragic cycle is likely to be repeated in
the next generation.
How much alcohol is safe during pregnancy? Even mild
drinking, less than one drink per day, is associated with reduced
head size and body growth among children followed into
adolescence (Jacobson et al., 2004; Martinez-Frias et al., 2004).
Recall that other factors—both genetic and environmental—can
make some fetuses more vulnerable to teratogens. Therefore, no
amount of alcohol is safe. Couples planning a pregnancy and
expectant mothers should avoid alcohol entirely.
This child’s deformities are linked to radiation exposure early
in pregnancy, caused by the Chernobyl nuclear power plant
disaster in 1986. She is also at risk for low intelligence and
language and emotional disorders.
Radiation.
Defects due to ionizing radiation were tragically apparent in
children born to pregnant women who survived the bombing of
Hiroshima and Nagasaki during World War II. Similar
abnormalities surfaced in the nine months following the 1986
Chernobyl, Ukraine, nuclear power plant accident. After each
disaster, the incidence of miscarriage and babies born with
underdeveloped brains, physical deformities, and slow physical
growth rose dramatically (Double et al., 2011; Schull, 2003).
Evacuation of residents in areas near the Japanese nuclear
facility damaged by the March 2011 earthquake and tsunami
was intended to prevent these devastating outcomes.
Even when a radiation-exposed baby seems normal, problems
may appear later. For example, even low-level radiation,
resulting from industrial leakage or medical X-rays, can
increase the risk of childhood cancer (Fattibene et al., 1999). In
middle childhood, prenatally exposed Chernobyl children had
abnormal brain-wave activity, lower intelligence test scores,
and rates of language and emotional disorders two to three
times greater than those of nonexposed Russian children.
Furthermore, the more tension parents reported, due to forced
evacuation from their homes and worries about living in
irradiated areas, the poorer their children’s emotional
functioning (Loganovskaja & Loganovsky, 1999; Loganovsky et
al., 2008). Stressful rearing conditions seemed to combine with
the damaging effects of prenatal radiation to impair children’s
development.
Environmental Pollution.
In industrialized nations, an astounding number of potentially
dangerous chemicals are released into the environment. More
than 75,000 are in common use in the United States, and many
new pollutants are introduced each year. When 10 newborns
were randomly selected from U.S. hospitals for analysis of
umbilical cord blood, researchers uncovered a startling array of
industrial contaminants—287 in all (Houlihan et al., 2005).
They concluded that many babies are “born polluted” by
chemicals that not only impair prenatal development but
increase the chances of health problems and life-threatening
diseases later on.
Certain pollutants cause severe prenatal damage. In the 1950s,
an industrial plant released waste containing high levels
of mercury into a bay providing seafood and water for the town
of Minamata, Japan. Many children born at the time displayed
physical deformities, mental retardation, abnormal speech,
difficulty in chewing and swallowing, and uncoordinated
movements. High levels of prenatal mercury exposure disrupt
production and migration of neurons, causing widespread brain
damage (Clarkson, Magos, & Myers, 2003; Hubbs-Tait et
al., 2005). Prenatal mercury exposure from maternal seafood
diets predicts deficits in speed of cognitive processing and
motor, attention, and verbal test performance during the school
years (Boucher et al., 2010; Debes et al., 2006). Pregnant
women are wise to avoid eating long-lived predatory fish, such
as swordfish, albacore tuna, and shark, which are heavily
contaminated with mercury.
For many years, polychlorinated biphenyls (PCBs) were used to
insulate electrical equipment until research showed that, like
mercury, they entered waterways and the food supply. In
Taiwan, prenatal exposure to high levels of PCBs in rice oil
resulted in low birth weight, discolored skin, deformities of the
gums and nails, brain-wave abnormalities, and delayed
cognitive development (Chen & Hsu, 1994; Chen et al., 1994).
Steady, low-level PCB exposure is also harmful. Women who
frequently ate PCB-contaminated fish, compared with those who
ate little or no fish, had infants with lower birth weights,
smaller heads, persisting attention and memory difficulties, and
lower intelligence test scores in childhood (Boucher, Muckle, &
Bastien, 2009; Jacobson & Jacobson, 2003; Stewart et
al., 2008).
Another teratogen, lead, is present in paint flaking off the walls
of old buildings and in certain materials used in industrial
occupations. High levels of prenatal lead exposure are related to
prematurity, low birth weight, brain damage, and a wide variety
of physical defects. Even at low levels, affected infants and
children show slightly poorer mental and motor development
(Bellinger, 2005; Jedrychowski et al., 2009).
Finally, prenatal exposure to dioxins—toxic compounds
resulting from incineration—is linked to brain, immune system,
and thyroid damage in babies and to an increased incidence of
breast and uterine cancers in women, perhaps through altering
hormone levels (ten Tusscher & Koppe, 2004). Even tiny
amounts of dioxin in the paternal bloodstream cause a dramatic
change in sex ratio of offspring: Affected men father nearly
twice as many girls as boys (Ishihara et al., 2007). Dioxin
seems to impair the fertility of Y-bearing sperm prior to
conception.
Infectious Disease.
About 5 percent of women in industrialized nations catch an
infectious disease while pregnant. Although most of these
illnesses, such as the common cold, seem to have no impact, a
few—as Table 3.2 illustrates—can cause extensive damage.
Viruses.
In the mid-1960s, a worldwide epidemic of rubella (three-day,
or German, measles) led to the birth of more than 20,000
American babies with serious defects and to 13,000 fetal and
newborn deaths. Consistent with the sensitive-period concept,
the greatest damage occurs when rubella strikes during the
embryonic period. More than 50 percent of infants whose
mothers become ill during that time show deafness; eye
deformities, including cataracts; heart, genital, urinary,
intestinal, bone, and dental defects; and mental retardation.
Infection during the fetal period is less harmful, but low birth
weight, hearing loss, and bone defects may still occur. The
organ damage inflicted by prenatal rubella often leads to
lifelong health problems, including severe mental illness,
diabetes, cardiovascular disease, and thyroid and immune-
system dysfunction in adulthood (Brown, 2006; Duszak, 2009).
Routine vaccination in infancy and childhood has made new
rubella outbreaks unlikely in industrialized nations. But an
estimated 100,000 cases of prenatal infection continue to occur
worldwide, primarily in developing countries in Africa and Asia
with weak or absent immunization programs (Bale, 2009).
The human immunodeficiency virus (HIV), which can lead
to acquired immune deficiency syndrome (AIDS), a disease that
destroys the immune system, has infected increasing numbers of
women over the past three decades. In developing countries,
where 95 percent of new infections occur, more than half affect
women. In South Africa, for example, nearly 30 percent of all
pregnant women are HIV-positive (South African Department of
Health, 2009). Untreated HIV-infected expectant mothers pass
the deadly virus to the developing organism 20 to 30 percent of
the time.
TABLE 3.2 Effects of Some Infectious Diseases During
Pregnancy
DISEASE
MISCARRIAGE
PHYSICAL MALFORMATIONS
MENTAL RETARDATION
LOW BIRTH WEIGHT AND PREMATURITY
VIRAL
Acquired immune deficiency syndrome (AIDS)
✗
?
✓
?
Chickenpox
✗
✓
✓
✓
Cytomegalovirus
✓
✓
✓
✓
Herpes simplex 2 (genital herpes)
✓
✓
✓
✓
Mumps
✓
?
✗
✗
Rubella (German measles)
✓
✓
✓
✓
BACTERIAL
Chlamydia
✓
?
✗
✓
Syphilis
✓
✓
✓
?
Tuberculosis
✓
?
✓
✓
PARASITIC
Malaria
✓
✗
✗
✓
Toxoplasmosis
✓
✓
✓
✓
✓ = established finding, ✗ = no present evidence, ? = possible
effect that is not clearly established.
Sources: Jones, Lopez, & Wilson, 2003; Kliegman et al., 2008;
Mardh, 2002; O’Rahilly & Müller, 2001.
AIDS progresses rapidly in infants. By 6 months, weight loss,
diarrhea, and repeated respiratory illnesses are common. The
virus also causes brain damage, as indicated by seizures,
gradual loss in brain weight, and delayed mental and motor
development. Nearly half of prenatal AIDS babies die by 1 year
of age and 90 percent by age 3 (Devi et al., 2009).
Antiretroviral drug therapy reduces prenatal AIDS transmission
by as much as 95 percent, with no harmful consequences of drug
treatment for children. These medications have led to a dramatic
decline in prenatally acquired AIDS in Western nations.
Although distribution is increasing, antiretroviral drugs are still
not widely available in impoverished regions of the world
(UNICEF, 2010a).
As Table 3.2 reveals, the developing organism is especially
sensitive to the family of herpes viruses, for which no vaccine
or treatment exists. Among these, cytomegalovirus (the most
frequent prenatal infection, transmitted through respiratory or
sexual contact) and herpes simplex 2 (which is sexually
transmitted) are especially dangerous. In both, the virus invades
the mother’s genital tract, infecting babies either during
pregnancy or at birth.
Babies are tested for the HIV virus in a clinic in Mozambique,
Africa. Prenatal treatment with antiretroviral drugs reduces
transmission of AIDS from mother to child by as much as 95
percent.
Bacterial and Parasitic Diseases.
Table 3.2 also includes several bacterial and parasitic diseases.
Among the most common is toxoplasmosis, caused by a parasite
found in many animals. Pregnant women may become infected
from eating raw or undercooked meat or from contact with the
feces of infected cats. About 40 percent of women who have the
disease transmit it to the developing organism. If it strikes
during the first trimester, it is likely to cause eye and brain
damage. Later infection is linked to mild visual and cognitive
impairments (Jones, Lopez, & Wilson, 2003). Expectant
mothers can avoid toxoplasmosis by making sure that the meat
they eat is well-cooked, having pet cats checked for the disease,
and turning over the care of litter boxes to other family
members.
Other Maternal Factors
Besides avoiding teratogens, expectant parents can support the
development of the embryo and fetus in other ways. In healthy,
physically fit women, regular moderate exercise, such as
walking, swimming, biking, or an aerobic workout, is related to
increased birth weight (Olson et al., 2009). However, frequent,
vigorous exercise, especially late in pregnancy, results in lower
birth weight than in healthy, nonexercising controls (Clapp et
al., 2002; Leet & Flick, 2003). Most women, however, do not
engage in sufficient moderate exercise during pregnancy to
promote their own and their baby’s health (Poudevigne &
O’Connor, 2006). An expectant mother who remains fit
experiences fewer physical discomforts in the final weeks.
In the following sections, we examine other maternal factors—
nutrition, emotional stress, blood type, age, and previous births.
Nutrition.
During the prenatal period, when children are growing more
rapidly than at any other time, they depend totally on the
mother for nutrients. A healthy diet that results in a weight gain
of 25 to 30 pounds (10 to 13.5 kilograms) helps ensure the
health of mother and baby.
Prenatal malnutrition can cause serious damage to the central
nervous system. The poorer the mother’s diet, the greater the
loss in brain weight, especially if malnutrition occurred during
the last trimester. During that time, the brain is increasing
rapidly in size, and a maternal diet high in all the basic
nutrients is necessary for it to reach its full potential. An
inadequate diet during pregnancy can also distort the structure
of the liver, kidney, pancreas, and other organs, resulting in
lifelong health problems, including cardiovascular disease and
diabetes in adulthood (Barker, 2008; Whincup et al., 2008).
Because poor nutrition suppresses development of the immune
system, prenatally malnourished babies frequently catch
respiratory illnesses (Chandra, 1991). In addition, they are often
irritable and unresponsive to stimulation. In poverty-stricken
families, these effects quickly combine with a stressful home
life. With age, low intelligence and serious learning problems
become more apparent (Pollitt, 1996).
Many studies show that providing pregnant women with
adequate food has a substantial impact on the health of their
newborn babies. Yet the growth demands of the prenatal period
require more than just increased quantity of food. Vitamin–
mineral enrichment is also crucial. For example, taking a folic
acid supplement around the time of conception greatly reduces
by more than 70 percent abnormalities of the neural tube, such
as anencephaly and spina bifida (see Table 2.4 on page 56).
Folic acid supplementation early in pregnancy also reduces the
risk of other physical defects, including cleft lip and palate,
urinary tract abnormalities, and limb deformities. Furthermore,
adequate folic acid intake during the last 10 weeks of pregnancy
cuts in half the risk of premature delivery and low birth weight
(Goh & Koren, 2008; MCR Vitamin Study Research
Group, 1991; Scholl, Hediger, & Belsky, 1996).
Because of these findings, U.S. government guidelines
recommend that all women of childbearing age consume 0.4
milligrams of folic acid per day. For women who have
previously had a pregnancy affected by neural tube defect, the
recommended amount is 4 to 5 milligrams (dosage must be
carefully monitored, as excessive intake can be harmful)
(American Academy of Pediatrics, 2006). About half of U.S.
pregnancies are unplanned, so government regulations mandate
that bread, flour, rice, pasta, and other grain products be
fortified with folic acid.
When poor nutrition persists throughout pregnancy, infants
usually require more than dietary improvement. Successful
interventions must also break the cycle of apathetic mother–
baby interactions. Some do so by teaching parents how to
interact effectively with their infants, while others focus on
stimulating infants to promote active engagement with their
physical and social surroundings (Grantham-McGregor et
al., 1994; Grantham-McGregor, Schofield, & Powell, 1987).
Although prenatal malnutrition is highest in poverty-stricken
regions of the world, it is not limited to developing countries.
The U.S. Special Supplemental Food Program for Women,
Infants, and Children (WIC), which provides food packages to
low-income pregnant women, reaches about 90 percent of those
who qualify because of their extremely low incomes (U.S.
Department of Agriculture, 2011b). But many U.S. women who
need nutrition intervention are not eligible for WIC.
Emotional Stress.
When women experience severe emotional stress during
pregnancy, their babies are at risk for a wide variety of
difficulties. Intense anxiety—especially during the first two
trimesters—is associated with higher rates of miscarriage,
prematurity, low birth weight, infant respiratory and digestive
illnesses, colic (persistent infant crying), sleep disturbances,
and irritability during the child’s first three years (Field, 2011;
Lazinski, Shea, & Steiner, 2008; van der Wal, van Eijsden, &
Bonsel, 2007).
How can maternal stress affect the fetus? TAKE A
MOMENT… To understand this process, list the changes you
sensed in your own body the last time you were under
stress. When we experience fear and anxiety, stress hormones
released into our bloodstream—such as epinephrine (adrenaline)
and cortisol, known as the “flight or fight” hormones—cause us
to be “poised for action.” Large amounts of blood are sent to
parts of the body involved in the defensive response—the brain,
the heart, and the muscles in the arms, legs, and trunk. Blood
flow to other organs, including the uterus, is reduced. As a
result, the fetus is deprived of a full supply of oxygen and
nutrients.
Maternal stress hormones also cross the placenta, causing a
dramatic rise in fetal stress hormones (evident in the amniotic
fluid) and, therefore, in fetal heart rate, blood pressure, blood
glucose, and activity level (Kinsella & Monk, 2009;
Weinstock, 2008). Excessive fetal stress may permanently alter
fetal neurological functioning, thereby heightening stress
reactivity in later life. In several studies, infants and children of
mothers who experienced severe prenatal anxiety displayed
cortisol levels that were either abnormally high or abnormally
low, both of which signal reduced physiological capacity to
manage stress. Consistent with these findings, such children are
more upset than their agemates when faced with novel or
challenging experiences—effects that persist into adolescence
and early adulthood (Entringer et al., 2009; Van den Bergh et
al., 2008).
Furthermore, maternal emotional stress during pregnancy
predicts childhood weakened immune system functioning and
increased susceptibility to infectious disease (Nielsen et
al., 2011). It is also associated with diverse negative behavioral
outcomes, including anxiety, short attention span, anger,
aggression, overactivity, and lower mental test scores, above
and beyond the impact of other risks, such as maternal prenatal
maternal smoking, low birth weight, postnatal maternal anxiety,
and low SES (de Weerth & Buitelaar, 2005; Gutteling et
al., 2006; Lazinski, Shea, & Steiner, 2008; Loomans et
al., 2011).
But stress-related prenatal complications are greatly reduced
when mothers have partners, other family members, and friends
who offer social support (Glover, Bergman, & O’Connor, 2008).
The relationship of social support to positive pregnancy
outcomes and subsequent child development is particularly
strong for low-income women, who often lead highly stressful
lives (see the Social Issues: Health box on page 94).
Rh Factor Incompatibility.
When inherited blood types of mother and fetus differ, serious
problems sometimes result. The most common cause of these
difficulties is Rh factor incompatibility. When the mother is Rh-
negative (lacks the Rh blood protein) and the father is Rh-
positive (has the protein), the baby may inherit the father’s Rh-
positive blood type. If even a little of a fetus’s Rh-positive
blood crosses the placenta into the Rh-negative mother’s
bloodstream, she begins to form antibodies to the foreign Rh
protein. If these enter the fetus’s system, they destroy red blood
cells, reducing the oxygen supply to organs and tissues. Mental
retardation, miscarriage, heart damage, and infant death can
occur.
It takes time for the mother to produce Rh antibodies, so
firstborn children are rarely affected. The danger increases with
each additional pregnancy. Fortunately, Rh incompatibility can
be prevented in most cases. After the birth of each Rh-positive
baby, Rh-negative mothers are routinely given a vaccine to
prevent the buildup of antibodies.
Maternal Age.
In Chapter 2, we noted that women who delay childbearing until
their thirties or forties face increased risk of infertility,
miscarriage, and babies born with chromosomal defects. Are
other pregnancy complications more common for older mothers?
Research indicates that healthy women in their thirties have
about the same rates as those in their twenties (Bianco et
al., 1996; Dildy et al., 1996; Prysak, Lorenz, & Kisly, 1995).
Thereafter, as Figure 3.3 reveals, complication rates increase,
with a sharp rise among women age 50 to 55—an age at which
because of menopause (end of menstruation) and aging
reproductive organs, few women can conceive naturally (Salihu
et al., 2003; Usta & Nassar, 2008).
In the case of teenage mothers, does physical immaturity cause
prenatal complications? As we will see in Chapter 11, nature
tries to ensure that once a girl can conceive, she is physically
ready to carry and give birth to a baby. Infants born to teenagers
have a higher rate of problems, but not directly because of
maternal age. Most pregnant teenagers come from low-income
backgrounds, where stress, poor nutrition, and health problems
are common. Also, many are afraid to seek medical care or, in
the United States, do not have access to care because they lack
health insurance (U.S. Department of Health and Human
Services, 2011a).
FIGURE 3.3 Relationship of maternal age to prenatal and birth
complications.
Complications increase after age 40, with a sharp rise between
50 and 55 years. See page 95 for a description of preeclampsia.
(Adapted from Salihu et al., 2003.)
Social Issues: Health The Nurse–Family Partnership: Reducing
Maternal Stress and Enhancing Child Development Through
Social Support
At age 17, Denise—an unemployed high-school dropout living
with her disapproving parents—gave birth to Tara. Having no
one to turn to for help during pregnancy and beyond, Denise felt
overwhelmed and anxious much of the time. Tara was premature
and cried uncontrollably, slept erratically, and suffered from
frequent minor illnesses throughout her first year. When she
reached school age, she had trouble keeping up academically,
and her teachers described her as distractible, unable to sit still,
angry, and uncooperative.
The Nurse–Family Partnership, currently implemented in
hundreds of counties across 42 U.S. states, is a voluntary home
visiting program for first-time, low-income expectant mothers
like Denise. Its goals are to reduce pregnancy and birth
complications, promote competent early caregiving, and
improve family conditions, thereby protecting children from
lasting adjustment difficulties. A registered nurse visits the
home weekly during the first month after enrollment, twice a
month during the remainder of pregnancy and through the
middle of the child’s second year, and then monthly until age 2.
In these sessions, the nurse provides the mother with intensive
social support—a sympathetic ear; assistance in accessing
health and other community services and the help of family
members (especially fathers and grandmothers); and
encouragement to finish high school, find work, and engage in
future family planning.
To evaluate the program’s effectiveness, researchers randomly
assigned large samples of mothers at risk for high prenatal
stress (due to teenage pregnancy, poverty, and other negative
life conditions) to nurse-visiting or comparison conditions (just
prenatal care, or prenatal care plus infant referral for
developmental problems). Families were followed through their
child’s school-age years and, in one experiment, into
adolescence (Kitzman et al., 2010; Olds et al., 2004, 2007;
Rubin et al., 2011).
As kindergartners, Nurse–Family Partnership children obtained
higher language and intelligence test scores. And at both ages 6
and 9, the children of home-visited mothers in the poorest
mental health during pregnancy exceeded comparison children
in academic achievement and displayed fewer behavior
problems. Furthermore, from their baby’s birth on, home-visited
mothers were on a more favorable life course: They had fewer
subsequent births, longer intervals between their first and
second births, more frequent contact with the child’s father,
more stable intimate partnerships, less welfare dependence, and
a greater sense of control over their lives—key factors in
reducing subsequent prenatal stress and in protecting children’s
development. Perhaps for these reasons, 12-year-old children of
home-visited mothers continued to be advantaged in academic
achievement and reported less alcohol use and drug-taking than
comparison-group agemates.
Other findings revealed that professional nurses, compared with
trained paraprofessionals, were far more effective in preventing
outcomes associated with prenatal stress, including high infant
fearfulness to novel stimuli and delayed mental development
(Olds et al., 2002). Nurses were probably more proficient in
individualizing program guidelines to fit the strengths and
challenges faced by each family. They also might have had
unique legitimacy as experts in the eyes of stressed mothers,
more easily convincing them to take steps to reduce pregnancy
complications that can trigger persisting developmental
problems—such as those Tara displayed.
The Nurse–Family Partnership is highly cost-effective (Dawley,
Loch, & Bindrich, 2007). For $1 spent, it saves more than $5 in
public spending on pregnancy complications, preterm births,
and child and youth learning and behavior problems.
The Nurse–Family Partnership provides this first-time mother
with regular home visits from a registered nurse. In follow-up
research, children of home-visited mothers developed more
favorably—cognitively, emotionally, and socially—than
comparison children.
The Importance of Prenatal Health Care
Yolanda had her first prenatal appointment three weeks after
missing her menstrual period. After that, she visited the
doctor’s office once a month until she was seven months
pregnant, then twice during the eighth month. As birth grew
near, Yolanda’s appointments increased to once a week. The
doctor kept track of her general health, her weight gain, the
capacity of her uterus and cervix to support the fetus, and the
fetus’s growth.
Yolanda’s pregnancy, like most others, was free of
complications. But unexpected difficulties can arise, especially
if mothers have health problems. For example, the 5 percent of
pregnant women who have diabetes need careful monitoring.
Extra glucose in the diabetic mother’s bloodstream causes the
fetus to grow larger than average, making pregnancy and birth
problems more common. Maternal high blood glucose also
compromises prenatal brain development: It is linked to poorer
memory and learning in infancy and early childhood (deRegnier
et al., 2007). Another complication, experienced by 5 to 10
percent of pregnant women, is preeclampsia (sometimes
called toxemia), in which blood pressure increases sharply and
the face, hands, and feet swell in the last half of pregnancy. If
untreated, preeclampsia can cause convulsions in the mother
and fetal death. Usually, hospitalization, bed rest, and drugs can
lower blood pressure to a safe level (Vidaeff, Carroll, &
Ramin, 2005). If not, the baby must be delivered at once.
Unfortunately, 6 percent of pregnant women in the United
States wait until after the first trimester to seek prenatal care or
receive none at all. Inadequate care is far more common among
adolescent and low-income, ethnic-minority mothers. Their
infants are three times as likely to be born underweight and five
times as likely to die as are babies of mothers who receive early
medical attention (Child Trends, 2012). Although the poorest of
these mothers are eligible for government-sponsored health
services, many low-income women do not qualify. As we will
see when we take up birth complications, in nations where
affordable medical care is universally available, such as
Australia, Canada, Japan, and European countries, late-care
pregnancies and maternal and infant health problems are greatly
reduced.
LOOK AND LISTEN
List prenatal environmental factors that can compromise later
academic performance and social adjustment. Ask several adults
who hope someday to be parents to explain what they know
about each factor. How great is their need for prenatal
education?
During a routine prenatal visit, this couple views an ultrasound
image of their twins. All pregnant women need regular prenatal
care to protect their health and that of their babies.
Besides financial hardship, some mothers have other reasons for
not seeking early prenatal care. These include situational
barriers (difficulty finding a doctor, getting an appointment, and
arranging transportation) and personal barriers (psychological
stress, the demands of taking care of other young children,
family crises, and ambivalence about the pregnancy). Many also
engage in high-risk behaviors, such as smoking and drug abuse,
which they do not want to reveal to health professionals
(Daniels, Noe, & Mayberry, 2006; Maupin et al., 2004). These
women, who receive little or no prenatal care, are among those
who need it most!
Clearly, public education about the importance of early and
sustained prenatal care for all pregnant women is badly needed.
Refer to Applying What We Know on page 96, which lists “do’s
and don’ts” for a healthy pregnancy, based on our discussion of
the prenatal environment.
ASK YOURSELF
REVIEW Why is it difficult to determine the prenatal effects of
many environmental agents, such as drugs and pollution?
CONNECT How do teratogens illustrate the notion of
epigenesis, presented in Chapter 2, that environments can affect
gene expression (see page 73 to review)?
APPLY Nora, pregnant for the first time, believes that a few
cigarettes and a glass of wine a day won’t be harmful. Provide
Nora with research-based reasons for not smoking or drinking.
REFLECT If you had to choose five environmental influences to
publicize in a campaign aimed at promoting healthy prenatal
development, which ones would you choose, and why?
Applying What We Know Do’s and Don’ts for a Healthy
Pregnancy
Do
Don’t
Do make sure that you have been vaccinated against infectious
diseases that are dangerous to the embryo and fetus, such as
rubella, before you get pregnant. Most vaccinations are not safe
during pregnancy.
Do see a doctor as soon as you suspect that you are pregnant,
and continue to get regular medical checkups throughout
pregnancy.
Do eat a well-balanced diet and take vitamin–mineral
supplements, as prescribed by your doctor, both prior to and
during pregnancy. Gain 25 to 30 pounds gradually.
Do obtain literature from your doctor, library, or bookstore
about prenatal development. Ask your doctor about anything
that concerns you.
Do keep physically fit through moderate exercise. If possible,
join a special exercise class for expectant mothers.
Do avoid emotional stress. If you are a single expectant mother,
find a relative or friend on whom you can rely for emotional
support.
Do get plenty of rest. An overtired mother is at risk for
pregnancy complications.
Do enroll in a prenatal and childbirth education class with your
partner or other companion. When parents know what to expect,
the nine months before birth can be one of the most joyful times
of life.
Don’t take any drugs without consulting your doctor.
Don’t smoke. If you have already smoked during part of your
pregnancy, cut down or, better yet, quit. If other members of
your family smoke, ask them to quit or to smoke outside.
Don’t drink alcohol from the time you decide to get pregnant.
Don’t engage in activities that might expose your embryo or
fetus to environmental hazards, such as radiation or chemical
pollutants. If you work in an occupation that involves these
agents, ask for a safer assignment or a leave of absence.
Don’t engage in activities that might expose your embryo or
fetus to harmful infectious diseases, such as toxoplasmosis.
Don’t choose pregnancy as a time to go on a diet.
Don’t gain too much weight during pregnancy. A very large
weight gain is associated with complications.
Childbirth
Although Yolanda and Jay completed my course three months
before their baby was born, both agreed to return the following
spring to share their experiences with my next class. Two-week-
old Joshua came along as well. Yolanda and Jay’s story
revealed that the birth of a baby is one of the most dramatic and
emotional events in human experience. Jay was present
throughout Yolanda’s labor and delivery. Yolanda explained:
· By morning, we knew I was in labor. It was Thursday, so we
went in for my usual weekly appointment. The doctor said, yes,
the baby was on the way, but it would be a while. He told us to
go home and relax and come to the hospital in three or four
hours. We checked in at 3 in the afternoon; Joshua arrived at 2
o’clock the next morning. When, finally, I was ready to deliver,
it went quickly; a half hour or so and some good hard pushes,
and there he was! His face was red and puffy, and his head was
misshapen, but I thought, “Our son! I can’t believe he’s really
here.”
Jay was also elated by Joshua’s birth. “I wanted to support
Yolanda and to experience as much as I could. It was awesome,
indescribable,” he said, holding Joshua over his shoulder and
patting and kissing him gently. In the following sections, we
explore the experience of childbirth, from both the parents’ and
the baby’s point of view.
The stages of Childbirth
It is not surprising that childbirth is often referred to as labor. It
is the hardest physical work a woman may ever do. A complex
series of hormonal changes between mother and fetus initiates
the process, which naturally divides into three stages
(see Figure 3.4):
· 1.Dilation and effacement of the cervix. This is the longest
stage of labor, lasting an average of 12 to 14 hours with a first
birth and 4 to 6 hours with later births. Contractions of the
uterus gradually become more frequent and powerful, causing
the cervix, or uterine opening, to widen and thin to nothing,
forming a clear channel from the uterus into the birth canal, or
vagina.
· 2.Delivery of the baby. This stage is much shorter, lasting
about 50 minutes for a first birth and 20 minutes in later births.
Strong contractions of the uterus continue, but the mother also
feels a natural urge to squeeze and push with her abdominal
muscles. As she does so with each contraction, she forces the
baby down and out.
· 3.Delivery of the placenta. Labor comes to an end with a few
final contractions and pushes. These cause the placenta to
separate from the wall of the uterus and be delivered in about 5
to 10 minutes.
FIGURE 3.4 The three stages of labor.
The Baby’s Adaptation to Labor and Delivery
At first glance, labor and delivery seem like a dangerous ordeal
for the baby. The strong contractions exposed Joshua’s head to
a great deal of pressure, and they squeezed the placenta and the
umbilical cord repeatedly. Each time, Joshua’s supply of oxygen
was temporarily reduced.
Fortunately, healthy babies are well-equipped to withstand these
traumas. The force of the contractions causes the infant to
produce high levels of stress hormones. Unlike during
pregnancy, when excessive stress endangers the fetus, during
childbirth high levels of infant cortisol and other stress
hormones are adaptive. They help the baby withstand oxygen
deprivation by sending a rich supply of blood to the brain and
heart (Gluckman, Sizonenko, & Bassett, 1999). In addition,
stress hormones prepare the baby to breathe by causing the
lungs to absorb any remaining fluid and by expanding the
bronchial tubes (passages leading to the lungs). Finally, stress
hormones arouse the infant into alertness. Joshua was born wide
awake, ready to interact with the surrounding world.
The Newborn Baby’s Appearance
Parents are often surprised at the odd-looking newborn—a far
cry from the storybook image they may have had in their minds.
The average newborn is 20 inches long and 7½ pounds in
weight; boys tend to be slightly longer and heavier than
girls. The head is large in comparison to the trunk and legs,
which are short and bowed. This combination of a large head
(with its well-developed brain) and a small body means that
human infants learn quickly in the first few months of life. But,
unlike most other mammals, they cannot get around on their
own until much later.
To accommodate the well-developed brain, a newborn’s head is
large in relation to the trunk and legs. This newborn’s body
readily turns pink as she takes her first few breaths.
Even though newborn babies may not match parents’ idealized
image, some features do make them attractive (Luo, Li, &
Lee, 2011). Their round faces, chubby cheeks, large foreheads,
and big eyes make adults feel like picking them up and cuddling
them.
Assessing the Newborn’s Physical Condition: The Apgar Scale
Infants who have difficulty making the transition to life outside
the uterus require special help at once. To assess the newborn’s
physical condition quickly, doctors and nurses use the Apgar
Scale. As Table 3.3shows, a rating of 0, 1, or 2 on each of five
characteristics is made at 1 minute and again at 5 minutes after
birth. A combined Apgar score of 7 or better indicates that the
infant is in good physical condition. If the score is between 4
and 6, the baby needs assistance in establishing breathing and
other vital signs. If the score is 3 or below, the infant is in
serious danger and requires emergency medical attention. Two
Apgar ratings are given because some babies have trouble
adjusting at first but do quite well after a few minutes
(Apgar, 1953).
Approaches to Childbirth
Childbirth practices, like other aspects of family life, are
molded by the society of which mother and baby are a part. In
many village and tribal cultures, expectant mothers are well-
acquainted with the childbirth process. For example, the Jarara
of South America and the Pukapukans of the Pacific Islands
treat birth as a vital part of daily life. The Jarara mother gives
birth in full view of the entire community, including small
children. The Pukapukan girl is so familiar with the events of
labor and delivery that she frequently can be seen playing at it.
Using a coconut to represent the baby, she stuffs it inside her
dress, imitates the mother’s pushing, and lets the nut fall at the
proper moment. In most nonindustrialized cultures, women are
assisted—though often not by medical personnel—during labor
and delivery. Among the Mayans of the Yucatán, the mother
leans against the body of a woman called the “head helper,”
who supports her weight and breathes with her during each
contraction (Jordan, 1993; Mead & Newton, 1967).
TABLE 3.3 The Apgar scale
RATING
SIGN a
0
1
2
Heart rate
No heartbeat
Under 100 beats per minute
100 to 140 beats per minute
Respiratory effort
No breathing for 60 seconds
Irregular, shallow breathing
Strong breathing and crying
Reflex irritability (sneezing, coughing, and grimacing)
No response
Weak reflexive response
Strong reflexive response
Muscle tone
Completely limp
Weak movements of arms and legs
Strong movements of arms and legs
Colorb
Blue body, arms, and legs
Body pink with blue arms and legs
Body, arms, and legs completely pink
a To remember these signs, you may find it helpful to use a
technique in which the original labels are reordered and
renamed as follows: color = Appearance; heart rate = Pulse;
reflex irritability = Grimace; muscle tone = Activity; and
respiratory effort = Respiration. Together, the first letters of the
new labels spell Apgar.
b The skin tone of nonwhite babies makes it difficult to apply
the “pink” color criterion. However, newborns of all races can
be rated for pinkish glow resulting from the flow of oxygen
through body tissues.
Source: Apgar, 1953.
In Western nations, childbirth has changed dramatically over
the centuries. Before the late 1800s, birth usually took place at
home and was a family-centered event. The industrial revolution
brought greater crowding to cities, along with new
health problems. As a result, childbirth moved from home to
hospital, where the health of mothers and babies could be
protected. Once doctors assumed responsibility for childbirth,
women’s knowledge of it declined, and relatives and friends no
longer participated (Borst, 1995).
In this Peruvian health clinic, families are encouraged to
incorporate practices of their village culture into the birth
experience. Here, a familiar attendant soothes a new mother as
her baby is delivered.
By the 1950s and 1960s, women had begun to question the
medical procedures that had come to be used routinely during
labor and delivery. Many felt that routine use of strong drugs
and delivery instruments had robbed them of a precious
experience and was often neither necessary nor safe for the
baby. Gradually, a natural childbirth movement arose in Europe
and spread to North America. Its purpose was to make hospital
birth as comfortable and rewarding for mothers as possible.
Today, most hospitals offer birth centers that are family-
centered and homelike. Freestanding birth centers, which permit
greater maternal control over labor and delivery, including
choice of delivery positions, presence of family members and
friends, and early contact between parents and baby, also exist.
And a small number of North American women reject
institutional birth entirely and choose to have their babies at
home.
Natural, or Prepared, Childbirth
Yolanda and Jay chose natural, or prepared, childbirth—a group
of techniques aimed at reducing pain and medical intervention
and making childbirth a rewarding experience. Most natural
childbirth programs draw on methods developed by Grantly
Dick-Read (1959) in England and Fernand Lamaze (1958) in
France. These physicians recognized that cultural attitudes had
taught women to fear the birth experience. An anxious,
frightened woman in labor tenses muscles, turning the mild pain
that sometimes accompanies strong contractions into intense
pain.
· In a typical natural childbirth program, the expectant mother
and a companion (a partner, relative, or friend) participate in
three activities:
· ● Classes. Yolanda and Jay attended a series of classes in
which they learned about the anatomy and physiology of labor
and delivery. Knowledge about the birth process reduces a
mother’s fear.
· ● Relaxation and breathing techniques. During each class,
Yolanda was taught relaxation and breathing exercises aimed at
counteracting the pain of uterine contractions.
· ● Labor coach. Jay learned how to help Yolanda during
childbirth by reminding her to relax and breathe, massaging her
back, supporting her body, and offering encouragement and
affection.
Social support is important to the success of natural childbirth
techniques. In Guatemalan and American hospitals that
routinely isolated patients during childbirth, some mothers were
randomly assigned a doula—a Greek word referring to a trained
lay attendant—who stayed with them throughout labor and
delivery, talking to them, holding their hands, and rubbing their
backs to promote relaxation. These mothers had fewer birth
complications, and their labors were several hours shorter than
those of women who did not have supportive companionship.
Guatemalan mothers who received doula support also interacted
more positively with their babies after delivery, talking,
smiling, and gently stroking (Kennell et al., 1991; Sosa et
al., 1980).
Other studies indicate that mothers who are supported during
labor and delivery—either by a lay birth attendant or by a
relative or friend with doula training—less often have cesarean
(surgical) deliveries or need medication to control pain. Also,
their babies’ Apgar scores are higher, and they are more likely
to be breastfeeding at a two-month follow-up (Campbell et
al., 2006, 2007; Hodnett et al., 2003; McGrath &
Kennell, 2008). Social support also makes Western hospital-
birth customs more acceptable to women from parts of the world
where assistance from family and community members is the
norm (Dundek, 2006).
LOOK AND LISTEN
Talk to several mothers about social supports available to them
during labor and delivery. From the mothers’ perspectives, how
did those supports (or lack of support) affect the birth
experience?
Home Delivery
Home birth has always been popular in certain industrialized
nations, such as England, the Netherlands, and Sweden. The
number of American women choosing to have their babies at
home rose during the 1970s and 1980s but remains small, at less
than 1 percent (U.S. Department of Health and Human
Services, 2011a). Although some home births are attended
by doctors, many more are handled by certified nurse–
midwives, who have degrees in nursing and additional training
in childbirth management.
After a home birth, the midwife and a lay attendant provide
support to the new mother. For healthy women attended by a
well-trained doctor or midwife, home birth is as safe as hospital
birth.
Is it just as safe to give birth at home as in a hospital? For
healthy women who are assisted by a well-trained doctor or
midwife, it seems so because complications rarely occur
(Fullerton, Navarro, & Young, 2007; Wax, Pinette, &
Cartin, 2010). However, if attendants are not carefully trained
and prepared to handle emergencies, the rate of infant death is
high (Mehlmadrona & Madrona, 1997). When mothers are at
risk for any kind of complication, the appropriate place for
labor and delivery is the hospital, where life-saving treatment is
available.
Medical Interventions
Four-year-old Melinda walks with a halting, lumbering gait and
has difficulty keeping her balance. She has cerebral palsy, a
general term for a variety of impairments in muscle
coordination caused by brain damage before, during, or just
after birth. For about 10 percent of these children, including
Melinda, brain damage was caused by anoxia, or inadequate
oxygen supply, during labor and delivery (Bracci, Perrone, &
Buonocore, 2006). Melinda was also in breech position, turned
so that the buttocks or feet would be delivered first, and the
umbilical cord was wrapped around her neck. Her mother had
gotten pregnant accidentally, was frightened and alone, and
arrived at the hospital at the last minute. Had she come to the
hospital earlier, doctors could have monitored Melinda’s
condition and delivered her surgically as soon as squeezing of
the umbilical cord led to distress, thereby reducing the damage
or preventing it entirely.
In cases like Melinda’s, medical interventions are clearly
justified. But in others, they can interfere with delivery and
even pose new risks. In the following sections, we examine
some commonly used medical procedures during childbirth.
Fetal Monitoring
Fetal monitors are electronic instruments that track the baby’s
heart rate during labor. An abnormal heartbeat may indicate that
the baby is in distress due to anoxia and needs to be delivered
immediately. Continuous fetal monitoring, which is required in
most U.S. hospitals, is used in over 80 percent of American
births (Natale & Dodman, 2003). The most popular type of
monitor is strapped across the mother’s abdomen throughout
labor. A second, more accurate method involves threading a
recording device through the cervix and placing it directly
under the baby’s scalp.
Fetal monitoring is a safe medical procedure that has saved the
lives of many babies in high-risk situations. But in healthy
pregnancies, it does not reduce the already low rates of infant
brain damage and death (Haws et al., 2009). Furthermore, most
infants have some heartbeat irregularities during labor, so
critics worry that fetal monitors identify many babies as in
danger who, in fact, are not. Monitoring is linked to an increase
in the number of cesarean (surgical) deliveries, which we will
discuss shortly (Thacker & Stroup, 2003). In addition, some
women complain that the devices are uncomfortable, prevent
them from moving easily, and interfere with the normal course
of labor.
Still, fetal monitors will probably continue to be used routinely
in the United States, even though they are not necessary in most
cases. Doctors fear that they will be sued for malpractice if an
infant dies or is born with problems and they cannot show that
they did everything possible to protect the baby.
Labor and Delivery Medication
Some form of medication is used in more than 80 percent of
U.S. births (Althaus & Wax, 2005). Analgesics, drugs used to
relieve pain, may be given in mild doses during labor to help a
mother relax. Anestheticsare a stronger type of painkiller that
blocks sensation. Currently, the most common approach to
controlling pain during labor is epidural analgesia, in which a
regional pain-relieving drug is delivered continuously through a
catheter into a small space in the lower spine. Unlike older
spinal block procedures, which numb the entire lower half of
the body, epidural analgesia limits pain reduction to the
pelvic region. Because the mother retains the capacity to feel
the pressure of the contractions and to move her trunk and legs,
she is able to push during the second stage of labor.
Although pain-relieving drugs help women cope with childbirth
and enable doctors to perform essential medical interventions,
they also can cause problems. Epidural analgesia, for example,
weakens uterine contractions. As a result, labor is prolonged,
and the chances of cesarean (surgical) delivery increase
(Nguyen et al., 2010). And because drugs rapidly cross the
placenta, exposed newborns tend to have lower Apgar scores, to
be sleepy and withdrawn, to suck poorly during feedings, and to
be irritable when awake (Caton et al., 2002; Eltzschig,
Lieberman, & Camann, 2003; Emory, Schlackman, &
Fiano, 1996). Although no confirmed long-term consequences
for development exist, the negative impact of these drugs on the
newborn’s adjustment supports the current trend to limit their
use.
Cesarean Delivery
A cesarean delivery is a surgical birth; the doctor makes an
incision in the mother’s abdomen and lifts the baby out of the
uterus. Forty years ago, cesarean delivery was rare. Since then,
cesarean rates have climbed internationally, reaching 16 percent
in Finland, 23 percent in New Zealand, 26 percent in Canada, 30
percent in Australia, and 32 percent in the United States
(OECD, 2011b).
Cesareans have always been warranted by medical emergencies,
such as Rh incompatibility, premature separation of the placenta
from the uterus, or serious maternal illness or infection (for
example, the herpes simplex 2 virus, which can infect the baby
during a vaginal delivery). Cesareans are also justified in
breech births, in which the baby risks head injury or anoxia (as
in Melinda’s case). But the infant’s exact position makes a
difference: Certain breech babies fare just as well with a normal
delivery as with a cesarean (Giuliani et al., 2002). Sometimes
the doctor can gently turn the baby into a head-down position
during the early part of labor.
Until recently, many women who have had a cesarean have been
offered the option of a vaginal birth in subsequent pregnancies.
But new evidence indicates that compared with repeated
cesareans, a natural labor after a cesarean is associated with
slightly increased rates of rupture of the uterus and infant death
(Cahill & Macones, 2007). As a result, the rule, “Once a
cesarean, always a cesarean,” has made a comeback.
Repeated cesareans, however, do not explain the worldwide rise
in cesarean deliveries. Instead, medical control over childbirth
is largely responsible. Because many needless cesareans are
performed, pregnant women should ask questions about the
procedure before choosing a doctor. Although the operation
itself is safe, mother and baby require more time for recovery.
Anesthetic may have crossed the placenta, making cesarean
newborns sleepy and unresponsive and at increased risk for
breathing difficulties (McDonagh, Osterweil, & Guise, 2005).
ASK YOURSELF
REVIEW Describe the features and benefits of natural
childbirth. What aspect contributes greatly to favorable
outcomes, and why?
CONNECT How might use of epidural analgesia negatively
affect the parent–newborn relationship? Explain how your
answer illustrates bidirectional influences between parent and
child, emphasized in ecological systems theory.
APPLY On seeing her newborn baby for the first time, Caroline
exclaimed, “Why is she so out of proportion?” What
observations prompted Caroline to ask this question? Explain
why her baby’s appearance is adaptive.
REFLECT If you were an expectant parent, would you choose
home birth? Why or why not?
Preterm and Low-Birth-Weight Infants
Babies born three weeks or more before the end of a full 38-
week pregnancy or who weigh less than 5½ pounds (2,500
grams) have for many years been referred to as “premature.” A
wealth of research indicates that premature babies are at risk for
many problems. Birth weight is the best available predictor of
infant survival and healthy development. Many newborns who
weigh less than 3½ pounds (1,500 grams) experience difficulties
that are not overcome, an effect that becomes stronger as length
of pregnancy and birth weight decrease (see Figure 3.5 on page
102) (Baron & Rey-Casserly, 2010; Bolisetty et al., 2006;
Dombrowski, Noonan, & Martin, 2007). Brain abnormalities,
frequent illness, inattention, overactivity, sensory impairments,
poor motor coordination, language delays, low intelligence test
scores, deficits in school learning, and emotional and behavior
problems are some of the difficulties that persist through
childhood and ado lescence and into adulthood (Aarnoudse-
Moens, Weiglas-Kuperus, & van Goudoever, 2009; Clark et
al., 2008; Delobel-Ayoub et al., 2009; Nosarti et al., 2011).
About 1 in 13 American infants is born underweight. Although
the problem can strike unexpectedly, it occurs especially often
among poverty-stricken women (U.S. Department of Health and
Human Services, 2011a). These mothers, as noted earlier, are
more likely to be undernourished and to be exposed to other
harmful environmental influences. In addition, they often do not
receive adequate prenatal care.
Recall from Chapter 2 that prematurity is also common in
multiple births. About 60 percent of twins and more than 90
percent of triplets are born early and low birth weight (U.S.
Department of Health and Human Services, 2011a). Because
space inside the uterus is restricted, multiples gain less weight
than singletons in the second half of pregnancy.
FIGURE 3.5 Rates of infant survival and child disabilities by
length of pregnancy.
In a follow-up of more than 2,300 babies born between 23 and
28 weeks gestation, the percentage who survived decreased and
the percentage who displayed moderate to severe disabilities
(assessed during the preschool years) increased with reduced
length of pregnancy. Severe disabilities included cerebral palsy
(unlikely to ever walk), severely delayed mental development,
deafness, and blindness. Moderate disabilities included cerebral
palsy (able to walk with assistance), moderately delayed mental
development, and hearing impairments partially correctable
with a hearing aid.
(Adapted from Bolisetty et al., 2006.)
Preterm versus Small-for-Date Infants
Although low-birth-weight infants face many obstacles to
healthy development, most go on to lead normal lives; about
half of those born at 23 to 24 weeks gestation and weighing
only a couple of pounds at birth have no disability (refer again
to Figure 3.5). To better understand why some babies do better
than others, researchers divide them into two groups. Preterm
infants are those born several weeks or more before their due
date. Although they are small, their weight may still be
appropriate, based on time spent in the uterus. Small-for-date
infants are below their expected weight considering length of
the pregnancy. Some small-for-date infants are actually full-
term. Others are preterm infants who are especially
underweight.
Of the two types of babies, small-for-date infants usually have
more serious problems. During the first year, they are more
likely to die, catch infections, and show evidence of brain
damage. By middle childhood, they are smaller in stature, have
lower intelligence test scores, are less attentive, achieve more
poorly in school, and are socially immature (Hediger et
al., 2002; O’Keefe et al., 2003; Sullivan et al., 2008). Small-
for-date infants probably experienced inadequate nutrition
before birth. Perhaps their mothers did not eat properly, the
placenta did not function normally, or the babies themselves
had defects that prevented them from growing as they should.
Consequently, small-for-date infants are especially likely to
suffer from prenatal neurological impairments that permanently
weaken their capacity to manage stress (Wust et al., 2005).
Even among preterm newborns whose weight is appropriate for
length of pregnancy, just seven more days—from 34 to 35
weeks—greatly reduces rates of illness, costly medical
procedures, and lengthy hospital stays (Gladstone &
Katz, 2004). And despite being relatively low-risk for
disabilities, a substantial number of 34-week preterms are below
average in physical growth and mildly to moderately delayed in
cognitive development in early and middle childhood (Morse et
al., 2009; Pietz et al., 2004; Stephens & Vohr, 2009). And in an
investigation of over 120,000 New York City births, babies born
even 1 or 2 weeks early showed slightly lower reading and math
scores at a third-grade follow-up than children who experienced
a full-length prenatal period (Noble et al., 2012). These
outcomes persisted even after controlling for other factors
linked to achievement, such as birth weight and SES. Yet
doctors often induce births several weeks preterm, under the
misconception that these babies are developmentally “mature.”
Consequences for Caregiving
Imagine a scrawny, thin-skinned infant whose body is only a
little larger than the size of your hand. You try to play with the
baby by stroking and talking softly, but he is sleepy and
unresponsive. When you feed him, he sucks poorly. During the
short, unpredictable periods in which he is awake, he is usually
irritable.
The appearance and behavior of preterm babies can lead parents
to be less sensitive in caring for them. Compared with full-term
infants, preterm babies—especially those who are very ill at
birth—are less often held close, touched, and talked to gently.
At times, mothers of these infants resort to interfering pokes
and verbal commands in an effort to obtain a higher level of
response from the baby (Barratt, Roach, & Leavitt, 1996;
Feldman, 2007). This may explain why preterm babies as a
group are at risk for child abuse.
Research reveals that distressed, emotionally reactive preterm
infants are especially susceptible to the effects of parenting
quality: Among a sample of preterm 9-month-olds, the
combination of infant negativity and angry or intrusive
parenting yielded the highest rates of behavior problems at 2
years of age. But with warm, sensitive parenting, distressed
preterm babies’ rates of behavior problems were the lowest
(Poehlmann et al., 2011). When they are born to isolated,
poverty-stricken mothers who cannot provide good nutrition,
health care, and parenting, the likelihood of unfavorable
outcomes increases. In contrast, parents with stable life
circumstances and social supports usually can overcome the
stresses of caring for a preterm infant (Ment et al., 2003). In
these cases, even sick preterm babies have a good chance of
catching up in development by middle childhood.
These findings suggest that how well preterm infants develop
has a great deal to do with the parent–child relationship.
Consequently, interventions directed at supporting both sides of
this tie are more likely to help these infants recover.
Interventions for Preterm Infants
A preterm baby is cared for in a special Plexiglas-enclosed bed
called an isolette. Temperature is carefully controlled because
these babies cannot yet regulate their own body
temperature effectively. To help protect the baby from
infection, air is filtered before it enters the isolette. When a
preterm infant is fed through a stomach tube, breathes with the
aid of a respirator, and receives medication through an
intravenous needle, the isolette can be very isolating indeed!
Physical needs that otherwise would lead to close contact and
other human stimulation are met mechanically.
Special Infant Stimulation.
In proper doses, certain kinds of stimulation can help preterm
infants develop. In some intensive care nurseries, preterm
babies can be seen rocking in suspended hammocks or lying on
waterbeds designed to replace the gentle motion they would
have received while still in the mother’s uterus. Other forms of
stimulation have also been used—an attractive mobile or a tape
recording of a heartbeat, soft music, or the mother’s voice.
These experiences promote faster weight gain, more predictable
sleep patterns, and greater alertness (Arnon et al., 2006;
Marshall-Baker, Lickliter, & Cooper, 1998).
Touch is an especially important form of stimulation. In baby
animals, touching the skin releases certain brain chemicals that
support physical growth—effects believed to occur in humans as
well. When preterm infants were massaged several times each
day in the hospital, they gained weight faster and, at the end of
the first year, were advanced in mental and motor development
over preterm babies not given this stimulation (Field, 2001;
Field, Hernandez-Reif, & Freedman, 2004).
In developing countries where hospitalization is not always
possible, skin-to-skin “kangaroo care” is the most readily
available intervention for promoting the survival and recovery
of preterm babies. It involves placing the infant in a vertical
position between the mother’s breasts or next to the father’s
chest (under the parent’s clothing) so the parent’s body
functions as a human incubator. Kangaroo care offers fathers a
unique opportunity to increase their involvement in caring for
the preterm newborn. Because of its many physical and
psychological benefits, the technique is often used in Western
nations as a supplement to hospital intensive care.
Kangaroo skin-to-skin contact fosters improved oxygenation of
the baby’s body, temperature regulation, sleep, breastfeeding,
alertness, and infant survival (Conde-Agudelo, Belizan, & Diaz-
Rossello, 2011; Lawn et al., 2010). In addition, the kangaroo
position provides the baby with gentle stimulation of all sensory
modalities: hearing (through the parent’s voice), smell (through
proximity to the parent’s body), touch (through skin-to-skin
contact), and visual (through the upright position). Mothers and
fathers practicing kangaroo care feel more confident about
caring for their fragile babies and interact more sensitively and
affectionately with them (Dodd, 2005; Feldman, 2007).
Together, these factors may explain why preterm babies given
many hours of kangaroo care in their early weeks, compared to
those given little or no such care, score higher on measures of
mental and motor development during the first year (Charpak,
Ruiz-Peláez, & Figueroa, 2005; Feldman, 2007). Because of its
diverse benefits, more than 80 percent of U.S. hospitals now
offer kangaroo care to preterm newborns (Field et al., 2006).
Top photo: A father in El Salvador uses skin-to-skin “kangaroo
care” with his infant as part of a hospital program that teaches
parents techniques for promoting survival and development in
preterm and underweight babies. Bottom photo: Here, a U.S.
mother uses kangaroo care with her fragile newborn.
Training Parents in Infant Caregiving Skills.
Interventions that support parents of preterm infants generally
teach them about the infant’s characteristics and promote
caregiving skills. For parents with adequate economic and
personal resources to care for a preterm infant, just a few
sessions of coaching in recognizing and responding to the
baby’s needs are linked to enhanced parent–infant interaction,
reduced infant crying and improved sleep, more rapid language
development in the second year, and steady gains in mental test
scores that equal those of full-term children by middle
childhood (Achenbach et al., 1990; Newnham, Milgrom, &
Skouteris, 2009).
When preterm infants live in stressed, low-income households,
long-term, intensive intervention is required to reduce
developmental problems. In the Infant Health and
Development Project, preterm babies born into poverty received
a comprehensive intervention that combined medical follow-up,
weekly parent training sessions, and cognitively stimulating
child care from 1 to 3 years of age. More than four times as
many intervention children as controls (39 versus 9 percent)
were within normal range at age 3 in intelligence, psychological
adjustment, and physical growth (Bradley et al., 1994). In
addition, mothers in the intervention group were more
affectionate and more often encouraged play and cognitive
mastery in their children—one reason their 3-year-olds may
have been developing so favorably (McCarton, 1998).
Social Issues: Health A Cross-National Perspective on Health
Care and Other Policies for Parents and Newborn Babies
Infant mortality—the number of deaths in the first year of life
per 1,000 live births—is an index used around the world to
assess the overall health of a nation’s children. Although the
United States has the most up-to-date health-care technology in
the world, it has made less progress in reducing infant deaths
than many other countries. Over the past three decades, it has
slipped in the international rankings, from seventh in the 1950s
to twenty-eighth in 2012. Members of America’s poor ethnic
minorities are at greatest risk. African-American and Native-
American babies are nearly twice as likely as white infants to
die in the first year of life (U.S. Census Bureau, 2012a, 2012b).
Neonatal mortality, the rate of death within the first month of
life, accounts for 67 percent of the infant death rate in the
United States. Two factors are largely responsible for neonatal
mortality. The first is serious physical defects, most of which
cannot be prevented. The percentage of babies born with
physical defects is about the same in all ethnic and income
groups. The second leading cause of neonatal mortality is low
birth weight, which is largely preventable. African-American
and Native-American babies are twice as likely as white infants
to be born early and underweight (U.S. Census Bureau, 2012b).
Widespread poverty and weak health-care programs for mothers
and young children are largely responsible for these trends.
Each country in Figure 3.6 that outranks the United States in
infant survival provides all its citizens with government-
sponsored health-care benefits. And each takes extra steps to
make sure that pregnant mothers and babies have access to good
nutrition, high-quality medical care, and social and economic
supports that promote effective parenting.
For example, all Western European nations guarantee women a
certain number of prenatal visits at very low or no cost. After a
baby is born, a health professional routinely visits the home to
provide counseling about infant care and to arrange continuing
medical services. Home assistance is especially extensive in the
Netherlands. For a token fee, each mother is granted a specially
trained maternity helper, who assists with infant care, shopping,
housekeeping, meal preparation, and the care of other children
during the days after delivery (Zwart, 2007).
These fathers in Stockholm take advantage of Sweden’s parental
leave program, the most generous in the world, which provides
them with two weeks of birth leave followed by 16 months of
paid leave at 80 percent of prior earnings.
Paid, job-protected employment leave is another vital societal
intervention for new parents. Canadian mothers are eligible for
15 weeks’ maternity leave at 55 percent of prior earnings (up to
a maximum of $485 per week), and Canadian mothers or fathers
can take an additional 35 weeks of parental leave at the same
rate. Paid leave is widely available in other industrialized
nations as well. Sweden has the most generous parental leave
program in the world. Mothers can begin maternity leave 60
days prior to expected delivery, extending it to six weeks after
birth; fathers are granted two weeks of birth leave. In addition,
either parent can take full leave for 16 months at 80 percent of
prior earnings, followed by an additional three months at a
modest flat rate. Each parent is also entitled to another 18
months of unpaid leave. Furthermore, many countries
supplement basic paid leave. In Germany, for example, after a
fully paid three-month leave, a parent may take one more year
at a flat rate and three additional years at no pay (OECD, 2006;
Waldfogel, 2001).
Yet in the United States, the federal government mandates only
12 weeks of unpaid leave for employees in businesses with at
least 50 workers. Most women, however, work in smaller
businesses, and many of those who work in large enough
companies cannot afford to take unpaid leave (Hewlett, 2003).
Similarly, though paternal leave predicts fathers’ increased
involvement in infant care at the end of the first year, many
fathers take little or none at all (Nepomnyaschy &
Waldfogel, 2007; OECD, 2006). In 2002, California became the
first state to guarantee a mother or father paid leave—up to six
weeks at half salary, regardless of the size of the company.
Since then, Hawaii, New Jersey, New York, Rhode Island, and
the territory of Puerto Rico have passed similar legislation.
Nevertheless, six weeks of childbirth leave (the norm in the
United States) is not enough. When a family is stressed by a
baby’s arrival, leaves of six weeks or less are linked to
increased maternal anxiety, depression, marital dissatisfaction,
sense of role overload (conflict between work and family
responsibilities), and negative interactions with the baby. A
longer leave (12 weeks or more) predicts favorable maternal
mental health, supportive marital interaction, and sensitive
caregiving (Feldman, Sussman, & Zigler, 2004; Hyde et
al., 2001). Single women and their babies are most hurt by the
absence of a generous national paid-leave policy. These
mothers, who are usually the sole source of support for their
families, can least afford to take time from their jobs.
FIGURE 3.6 Infant mortality in thirty nations.
Despite its advanced health-care technology, the United States
ranks poorly. It is twenty-eighth in the world, with a death rate
of 6.1 infants per 1,000 births.
(Adapted from U.S. Census Bureau, 2012a.)
In countries with low infant mortality rates, expectant parents
need not wonder how or where they will get health care and
other resources to support their baby’s development. The
powerful impact of universal, high-quality health care, generous
parental leave, and other social services on maternal and infant
well-being provides strong justification for these policies.
At ages 5 and 8, children who had attended the child-care
program regularly—for more than 350 days over the three-year
period—continued to show better intellectual functioning. The
more they attended, the higher they scored, with greater gains
among those whose birth weights were higher—between 4½ and
5½ pounds (2,001 to 2,500 grams). In contrast, children who
attended only sporadically gained little or even lost ground
(Hill, Brooks-Gunn, & Waldfogel, 2003). These findings
confirm that babies who are both preterm and economically
disadvantaged require intensive intervention. And special
strategies, such as extra adult–child interaction, may be
necessary to achieve lasting changes in children with the lowest
birth weights.
Nevertheless, even the best caregiving environments cannot
“fix” the enormous biological risks associated with extremely
low birth weight. A better course of action would be to prevent
this serious threat to infant survival and development. The high
rate of underweight babies in the United States—one of the
worst in the industrialized world—could be greatly reduced by
improving the health and social conditions described in
the Social Issues: Health box above.
Birth Complications, Parenting, and Resilience
In the preceding sections, we considered a variety of birth
complications. Now let’s try to put the evidence together. Can
any general principles help us understand how infants who
survive a traumatic birth are likely to develop? A landmark
study carried out in Hawaii provides some answers.
In 1955, Emmy Werner and Ruth Smith began to follow nearly
700 infants on the island of Kauai who had experienced mild,
moderate, or severe birth complications. Each was matched, on
the basis of SES and ethnicity, with a healthy newborn (Werner
& Smith, 1982). Findings showed that the likelihood of long-
term difficulties increased if birth trauma was severe. But
among mildly to moderately stressed children, those growing up
in stable families did almost as well on measures of intelligence
and psychological adjustment as those with no birth problems.
Children exposed to poverty, family disorganization, and
mentally ill parents often developed serious learning
difficulties, behavior problems, and emotional disturbance.
The Kauai study tells us that as long as birth injuries are not
overwhelming, a supportive home environment can restore
children’s growth. But the most intriguing cases in this study
were the handful of exceptions. A few children with both fairly
serious birth complications and troubled family environments
grew into competent adults who fared as well as controls in
career attainment and psychological adjustment. Werner and
Smith found that these children relied on factors outside the
family and within themselves to overcome stress. Some had
attractive personalities that drew positive responses from
relatives, neighbors, and peers. In other instances, a
grandparent, aunt, uncle, or babysitter provided the needed
emotional support (Werner, 1989, 2001; Werner &
Smith, 1992).
Do these outcomes remind you of the characteristics of resilient
children, discussed in Chapter 1? The Kauai study and other
similar investigations reveal that the impact of early biological
risks often wanes as children’s personal characteristics and
social experiences contribute increasingly to their functioning
(Laucht, Esser, & Schmidt, 1997; Resnick et al., 1999). In sum,
when the overall balance of life events tips toward the favorable
side, children with serious birth problems can develop
successfully.
ASK YOURSELF
REVIEW Sensitive care can help preterm infants recover, but
they are less likely than full-term newborns to receive such
care. Explain why.
CONNECT List factors discussed in this chapter that increase
the chances that an infant will be born underweight. How many
of these factors could be prevented by better health care for
expectant mothers?
APPLY Cecilia and Adena each gave birth to a 3-pound baby
seven weeks preterm. Cecilia is single and on welfare. Adena
and her partner are happily married and earn a good income.
Plan an intervention appropriate for helping each baby develop.
REFLECT Many people object to the use of extraordinary
medical measures to save extremely low-birth-weight babies
because of their high risk for serious developmental problems.
Do you agree or disagree? Explain.
The Newborn Baby’s Capacities
Newborn infants have a remarkable set of capacities that are
crucial for survival and for evoking attention and care from
parents. In relating to the physical and social world, babies are
active from the very start.
Reflexes
A reflex is an inborn, automatic response to a particular form of
stimulation. Reflexes are the newborn baby’s most obvious
organized patterns of behavior. As Jay placed Joshua on a table
in my classroom, we saw several. When Jay bumped the side of
the table, Joshua reacted by flinging his arms wide and bringing
them back toward his body. As Yolanda stroked Joshua’s cheek,
he turned his head in her direction. TAKE A MOMENT… Look
at Table 3.4 and see if you can name the newborn reflexes that
Joshua displayed.
Some reflexes have survival value. The rooting reflex helps a
breastfed baby find the mother’s nipple. Babies display it only
when hungry and touched by another person, not when they
touch themselves (Rochat & Hespos, 1997). At birth, babies
adjust their sucking pressure to how easily milk flows from the
nipple (Craig & Lee, 1999). And if sucking were not automatic,
our species would be unlikely to survive for a single generation!
In the Moro reflex, loss of support or a sudden loud sound
causes the baby to extend the legs and throw the arms outward
in an “embracing” motion.
A few reflexes form the basis for complex motor skills that will
develop later. The stepping reflex looks like a primitive walking
response. Unlike other reflexes, it appears in a wide range of
situations—with the newborn’s body in a sideways or upside-
down position, with feet touching walls or ceilings, and even
with legs dangling in the air (Adolph & Berger, 2006). One
reason that babies frequently engage in the alternating leg
movements of stepping is their ease compared with other
movement patterns; repetitive movement of just one leg or of
both legs at once requires more effort.
TABLE 3.4 Some Newborn Reflexes
REFLEX
STIMULATION
RESPONSE
AGE OF DISAPPEARANCE
FUNCTION
Eye blink
Shine bright light at eyes or clap hand near head.
Infant quickly closes eyelids.
Permanent
Protects infant from strong stimulation
Rooting
Stroke cheek near corner of mouth.
Head turns toward source of stimulation.
3 weeks (becomes voluntary turning at this time)
Helps infant find the nipple
Sucking
Place finger in infant’s mouth.
Infant sucks finger rhythmically.
Replaced by voluntary sucking after 4 months
Permits feeding
Moro
Hold infant horizontally on back and let head drop slightly, or
produce a sudden loud sound against surface supporting infant.
Infant makes an “embracing” motion by arching back, extending
legs, throwing arms outward, and then bringing arms in toward
the body.
6 months
In human evolutionary past, may have helped infant cling to
mother
Palmar grasp
Place finger in infant’s hand and press against palm.
Infant spontaneously grasps finger.
3–4 months
Prepares infant for voluntary grasping
Tonic neck
Turn head to one side while infant is lying awake on back.
Infant lies in a “fencing position.” One arm is extended in front
of eyes on side to which head is turned, other arm is flexed.
4 months
May prepare infant for voluntary reaching
Stepping
Hold infant under arms and permit bare feet to touch a flat
surface.
Infant lifts one foot after another in stepping response.
2 months in infants who gain weight quickly; sustained in
lighter infants
Prepares infant for voluntary walking
Babinski
Stroke sole of foot from toe toward heel.
Toes fan out and curl as foot twists in.
8–12 months
Unknown
Sources: Knobloch & Pasamanick, 1974; Prechtl & Beintema,
1965; Thelen, Fisher, & Ridley-Johnson, 1984.
In infants who gain weight quickly in the weeks after birth, the
stepping reflex drops out because thigh and calf muscles are not
strong enough to lift the baby’s chubby legs. But if the lower
part of the infant’s body is dipped in water, the reflex reappears
because the buoyancy of the water lightens the load on the
baby’s muscles (Thelen, Fisher, & Ridley-Johnson, 1984).
When stepping is exercised regularly, babies make more
reflexive stepping movements and are likely to walk several
weeks earlier than if stepping is not practiced (Zelazo et
al., 1993). However, there is no special need for infants to
practice the stepping reflex because all normal babies walk in
due time.
Several reflexes help parents and infants establish gratifying
interaction. A baby who searches for and successfully finds the
nipple, sucks easily during feedings, and grasps when the hand
is touched encourages parents to respond lovingly and feel
competent as caregivers. Reflexes can also help caregivers
comfort the baby because they permit infants to control distress
and amount of stimulation. For example, on short trips with
Joshua to the grocery store, Yolanda brought along a pacifier. If
he became fussy, sucking helped quiet him until she could feed,
change, or hold him.
When held upright under the arms, newborns show a reflexive
stepping response, which forms the basis for later walking.
The palmar grasp reflex is so strong during the first week after
birth that many infants can use it to support their entire weight.
Refer to Table 3.4 again, and you will see that most newborn
reflexes disappear during the first six months. Researchers
believe that this is due to a gradual increase in voluntary
control over behavior as the cerebral cortex develops.
Pediatricians test reflexes carefully because reflexes can reveal
the health of the baby’s nervous system. Weak or absent
reflexes, overly rigid or exaggerated reflexes, and reflexes that
persist beyond the point in development when they should
normally disappear can signal brain damage (Schott &
Rossor, 2003; Zafeiriou, 2000).
States
Throughout the day and night, newborn infants move in and out
of five states of arousal, or degrees of sleep and
wakefulness, described in Table 3.5. During the first month,
these states alternate frequently. The most fleeting is quiet
alertness, which usually moves quickly toward fussing and
crying. Much to the relief of their fatigued parents, newborns
spend the greatest amount of time asleep—about 16 to 18 hours
a day. Because the fetus tends to synchronize periods of rest
and activity with those of the mother, newborns sleep more at
night than during the day (Heraghty et al., 2008). Nevertheless,
young babies’ sleep–wake cycles are affected more by fullness–
hunger than by darkness–light (Davis, Parker, &
Montgomery, 2004).
However, striking individual differences in daily rhythms exist
that affect parents’ attitudes toward and interactions with the
baby. A few newborns sleep for long periods, increasing the
energy their well-rested parents have for sensitive, responsive
care. Other babies cry a great deal, and their parents must exert
great effort to soothe them. If these parents do not succeed, they
may feel less competent and less positive toward their infant.
Furthermore, from birth on, arousal patterns have implications
for cognitive development. Babies who spend more time alert
probably receive more social stimulation and opportunities to
explore and, therefore, may have a slight advantage in mental
development (Sadeh et al., 2007; Smart & Hiscock, 2007). And
as with adults, sleep enhances babies’ learning and memory. In
one study, eye-blink responses and brain-wave recordings
revealed that sleeping newborns readily learned that a tone
would be followed by a puff of air to the eye (Fifer et
al., 2010). Because young infants spend so much time sleeping,
the capacity to learn about external stimuli during sleep may be
essential for adaptation to their surroundings.
Of the states listed in Table 3.5, the two extremes—sleep and
crying—have been of greatest interest to researchers. Each tells
us something about normal and abnormal early development.
Sleep.
Observing Joshua as he slept, Yolanda and Jay wondered why
his eyelids and body twitched and his rate of breathing varied.
Sleep is made up of at least two states. During irregular,
or rapid-eye-movement (REM), sleep, brain-wave activity is
remarkably similar to that of the waking state. The eyes dart
beneath the lids; heart rate, blood pressure, and breathing are
uneven; and slight body movements occur. In contrast, during
regular, or non-rapid-eye-movement (NREM), sleep, the body is
almost motionless, and heart rate, breathing, and brain-wave
activity are slow and even.
Like children and adults, newborns alternate between REM and
NREM sleep. However, they spend far more time in the REM
state than they ever will again. REM sleep accounts for 50
percent of a newborn baby’s sleep time. By 3 to 5 years, it has
declined to an adultlike level of 20 percent (Louis et al., 1997).
TABLE 3.5 Infant states of Arousal
STATE
DESCRIPTION
DAILY DURATION IN NEWBORN
Regular, or NREM, sleep
The infant is at full rest and shows little or no body activity.
The eyelids are closed, no eye movements occur, the face is
relaxed, and breathing is slow and regular.
8–9 hours
Irregular, or REM, sleep
Gentle limb movements, occasional stirring, and facial
grimacing occur. Although the eyelids are closed, occasional
rapid eye movements can be seen beneath them. Breathing is
irregular.
8–9 hours
Drowsiness
The infant is either falling asleep or waking up. Body is less
active than in irregular sleep but more active than in regular
sleep. The eyes open and close; when open, they have a glazed
look. Breathing is even but somewhat faster than in regular
sleep.
Varies
Quiet alertness
The infant’s body is relatively inactive, with eyes open and
attentive. Breathing is even.
2–3 hours
Waking activity and crying
The infant shows frequent bursts of uncoordinated body
activity. Breathing is very irregular. Face may be relaxed or
tense and wrinkled. Crying may occur.
1–4 hours
Source: Wolff, 1966.
Why do young infants spend so much time in REM sleep? In
older children and adults, the REM state is associated with
dreaming. Babies probably do not dream, at least not in the
same way we do. But researchers believe that the stimulation of
REM sleep is vital for growth of the central nervous system.
Young infants seem to have a special need for this stimulation
because they spend little time in an alert state, when they
can get input from the environment. In support of this idea, the
percentage of REM sleep is especially great in the fetus and in
preterm babies, who are even less able than full-term newborns
to take advantage of external stimulation (de Weerd & van den
Bossche, 2003; Peirano, Algarin, & Uauy, 2003).
Because newborns’ normal sleep behavior is organized and
patterned, observations of sleep states can help identify central
nervous system abnormalities. In infants who are brain-damaged
or who have experienced birth trauma, disturbed REM–NREM
sleep cycles are often present. Babies with poor sleep
organization are likely to be behaviorally disorganized and,
therefore, to have difficulty learning and evoking caregiver
interactions that enhance their development. In the preschool
years, they show delayed motor, cognitive, and language
development (de Weerd & van den Bossche, 2003;
Feldman, 2006; Holditch-Davis, Belyea, & Edwards, 2005). And
the brain-functioning problems that underlie newborn sleep
irregularities may culminate in sudden infant death syndrome, a
major cause of infant mortality (see the Biology and
Environment box on page 110).
Crying.
Crying is the first way that babies communicate, letting parents
know they need food, comfort, or stimulation. During the weeks
after birth, all infants have some fussy periods when they are
difficult to console. But most of the time, the nature of the cry,
combined with the experiences leading up to it, helps guide
parents toward its cause. The baby’s cry is a complex stimulus
that varies in intensity, from a whimper to a message of all-out
distress (Gustafson, Wood, & Green, 2000; Wood, 2009). As
early as the first few weeks, infants can be identified by the
unique vocal “signature” of their cries, which helps parents
locate their baby from a distance (Gustafson, Green, &
Cleland, 1994).
Young infants usually cry because of physical needs. Hunger is
the most common cause, but babies may also cry in response to
temperature change when undressed, a sudden noise, or a
painful stimulus. Newborns (as well as older babies) often cry
at the sound of another crying baby (Dondi, Simion, &
Caltran, 1999; Geangu et al., 2010). Some researchers believe
that this response reflects an inborn capacity to react to the
suffering of others. Furthermore, crying typically increases
during the early weeks, peaks at about 6 weeks, and then
declines (Barr, 2001). Because this trend appears in many
cultures with vastly different infant care practices, researchers
believe that normal readjustments of the central nervous system
underlie it. TAKE A MOMENT… The next time you hear an
infant cry, notice your own reaction. The sound stimulates
strong feelings of arousal and discomfort in men and women,
parents and nonparents alike (Murray, 1985). This powerful
response is probably innately programmed in humans to make
sure that babies receive the care and protection they need to
survive.
Soothing Crying Infants.
Although parents do not always interpret their baby’s cry
correctly, their accuracy improves with experience. At the same
time, they vary widely in responsiveness. Parents who are high
in empathy (ability to take the perspective of others in distress)
and who hold “child-centered” attitudes toward infant care (for
example, believe that babies cannot be spoiled by being picked
up) are more likely to respond quickly and sensitively to a
crying baby (Leerkes, 2010; Zeifman, 2003).
To soothe his crying infant, this father rocks her gently while
talking softly.
Fortunately, there are many ways to soothe a crying baby when
feeding and diaper changing do not work (see Applying What
We Know on page 111). The technique that Western parents
usually try first, lifting the baby to the shoulder and rocking or
walking, is highly effective. Another common soothing method
is swaddling—wrapping the baby snugly in a blanket. The
Quechua, who live in the cold, high-altitude desert regions of
Peru, dress young babies in layers of clothing and blankets that
cover the head and body, a practice that reduces crying and
promotes sleep (Tronick, Thomas, & Daltabuit, 1994). It also
allows the baby to conserve energy for early growth in the harsh
Peruvian highlands.
LOOK AND LISTEN
In a public setting, watch several parents soothe their crying
babies. What techniques did the parents use, and how successful
were they?
Biology and Environment The Mysterious Tragedy of Sudden
Infant Death Syndrome
Millie awoke with a start one morning and looked at the clock.
It was 7:30, and Sasha had missed both her night waking and
her early morning feeding. Wondering if she was all right,
Millie and her husband Stuart tiptoed into the room. Sasha lay
still, curled up under her blanket. She had died silently during
her sleep.
Sasha was a victim of sudden infant death syndrome (SIDS), the
unexpected death, usually during the night, of an infant under 1
year of age that remains unexplained after thorough
investigation. In industrialized nations, SIDS is the leading
cause of infant mortality between 1 and 12 months, accounting
for about 20 percent of these deaths in the United States
(Mathews & MacDorman, 2008).
SIDS victims usually show physical problems from the
beginning. Early medical records of SIDS babies reveal higher
rates of prematurity and low birth weight, poor Apgar scores,
and limp muscle tone. Abnormal heart rate and respiration and
disturbances in sleep–wake activity and in REM–NREM cycles
while asleep are also involved (Cornwell & Feigenbaum, 2006;
Kato et al., 2003). At the time of death, many SIDS babies have
a mild respiratory infection (Blood-Siegfried, 2009). This seems
to increase the chances of respiratory failure in an already
vulnerable baby.
Mounting evidence suggests that impaired brain functioning is a
major contributor to SIDS. Between 2 and 4 months, when SIDS
is most likely to occur, reflexes decline and are replaced by
voluntary, learned responses. Neurological weaknesses may
prevent SIDS babies from acquiring behaviors that replace
defensive reflexes (Lipsitt, 2003). As a result, when breathing
difficulties occur during sleep, infants do not wake up, shift
their position, or cry out for help. Instead, they simply give in
to oxygen deprivation and death. In support of this
interpretation, autopsies reveal that the brains of SIDS babies
contain unusually low levels of serotonin (a brain chemical that
assists with arousal when survival is threatened) as well as
other abnormalities in centers that control breathing and arousal
(Duncan et al., 2010).
Several environmental factors are linked to SIDS. Maternal
cigarette smoking, both during and after pregnancy, as well as
smoking by other caregivers, doubles risk of the disorder.
Babies exposed to cigarette smoke arouse less easily from sleep
and have more respiratory infections (Richardson, Walker, &
Horne, 2009; Shah, Sullivan, & Carter, 2006). Prenatal abuse of
drugs that depress central nervous system functioning (alcohol,
opiates, and barbiturates) increases the risk of SIDS as much as
fifteenfold (Hunt & Hauck, 2006). Babies of drug-abusing
mothers are especially likely to display SIDS-related brain
abnormalities (Kinney, 2009).
SIDS babies are also more likely to sleep on their stomachs than
on their backs and often are wrapped very warmly in clothing
and blankets. Infants who sleep on their stomachs less often
wake when their breathing is disturbed (Richardson, Walker, &
Horne, 2008). In other cases, healthy babies sleeping face down
on soft bedding may die from continually breathing their own
exhaled breath.
Quitting smoking and drug taking, changing an infant’s sleeping
position, and removing a few bedclothes can reduce the
incidence of SIDS. For example, if women refrained from
smoking while pregnant, an estimated 30 percent of SIDS cases
would be prevented. Public education campaigns that encourage
parents to put their infants down on their backs have cut the
incidence of SIDS in half in many Western nations (Moon,
Horne, & Hauck, 2007). Another protective measure is pacifier
use: Sleeping babies who suck arouse more easily in response to
breathing and heart-rate irregularities (Li et al., 2006).
Nevertheless, compared with white infants, SIDS rates are two
to six times as high in poverty-stricken minority groups, where
parental stress, substance abuse, reduced access to health care,
and lack of knowledge about safe sleep practices are widespread
(Colson et al., 2009; Pickett, Luo, & Lauderdale, 2005).
Public education campaigns encouraging parents to put their
infants down on their backs to sleep have helped reduce the
incidence of SIDS by more than half in many Western nations.
When SIDS does occur, surviving family members require a
great deal of help to overcome a sudden and unexpected death.
As Millie commented six months after Sasha’s death, “It’s the
worst crisis we’ve ever been through. What’s helped us most are
the comforting words of others who’ve experienced the same
tragedy.”
Applying What We Know Soothing a Crying Baby
Method
Explanation
Talk softly or play rhythmic sounds.
Continuous, monotonous, rhythmic sounds (such as a clock
ticking, a fan whirring, or peaceful music) are more effective
than intermittent sounds.
Offer a pacifier.
Sucking helps babies control their own level of arousal.
Massage the baby’s body.
Stroking the baby’s torso and limbs with continuous, gentle
motions relaxes the baby’s muscles.
Swaddle the baby.
Restricting movement and increasing warmth often soothe a
young infant.
Lift the baby to the shoulder and rock or walk.
This combination of physical contact, upright posture, and
motion is an effective soothing technique, causing young infants
to become quietly alert.
Take the baby for a short car ride or a walk in a baby carriage;
swing the baby in a cradle.
Gentle, rhythmic motion of any kind helps lull the baby to
sleep.
Combine several of the methods just listed.
Stimulating several of the baby’s senses at once is often more
effective than stimulating only one.
If these methods do not work, let the baby cry for a short
period.
Occasionally, a baby responds well to just being put down and,
after a few minutes, will fall asleep.
Sources: Campos, 1989; Evanoo, 2007; Lester, 1985; Reisman,
1987.
In many tribal and village societies and non-Western developed
nations (such as Japan), babies are in physical contact with their
caregivers almost continuously. Infants in these cultures show
shorter bouts of crying than their American counterparts
(Barr, 2001). When Western parents choose to practice
“proximal care” by holding their babies extensively, amount of
crying in the early months is reduced by about one-third (St
James-Roberts et al., 2006).
Like the Quechua of Peru, the Mongol people of Central Asia
heavily swaddle their babies, a practice that reduces crying and
promotes sleep while also protecting infants from the region’s
harsh winters.
But not all research indicates that rapid parental responsiveness
reduces infant crying (van IJzendoorn & Hubbard, 2000).
Parents must make reasoned choices about what to do on the
basis of culturally accepted practices, the suspected reason for
the cry, and the context in which it occurs—for example, in the
privacy of their own home or while having dinner at a
restaurant. Fortunately, with age, crying declines. Virtually all
researchers agree that parents can lessen older babies’ need to
cry by encouraging more mature ways of expressing their
desires, such as gestures and vocalizations.
Abnormal Crying.
Like reflexes and sleep patterns, the infant’s cry offers a clue to
central nervous system distress. The cries of brain-damaged
babies and those who have experienced prenatal and birth
complications are often shrill, piercing, and shorter in duration
than those of healthy infants (Boukydis & Lester, 1998; Green,
Irwin, & Gustafson, 2000). Even newborns with a fairly
common problem—colic, or persistent crying—tend to have
high-pitched, harsh-sounding cries (Zeskind & Barr, 1997).
Although the cause of colic is unknown, certain newborns, who
react especially strongly to unpleasant stimuli, are susceptible.
Because their crying is intense, they find it harder to calm down
than other babies (Barr et al., 2005; St James-Roberts et
al., 2003). Colic generally subsides between 3 and 6 months.
Most parents try to respond to a crying baby with extra care and
attention, but sometimes the cry is so unpleasant and the infant
so difficult to soothe that parents become frustrated, resentful,
and angry. Preterm and ill babies are more likely to be abused
by highly stressed parents, who sometimes mention a high-
pitched, grating cry as one factor that caused them to lose
control and harm the baby (St James-Roberts, 2007). We will
discuss a host of additional influences on child abuse in Chapter
8.
Sensory Capacities
On his visit to my class, Joshua looked wide-eyed at my bright
pink blouse and turned to the sound of his mother’s voice.
During feedings, he lets Yolanda know through his sucking
rhythm that he prefers the taste of breast milk to plain water.
Clearly, Joshua has some well-developed sensory capacities. In
the following sections, we explore the newborn’s
responsiveness to touch, taste, smell, sound, and visual
stimulation.
Touch.
In our discussion of preterm infants, we saw that touch helps
stimulate early physical growth. As we will see in Chapter 6, it
is vital for emotional development as well. Therefore, it is not
surprising that sensitivity to touch is well-developed at birth.
The reflexes listed in Table 3.4 on page 107 reveal that the
newborn baby responds to touch, especially around the mouth,
on the palms, and on the soles of the feet (Humphrey, 1978).
Newborns even use touch to investigate their world. When small
objects are placed in their palms, they can distinguish shape
(prism versus cylinder) and texture (smooth versus rough), as
indicated by their tendency to hold on longer to objects with an
unfamiliar shape or texture (Sann & Streri, 2007, 2008).
At birth, infants are highly sensitive to pain. If male newborns
are circumcised, anesthetic is sometimes not used because of
the risk of giving drugs to a very young infant. Babies often
respond with a high-pitched, stressful cry and a dramatic rise in
heart rate, blood pressure, palm sweating, pupil dilation, and
muscle tension (Lehr et al., 2007; Warnock & Sandrin, 2004).
Brain-imaging research suggests that because of central nervous
system immaturity, preterm babies, particularly males, feel the
pain of a medical injection especially intensely (Bartocci et
al., 2006).
Recent research establishing the safety of certain local
anesthetics for newborns promises to ease the pain of these
procedures. Offering a nipple that delivers a sugar solution is
also helpful; it quickly reduces crying and discomfort in young
babies, preterm and full-term alike. Breast milk may be
especially effective: Even the smell of the milk of the baby’s
mother reduces infant distress to a routine blood-test heelstick
more effectively than the odor of another mother’s milk or of
formula (Nishitani et al., 2009). And combining sweet liquid
with gentle holding by the parent lessens pain even more.
Research on infant mammals indicates that physical touch
releases endorphins—painkilling chemicals in the brain (Axelin,
Salanterä, & Lehtonen, 2006; Gormally et al., 2001).
Allowing a baby to endure severe pain overwhelms the nervous
system with stress hormones, which can disrupt the child’s
developing capacity to handle common, everyday stressors. The
result is heightened pain sensitivity, sleep disturbances, feeding
problems, and difficulty calming down when upset (Mitchell &
Boss, 2002).
Taste and Smell.
Facial expressions reveal that newborns can distinguish several
basic tastes. Like adults, they relax their facial muscles in
response to sweetness, purse their lips when the taste is sour,
and show a distinct archlike mouth opening when it is bitter
(Steiner, 1979; Steiner et al., 2001). These reactions are
important for survival: The food that best supports the infant’s
early growth is the sweet-tasting milk of the mother’s breast.
Not until 4 months do babies prefer a salty taste to plain water,
a change that may prepare them to accept solid foods (Mennella
& Beauchamp, 1998).
Nevertheless, newborns can readily learn to like a taste that at
first evoked either a neutral or a negative response. For
example, babies allergic to cow’s-milk formula who are given a
soy- or other vegetable-based substitute (typically very strong
and bitter-tasting) soon prefer it to regular formula
(Harris, 1997). A taste previously disliked can come to be
preferred when it is paired with relief of hunger.
As with taste, certain odor preferences are present at birth. For
example, the smell of bananas or chocolate causes a relaxed,
pleasant facial expression, whereas the odor of rotten eggs
makes the infant frown (Steiner, 1979). During pregnancy, the
amniotic fluid is rich in tastes and smells that vary with the
mother’s diet—early experiences that influence newborns’
preferences. In a study carried out in the Alsatian region of
France, where anise is frequently used to flavor foods,
researchers tested newborns for their reaction to the anise odor
(Schaal, Marlier, & Soussignan, 2000). The mothers of some
babies had regularly consumed anise during the last two weeks
of pregnancy; the other mothers had never consumed it. When
presented with the anise odor on the day of birth, the babies of
non-anise-consuming mothers were far more likely to turn away
with a negative facial expression (see Figure 3.7). These
different reactions were still apparent four days later, even
though all mothers had refrained from consuming anise during
this time.
In many mammals, the sense of smell plays an important role in
feeding and in protecting the young from predators by helping
mothers and babies identify each other. Although smell is less
well-developed in humans, traces of its survival value remain.
Immediately after birth, babies placed face down between their
mother’s breasts spontaneously latch on to a nipple and begin
sucking within an hour. If one breast is washed to remove its
natural scent, most newborns grasp the unwashed breast,
indicating that they are guided by smell (Varendi &
Porter, 2001). At 4 days of age, breastfed babies prefer the
smell of their own mother’s breast to that of an unfamiliar
lactating mother (Cernoch & Porter, 1985). And both breast-
and bottle-fed 3- to 4-day-olds orient more to the smell of
unfamiliar human milk than to formula milk, indicating that
(even without postnatal exposure) the odor of human milk is
more attractive to newborns (Marlier & Schaal, 2005).
Newborns’ dual attraction to the odor of their mother and to that
of breast milk helps them locate an appropriate food source and,
in the process, begin to distinguish their caregiver from other
people.
FIGURE 3.7 Examples of facial expressions of newborns
exposed to the odor of anise whose mothers’ diets differed in
anise-flavored foods during late pregnancy.
(a) Babies of anise-consuming mothers spent more time turning
toward the odor and sucking, licking, and chewing. (b) Babies
of non-anise-consuming mothers more often turned away with a
negative facial expression.
(From B. Schaal, L. Marlier, & R. Soussignan, 2000, “Human
Foetuses Learn Odours from Their Pregnant Mother’s
Diet,” Chemical Senses, 25, p. 731. © 2000 Oxford University
Press. Reprinted by permission of Oxford University Press and
Dr. Benoist Schaal.)
Hearing.
Newborn infants can hear a wide variety of sounds, and their
sensitivity improves greatly over the first few months (Saffran,
Werker, & Werner, 2006; Tharpe & Ashmead, 2001). At birth,
infants prefer complex sounds, such as noises and voices, to
pure tones. And babies only a few days old can tell the
difference between a variety of sound patterns: a series of tones
arranged in ascending versus descending order; tone sequences
with a rhythmic downbeat (as in music) versus those without;
utterances with two versus three syllables; the stress patterns of
words (“ma-ma” versus “ma-ma”); happy-sounding speech as
opposed to speech with negative or neutral emotional qualities;
and even two languages spoken by the same bilingual speaker,
as long as those languages differ in their rhythmic features—for
example, French versus Russian (Mastropieri &
Turkewitz, 1999; Ramus, 2002; Sansavini, Bertoncini, &
Giovanelli, 1997; Trehub, 2001; Winkler et al., 2009).
Young infants listen longer to human speech than structurally
similar nonspeech sounds (Vouloumanos & Werker, 2004). And
they can detect the sounds of any human language. Newborns
make fine-grained distinctions among many speech sounds. For
example, when given a nipple that turns on a recording of
the “ba” sound, babies suck vigorously and then slow down as
the novelty wears off. When the sound switches to “ga,” sucking
picks up, indicating that infants detect this subtle difference.
Using this method, researchers have found only a few speech
sounds that newborns cannot discriminate. Their ability to
perceive sounds not found in their own language is more precise
than an adult’s (Aldridge, Stillman, & Bower, 2001; Jusczyk &
Luce, 2002). These capacities reveal that the baby is
marvelously prepared for the awesome task of acquiring
language.
TAKE A MOMENT… Listen carefully to yourself the next time
you talk to a young baby. You will probably speak in ways that
highlight important parts of the speech stream—use a slow,
high-pitched, expressive voice with a rising tone at the ends of
phrases and sentences and a pause before continuing. Adults
probably communicate this way because they notice that infants
are more attentive when they do so. Indeed, newborns prefer
speech with these characteristics (Saffran, Werker, &
Werner, 2006). In addition, they will suck more on a nipple to
hear a recording of their mother’s voice than that of an
unfamiliar woman and to hear their native language as opposed
to a foreign language (Moon, Cooper, & Fifer, 1993; Spence &
DeCasper, 1987). These preferences may have developed from
hearing the muffled sounds of the mother’s voice before birth.
Vision.
Vision is the least-developed of the newborn baby’s senses.
Visual structures in both the eye and the brain are not yet fully
formed. For example, cells in the retina, the membrane lining
the inside of the eye that captures light and transforms it into
messages that are sent to the brain, are not as mature or densely
packed as they will be in several months. The optic nerve that
relays these messages, and the visual centers in the brain that
receive them, will not be adultlike for several years. And the
muscles of the lens, which permit us to adjust our visual focus
to varying distances, are weak (Kellman & Arterberry, 2006).
As a result, newborns cannot focus their eyes well, and visual
acuity, or fineness of discrimination, is limited. At birth, infants
perceive objects at a distance of 20 feet about as clearly as
adults do at 600 feet (Slater et al., 2010). In addition, unlike
adults (who see nearby objects most clearly), newborn babies
see unclearly across a wide range of distances (Banks, 1980;
Hainline, 1998). As a result, images such as the parent’s face,
even from close up, look quite blurred.
Although they cannot yet see well, newborns actively explore
their environment by scanning it for interesting sights and
tracking moving objects. However, their eye movements are
slow and inaccurate (von Hofsten & Rosander, 1998). Joshua’s
captivation with my pink blouse reveals that he is attracted to
bright objects. But although newborns prefer to look at colored
rather than gray stimuli, they are not yet good at discriminating
colors. It will take about four months for color vision to become
adultlike (Kellman & Arterberry, 2006).
Neonatal Behavioral Assessment
A variety of instruments permit doctors, nurses, and researchers
to assess the behavior of newborn babies. The most widely used,
T. Berry Brazelton’s Neonatal Behavioral Assessment Scale
(NBAS), evaluates the newborn’s reflexes, muscle tone, state
changes, responsiveness to physical and social stimuli, and
other reactions (Brazelton & Nugent, 1995). An instrument
consisting of similar items, the Neonatal Intensive Care Unit
Network Neurobehavioral Scale (NNNS), is specially designed
for use with newborns at risk for developmental problems
because of low birth weight, preterm delivery, prenatal
substance exposure, or other conditions (Lester &
Tronick, 2004). Scores are used to recommend appropriate
interventions and to guide parents in meeting their baby’s
unique needs.
The NBAS has been given to many infants around the world. As
a result, researchers have learned about individual and cultural
differences in newborn behavior and how child-rearing practices
can maintain or change a baby’s reactions. For example, NBAS
scores of Asian and Native-American babies reveal that they are
less irritable than Caucasian infants. Mothers in these cultures
often encourage their babies’ calm dispositions through holding
and nursing at the first signs of discomfort (Muret-Wagstaff &
Moore, 1989; Small, 1998). The Kipsigis of rural Kenya, who
highly value infant motor maturity, massage babies regularly
and begin exercising the stepping reflex shortly after birth.
These customs contribute to Kipsigis babies’ strong but flexible
muscle tone at 5 days of age (Super & Harkness, 2009). In
Zambia, Africa, close mother–infant contact throughout the day
quickly changes the poor NBAS scores of undernourished
newborns. When reassessed at 1 week of age, a once
unresponsive newborn appears alert and contented (Brazelton,
Koslowski, & Tronick, 1976).
TAKE A MOMENT… Using these examples, can you explain
why a single neonatal assessment score is not a good predictor
of later development? Because newborn behavior and parenting
combine to influence development, changes in scores over the
first week or two of life (rather than a single score) provide the
best estimate of the baby’s ability to recover from the stress of
birth. NBAS “recovery curves” predict intelligence and absence
of emotional and behavior problems with moderate success well
into the preschool years (Brazelton, Nugent, & Lester, 1987;
Ohgi et al., 2003a, 2003b).
In some hospitals, health professionals use the NBAS or the
NNNS to help parents get to know their newborns through
discussion or demonstration of the capacities these instruments
assess. Parents who participate in these programs, compared
with no-intervention controls, interact more confidently and
effectively with their babies (Browne & Talmi, 2005;
Bruschweiler-Stern, 2004). Although lasting effects on
development have not been demonstrated, NBAS-based
interventions are useful in helping the parent–infant
relationship get off to a good start.
Similar to women in the Zambian culture, this mother of the El
Molo people of northern Kenya carries her baby all day,
providing close physical contact, a rich variety of stimulation,
and ready feeding.
ASK YOURSELF
REVIEW What functions does REM sleep serve in young
infants? Can sleep tell us anything about the health of the
newborn’s central nervous system? Explain.
CONNECT How do the diverse capacities of newborn babies
contribute to their first social relationships? Provide as many
examples as you can.
APPLY After a difficult delivery, Jackie observes her 2-day-old
daughter Kelly being given the NBAS. Kelly scores poorly on
many items. Seeing this, Jackie wonders if Kelly will develop
normally. How would you respond to Jackie’s concern?
REFLECT Are newborns more competent than you thought they
were before you read this chapter? Which of their capacities
most surprised you?
Adjusting to the New Family Unit
Because effective parental care is crucial for infant survival and
optimal development, nature helps prepare expectant mothers
and fathers for their new role. Toward the end of pregnancy,
mothers begin producing the hormone oxytocin, which
stimulates uterine contractions; causes the breasts to “let down”
milk; induces a calm, relaxed mood; and promotes
responsiveness to the baby (Russell, Douglas, & Ingram, 2001).
And fathers show hormonal changes around the time of birth
that are compatible with those of mothers—specifically, slight
increases in prolactin (a hormone that stimulates milk
production in females) and estrogens (sex hormones produced in
larger quantities in females) and a drop in androgens (sex
hormones produced in larger quantities in males) (Numan &
Insel, 2003; Wynne-Edwards, 2001). These changes, which are
induced by fathers’ contact with the mother and baby, predict
positive emotional reactions to infants and paternal caregiving
(Feldman et al., 2010; Leuner, Glasper, & Gould, 2010).
Although birth-related hormones can facilitate caregiving, their
release and effects may depend on experiences, such as a
positive couple relationship. Furthermore, humans can parent
effectively without experiencing birth-related hormonal
changes, as successful adoption reveals. And as we have seen, a
great many factors—from family functioning to social
policies—are involved in good infant care.
Indeed, the early weeks after the baby’s arrival are full of
profound challenges. The mother needs to recuperate from
childbirth. If she is breastfeeding, energies must be devoted to
working out this intimate relationship. The father must become
a part of this new threesome while supporting the mother in her
recovery. At times, he may feel ambivalent about the baby, who
constantly demands and gets the mother’s attention. And as we
will see in Chapter 6, siblings—especially those who are young
and firstborn—understandably feel displaced. They sometimes
react with jealousy and anger.
While all this is going on, the tiny infant is assertive about his
urgent physical needs, demanding to be fed, changed, and
comforted at odd times of the day and night. The family
schedule becomes irregular and uncertain. Yolanda spoke
candidly about the changes she and Jay experienced:
· When we brought Joshua home, he seemed so small and
helpless, and we worried about whether we would be able to
take proper care of him. It took us 20 minutes to change the
first diaper! I rarely feel rested because I’m up two to four
times every night, and I spend a good part of my waking hours
trying to anticipate Joshua’s rhythms and needs. If Jay weren’t
so willing to help by holding and walking Joshua, I think I’d
find it much harder.
How long does this time of adjustment to parenthood last?
In Chapter 14, we will see that when marital relationships are
positive, social support is available, and families have sufficient
income, the stress caused by the birth of a baby remains
manageable. Nevertheless, as one pair of counselors who have
worked with many new parents pointed out, “As long as
children are dependent on their parents, those parents find
themselves preoccupied with thoughts of their children. This
does not keep them from enjoying other aspects of their lives,
but it does mean that they never return to being quite the same
people they were before they became parents” (Colman &
Colman, 1991, p. 198).
SUMMARY
Prenatal Development (p. 80)
· List the three periods of prenatal development, and describe
the major milestones of each.
· ● The period of the zygote lasts about two weeks, from
fertilization until implantation of the blastocyst in the uterine
lining. During this time, structures that will support prenatal
growth begin to form, including the placenta and the umbilical
cord.
· ● During the period of the embryo, weeks 2 through 8, the
groundwork is laid for all body structures. The neural
tube forms and the nervous system starts to develop. Other
organs follow rapidly. By the end of this period, the embryo
responds to touch and can move.
· ● The period of the fetus, lasting until the end of pregnancy,
involves dramatic increase in body size and completion of
physical structures. At the end of the second trimester, most of
the brain’s neurons are in place.
· ● The fetus reaches the age of viability at the beginning of the
third trimester, between 22 and 26 weeks. The brain continues
to develop rapidly, and new sensory and behavioral capacities
emerge. Gradually the lungs mature, the fetus fills the uterus,
and birth is near.
Prenatal Environmental Influences (p. 85)
· Cite factors that influence the impact of teratogens, noting
agents that are known teratogens.
· ● The impact of teratogens varies with the amount and length
of exposure, genetic makeup of mother and fetus, presence or
absence of other harmful agents, and age of the organism at
time of exposure. The developing organism is especially
vulnerable during the embryonic period.
· ● The most widely used potent teratogen is Accutane, a drug
used to treat severe acne. The prenatal impact of other
commonly used medications, such as aspirin and caffeine, is
hard to separate from other factors correlated with drug taking.
· ● Babies born to users of cocaine, heroin, or methadone are at
risk for a wide variety of problems, including prematurity, low
birth weight, physical defects, breathing difficulties, and death
around the time of birth.
· ● Infants whose parents use tobacco are often born
underweight, may have physical defects, and are at risk for
long-term attention, learning, and behavior problems. Maternal
alcohol consumption can lead to fetal alcohol spectrum disorder
(FASD). Fetal alcohol syndrome (FAS) involves slow physical
growth, facial abnormalities, and mental impairments. Milder
forms—partial fetal alcohol syndrome (p-FAS) and alcohol-
related neurodevelopmental disorder (ARND)—affect children
whose mothers consumed smaller quantities of alcohol.
· ● Prenatal exposure to high levels of ionizing radiation,
mercury, PCBs, lead, and dioxins leads to physical
malformations and severe brain damage. Low-level exposure
has been linked to cognitive deficits and emotional and
behavioral disorders.
· ● Among infectious diseases, rubella causes a wide range of
abnormalities. Babies with prenatally transmitted HIV rapidly
develop AIDS, leading to brain damage and early death.
Cytomegalovirus, herpes simplex 2, and toxoplasmosis can also
be devastating to the embryo and fetus.
· Describe the impact of additional maternal factors on prenatal
development.
· ● Prenatal malnutrition can lead to low birth weight, organ
damage, and suppression of immune system development.
Vitamin–mineral enrichment, including folic acid, can prevent
prenatal and birth complications.
· ● Severe emotional stress is linked to many pregnancy
complications and may permanently alter fetal neurological
functioning, thereby magnifying future stress reactivity. Its
negative impact can be reduced by providing the mother with
social support. Rh factor incompatibility—an Rh-negative
mother carrying an Rh-positive fetus—can lead to oxygen
deprivation, brain and heart damage, and infant death.
· ● Other than the risk of chromosomal abnormalities in older
women, maternal age through the thirties is not a major cause of
prenatal problems. Poor health and environmental risks
associated with poverty are the strongest predictors of
pregnancy complications.
Why is early and regular health care vital during the prenatal
period?
· ● Unexpected difficulties, such as preeclampsia, can arise,
especially in mothers with preexisting health problems. Prenatal
health care is especially critical for women unlikely to seek it,
including those who are young and poor.
Childbirth (p. 96)
· Describe the three stages of childbirth, the baby’s adaptation
to labor and delivery, and the newborn baby’s appearance.
· ● In the first stage of childbirth, contractions widen and thin
the cervix. In the second stage, the mother feels an urge to push
the baby through the birth canal. In the final stage, the placenta
is delivered. During labor, infants produce high levels of stress
hormones, which help them withstand oxygen deprivation, clear
the lungs for breathing, and arouse them into alertness at birth.
· ● Newborn babies have large heads, small bodies, and facial
features that make adults feel like cuddling them. The Apgar
Scale assesses the baby’s physical condition at birth.
Approaches to Childbirth (p. 98)
· Describe natural childbirth and home delivery, noting benefits
and concerns associated with each.
· ● In natural, or prepared, childbirth, the expectant mother and
a companion attend classes about labor and delivery, master
relaxation and breathing techniques to counteract pain, and
prepare for coaching during childbirth. Social support from a
partner, relative, or doula reduces the length of labor and the
incidence of birth complications.
· ● Home birth is safe for healthy mothers who are assisted by a
well-trained doctor or midwife, but mothers at risk for
complications are safer giving birth in a hospital.
Medical Interventions (p. 100)
· List common medical interventions during childbirth,
circumstances that justify their use, and any dangers associated
with each.
· ● Fetal monitors help save the lives of many babies at risk
for anoxia because of pregnancy and birth complications. When
used routinely, however, they may identify infants as in danger
who, in fact, are not.
· ● Use of analgesics and anesthetics to control pain, though
necessary in complicated deliveries, can prolong labor and may
have negative affects on the newborn’s adjustment.
· ● Cesarean deliveries are warranted by medical emergency or
serious maternal illness and for many babies who are in breech
position. However, many unnecessary cesareans are performed.
Preterm and Low-Birth-Weight Infants (p. 101)
· Describe risks associated with preterm birth and low birth
weight, along with effective interventions.
· ● Low birth weight, most common in infants born to poverty-
stricken women, is a major cause of neonatal and infant
mortality and many developmental problems. Compared
with preterm infants, whose weight is appropriate for time spent
in the uterus, small-for-date infants usually have longer-lasting
difficulties.
· ● Some interventions provide special stimulation in the
intensive care nursery. Others teach parents how to care for and
interact with their babies. Preterm infants in stressed, low-
income households need long-term, intensive intervention.
Birth Complications, Parenting, and Resilience (p. 105)
What factors predict positive outcomes in infants who survive a
traumatic birth?
· ● When infants experience birth trauma, a supportive home
environment can help restore their growth. Even infants with
fairly serious birth complications can recover with the help of
favorable experiences with parents, relatives, neighbors, and
peers.
The Newborn Baby’s Capacities (p. 106)
Describe the newborn baby’s reflexes and states of arousal,
including sleep characteristics and ways to soothe a crying
baby.
· ● Reflexes are the newborn baby’s most obvious organized
patterns of behavior. Some have survival value, others provide
the foundation for voluntary motor skills, and still others help
parents and infants establish gratifying interaction.
· ● Newborns move in and out of five states of arousal but
spend most of their time asleep. Sleep includes at least two
states, rapid-eye-movement (REM) sleep and non-rapid-eye-
movement (NREM) sleep. Newborns spend about 50 percent of
sleep time in REM sleep, which provides them with stimulation
essential for central nervous system development.
· ● A crying baby stimulates strong feelings of discomfort in
nearby adults. The intensity of the cry and the experiences that
led up to it help parents identify what is wrong. Once feeding
and diaper changing have been tried, a highly effective soothing
technique is lifting the baby to the shoulder and rocking and
walking.
Describe the newborn baby’s sensory capacities.
· ● The senses of touch, taste, smell, and sound are well-
developed at birth. Newborns use touch to investigate their
world, are sensitive to pain, prefer sweet tastes and smells, and
orient toward the odor of their own mother’s lactating breast.
· ● Newborns can distinguish a variety of sound patterns and
prefer complex sounds. They are especially responsive to human
speech, can detect the sounds of any human language, and
prefer their mother’s voice.
· ● Vision is the least developed of the newborn’s senses. At
birth, focusing ability and visual acuity are limited. In
exploring the visual field, newborn babies are attracted to bright
objects but have difficulty discriminating colors.
Why is neonatal behavioral assessment useful?
· ● The most widely used instrument for assessing the behavior
of the newborn infant, Brazelton’s Neonatal Behavioral
Assessment Scale (NBAS), has helped researchers understand
individual and cultural differences in newborn behavior.
Sometimes it is used to teach parents about their newborn’s
capacities.
Adjusting to the New Family Unit (p. 115)
Describe typical changes in the family after the birth of a new
baby.
· ● The new baby’s arrival is exciting but stressful, as the
mother recuperates from childbirth and the family schedule
becomes irregular and uncertain. When parents have a positive
relationship as well as social support and adequate income,
adjustment problems are usually temporary.
Important Terms and Concepts
age of viability (p. 84)
alcohol-related neurodevelopmental disorder (ARND) (p. 89)
amnion (p. 81)
anoxia (p. 100)
Apgar Scale (p. 98)
breech position (p. 100)
cesarean delivery (p. 101)
chorion (p. 82)
embryo (p. 82)
fetal alcohol spectrum disorder (FASD) (p. 88)
fetal alcohol syndrome (FAS) (p. 88)
fetal monitors (p. 100)
fetus (p. 83)
implantation (p. 81)
infant mortality (p. 104)
lanugo (p. 83)
natural, or prepared, childbirth (p. 99)
Neonatal Behavioral Assessment Scale (NBAS) (p. 114)
neural tube (p. 82)
non-rapid-eye-movement (NREM) sleep (p. 108)
partial fetal alcohol syndrome (p-FAS) (p. 89)
placenta (p. 82)
preterm infants (p. 102)
rapid-eye-movement (REM) sleep (p. 108)
reflex (p. 106)
Rh factor incompatibility (p. 93)
small-for-date infants (p. 102)
states of arousal (p. 108)
sudden infant death syndrome (SIDS) (p. 110)
teratogen (p. 85)
trimesters (p. 83)
umbilical cord (p. 82)
Chapter 3 Prenatal Development, Birth, and the Newborn BabyA.docx

Chapter 3 Prenatal Development, Birth, and the Newborn BabyA.docx

  • 1.
    Chapter 3 PrenatalDevelopment, Birth, and the Newborn Baby An expectant mother reacts with amazement on hearing the robust heartbeat of her nearly full-term fetus. High-quality prenatal care and preparation for the events of childbirth enable her to approach labor and delivery with confidence and excitement. chapter outline · Prenatal Development · Conception · Period of the Zygote · Period of the Embryo · Period of the Fetus · Prenatal Environmental Influences · Teratogens · Other Maternal Factors · The Importance of Prenatal Health Care · ■ SOCIAL ISSUES: HEALTH The Nurse–Family Partnership: Reducing Maternal Stress and Enhancing Child Development Through Social Support · Childbirth · The Stages of Childbirth · The Baby’s Adaptation to Labor and Delivery · The Newborn Baby’s Appearance · Assessing the Newborn’s Physical Condition: The Apgar Scale · Approaches to Childbirth · Natural, or Prepared, Childbirth · Home Delivery · Medical Interventions · Fetal Monitoring
  • 2.
    · Labor andDelivery Medication · Cesarean Delivery · Preterm and Low-Birth-Weight Infants · Preterm versus Small-for-Date Infants · Consequences for Caregiving · Interventions for Preterm Infants · ■ SOCIAL ISSUES: HEALTH A Cross-National Perspective on Health Care and Other Policies for Parents and Newborn Babies · Birth Complications, Parenting, and Resilience · The Newborn Baby’s Capacities · Reflexes · States · Sensory Capacities · Neonatal Behavioral Assessment · ■ BIOLOGY AND ENVIRONMENT The Mysterious Tragedy of Sudden Infant Death Syndrome · Adjusting to the New Family Unit When I met Yolanda and Jay one fall in my child development class, Yolanda was just two months pregnant. Approaching age 30, married for several years, and their careers well under way, they had decided to have a baby. To prepare for parenthood, they enrolled in my evening section, arriving once a week after work full of questions: “How does the baby grow before birth?” “When is each organ formed?” “Has its heart begun to beat?” “Can it hear, feel, or sense our presence?” Most of all, Yolanda and Jay wanted to do everything possible to make sure their baby would be born healthy. Yolanda started to wonder about her diet and whether she should keep up her daily aerobic workout. And she asked me whether an aspirin for a headache, a glass of wine at dinner, or a few cups of coffee during work and study hours might be harmful.
  • 3.
    In this chapter,we answer Yolanda and Jay’s questions, along with a great many more that scientists have asked about the events before birth. First, we trace prenatal development, paying special attention to environmental supports for healthy growth, as well as damaging influences that threaten the child’s health and survival. Next, we turn to the events of childbirth. Today, women in industrialized nations have many choices about where and how they give birth, and hospitals go to great lengths to make the arrival of a new baby a rewarding, family- centered event. Yolanda and Jay’s son Joshua reaped the benefits of his parents’ careful attention to his needs during pregnancy. He was strong, alert, and healthy at birth. Nevertheless, the birth process does not always go smoothly. We will consider the pros and cons of medical interventions, such as pain-relieving drugs and surgical deliveries, designed to ease a difficult birth and protect the health of mother and baby. Our discussion also addresses the development of infants born underweight or too early. We conclude with a close look at the remarkable capacities of newborns. Prenatal Development The sperm and ovum that unite to form the new individual are uniquely suited for the task of reproduction. The ovum is a tiny sphere, measuring 1175 inch in diameter—barely visible to the naked eye as a dot the size of the period at the end of this sentence. But in its microscopic world, it is a giant—the largest cell in the human body. The ovum’s size makes it a perfect target for the much smaller sperm, which measure only 1500 inch. Conception About once every 28 days, in the middle of a woman’s
  • 4.
    menstrual cycle, anovum bursts from one of her ovaries, two walnut-sized organs located deep inside her abdomen, and is drawn into one of two fallopian tubes—long, thin structures that lead to the hollow, soft-lined uterus (see Figure 3.1). While the ovum is traveling, the spot on the ovary from which it was released, now called the corpus luteum, secretes hormones that prepare the lining of the uterus to receive a fertilized ovum. If pregnancy does not occur, the corpus luteum shrinks, and the lining of the uterus is discarded two weeks later with menstruation. The male produces sperm in vast numbers—an average of 300 million a day—in the testes, two glands located in the scrotum, sacs that lie just behind the penis. In the final process of maturation, each sperm develops a tail that permits it to swim long distances, upstream in the female reproductive tract, through the cervix (opening of the uterus) and into the fallopian tube, where fertilization usually takes place. The journey is difficult, and many sperm die. Only 300 to 500 reach the ovum, if one happens to be present. Sperm live for up to 6 days and can lie in wait for the ovum, which survives for only 1 day after being released into the fallopian tube. However, most conceptions result from intercourse occurring during a three-day period—on the day of ovulation or during the 2 days preceding it (Wilcox, Weinberg, & Baird, 1995). With conception, the story of prenatal development begins to unfold. The vast changes that take place during the 38 weeks of pregnancy are usually divided into three phases: (1) the period of the zygote, (2) the period of the embryo, and (3) the period of the fetus. As we look at what happens in each, you may find it useful to refer to Table 3.1, which summarizes milestones of prenatal development. Period of the Zygote
  • 5.
    FIGURE 3.1 Femalereproductive organs, showing fertilization, early cell duplication, and implantation. (From Before We Are Born, 6th ed., by K. L. Moore & T. V. N. Persaud, p. 87. Copyright © 2003, reprinted with permission from Elsevier, Inc.) The period of the zygote lasts about two weeks, from fertilization until the tiny mass of cells drifts down and out of the fallopian tube and attaches itself to the wall of the uterus. The zygote’s first cell duplication is long and drawn out; it is not complete until about 30 hours after conception. Gradually, new cells are added at a faster rate. By the fourth day, 60 to 70 cells exist that form a hollow, fluid-filled ball called a blastocyst (refer again to Figure 3.1). The cells on the inside, called the embryonic disk, will become the new organism; the outer ring of cells, termed the trophoblast, will become the structures that provide protective covering and nourishment. TABLE 3.1 Milestones of Prenatal Development TRIMESTER PERIOD WEEKS LENGTH AND WEIGHT MAJOR EVENTS First Zygote 1 2 The one-celled zygote multiplies and forms a blastocyst.
  • 6.
    The blastocyst burrowsinto the uterine lining. Structures that feed and protect the developing organism begin to form— amnion, chorion, yolk sac, placenta, and umbilical cord. Embryo 3–4 5–8 ¼ inch (6 mm) 1 inch (2.5 cm); 17ounce (4 g) A primitive brain and spinal cord appear. Heart, muscles, ribs, backbone, and digestive tract begin to develop. Many external body structures (face, arms, legs, toes, fingers) and internal organs form. The sense of touch begins to develop, and the embryo can move. Fetus 9–12 3 inches (7.6 cm); less than 1 ounce (28 g) Rapid increase in size begins. Nervous system, organs, and muscles become organized and connected, and new behavioral capacities (kicking, thumb sucking, mouth opening, and rehearsal of breathing) appear. External genitals are well- formed, and the fetus’s sex is evident. Second 13–24 12 inches (30 cm); 1.8 pounds (820 g) The fetus continues to enlarge rapidly. In the middle of this period, fetal movements can be felt by the mother. Vernix and
  • 7.
    lanugo keep thefetus’s skin from chapping in the amniotic fluid. Most of the brain’s neurons are in place by 24 weeks. Eyes are sensitive to light, and the fetus reacts to sound. Third 25–38 20 inches (50 cm); 7.5 pounds (3,400 g) The fetus has a good chance of survival if born during this time. Size increases. Lungs mature. Rapid brain development causes sensory and behavioral capacities to expand. In the middle of this period, a layer of fat is added under the skin. Antibodies are transmitted from mother to fetus to protect against disease. Most fetuses rotate into an upside-down position in preparation for birth. Source: Moore, Persaud, & Torchia, 2013. Photos (from top to bottom): © Claude Cortier/Photo Researchers, Inc.; © G. Moscoso/Photo Researchers, Inc.; © John Watney/Photo Researchers, Inc.; © James Stevenson/Photo Researchers, Inc.; © Lennart Nilsson, A Child Is Born/Scanpix. Implantation. Between the seventh and ninth days, implantation occurs: The blastocyst burrows deep into the uterine lining. Surrounded by the woman’s nourishing blood, it starts to grow in earnest. At first, the trophoblast (protective outer layer) multiplies fastest. It forms a membrane, called the amnion, that encloses the developing organism in amniotic fluid, which helps keep the temperature of the prenatal world constant and provides a cushion against any jolts caused by the woman’s movement. A yolk sac emerges that produces blood cells until the liver, spleen, and bone marrow are mature enough to take over this function (Moore, Persaud, & Torchia, 2013).
  • 8.
    The events ofthese first two weeks are delicate and uncertain. As many as 30 percent of zygotes do not survive this period. In some, the sperm and ovum do not join properly. In others, cell duplication never begins. By preventing implantation in these cases, nature eliminates most prenatal abnormalities (Sadler, 2010). Period of the zygote: seventh to ninth day. The fertilized ovum duplicates rapidly, forming a hollow ball of cells, or blastocyst, by the fourth day after fertilization. Here the blastocyst, magnified thousands of times, burrows into the uterine lining between the seventh and ninth day. The Placenta and Umbilical Cord. By the end of the second week, cells of the trophoblast form another protective membrane—the chorion, which surrounds the amnion. From the chorion, tiny hairlike villi, or blood vessels, emerge.1 As these villi burrow into the uterine wall, the placenta starts to develop. By bringing the embryo’s and mother’s blood close together, the placenta permits food and oxygen to reach the organism and waste products to be carried away. A membrane forms that allows these substances to be exchanged but prevents the mother’s and embryo’s blood from mixing directly. The placenta is connected to the developing organism by the umbilical cord, which first appears as a tiny stalk and, during the course of pregnancy, grows to a length of 1 to 3 feet. The umbilical cord contains one large vein that delivers blood loaded with nutrients and two arteries that remove waste products. The force of blood flowing through the cord keeps it firm, so it seldom tangles while the embryo, like a space- walking astronaut, floats freely in its fluid-filled chamber (Moore, Persaud, & Torchia, 2013).
  • 9.
    By the endof the period of the zygote, the developing organism has found food and shelter. These dramatic beginnings take place before most mothers know they are pregnant. Period of the Embryo The period of the embryo lasts from implantation through the eighth week of pregnancy. During these brief six weeks, the most rapid prenatal changes take place as the groundwork is laid for all body structures and internal organs. Last Half of the First Month. In the first week of this period, the embryonic disk forms three layers of cells: (1) the ectoderm, which will become the nervous system and skin; (2) the mesoderm, from which will develop the muscles, skeleton, circulatory system, and other internal organs; and (3) the endoderm, which will become the digestive system, lungs, urinary tract, and glands. These three layers give rise to all parts of the body. At first, the nervous system develops fastest. The ectoderm folds over to form the neural tube, or primitive spinal cord. At 3½ weeks, the top swells to form the brain. While the nervous system is developing, the heart begins to pump blood, and the muscles, backbone, ribs, and digestive tract appear. At the end of the first month, the curled embryo—only ¼ inch long— consists of millions of organized groups of cells with specific functions. The Second Month. In the second month, growth continues rapidly. The eyes, ears, nose, jaw, and neck form. Tiny buds become arms, legs, fingers, and toes. Internal organs are more distinct: The intestines grow, the heart develops separate chambers, and the liver and spleen
  • 10.
    take over productionof blood cells so that the yolk sac is no longer needed. Changing body proportions cause the embryo’s posture to become more upright. Period of the embryo: fourth week. This 4-week-old embryo is only ¼-inch long, but many body structures have begun to form. The primitive tail will disappear by the end of the embryonic period. 1Recall from Table 2.4 on page 56 that chorionic villus sampling is the prenatal diagnostic method that can be performed earliest, at nine weeks after conception. Period of the embryo: seventh week. The embryo’s posture is more upright. Body structures—eyes, nose, arms, legs, and internal organs—are more distinct. An embryo this age responds to touch. It can also move, although at less than one inch long and one ounce in weight, it is till too tiny to be felt by the mother. At 7 weeks, production of neurons (nerve cells that store and transmit information) begins deep inside the neural tube at the astounding pace of more than 250,000 per minute (Nelson, 2011). Once formed, neurons begin traveling along tiny threads to their permanent locations, where they will form the major parts of the brain. At the end of this period, the embryo—about 1 inch long and 17 ounce in weight—can already sense its world. It responds to touch, particularly in the mouth area and on the soles of the feet. And it can move, although its tiny flutters are still too light to be felt by the mother (Moore, Persaud, & Torchia, 2013). Period of the Fetus
  • 11.
    The period ofthe fetus, from the ninth week to the end of pregnancy, is the longest prenatal period. During this “growth and finishing” phase, the organism increases rapidly in size. The Third Month. In the third month, the organs, muscles, and nervous system start to become organized and connected. When the brain signals, the fetus kicks, bends its arms, forms a fist, curls its toes, turns its head, opens its mouth, and even sucks its thumb, stretches, and yawns. Body position changes occur as often as 25 times per hour (Einspieler, Marschik, & Prechtl, 2008). The tiny lungs begin to expand and contract in an early rehearsal of breathing movements. By the twelfth week, the external genitals are well-formed, and the sex of the fetus can be detected with ultrasound (Sadler, 2010). Other finishing touches appear, such as fingernails, toenails, tooth buds, and eyelids. The heartbeat can now be heard through a stethoscope. Prenatal development is sometimes divided into trimesters, or three equal time periods. At the end of the third month, the first trimester is complete. The Second Trimester. By the middle of the second trimester, between 17 and 20 weeks, the new being has grown large enough that the mother can feel its movements. A white, cheeselike substance called vernix protects its skin from chapping during the long months spent bathing in the amniotic fluid. White, downy hair called lanugoalso appears over the entire body, helping the vernix stick to the skin. At the end of the second trimester, many organs are well- developed. And most of the brain’s billions of neurons are in place; few will be produced after this time. However, glial cells, which support and feed the neurons, continue to increase rapidly throughout the remaining months of pregnancy, as well
  • 12.
    as after birth.Consequently, brain weight increases tenfold from the twentieth week until birth (Roelfsema et al., 2004). At the same time, neurons begin forming synapses, or connections, at a rapid pace. Period of the fetus: eleventh week. The fetus grows rapidly. At 11 weeks, the brain and muscles are better connected. The fetus can kick, bend its arms, and open and close its hands and mouth, and suck its thumb. Notice the yolk sac, which shrinks as the internal organs take over its function of producing blood cells. Brain growth means new behavioral capacities. The 20-week- old fetus can be stimulated as well as irritated by sounds. And if a doctor looks inside the uterus using fetoscopy (see Table 2.4 on page 56), fetuses try to shield their eyes from the light with their hands, indicating that sight has begun to emerge (Moore, Persaud, & Torchia, 2013). Still, a fetus born at this time cannot survive. Its lungs are immature, and the brain cannot yet control breathing and body temperature. The Third Trimester. During the final trimester, a fetus born early has a chance for survival. The point at which the baby can first survive, called the age of viability, occurs sometime between 22 and 26 weeks (Moore, Persaud, & Torchia, 2013). A baby born between the seventh and eighth months, however, usually needs oxygen assistance to breathe. Although the brain’s respiratory center is now mature, tiny air sacs in the lungs are not yet ready to inflate and exchange carbon dioxide for oxygen. The brain continues to make great strides. The cerebral cortex, the seat of human intelligence, enlarges. As neural connectivity and organization improve, the fetus spends more time awake. At 20 weeks, fetal heart rate reveals no periods of alertness. But by
  • 13.
    28 weeks, fetusesare awake about 11 percent of the time, a figure that rises to 16 percent just before birth (DiPietro et al., 1996). Between 30 and 34 weeks, fetuses show rhythmic alternations between sleep and wakefulness that gradually increase in organization (Rivkees, 2003). Around this time, synchrony between fetal heart rate and motor activity peaks: A rise in heart rate is usually followed within 5 seconds by a burst of motor activity (DiPietro et al., 2006). These are clear signs that coordinated neural networks are beginning to form in the brain. Period of the fetus: twenty-second week. This fetus is almost one foot long and weighs slightly more than one pound. Its movements can be felt easily by the mother and by other family members who place a hand on her abdomen. If born now, the fetus has a slim chance of surviving. By the end of pregnancy, the fetus also takes on the beginnings of a personality. Fetal activity is linked to infant temperament. In one study, more active fetuses during the third trimester became 1-year-olds who could better handle frustration and 2- year-olds who were less fearful, in that they more readily interacted with toys and with an unfamiliar adult in a laboratory (DiPietro et al., 2002). Perhaps fetal activity is an indicator of healthy neurological development, which fosters adaptability in childhood. The relationships just described, however, are only modest. As we will see in Chapter 6, sensitive caregiving can modify the temperaments of children who have difficulty adapting to new experiences. Period of the fetus: thirty-sixth week. This fetus fills the uterus. To nourish it, the umbilical cord and placenta have grown large. Notice the vernix (a cheeselike substance) on the skin, which protects it from chapping. The fetus has accumulated fat to aid temperature regulation after birth. In two more weeks, it will be full-term.
  • 14.
    The third trimesterbrings greater responsiveness to stimulation. Between 23 and 30 weeks, connections form between the cerebral cortex and brain regions involved in pain sensitivity. By this time, painkillers should be used in any surgical procedures (Lee et al., 2005). Around 28 weeks, fetuses blink their eyes in reaction to nearby sounds (Kisilevsky & Low, 1998; Saffran, Werker, & Werner, 2006). And at 30 weeks, fetuses presented with a repeated auditory stimulus against the mother’s abdomen initially react with a rise in heart rate and body movements. But over the next 5 to 6 minutes, responsiveness gradually declines, indicating habituation (adaptation) to the sound. If the stimulus is reintroduced after a 10-minute delay, heart rate falls off far more quickly (Dirix et al., 2009). This suggests that fetuses can remember for at least a brief period. Within the next six weeks, fetuses distinguish the tone and rhythm of different voices and sounds. They show systematic heart rate changes to a male versus a female speaker, to the mother’s voice versus a stranger’s, to a stranger speaking their native language (English) versus a foreign language (Mandarin Chinese), and to a simple familiar melody (descending tones) versus an unfamiliar melody (ascending tones) (Granier-Deferre et al., 2003; Huotilainen et al., 2005; Kisilevsky et al., 2003, 2009; Lecanuet et al., 1993). And in one clever study, mothers read aloud Dr. Seuss’s lively book The Cat in the Hat for the last six weeks of pregnancy. After birth, their infants learned to turn on recordings of the mother’s voice by sucking on nipples. They sucked hardest to hear The Cat in the Hat—the sound they had come to know while still in the womb (DeCasper & Spence, 1988). In the final three months, the fetus gains more than 5 pounds and grows 7 inches. In the eighth month, a layer of fat is added to assist with temperature regulation. The fetus also receives
  • 15.
    antibodies from themother’s blood that protect against illnesses, since the newborn’s own immune system will not work well until several months after birth. In the last weeks, most fetuses assume an upside-down position, partly because of the shape of the uterus and also because the head is heavier than the feet. Growth slows, and birth is about to take place. ASK YOURSELF REVIEW Why is the period of the embryo regarded as the most dramatic prenatal period? Why is the period of the fetus called the “growth and finishing” phase? CONNECT How is brain development related to fetal capacities and behavior? APPLY Amy, two months pregnant, wonders how the embryo is being fed and what parts of the body have formed. “I don’t look pregnant yet, so does that mean not much development has taken place?” she asks. How would you respond to Amy? Prenatal Environmental Influences Although the prenatal environment is far more constant than the world outside the womb, many factors can affect the embryo and fetus. Yolanda and Jay learned that parents—and society as a whole—can do a great deal to create a safe environment for development before birth. Teratogens The term teratogen refers to any environmental agent that causes damage during the prenatal period.Scientists chose this label (from the Greek word teras, meaning “malformation” or “monstrosity”) because they first learned about harmful prenatal influences from cases in which babies had been profoundly
  • 16.
    damaged. But theharm done by teratogens is not always simple and straightforward. It depends on the following factors: · ● Dose. As we discuss particular teratogens, you will see that larger doses over longer time periods usually have more negative effects. · ● Heredity. The genetic makeup of the mother and the developing organism plays an important role. Some individuals are better able than others to withstand harmful environments. · ● Other negative influences. The presence of several negative factors at once, such as additional teratogens, poor nutrition, and lack of medical care, can worsen the impact of a harmful agent. · ● Age. The effects of teratogens vary with the age of the organism at time of exposure. To understand this last idea, think of the sensitive period concept introduced in Chapter 1. A sensitive period is a limited time span in which a part of the body or a behavior is biologically prepared to develop rapidly. During that time, it is especially sensitive to its surroundings. If the environment is harmful, then damage occurs, and recovery is difficult and sometimes impossible. Figure 3.2 on page 86 summarizes prenatal sensitive periods. In the period of the zygote, before implantation, teratogens rarely have any impact. If they do, the tiny mass of cells is usually so damaged that it dies. The embryonic period is the time when serious defects are most likely to occur because the foundations for all body parts are being laid down. During the fetal period, teratogenic damage is usually minor. However, organs such as the brain, ears, eyes, teeth, and genitals can still be strongly affected. The effects of teratogens go beyond immediate physical
  • 17.
    damage. Some healtheffects are delayed and may not show up for decades. Furthermore, psychological consequences may occur indirectly, as a result of physical damage. For example, a defect resulting from drugs the mother took during pregnancy can affect others’ reactions to the child as well as the child’s ability to explore the environment. Over time, parent– child interaction, peer relations, and cognitive, emotional, and social development may suffer. Furthermore, prenatally exposed children may be less resilient in the face of environmental risks, such as single parenthood, parental emotional disturbance, or maladaptive parenting (Yumoto, Jacobson, & Jacobson, 2008). As a result, their long-term adjustment may be compromised. FIGURE 3.2 Sensitive periods in prenatal development. Each organ or structure has a sensitive period, during which its development may be disturbed. Blue horizontal bars indicate highly sensitive periods. Green horizontal bars indicate periods that are somewhat less sensitive to teratogens, although damage can occur. (Adapted from Before We Are Born, 7th ed., by K. L. Moore and T. V. N. Persaud, p. 313. Copyright © 2008, reprinted with permission from Elsevier, Inc.) Notice how an important idea about development discussed in earlier chapters is at work here: bidirectional influences between child and environment. Now let’s look at what scientists have discovered about a variety of teratogens. Prescription and Nonprescription Drugs. In the early 1960s, the world learned a tragic lesson about drugs and prenatal development. At that time, a sedative called thalidomide was widely available in Canada, Europe, and South America. When taken by mothers 4 to 6 weeks after
  • 18.
    conception, thalidomide producedgross deformities of the embryo’s arms and legs and, less frequently, damage to the ears, heart, kidneys, and genitals. About 7,000 infants worldwide were affected (Moore, Persaud, & Torchia, 2013). As children exposed to thalidomide grew older, many scored below average in intelligence. Perhaps the drug damaged the central nervous system directly. Or the child-rearing conditions of these severely deformed youngsters may have impaired their intellectual development. Another medication, a synthetic hormone called diethylstilbestrol (DES), was widely prescribed between 1945 and 1970 to prevent miscarriages. As daughters of these mothers reached adolescence and young adulthood, they showed unusually high rates of cancer of the vagina, malformations of the uterus, and infertility. When they tried to have children, their pregnancies more often resulted in prematurity, low birth weight, and miscarriage than those of non-DES-exposed women. Young men showed an increased risk of genital abnormalities and cancer of the testes (Goodman, Schorge, & Greene, 2011; Hammes & Laitman, 2003). Currently, the most widely used potent teratogen is a vitamin A derivative called Accutane (known by the generic name isotretinoin), prescribed to treat severe acne and taken by hundreds of thousands of women of childbearing age in industrialized nations. Exposure during the first trimester results in eye, ear, skull, brain, heart, and immune system abnormalities (Honein, Paulozzi, & Erickson, 2001). Accutane’s packaging warns users to avoid pregnancy by using two methods of birth control, but many women do not heed this advice (Garcia-Bournissen et al., 2008). Indeed, any drug with a molecule small enough to penetrate the placental barrier can enter the embryonic or fetal bloodstream. Yet many pregnant women continue to take over-the-counter
  • 19.
    medications without consultingtheir doctors. Aspirin is one of the most common. Several studies suggest that regular aspirin use is linked to low birth weight, infant death around the time of birth, poorer motor development, and lower intelligence scores in early childhood, although other research fails to confirm these findings (Barr et al., 1990; Kozer et al., 2003; Streissguth et al., 1987). Coffee, tea, cola, and cocoa contain another frequently consumed drug, caffeine. High doses increase the risk of low birth weight (Brent, Christian, & Diener, 2011). And persistent intake of antidepressant medication is linked to an elevated incidence of premature delivery and birth complications, including respiratory distress, and to high blood pressure in infancy (Lund, Pedersen, & Henriksen, 2009; Roca et al., 2011; Udechuku et al., 2010). Because children’s lives are involved, we must take findings like these seriously. At the same time, we cannot be sure that these frequently used drugs actually cause the problems just mentioned. Often mothers take more than one drug. If the embryo or fetus is injured, it is hard to tell which drug might be responsible or whether other factors correlated with drug taking are at fault. Until we have more information, the safest course of action is the one Yolanda took: Avoid these drugs entirely. Unfortunately, many women do not know that they are pregnant during the early weeks of the embryonic period, when exposure to medications (and other teratogens) can be of greatest threat. Illegal Drugs. The use of highly addictive mood-altering drugs, such as cocaine and heroin, has become more widespread, especially in poverty-stricken inner-city areas, where these drugs provide a temporary escape from a daily life of hopelessness. Nearly 4 percent of U.S. pregnant women take these substances (Substance Abuse and Mental Health Services Administration, 2011).
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    Babies born tousers of cocaine, heroin, or methadone (a less addictive drug used to wean people away from heroin) are at risk for a wide variety of problems, including prematurity, low birth weight, physical defects, breathing difficulties, and death around the time of birth (Bandstra et al., 2010; Howell, Coles, & Kable, 2008; Schuetze & Eiden, 2006). In addition, these infants are born drug-addicted. They are often feverish and irritable and have trouble sleeping, and their cries are abnormally shrill and piercing—a common symptom among stressed newborns (Bauer et al., 2005). When mothers with many problems of their own must care for these babies, who are difficult to calm down, cuddle, and feed, behavior problems are likely to persist. Throughout the first year, heroin- and methadone-exposed infants are less attentive to the environment than nonexposed babies, and their motor development is slow. After infancy, some children get better, while others remain jittery and inattentive. The kind of parenting they receive may explain why problems persist for some but not for others (Hans & Jeremy, 2001). Evidence on cocaine suggests that some prenatally exposed babies develop lasting difficulties. Cocaine constricts the blood vessels, causing oxygen delivered to the developing organism to fall for 15 minutes following a high dose. It also can alter the production and functioning of neurons and the chemical balance in the fetus’s brain. These effects may contribute to an array of cocaine-associated physical defects, including eye, bone, genital, urinary tract, kidney, and heart deformities; brain hemorrhages and seizures; and severe growth retardation (Covington et al., 2002; Feng, 2005; Salisbury et al., 2009). Several studies report perceptual, motor, attention, memory, language, and impulse-control problems that persist into the preschool and school years (Bandstra et al., 2011; Dennis et
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    al., 2006; Lester& Lagasse, 2010; Linares et al., 2006). This infant, born many weeks before his due date, breathes with the aid of a respirator. Prematurity and low birth weight can result from a variety of environmental influences during pregnancy, including maternal drug and tobacco use. Other investigations, however, reveal no major negative effects of prenatal cocaine exposure (Behnke et al., 2006; Frank et al., 2005; Hurt et al., 2009). These contradictory findings indicate how difficult it is to isolate the precise damage caused by illegal drugs. Cocaine users vary greatly in the amount, potency, and purity of the cocaine they ingest. Also, they often take several drugs, display other high-risk behaviors, suffer from poverty and other stresses, and engage in insensitive caregiving—factors that worsen outcomes for children (Jones, 2006). But researchers have yet to determine exactly what accounts for findings of cocaine-related damage in some studies but not in others. Another illegal drug, marijuana, is used more widely than heroin and cocaine. Researchers have linked prenatal marijuana exposure to smaller head size (a measure of brain growth); attention, memory, and academic achievement difficulties; impulsivity and overactivity; and depression as well as anger and aggression in childhood and adolescence (Goldschmidt et al., 2004; Gray et al., 2005; Huizink & Mulder, 2006; Jutras- Aswad et al., 2009). As with cocaine, however, lasting consequences are not well-established. Overall, the effects of illegal drugs are far less consistent than the impact of two legal substances to which we now turn: tobacco and alcohol. Tobacco. Although smoking has declined in Western nations, an estimated 14 percent of U.S. women smoke during their
  • 22.
    pregnancies (Tong etal., 2009). The best-known effect of smoking during the prenatal period is low birth weight. But the likelihood of other serious consequences, such as miscarriage, prematurity, cleft lip and palate, blood vessel abnormalities, impaired heart rate and breathing during sleep, infant death, and asthma and cancer later in childhood, also increases (Geerts et al., 2012; Howell, Coles, & Kable, 2008; Jaakkola & Gissler, 2004; Mossey et al., 2009). The more cigarettes a mother smokes, the greater the chances that her baby will be affected. And if a pregnant woman stops smoking at any time, even during the third trimester, she reduces the likelihood that her infant will be born underweight and suffer from future problems (Klesges et al., 2001). Even when a baby of a smoking mother appears to be born in good physical condition, slight behavioral abnormalities may threaten the child’s development. Newborns of smoking mothers are less attentive to sounds, display more muscle tension, are more excitable when touched and visually stimulated, and more often have colic (persistent crying). These findings suggest subtle negative effects on brain development (Law et al., 2003; Sondergaard et al., 2002). Consistent with this view, prenatally exposed children and adolescents tend to have shorter attention spans, difficulties with impulsivity and overactivity, poorer memories, lower mental test scores, and higher levels of disruptive, aggressive behavior (Espy et al., 2011; Fryer, Crocker, & Mattson, 2008; Lindblad & Hjern, 2010). Exactly how can smoking harm the fetus? Nicotine, the addictive substance in tobacco, constricts blood vessels, lessens blood flow to the uterus, and causes the placenta to grow abnormally. This reduces the transfer of nutrients, so the fetus gains weight poorly. Also, nicotine raises the concentration of carbon monoxide in the bloodstreams of both mother and fetus. Carbon monoxide displaces oxygen from red blood cells, damaging the central nervous system and slowing body growth
  • 23.
    in the fetusesof laboratory animals (Friedman, 1996). Similar effects may occur in humans. From one-third to one-half of nonsmoking pregnant women are “passive smokers” because their husbands, relatives, or co- workers use cigarettes. Passive smoking is also related to low birth weight, infant death, childhood respiratory illnesses, and possible long-term attention, learning, and behavior problems (Best, 2009; Pattenden et al., 2006). Clearly, expectant mothers should avoid smoke-filled environments. Alcohol. In his moving book The Broken Cord, Michael Dorris (1989), a Dartmouth College anthropology professor, described what it was like to rear his adopted son Abel (called Adam in the book), whose biological mother drank heavily throughout pregnancy and died of alcohol poisoning shortly after his birth. A Sioux Indian, Abel was born with fetal alcohol spectrum disorder (FASD), a term that encompasses a range of physical, mental, and behavioral outcomes caused by prenatal alcohol exposure. Children with FASD are given one of three diagnoses, which vary in severity: Left photo: This 5-year-old’s mother drank heavily during pregnancy. Her widely spaced eyes, thin upper lip, and flattened philtrum are typical of fetal alcohol syndrome (FAS). Right photo: This 12-year-old has the small head and facial abnormalities of FAS. She also shows the mental impairments and slow growth that accompany the disorder. · 1.Fetal alcohol syndrome (FAS), distinguished by (a) slow physical growth, (b) a pattern of three facial abnormalities (short eyelid openings; a thin upper lip; a smooth or flattened philtrum, or indentation running from the bottom of the nose to the center of the upper lip), and (c) brain injury, evident in a
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    small head andimpairment in at least three areas of functioning—for example, memory, language and communication, attention span and activity level (overactivity), planning and reasoning, motor coordination, or social skills. Other defects—of the eyes, ears, nose, throat, heart, genitals, urinary tract, or immune system—may also be present. Abel was diagnosed as having FAS. As is typical for this disorder, his mother drank heavily throughout pregnancy. · 2.Partial fetal alcohol syndrome (p-FAS), characterized by (a) two of the three facial abnormalities just mentioned and (b) brain injury, again evident in at least three areas of impaired functioning. Mothers of children with p-FAS generally drank alcohol in smaller quantities, and children’s defects vary with the timing and length of alcohol exposure. Furthermore, recent evidence suggests that paternal alcohol use around the time of conception can alter gene expression (see page 73 in Chapter 2), thereby contributing to symptoms (Ouko et al., 2009). · 3.Alcohol-related neurodevelopmental disorder (ARND), in which at least three areas of mental functioning are impaired, despite typical physical growth and absence of facial abnormalities. Again, prenatal alcohol exposure, though confirmed, is less pervasive than in FAS (Chudley et al., 2005; Loock et al., 2005). Even when provided with enriched diets, FAS babies fail to catch up in physical size during infancy and childhood. Mental impairment associated with all three FASD diagnoses is also permanent: In his teens and twenties, Abel Dorris had trouble concentrating and keeping a routine job, and he suffered from poor judgment. For example, he would buy something and not wait for change or would wander off in the middle of a task. He died at age 23, after being hit by a car. The more alcohol a woman consumes during pregnancy, the
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    poorer the child’smotor coordination, speed of information processing, reasoning, and intelligence and achievement test scores during the preschool and school years (Burden, Jacobson, & Jacobson, 2005; Korkman, Kettunen, & Autti-Raemoe, 2003; Mattson, Calarco, & Lang, 2006). In adolescence and early adulthood, FASD is associated with persisting attention and motor-coordination deficits, poor school performance, trouble with the law, inappropriate social and sexual behaviors, alcohol and drug abuse, and lasting mental health problems, including depression and high emotional reactivity to stress (Barr et al., 2006; Fryer, Crocker, & Mattson, 2008; Hellemans et al., 2010; Howell et al., 2006; Streissguth et al., 2004). How does alcohol produce its devastating effects? First, it interferes with production and migration of neurons in the primitive neural tube. Brain-imaging research reveals reduced brain size, damage to many brain structures, and abnormalities in brain functioning, including the electrical and chemical activity involved in transferring messages from one part of the brain to another (Coles et al., 2011; Haycock, 2009). Second, the body uses large quantities of oxygen to metabolize alcohol. A pregnant woman’s heavy drinking draws away oxygen that the developing organism needs for cell growth. About 25 percent of U.S. mothers report drinking at some time during their pregnancies. As with heroin and cocaine, alcohol abuse is higher in poverty-stricken women. On some Native- American reservations, the incidence of FAS is as high as 10 to 20 percent (Szlemko, Wood, & Thurman, 2006; Tong et al., 2009). Unfortunately, when affected girls later become pregnant, the poor judgment caused by the syndrome often prevents them from understanding why they themselves should avoid alcohol. Thus, the tragic cycle is likely to be repeated in the next generation. How much alcohol is safe during pregnancy? Even mild
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    drinking, less thanone drink per day, is associated with reduced head size and body growth among children followed into adolescence (Jacobson et al., 2004; Martinez-Frias et al., 2004). Recall that other factors—both genetic and environmental—can make some fetuses more vulnerable to teratogens. Therefore, no amount of alcohol is safe. Couples planning a pregnancy and expectant mothers should avoid alcohol entirely. This child’s deformities are linked to radiation exposure early in pregnancy, caused by the Chernobyl nuclear power plant disaster in 1986. She is also at risk for low intelligence and language and emotional disorders. Radiation. Defects due to ionizing radiation were tragically apparent in children born to pregnant women who survived the bombing of Hiroshima and Nagasaki during World War II. Similar abnormalities surfaced in the nine months following the 1986 Chernobyl, Ukraine, nuclear power plant accident. After each disaster, the incidence of miscarriage and babies born with underdeveloped brains, physical deformities, and slow physical growth rose dramatically (Double et al., 2011; Schull, 2003). Evacuation of residents in areas near the Japanese nuclear facility damaged by the March 2011 earthquake and tsunami was intended to prevent these devastating outcomes. Even when a radiation-exposed baby seems normal, problems may appear later. For example, even low-level radiation, resulting from industrial leakage or medical X-rays, can increase the risk of childhood cancer (Fattibene et al., 1999). In middle childhood, prenatally exposed Chernobyl children had abnormal brain-wave activity, lower intelligence test scores, and rates of language and emotional disorders two to three times greater than those of nonexposed Russian children. Furthermore, the more tension parents reported, due to forced
  • 27.
    evacuation from theirhomes and worries about living in irradiated areas, the poorer their children’s emotional functioning (Loganovskaja & Loganovsky, 1999; Loganovsky et al., 2008). Stressful rearing conditions seemed to combine with the damaging effects of prenatal radiation to impair children’s development. Environmental Pollution. In industrialized nations, an astounding number of potentially dangerous chemicals are released into the environment. More than 75,000 are in common use in the United States, and many new pollutants are introduced each year. When 10 newborns were randomly selected from U.S. hospitals for analysis of umbilical cord blood, researchers uncovered a startling array of industrial contaminants—287 in all (Houlihan et al., 2005). They concluded that many babies are “born polluted” by chemicals that not only impair prenatal development but increase the chances of health problems and life-threatening diseases later on. Certain pollutants cause severe prenatal damage. In the 1950s, an industrial plant released waste containing high levels of mercury into a bay providing seafood and water for the town of Minamata, Japan. Many children born at the time displayed physical deformities, mental retardation, abnormal speech, difficulty in chewing and swallowing, and uncoordinated movements. High levels of prenatal mercury exposure disrupt production and migration of neurons, causing widespread brain damage (Clarkson, Magos, & Myers, 2003; Hubbs-Tait et al., 2005). Prenatal mercury exposure from maternal seafood diets predicts deficits in speed of cognitive processing and motor, attention, and verbal test performance during the school years (Boucher et al., 2010; Debes et al., 2006). Pregnant women are wise to avoid eating long-lived predatory fish, such as swordfish, albacore tuna, and shark, which are heavily
  • 28.
    contaminated with mercury. Formany years, polychlorinated biphenyls (PCBs) were used to insulate electrical equipment until research showed that, like mercury, they entered waterways and the food supply. In Taiwan, prenatal exposure to high levels of PCBs in rice oil resulted in low birth weight, discolored skin, deformities of the gums and nails, brain-wave abnormalities, and delayed cognitive development (Chen & Hsu, 1994; Chen et al., 1994). Steady, low-level PCB exposure is also harmful. Women who frequently ate PCB-contaminated fish, compared with those who ate little or no fish, had infants with lower birth weights, smaller heads, persisting attention and memory difficulties, and lower intelligence test scores in childhood (Boucher, Muckle, & Bastien, 2009; Jacobson & Jacobson, 2003; Stewart et al., 2008). Another teratogen, lead, is present in paint flaking off the walls of old buildings and in certain materials used in industrial occupations. High levels of prenatal lead exposure are related to prematurity, low birth weight, brain damage, and a wide variety of physical defects. Even at low levels, affected infants and children show slightly poorer mental and motor development (Bellinger, 2005; Jedrychowski et al., 2009). Finally, prenatal exposure to dioxins—toxic compounds resulting from incineration—is linked to brain, immune system, and thyroid damage in babies and to an increased incidence of breast and uterine cancers in women, perhaps through altering hormone levels (ten Tusscher & Koppe, 2004). Even tiny amounts of dioxin in the paternal bloodstream cause a dramatic change in sex ratio of offspring: Affected men father nearly twice as many girls as boys (Ishihara et al., 2007). Dioxin seems to impair the fertility of Y-bearing sperm prior to conception.
  • 29.
    Infectious Disease. About 5percent of women in industrialized nations catch an infectious disease while pregnant. Although most of these illnesses, such as the common cold, seem to have no impact, a few—as Table 3.2 illustrates—can cause extensive damage. Viruses. In the mid-1960s, a worldwide epidemic of rubella (three-day, or German, measles) led to the birth of more than 20,000 American babies with serious defects and to 13,000 fetal and newborn deaths. Consistent with the sensitive-period concept, the greatest damage occurs when rubella strikes during the embryonic period. More than 50 percent of infants whose mothers become ill during that time show deafness; eye deformities, including cataracts; heart, genital, urinary, intestinal, bone, and dental defects; and mental retardation. Infection during the fetal period is less harmful, but low birth weight, hearing loss, and bone defects may still occur. The organ damage inflicted by prenatal rubella often leads to lifelong health problems, including severe mental illness, diabetes, cardiovascular disease, and thyroid and immune- system dysfunction in adulthood (Brown, 2006; Duszak, 2009). Routine vaccination in infancy and childhood has made new rubella outbreaks unlikely in industrialized nations. But an estimated 100,000 cases of prenatal infection continue to occur worldwide, primarily in developing countries in Africa and Asia with weak or absent immunization programs (Bale, 2009). The human immunodeficiency virus (HIV), which can lead to acquired immune deficiency syndrome (AIDS), a disease that destroys the immune system, has infected increasing numbers of women over the past three decades. In developing countries, where 95 percent of new infections occur, more than half affect women. In South Africa, for example, nearly 30 percent of all
  • 30.
    pregnant women areHIV-positive (South African Department of Health, 2009). Untreated HIV-infected expectant mothers pass the deadly virus to the developing organism 20 to 30 percent of the time. TABLE 3.2 Effects of Some Infectious Diseases During Pregnancy DISEASE MISCARRIAGE PHYSICAL MALFORMATIONS MENTAL RETARDATION LOW BIRTH WEIGHT AND PREMATURITY VIRAL Acquired immune deficiency syndrome (AIDS) ✗ ? ✓ ? Chickenpox ✗ ✓ ✓ ✓ Cytomegalovirus ✓ ✓ ✓ ✓ Herpes simplex 2 (genital herpes) ✓ ✓ ✓ ✓ Mumps ✓
  • 31.
  • 32.
    ✗ ✓ Toxoplasmosis ✓ ✓ ✓ ✓ ✓ = establishedfinding, ✗ = no present evidence, ? = possible effect that is not clearly established. Sources: Jones, Lopez, & Wilson, 2003; Kliegman et al., 2008; Mardh, 2002; O’Rahilly & Müller, 2001. AIDS progresses rapidly in infants. By 6 months, weight loss, diarrhea, and repeated respiratory illnesses are common. The virus also causes brain damage, as indicated by seizures, gradual loss in brain weight, and delayed mental and motor development. Nearly half of prenatal AIDS babies die by 1 year of age and 90 percent by age 3 (Devi et al., 2009). Antiretroviral drug therapy reduces prenatal AIDS transmission by as much as 95 percent, with no harmful consequences of drug treatment for children. These medications have led to a dramatic decline in prenatally acquired AIDS in Western nations. Although distribution is increasing, antiretroviral drugs are still not widely available in impoverished regions of the world (UNICEF, 2010a). As Table 3.2 reveals, the developing organism is especially sensitive to the family of herpes viruses, for which no vaccine or treatment exists. Among these, cytomegalovirus (the most frequent prenatal infection, transmitted through respiratory or sexual contact) and herpes simplex 2 (which is sexually transmitted) are especially dangerous. In both, the virus invades the mother’s genital tract, infecting babies either during pregnancy or at birth.
  • 33.
    Babies are testedfor the HIV virus in a clinic in Mozambique, Africa. Prenatal treatment with antiretroviral drugs reduces transmission of AIDS from mother to child by as much as 95 percent. Bacterial and Parasitic Diseases. Table 3.2 also includes several bacterial and parasitic diseases. Among the most common is toxoplasmosis, caused by a parasite found in many animals. Pregnant women may become infected from eating raw or undercooked meat or from contact with the feces of infected cats. About 40 percent of women who have the disease transmit it to the developing organism. If it strikes during the first trimester, it is likely to cause eye and brain damage. Later infection is linked to mild visual and cognitive impairments (Jones, Lopez, & Wilson, 2003). Expectant mothers can avoid toxoplasmosis by making sure that the meat they eat is well-cooked, having pet cats checked for the disease, and turning over the care of litter boxes to other family members. Other Maternal Factors Besides avoiding teratogens, expectant parents can support the development of the embryo and fetus in other ways. In healthy, physically fit women, regular moderate exercise, such as walking, swimming, biking, or an aerobic workout, is related to increased birth weight (Olson et al., 2009). However, frequent, vigorous exercise, especially late in pregnancy, results in lower birth weight than in healthy, nonexercising controls (Clapp et al., 2002; Leet & Flick, 2003). Most women, however, do not engage in sufficient moderate exercise during pregnancy to promote their own and their baby’s health (Poudevigne & O’Connor, 2006). An expectant mother who remains fit experiences fewer physical discomforts in the final weeks. In the following sections, we examine other maternal factors—
  • 34.
    nutrition, emotional stress,blood type, age, and previous births. Nutrition. During the prenatal period, when children are growing more rapidly than at any other time, they depend totally on the mother for nutrients. A healthy diet that results in a weight gain of 25 to 30 pounds (10 to 13.5 kilograms) helps ensure the health of mother and baby. Prenatal malnutrition can cause serious damage to the central nervous system. The poorer the mother’s diet, the greater the loss in brain weight, especially if malnutrition occurred during the last trimester. During that time, the brain is increasing rapidly in size, and a maternal diet high in all the basic nutrients is necessary for it to reach its full potential. An inadequate diet during pregnancy can also distort the structure of the liver, kidney, pancreas, and other organs, resulting in lifelong health problems, including cardiovascular disease and diabetes in adulthood (Barker, 2008; Whincup et al., 2008). Because poor nutrition suppresses development of the immune system, prenatally malnourished babies frequently catch respiratory illnesses (Chandra, 1991). In addition, they are often irritable and unresponsive to stimulation. In poverty-stricken families, these effects quickly combine with a stressful home life. With age, low intelligence and serious learning problems become more apparent (Pollitt, 1996). Many studies show that providing pregnant women with adequate food has a substantial impact on the health of their newborn babies. Yet the growth demands of the prenatal period require more than just increased quantity of food. Vitamin– mineral enrichment is also crucial. For example, taking a folic acid supplement around the time of conception greatly reduces by more than 70 percent abnormalities of the neural tube, such
  • 35.
    as anencephaly andspina bifida (see Table 2.4 on page 56). Folic acid supplementation early in pregnancy also reduces the risk of other physical defects, including cleft lip and palate, urinary tract abnormalities, and limb deformities. Furthermore, adequate folic acid intake during the last 10 weeks of pregnancy cuts in half the risk of premature delivery and low birth weight (Goh & Koren, 2008; MCR Vitamin Study Research Group, 1991; Scholl, Hediger, & Belsky, 1996). Because of these findings, U.S. government guidelines recommend that all women of childbearing age consume 0.4 milligrams of folic acid per day. For women who have previously had a pregnancy affected by neural tube defect, the recommended amount is 4 to 5 milligrams (dosage must be carefully monitored, as excessive intake can be harmful) (American Academy of Pediatrics, 2006). About half of U.S. pregnancies are unplanned, so government regulations mandate that bread, flour, rice, pasta, and other grain products be fortified with folic acid. When poor nutrition persists throughout pregnancy, infants usually require more than dietary improvement. Successful interventions must also break the cycle of apathetic mother– baby interactions. Some do so by teaching parents how to interact effectively with their infants, while others focus on stimulating infants to promote active engagement with their physical and social surroundings (Grantham-McGregor et al., 1994; Grantham-McGregor, Schofield, & Powell, 1987). Although prenatal malnutrition is highest in poverty-stricken regions of the world, it is not limited to developing countries. The U.S. Special Supplemental Food Program for Women, Infants, and Children (WIC), which provides food packages to low-income pregnant women, reaches about 90 percent of those who qualify because of their extremely low incomes (U.S. Department of Agriculture, 2011b). But many U.S. women who
  • 36.
    need nutrition interventionare not eligible for WIC. Emotional Stress. When women experience severe emotional stress during pregnancy, their babies are at risk for a wide variety of difficulties. Intense anxiety—especially during the first two trimesters—is associated with higher rates of miscarriage, prematurity, low birth weight, infant respiratory and digestive illnesses, colic (persistent infant crying), sleep disturbances, and irritability during the child’s first three years (Field, 2011; Lazinski, Shea, & Steiner, 2008; van der Wal, van Eijsden, & Bonsel, 2007). How can maternal stress affect the fetus? TAKE A MOMENT… To understand this process, list the changes you sensed in your own body the last time you were under stress. When we experience fear and anxiety, stress hormones released into our bloodstream—such as epinephrine (adrenaline) and cortisol, known as the “flight or fight” hormones—cause us to be “poised for action.” Large amounts of blood are sent to parts of the body involved in the defensive response—the brain, the heart, and the muscles in the arms, legs, and trunk. Blood flow to other organs, including the uterus, is reduced. As a result, the fetus is deprived of a full supply of oxygen and nutrients. Maternal stress hormones also cross the placenta, causing a dramatic rise in fetal stress hormones (evident in the amniotic fluid) and, therefore, in fetal heart rate, blood pressure, blood glucose, and activity level (Kinsella & Monk, 2009; Weinstock, 2008). Excessive fetal stress may permanently alter fetal neurological functioning, thereby heightening stress reactivity in later life. In several studies, infants and children of mothers who experienced severe prenatal anxiety displayed cortisol levels that were either abnormally high or abnormally
  • 37.
    low, both ofwhich signal reduced physiological capacity to manage stress. Consistent with these findings, such children are more upset than their agemates when faced with novel or challenging experiences—effects that persist into adolescence and early adulthood (Entringer et al., 2009; Van den Bergh et al., 2008). Furthermore, maternal emotional stress during pregnancy predicts childhood weakened immune system functioning and increased susceptibility to infectious disease (Nielsen et al., 2011). It is also associated with diverse negative behavioral outcomes, including anxiety, short attention span, anger, aggression, overactivity, and lower mental test scores, above and beyond the impact of other risks, such as maternal prenatal maternal smoking, low birth weight, postnatal maternal anxiety, and low SES (de Weerth & Buitelaar, 2005; Gutteling et al., 2006; Lazinski, Shea, & Steiner, 2008; Loomans et al., 2011). But stress-related prenatal complications are greatly reduced when mothers have partners, other family members, and friends who offer social support (Glover, Bergman, & O’Connor, 2008). The relationship of social support to positive pregnancy outcomes and subsequent child development is particularly strong for low-income women, who often lead highly stressful lives (see the Social Issues: Health box on page 94). Rh Factor Incompatibility. When inherited blood types of mother and fetus differ, serious problems sometimes result. The most common cause of these difficulties is Rh factor incompatibility. When the mother is Rh- negative (lacks the Rh blood protein) and the father is Rh- positive (has the protein), the baby may inherit the father’s Rh- positive blood type. If even a little of a fetus’s Rh-positive blood crosses the placenta into the Rh-negative mother’s
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    bloodstream, she beginsto form antibodies to the foreign Rh protein. If these enter the fetus’s system, they destroy red blood cells, reducing the oxygen supply to organs and tissues. Mental retardation, miscarriage, heart damage, and infant death can occur. It takes time for the mother to produce Rh antibodies, so firstborn children are rarely affected. The danger increases with each additional pregnancy. Fortunately, Rh incompatibility can be prevented in most cases. After the birth of each Rh-positive baby, Rh-negative mothers are routinely given a vaccine to prevent the buildup of antibodies. Maternal Age. In Chapter 2, we noted that women who delay childbearing until their thirties or forties face increased risk of infertility, miscarriage, and babies born with chromosomal defects. Are other pregnancy complications more common for older mothers? Research indicates that healthy women in their thirties have about the same rates as those in their twenties (Bianco et al., 1996; Dildy et al., 1996; Prysak, Lorenz, & Kisly, 1995). Thereafter, as Figure 3.3 reveals, complication rates increase, with a sharp rise among women age 50 to 55—an age at which because of menopause (end of menstruation) and aging reproductive organs, few women can conceive naturally (Salihu et al., 2003; Usta & Nassar, 2008). In the case of teenage mothers, does physical immaturity cause prenatal complications? As we will see in Chapter 11, nature tries to ensure that once a girl can conceive, she is physically ready to carry and give birth to a baby. Infants born to teenagers have a higher rate of problems, but not directly because of maternal age. Most pregnant teenagers come from low-income backgrounds, where stress, poor nutrition, and health problems are common. Also, many are afraid to seek medical care or, in
  • 39.
    the United States,do not have access to care because they lack health insurance (U.S. Department of Health and Human Services, 2011a). FIGURE 3.3 Relationship of maternal age to prenatal and birth complications. Complications increase after age 40, with a sharp rise between 50 and 55 years. See page 95 for a description of preeclampsia. (Adapted from Salihu et al., 2003.) Social Issues: Health The Nurse–Family Partnership: Reducing Maternal Stress and Enhancing Child Development Through Social Support At age 17, Denise—an unemployed high-school dropout living with her disapproving parents—gave birth to Tara. Having no one to turn to for help during pregnancy and beyond, Denise felt overwhelmed and anxious much of the time. Tara was premature and cried uncontrollably, slept erratically, and suffered from frequent minor illnesses throughout her first year. When she reached school age, she had trouble keeping up academically, and her teachers described her as distractible, unable to sit still, angry, and uncooperative. The Nurse–Family Partnership, currently implemented in hundreds of counties across 42 U.S. states, is a voluntary home visiting program for first-time, low-income expectant mothers like Denise. Its goals are to reduce pregnancy and birth complications, promote competent early caregiving, and improve family conditions, thereby protecting children from lasting adjustment difficulties. A registered nurse visits the home weekly during the first month after enrollment, twice a month during the remainder of pregnancy and through the middle of the child’s second year, and then monthly until age 2.
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    In these sessions,the nurse provides the mother with intensive social support—a sympathetic ear; assistance in accessing health and other community services and the help of family members (especially fathers and grandmothers); and encouragement to finish high school, find work, and engage in future family planning. To evaluate the program’s effectiveness, researchers randomly assigned large samples of mothers at risk for high prenatal stress (due to teenage pregnancy, poverty, and other negative life conditions) to nurse-visiting or comparison conditions (just prenatal care, or prenatal care plus infant referral for developmental problems). Families were followed through their child’s school-age years and, in one experiment, into adolescence (Kitzman et al., 2010; Olds et al., 2004, 2007; Rubin et al., 2011). As kindergartners, Nurse–Family Partnership children obtained higher language and intelligence test scores. And at both ages 6 and 9, the children of home-visited mothers in the poorest mental health during pregnancy exceeded comparison children in academic achievement and displayed fewer behavior problems. Furthermore, from their baby’s birth on, home-visited mothers were on a more favorable life course: They had fewer subsequent births, longer intervals between their first and second births, more frequent contact with the child’s father, more stable intimate partnerships, less welfare dependence, and a greater sense of control over their lives—key factors in reducing subsequent prenatal stress and in protecting children’s development. Perhaps for these reasons, 12-year-old children of home-visited mothers continued to be advantaged in academic achievement and reported less alcohol use and drug-taking than comparison-group agemates. Other findings revealed that professional nurses, compared with trained paraprofessionals, were far more effective in preventing
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    outcomes associated withprenatal stress, including high infant fearfulness to novel stimuli and delayed mental development (Olds et al., 2002). Nurses were probably more proficient in individualizing program guidelines to fit the strengths and challenges faced by each family. They also might have had unique legitimacy as experts in the eyes of stressed mothers, more easily convincing them to take steps to reduce pregnancy complications that can trigger persisting developmental problems—such as those Tara displayed. The Nurse–Family Partnership is highly cost-effective (Dawley, Loch, & Bindrich, 2007). For $1 spent, it saves more than $5 in public spending on pregnancy complications, preterm births, and child and youth learning and behavior problems. The Nurse–Family Partnership provides this first-time mother with regular home visits from a registered nurse. In follow-up research, children of home-visited mothers developed more favorably—cognitively, emotionally, and socially—than comparison children. The Importance of Prenatal Health Care Yolanda had her first prenatal appointment three weeks after missing her menstrual period. After that, she visited the doctor’s office once a month until she was seven months pregnant, then twice during the eighth month. As birth grew near, Yolanda’s appointments increased to once a week. The doctor kept track of her general health, her weight gain, the capacity of her uterus and cervix to support the fetus, and the fetus’s growth. Yolanda’s pregnancy, like most others, was free of complications. But unexpected difficulties can arise, especially if mothers have health problems. For example, the 5 percent of pregnant women who have diabetes need careful monitoring.
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    Extra glucose inthe diabetic mother’s bloodstream causes the fetus to grow larger than average, making pregnancy and birth problems more common. Maternal high blood glucose also compromises prenatal brain development: It is linked to poorer memory and learning in infancy and early childhood (deRegnier et al., 2007). Another complication, experienced by 5 to 10 percent of pregnant women, is preeclampsia (sometimes called toxemia), in which blood pressure increases sharply and the face, hands, and feet swell in the last half of pregnancy. If untreated, preeclampsia can cause convulsions in the mother and fetal death. Usually, hospitalization, bed rest, and drugs can lower blood pressure to a safe level (Vidaeff, Carroll, & Ramin, 2005). If not, the baby must be delivered at once. Unfortunately, 6 percent of pregnant women in the United States wait until after the first trimester to seek prenatal care or receive none at all. Inadequate care is far more common among adolescent and low-income, ethnic-minority mothers. Their infants are three times as likely to be born underweight and five times as likely to die as are babies of mothers who receive early medical attention (Child Trends, 2012). Although the poorest of these mothers are eligible for government-sponsored health services, many low-income women do not qualify. As we will see when we take up birth complications, in nations where affordable medical care is universally available, such as Australia, Canada, Japan, and European countries, late-care pregnancies and maternal and infant health problems are greatly reduced. LOOK AND LISTEN List prenatal environmental factors that can compromise later academic performance and social adjustment. Ask several adults who hope someday to be parents to explain what they know about each factor. How great is their need for prenatal education?
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    During a routineprenatal visit, this couple views an ultrasound image of their twins. All pregnant women need regular prenatal care to protect their health and that of their babies. Besides financial hardship, some mothers have other reasons for not seeking early prenatal care. These include situational barriers (difficulty finding a doctor, getting an appointment, and arranging transportation) and personal barriers (psychological stress, the demands of taking care of other young children, family crises, and ambivalence about the pregnancy). Many also engage in high-risk behaviors, such as smoking and drug abuse, which they do not want to reveal to health professionals (Daniels, Noe, & Mayberry, 2006; Maupin et al., 2004). These women, who receive little or no prenatal care, are among those who need it most! Clearly, public education about the importance of early and sustained prenatal care for all pregnant women is badly needed. Refer to Applying What We Know on page 96, which lists “do’s and don’ts” for a healthy pregnancy, based on our discussion of the prenatal environment. ASK YOURSELF REVIEW Why is it difficult to determine the prenatal effects of many environmental agents, such as drugs and pollution? CONNECT How do teratogens illustrate the notion of epigenesis, presented in Chapter 2, that environments can affect gene expression (see page 73 to review)? APPLY Nora, pregnant for the first time, believes that a few cigarettes and a glass of wine a day won’t be harmful. Provide Nora with research-based reasons for not smoking or drinking.
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    REFLECT If youhad to choose five environmental influences to publicize in a campaign aimed at promoting healthy prenatal development, which ones would you choose, and why? Applying What We Know Do’s and Don’ts for a Healthy Pregnancy Do Don’t Do make sure that you have been vaccinated against infectious diseases that are dangerous to the embryo and fetus, such as rubella, before you get pregnant. Most vaccinations are not safe during pregnancy. Do see a doctor as soon as you suspect that you are pregnant, and continue to get regular medical checkups throughout pregnancy. Do eat a well-balanced diet and take vitamin–mineral supplements, as prescribed by your doctor, both prior to and during pregnancy. Gain 25 to 30 pounds gradually. Do obtain literature from your doctor, library, or bookstore about prenatal development. Ask your doctor about anything that concerns you. Do keep physically fit through moderate exercise. If possible, join a special exercise class for expectant mothers. Do avoid emotional stress. If you are a single expectant mother, find a relative or friend on whom you can rely for emotional support. Do get plenty of rest. An overtired mother is at risk for pregnancy complications.
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    Do enroll ina prenatal and childbirth education class with your partner or other companion. When parents know what to expect, the nine months before birth can be one of the most joyful times of life. Don’t take any drugs without consulting your doctor. Don’t smoke. If you have already smoked during part of your pregnancy, cut down or, better yet, quit. If other members of your family smoke, ask them to quit or to smoke outside. Don’t drink alcohol from the time you decide to get pregnant. Don’t engage in activities that might expose your embryo or fetus to environmental hazards, such as radiation or chemical pollutants. If you work in an occupation that involves these agents, ask for a safer assignment or a leave of absence. Don’t engage in activities that might expose your embryo or fetus to harmful infectious diseases, such as toxoplasmosis. Don’t choose pregnancy as a time to go on a diet. Don’t gain too much weight during pregnancy. A very large weight gain is associated with complications. Childbirth Although Yolanda and Jay completed my course three months before their baby was born, both agreed to return the following spring to share their experiences with my next class. Two-week- old Joshua came along as well. Yolanda and Jay’s story revealed that the birth of a baby is one of the most dramatic and emotional events in human experience. Jay was present throughout Yolanda’s labor and delivery. Yolanda explained: · By morning, we knew I was in labor. It was Thursday, so we went in for my usual weekly appointment. The doctor said, yes,
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    the baby wason the way, but it would be a while. He told us to go home and relax and come to the hospital in three or four hours. We checked in at 3 in the afternoon; Joshua arrived at 2 o’clock the next morning. When, finally, I was ready to deliver, it went quickly; a half hour or so and some good hard pushes, and there he was! His face was red and puffy, and his head was misshapen, but I thought, “Our son! I can’t believe he’s really here.” Jay was also elated by Joshua’s birth. “I wanted to support Yolanda and to experience as much as I could. It was awesome, indescribable,” he said, holding Joshua over his shoulder and patting and kissing him gently. In the following sections, we explore the experience of childbirth, from both the parents’ and the baby’s point of view. The stages of Childbirth It is not surprising that childbirth is often referred to as labor. It is the hardest physical work a woman may ever do. A complex series of hormonal changes between mother and fetus initiates the process, which naturally divides into three stages (see Figure 3.4): · 1.Dilation and effacement of the cervix. This is the longest stage of labor, lasting an average of 12 to 14 hours with a first birth and 4 to 6 hours with later births. Contractions of the uterus gradually become more frequent and powerful, causing the cervix, or uterine opening, to widen and thin to nothing, forming a clear channel from the uterus into the birth canal, or vagina. · 2.Delivery of the baby. This stage is much shorter, lasting about 50 minutes for a first birth and 20 minutes in later births. Strong contractions of the uterus continue, but the mother also feels a natural urge to squeeze and push with her abdominal
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    muscles. As shedoes so with each contraction, she forces the baby down and out. · 3.Delivery of the placenta. Labor comes to an end with a few final contractions and pushes. These cause the placenta to separate from the wall of the uterus and be delivered in about 5 to 10 minutes. FIGURE 3.4 The three stages of labor. The Baby’s Adaptation to Labor and Delivery At first glance, labor and delivery seem like a dangerous ordeal for the baby. The strong contractions exposed Joshua’s head to a great deal of pressure, and they squeezed the placenta and the umbilical cord repeatedly. Each time, Joshua’s supply of oxygen was temporarily reduced. Fortunately, healthy babies are well-equipped to withstand these traumas. The force of the contractions causes the infant to produce high levels of stress hormones. Unlike during pregnancy, when excessive stress endangers the fetus, during childbirth high levels of infant cortisol and other stress hormones are adaptive. They help the baby withstand oxygen deprivation by sending a rich supply of blood to the brain and heart (Gluckman, Sizonenko, & Bassett, 1999). In addition, stress hormones prepare the baby to breathe by causing the lungs to absorb any remaining fluid and by expanding the bronchial tubes (passages leading to the lungs). Finally, stress hormones arouse the infant into alertness. Joshua was born wide awake, ready to interact with the surrounding world. The Newborn Baby’s Appearance Parents are often surprised at the odd-looking newborn—a far cry from the storybook image they may have had in their minds.
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    The average newbornis 20 inches long and 7½ pounds in weight; boys tend to be slightly longer and heavier than girls. The head is large in comparison to the trunk and legs, which are short and bowed. This combination of a large head (with its well-developed brain) and a small body means that human infants learn quickly in the first few months of life. But, unlike most other mammals, they cannot get around on their own until much later. To accommodate the well-developed brain, a newborn’s head is large in relation to the trunk and legs. This newborn’s body readily turns pink as she takes her first few breaths. Even though newborn babies may not match parents’ idealized image, some features do make them attractive (Luo, Li, & Lee, 2011). Their round faces, chubby cheeks, large foreheads, and big eyes make adults feel like picking them up and cuddling them. Assessing the Newborn’s Physical Condition: The Apgar Scale Infants who have difficulty making the transition to life outside the uterus require special help at once. To assess the newborn’s physical condition quickly, doctors and nurses use the Apgar Scale. As Table 3.3shows, a rating of 0, 1, or 2 on each of five characteristics is made at 1 minute and again at 5 minutes after birth. A combined Apgar score of 7 or better indicates that the infant is in good physical condition. If the score is between 4 and 6, the baby needs assistance in establishing breathing and other vital signs. If the score is 3 or below, the infant is in serious danger and requires emergency medical attention. Two Apgar ratings are given because some babies have trouble adjusting at first but do quite well after a few minutes (Apgar, 1953). Approaches to Childbirth
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    Childbirth practices, likeother aspects of family life, are molded by the society of which mother and baby are a part. In many village and tribal cultures, expectant mothers are well- acquainted with the childbirth process. For example, the Jarara of South America and the Pukapukans of the Pacific Islands treat birth as a vital part of daily life. The Jarara mother gives birth in full view of the entire community, including small children. The Pukapukan girl is so familiar with the events of labor and delivery that she frequently can be seen playing at it. Using a coconut to represent the baby, she stuffs it inside her dress, imitates the mother’s pushing, and lets the nut fall at the proper moment. In most nonindustrialized cultures, women are assisted—though often not by medical personnel—during labor and delivery. Among the Mayans of the Yucatán, the mother leans against the body of a woman called the “head helper,” who supports her weight and breathes with her during each contraction (Jordan, 1993; Mead & Newton, 1967). TABLE 3.3 The Apgar scale RATING SIGN a 0 1 2 Heart rate No heartbeat Under 100 beats per minute 100 to 140 beats per minute Respiratory effort No breathing for 60 seconds Irregular, shallow breathing Strong breathing and crying Reflex irritability (sneezing, coughing, and grimacing)
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    No response Weak reflexiveresponse Strong reflexive response Muscle tone Completely limp Weak movements of arms and legs Strong movements of arms and legs Colorb Blue body, arms, and legs Body pink with blue arms and legs Body, arms, and legs completely pink a To remember these signs, you may find it helpful to use a technique in which the original labels are reordered and renamed as follows: color = Appearance; heart rate = Pulse; reflex irritability = Grimace; muscle tone = Activity; and respiratory effort = Respiration. Together, the first letters of the new labels spell Apgar. b The skin tone of nonwhite babies makes it difficult to apply the “pink” color criterion. However, newborns of all races can be rated for pinkish glow resulting from the flow of oxygen through body tissues. Source: Apgar, 1953. In Western nations, childbirth has changed dramatically over the centuries. Before the late 1800s, birth usually took place at home and was a family-centered event. The industrial revolution brought greater crowding to cities, along with new health problems. As a result, childbirth moved from home to hospital, where the health of mothers and babies could be protected. Once doctors assumed responsibility for childbirth, women’s knowledge of it declined, and relatives and friends no longer participated (Borst, 1995). In this Peruvian health clinic, families are encouraged to
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    incorporate practices oftheir village culture into the birth experience. Here, a familiar attendant soothes a new mother as her baby is delivered. By the 1950s and 1960s, women had begun to question the medical procedures that had come to be used routinely during labor and delivery. Many felt that routine use of strong drugs and delivery instruments had robbed them of a precious experience and was often neither necessary nor safe for the baby. Gradually, a natural childbirth movement arose in Europe and spread to North America. Its purpose was to make hospital birth as comfortable and rewarding for mothers as possible. Today, most hospitals offer birth centers that are family- centered and homelike. Freestanding birth centers, which permit greater maternal control over labor and delivery, including choice of delivery positions, presence of family members and friends, and early contact between parents and baby, also exist. And a small number of North American women reject institutional birth entirely and choose to have their babies at home. Natural, or Prepared, Childbirth Yolanda and Jay chose natural, or prepared, childbirth—a group of techniques aimed at reducing pain and medical intervention and making childbirth a rewarding experience. Most natural childbirth programs draw on methods developed by Grantly Dick-Read (1959) in England and Fernand Lamaze (1958) in France. These physicians recognized that cultural attitudes had taught women to fear the birth experience. An anxious, frightened woman in labor tenses muscles, turning the mild pain that sometimes accompanies strong contractions into intense pain. · In a typical natural childbirth program, the expectant mother and a companion (a partner, relative, or friend) participate in three activities:
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    · ● Classes.Yolanda and Jay attended a series of classes in which they learned about the anatomy and physiology of labor and delivery. Knowledge about the birth process reduces a mother’s fear. · ● Relaxation and breathing techniques. During each class, Yolanda was taught relaxation and breathing exercises aimed at counteracting the pain of uterine contractions. · ● Labor coach. Jay learned how to help Yolanda during childbirth by reminding her to relax and breathe, massaging her back, supporting her body, and offering encouragement and affection. Social support is important to the success of natural childbirth techniques. In Guatemalan and American hospitals that routinely isolated patients during childbirth, some mothers were randomly assigned a doula—a Greek word referring to a trained lay attendant—who stayed with them throughout labor and delivery, talking to them, holding their hands, and rubbing their backs to promote relaxation. These mothers had fewer birth complications, and their labors were several hours shorter than those of women who did not have supportive companionship. Guatemalan mothers who received doula support also interacted more positively with their babies after delivery, talking, smiling, and gently stroking (Kennell et al., 1991; Sosa et al., 1980). Other studies indicate that mothers who are supported during labor and delivery—either by a lay birth attendant or by a relative or friend with doula training—less often have cesarean (surgical) deliveries or need medication to control pain. Also, their babies’ Apgar scores are higher, and they are more likely to be breastfeeding at a two-month follow-up (Campbell et al., 2006, 2007; Hodnett et al., 2003; McGrath &
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    Kennell, 2008). Socialsupport also makes Western hospital- birth customs more acceptable to women from parts of the world where assistance from family and community members is the norm (Dundek, 2006). LOOK AND LISTEN Talk to several mothers about social supports available to them during labor and delivery. From the mothers’ perspectives, how did those supports (or lack of support) affect the birth experience? Home Delivery Home birth has always been popular in certain industrialized nations, such as England, the Netherlands, and Sweden. The number of American women choosing to have their babies at home rose during the 1970s and 1980s but remains small, at less than 1 percent (U.S. Department of Health and Human Services, 2011a). Although some home births are attended by doctors, many more are handled by certified nurse– midwives, who have degrees in nursing and additional training in childbirth management. After a home birth, the midwife and a lay attendant provide support to the new mother. For healthy women attended by a well-trained doctor or midwife, home birth is as safe as hospital birth. Is it just as safe to give birth at home as in a hospital? For healthy women who are assisted by a well-trained doctor or midwife, it seems so because complications rarely occur (Fullerton, Navarro, & Young, 2007; Wax, Pinette, & Cartin, 2010). However, if attendants are not carefully trained and prepared to handle emergencies, the rate of infant death is high (Mehlmadrona & Madrona, 1997). When mothers are at
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    risk for anykind of complication, the appropriate place for labor and delivery is the hospital, where life-saving treatment is available. Medical Interventions Four-year-old Melinda walks with a halting, lumbering gait and has difficulty keeping her balance. She has cerebral palsy, a general term for a variety of impairments in muscle coordination caused by brain damage before, during, or just after birth. For about 10 percent of these children, including Melinda, brain damage was caused by anoxia, or inadequate oxygen supply, during labor and delivery (Bracci, Perrone, & Buonocore, 2006). Melinda was also in breech position, turned so that the buttocks or feet would be delivered first, and the umbilical cord was wrapped around her neck. Her mother had gotten pregnant accidentally, was frightened and alone, and arrived at the hospital at the last minute. Had she come to the hospital earlier, doctors could have monitored Melinda’s condition and delivered her surgically as soon as squeezing of the umbilical cord led to distress, thereby reducing the damage or preventing it entirely. In cases like Melinda’s, medical interventions are clearly justified. But in others, they can interfere with delivery and even pose new risks. In the following sections, we examine some commonly used medical procedures during childbirth. Fetal Monitoring Fetal monitors are electronic instruments that track the baby’s heart rate during labor. An abnormal heartbeat may indicate that the baby is in distress due to anoxia and needs to be delivered immediately. Continuous fetal monitoring, which is required in most U.S. hospitals, is used in over 80 percent of American births (Natale & Dodman, 2003). The most popular type of
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    monitor is strappedacross the mother’s abdomen throughout labor. A second, more accurate method involves threading a recording device through the cervix and placing it directly under the baby’s scalp. Fetal monitoring is a safe medical procedure that has saved the lives of many babies in high-risk situations. But in healthy pregnancies, it does not reduce the already low rates of infant brain damage and death (Haws et al., 2009). Furthermore, most infants have some heartbeat irregularities during labor, so critics worry that fetal monitors identify many babies as in danger who, in fact, are not. Monitoring is linked to an increase in the number of cesarean (surgical) deliveries, which we will discuss shortly (Thacker & Stroup, 2003). In addition, some women complain that the devices are uncomfortable, prevent them from moving easily, and interfere with the normal course of labor. Still, fetal monitors will probably continue to be used routinely in the United States, even though they are not necessary in most cases. Doctors fear that they will be sued for malpractice if an infant dies or is born with problems and they cannot show that they did everything possible to protect the baby. Labor and Delivery Medication Some form of medication is used in more than 80 percent of U.S. births (Althaus & Wax, 2005). Analgesics, drugs used to relieve pain, may be given in mild doses during labor to help a mother relax. Anestheticsare a stronger type of painkiller that blocks sensation. Currently, the most common approach to controlling pain during labor is epidural analgesia, in which a regional pain-relieving drug is delivered continuously through a catheter into a small space in the lower spine. Unlike older spinal block procedures, which numb the entire lower half of the body, epidural analgesia limits pain reduction to the
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    pelvic region. Becausethe mother retains the capacity to feel the pressure of the contractions and to move her trunk and legs, she is able to push during the second stage of labor. Although pain-relieving drugs help women cope with childbirth and enable doctors to perform essential medical interventions, they also can cause problems. Epidural analgesia, for example, weakens uterine contractions. As a result, labor is prolonged, and the chances of cesarean (surgical) delivery increase (Nguyen et al., 2010). And because drugs rapidly cross the placenta, exposed newborns tend to have lower Apgar scores, to be sleepy and withdrawn, to suck poorly during feedings, and to be irritable when awake (Caton et al., 2002; Eltzschig, Lieberman, & Camann, 2003; Emory, Schlackman, & Fiano, 1996). Although no confirmed long-term consequences for development exist, the negative impact of these drugs on the newborn’s adjustment supports the current trend to limit their use. Cesarean Delivery A cesarean delivery is a surgical birth; the doctor makes an incision in the mother’s abdomen and lifts the baby out of the uterus. Forty years ago, cesarean delivery was rare. Since then, cesarean rates have climbed internationally, reaching 16 percent in Finland, 23 percent in New Zealand, 26 percent in Canada, 30 percent in Australia, and 32 percent in the United States (OECD, 2011b). Cesareans have always been warranted by medical emergencies, such as Rh incompatibility, premature separation of the placenta from the uterus, or serious maternal illness or infection (for example, the herpes simplex 2 virus, which can infect the baby during a vaginal delivery). Cesareans are also justified in breech births, in which the baby risks head injury or anoxia (as in Melinda’s case). But the infant’s exact position makes a
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    difference: Certain breechbabies fare just as well with a normal delivery as with a cesarean (Giuliani et al., 2002). Sometimes the doctor can gently turn the baby into a head-down position during the early part of labor. Until recently, many women who have had a cesarean have been offered the option of a vaginal birth in subsequent pregnancies. But new evidence indicates that compared with repeated cesareans, a natural labor after a cesarean is associated with slightly increased rates of rupture of the uterus and infant death (Cahill & Macones, 2007). As a result, the rule, “Once a cesarean, always a cesarean,” has made a comeback. Repeated cesareans, however, do not explain the worldwide rise in cesarean deliveries. Instead, medical control over childbirth is largely responsible. Because many needless cesareans are performed, pregnant women should ask questions about the procedure before choosing a doctor. Although the operation itself is safe, mother and baby require more time for recovery. Anesthetic may have crossed the placenta, making cesarean newborns sleepy and unresponsive and at increased risk for breathing difficulties (McDonagh, Osterweil, & Guise, 2005). ASK YOURSELF REVIEW Describe the features and benefits of natural childbirth. What aspect contributes greatly to favorable outcomes, and why? CONNECT How might use of epidural analgesia negatively affect the parent–newborn relationship? Explain how your answer illustrates bidirectional influences between parent and child, emphasized in ecological systems theory. APPLY On seeing her newborn baby for the first time, Caroline exclaimed, “Why is she so out of proportion?” What
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    observations prompted Carolineto ask this question? Explain why her baby’s appearance is adaptive. REFLECT If you were an expectant parent, would you choose home birth? Why or why not? Preterm and Low-Birth-Weight Infants Babies born three weeks or more before the end of a full 38- week pregnancy or who weigh less than 5½ pounds (2,500 grams) have for many years been referred to as “premature.” A wealth of research indicates that premature babies are at risk for many problems. Birth weight is the best available predictor of infant survival and healthy development. Many newborns who weigh less than 3½ pounds (1,500 grams) experience difficulties that are not overcome, an effect that becomes stronger as length of pregnancy and birth weight decrease (see Figure 3.5 on page 102) (Baron & Rey-Casserly, 2010; Bolisetty et al., 2006; Dombrowski, Noonan, & Martin, 2007). Brain abnormalities, frequent illness, inattention, overactivity, sensory impairments, poor motor coordination, language delays, low intelligence test scores, deficits in school learning, and emotional and behavior problems are some of the difficulties that persist through childhood and ado lescence and into adulthood (Aarnoudse- Moens, Weiglas-Kuperus, & van Goudoever, 2009; Clark et al., 2008; Delobel-Ayoub et al., 2009; Nosarti et al., 2011). About 1 in 13 American infants is born underweight. Although the problem can strike unexpectedly, it occurs especially often among poverty-stricken women (U.S. Department of Health and Human Services, 2011a). These mothers, as noted earlier, are more likely to be undernourished and to be exposed to other harmful environmental influences. In addition, they often do not receive adequate prenatal care. Recall from Chapter 2 that prematurity is also common in
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    multiple births. About60 percent of twins and more than 90 percent of triplets are born early and low birth weight (U.S. Department of Health and Human Services, 2011a). Because space inside the uterus is restricted, multiples gain less weight than singletons in the second half of pregnancy. FIGURE 3.5 Rates of infant survival and child disabilities by length of pregnancy. In a follow-up of more than 2,300 babies born between 23 and 28 weeks gestation, the percentage who survived decreased and the percentage who displayed moderate to severe disabilities (assessed during the preschool years) increased with reduced length of pregnancy. Severe disabilities included cerebral palsy (unlikely to ever walk), severely delayed mental development, deafness, and blindness. Moderate disabilities included cerebral palsy (able to walk with assistance), moderately delayed mental development, and hearing impairments partially correctable with a hearing aid. (Adapted from Bolisetty et al., 2006.) Preterm versus Small-for-Date Infants Although low-birth-weight infants face many obstacles to healthy development, most go on to lead normal lives; about half of those born at 23 to 24 weeks gestation and weighing only a couple of pounds at birth have no disability (refer again to Figure 3.5). To better understand why some babies do better than others, researchers divide them into two groups. Preterm infants are those born several weeks or more before their due date. Although they are small, their weight may still be appropriate, based on time spent in the uterus. Small-for-date infants are below their expected weight considering length of the pregnancy. Some small-for-date infants are actually full- term. Others are preterm infants who are especially
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    underweight. Of the twotypes of babies, small-for-date infants usually have more serious problems. During the first year, they are more likely to die, catch infections, and show evidence of brain damage. By middle childhood, they are smaller in stature, have lower intelligence test scores, are less attentive, achieve more poorly in school, and are socially immature (Hediger et al., 2002; O’Keefe et al., 2003; Sullivan et al., 2008). Small- for-date infants probably experienced inadequate nutrition before birth. Perhaps their mothers did not eat properly, the placenta did not function normally, or the babies themselves had defects that prevented them from growing as they should. Consequently, small-for-date infants are especially likely to suffer from prenatal neurological impairments that permanently weaken their capacity to manage stress (Wust et al., 2005). Even among preterm newborns whose weight is appropriate for length of pregnancy, just seven more days—from 34 to 35 weeks—greatly reduces rates of illness, costly medical procedures, and lengthy hospital stays (Gladstone & Katz, 2004). And despite being relatively low-risk for disabilities, a substantial number of 34-week preterms are below average in physical growth and mildly to moderately delayed in cognitive development in early and middle childhood (Morse et al., 2009; Pietz et al., 2004; Stephens & Vohr, 2009). And in an investigation of over 120,000 New York City births, babies born even 1 or 2 weeks early showed slightly lower reading and math scores at a third-grade follow-up than children who experienced a full-length prenatal period (Noble et al., 2012). These outcomes persisted even after controlling for other factors linked to achievement, such as birth weight and SES. Yet doctors often induce births several weeks preterm, under the misconception that these babies are developmentally “mature.” Consequences for Caregiving
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    Imagine a scrawny,thin-skinned infant whose body is only a little larger than the size of your hand. You try to play with the baby by stroking and talking softly, but he is sleepy and unresponsive. When you feed him, he sucks poorly. During the short, unpredictable periods in which he is awake, he is usually irritable. The appearance and behavior of preterm babies can lead parents to be less sensitive in caring for them. Compared with full-term infants, preterm babies—especially those who are very ill at birth—are less often held close, touched, and talked to gently. At times, mothers of these infants resort to interfering pokes and verbal commands in an effort to obtain a higher level of response from the baby (Barratt, Roach, & Leavitt, 1996; Feldman, 2007). This may explain why preterm babies as a group are at risk for child abuse. Research reveals that distressed, emotionally reactive preterm infants are especially susceptible to the effects of parenting quality: Among a sample of preterm 9-month-olds, the combination of infant negativity and angry or intrusive parenting yielded the highest rates of behavior problems at 2 years of age. But with warm, sensitive parenting, distressed preterm babies’ rates of behavior problems were the lowest (Poehlmann et al., 2011). When they are born to isolated, poverty-stricken mothers who cannot provide good nutrition, health care, and parenting, the likelihood of unfavorable outcomes increases. In contrast, parents with stable life circumstances and social supports usually can overcome the stresses of caring for a preterm infant (Ment et al., 2003). In these cases, even sick preterm babies have a good chance of catching up in development by middle childhood. These findings suggest that how well preterm infants develop has a great deal to do with the parent–child relationship.
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    Consequently, interventions directedat supporting both sides of this tie are more likely to help these infants recover. Interventions for Preterm Infants A preterm baby is cared for in a special Plexiglas-enclosed bed called an isolette. Temperature is carefully controlled because these babies cannot yet regulate their own body temperature effectively. To help protect the baby from infection, air is filtered before it enters the isolette. When a preterm infant is fed through a stomach tube, breathes with the aid of a respirator, and receives medication through an intravenous needle, the isolette can be very isolating indeed! Physical needs that otherwise would lead to close contact and other human stimulation are met mechanically. Special Infant Stimulation. In proper doses, certain kinds of stimulation can help preterm infants develop. In some intensive care nurseries, preterm babies can be seen rocking in suspended hammocks or lying on waterbeds designed to replace the gentle motion they would have received while still in the mother’s uterus. Other forms of stimulation have also been used—an attractive mobile or a tape recording of a heartbeat, soft music, or the mother’s voice. These experiences promote faster weight gain, more predictable sleep patterns, and greater alertness (Arnon et al., 2006; Marshall-Baker, Lickliter, & Cooper, 1998). Touch is an especially important form of stimulation. In baby animals, touching the skin releases certain brain chemicals that support physical growth—effects believed to occur in humans as well. When preterm infants were massaged several times each day in the hospital, they gained weight faster and, at the end of the first year, were advanced in mental and motor development over preterm babies not given this stimulation (Field, 2001;
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    Field, Hernandez-Reif, &Freedman, 2004). In developing countries where hospitalization is not always possible, skin-to-skin “kangaroo care” is the most readily available intervention for promoting the survival and recovery of preterm babies. It involves placing the infant in a vertical position between the mother’s breasts or next to the father’s chest (under the parent’s clothing) so the parent’s body functions as a human incubator. Kangaroo care offers fathers a unique opportunity to increase their involvement in caring for the preterm newborn. Because of its many physical and psychological benefits, the technique is often used in Western nations as a supplement to hospital intensive care. Kangaroo skin-to-skin contact fosters improved oxygenation of the baby’s body, temperature regulation, sleep, breastfeeding, alertness, and infant survival (Conde-Agudelo, Belizan, & Diaz- Rossello, 2011; Lawn et al., 2010). In addition, the kangaroo position provides the baby with gentle stimulation of all sensory modalities: hearing (through the parent’s voice), smell (through proximity to the parent’s body), touch (through skin-to-skin contact), and visual (through the upright position). Mothers and fathers practicing kangaroo care feel more confident about caring for their fragile babies and interact more sensitively and affectionately with them (Dodd, 2005; Feldman, 2007). Together, these factors may explain why preterm babies given many hours of kangaroo care in their early weeks, compared to those given little or no such care, score higher on measures of mental and motor development during the first year (Charpak, Ruiz-Peláez, & Figueroa, 2005; Feldman, 2007). Because of its diverse benefits, more than 80 percent of U.S. hospitals now offer kangaroo care to preterm newborns (Field et al., 2006). Top photo: A father in El Salvador uses skin-to-skin “kangaroo care” with his infant as part of a hospital program that teaches
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    parents techniques forpromoting survival and development in preterm and underweight babies. Bottom photo: Here, a U.S. mother uses kangaroo care with her fragile newborn. Training Parents in Infant Caregiving Skills. Interventions that support parents of preterm infants generally teach them about the infant’s characteristics and promote caregiving skills. For parents with adequate economic and personal resources to care for a preterm infant, just a few sessions of coaching in recognizing and responding to the baby’s needs are linked to enhanced parent–infant interaction, reduced infant crying and improved sleep, more rapid language development in the second year, and steady gains in mental test scores that equal those of full-term children by middle childhood (Achenbach et al., 1990; Newnham, Milgrom, & Skouteris, 2009). When preterm infants live in stressed, low-income households, long-term, intensive intervention is required to reduce developmental problems. In the Infant Health and Development Project, preterm babies born into poverty received a comprehensive intervention that combined medical follow-up, weekly parent training sessions, and cognitively stimulating child care from 1 to 3 years of age. More than four times as many intervention children as controls (39 versus 9 percent) were within normal range at age 3 in intelligence, psychological adjustment, and physical growth (Bradley et al., 1994). In addition, mothers in the intervention group were more affectionate and more often encouraged play and cognitive mastery in their children—one reason their 3-year-olds may have been developing so favorably (McCarton, 1998). Social Issues: Health A Cross-National Perspective on Health Care and Other Policies for Parents and Newborn Babies
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    Infant mortality—the numberof deaths in the first year of life per 1,000 live births—is an index used around the world to assess the overall health of a nation’s children. Although the United States has the most up-to-date health-care technology in the world, it has made less progress in reducing infant deaths than many other countries. Over the past three decades, it has slipped in the international rankings, from seventh in the 1950s to twenty-eighth in 2012. Members of America’s poor ethnic minorities are at greatest risk. African-American and Native- American babies are nearly twice as likely as white infants to die in the first year of life (U.S. Census Bureau, 2012a, 2012b). Neonatal mortality, the rate of death within the first month of life, accounts for 67 percent of the infant death rate in the United States. Two factors are largely responsible for neonatal mortality. The first is serious physical defects, most of which cannot be prevented. The percentage of babies born with physical defects is about the same in all ethnic and income groups. The second leading cause of neonatal mortality is low birth weight, which is largely preventable. African-American and Native-American babies are twice as likely as white infants to be born early and underweight (U.S. Census Bureau, 2012b). Widespread poverty and weak health-care programs for mothers and young children are largely responsible for these trends. Each country in Figure 3.6 that outranks the United States in infant survival provides all its citizens with government- sponsored health-care benefits. And each takes extra steps to make sure that pregnant mothers and babies have access to good nutrition, high-quality medical care, and social and economic supports that promote effective parenting. For example, all Western European nations guarantee women a certain number of prenatal visits at very low or no cost. After a baby is born, a health professional routinely visits the home to provide counseling about infant care and to arrange continuing
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    medical services. Homeassistance is especially extensive in the Netherlands. For a token fee, each mother is granted a specially trained maternity helper, who assists with infant care, shopping, housekeeping, meal preparation, and the care of other children during the days after delivery (Zwart, 2007). These fathers in Stockholm take advantage of Sweden’s parental leave program, the most generous in the world, which provides them with two weeks of birth leave followed by 16 months of paid leave at 80 percent of prior earnings. Paid, job-protected employment leave is another vital societal intervention for new parents. Canadian mothers are eligible for 15 weeks’ maternity leave at 55 percent of prior earnings (up to a maximum of $485 per week), and Canadian mothers or fathers can take an additional 35 weeks of parental leave at the same rate. Paid leave is widely available in other industrialized nations as well. Sweden has the most generous parental leave program in the world. Mothers can begin maternity leave 60 days prior to expected delivery, extending it to six weeks after birth; fathers are granted two weeks of birth leave. In addition, either parent can take full leave for 16 months at 80 percent of prior earnings, followed by an additional three months at a modest flat rate. Each parent is also entitled to another 18 months of unpaid leave. Furthermore, many countries supplement basic paid leave. In Germany, for example, after a fully paid three-month leave, a parent may take one more year at a flat rate and three additional years at no pay (OECD, 2006; Waldfogel, 2001). Yet in the United States, the federal government mandates only 12 weeks of unpaid leave for employees in businesses with at least 50 workers. Most women, however, work in smaller businesses, and many of those who work in large enough companies cannot afford to take unpaid leave (Hewlett, 2003). Similarly, though paternal leave predicts fathers’ increased
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    involvement in infantcare at the end of the first year, many fathers take little or none at all (Nepomnyaschy & Waldfogel, 2007; OECD, 2006). In 2002, California became the first state to guarantee a mother or father paid leave—up to six weeks at half salary, regardless of the size of the company. Since then, Hawaii, New Jersey, New York, Rhode Island, and the territory of Puerto Rico have passed similar legislation. Nevertheless, six weeks of childbirth leave (the norm in the United States) is not enough. When a family is stressed by a baby’s arrival, leaves of six weeks or less are linked to increased maternal anxiety, depression, marital dissatisfaction, sense of role overload (conflict between work and family responsibilities), and negative interactions with the baby. A longer leave (12 weeks or more) predicts favorable maternal mental health, supportive marital interaction, and sensitive caregiving (Feldman, Sussman, & Zigler, 2004; Hyde et al., 2001). Single women and their babies are most hurt by the absence of a generous national paid-leave policy. These mothers, who are usually the sole source of support for their families, can least afford to take time from their jobs. FIGURE 3.6 Infant mortality in thirty nations. Despite its advanced health-care technology, the United States ranks poorly. It is twenty-eighth in the world, with a death rate of 6.1 infants per 1,000 births. (Adapted from U.S. Census Bureau, 2012a.) In countries with low infant mortality rates, expectant parents need not wonder how or where they will get health care and other resources to support their baby’s development. The powerful impact of universal, high-quality health care, generous parental leave, and other social services on maternal and infant well-being provides strong justification for these policies.
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    At ages 5and 8, children who had attended the child-care program regularly—for more than 350 days over the three-year period—continued to show better intellectual functioning. The more they attended, the higher they scored, with greater gains among those whose birth weights were higher—between 4½ and 5½ pounds (2,001 to 2,500 grams). In contrast, children who attended only sporadically gained little or even lost ground (Hill, Brooks-Gunn, & Waldfogel, 2003). These findings confirm that babies who are both preterm and economically disadvantaged require intensive intervention. And special strategies, such as extra adult–child interaction, may be necessary to achieve lasting changes in children with the lowest birth weights. Nevertheless, even the best caregiving environments cannot “fix” the enormous biological risks associated with extremely low birth weight. A better course of action would be to prevent this serious threat to infant survival and development. The high rate of underweight babies in the United States—one of the worst in the industrialized world—could be greatly reduced by improving the health and social conditions described in the Social Issues: Health box above. Birth Complications, Parenting, and Resilience In the preceding sections, we considered a variety of birth complications. Now let’s try to put the evidence together. Can any general principles help us understand how infants who survive a traumatic birth are likely to develop? A landmark study carried out in Hawaii provides some answers. In 1955, Emmy Werner and Ruth Smith began to follow nearly 700 infants on the island of Kauai who had experienced mild, moderate, or severe birth complications. Each was matched, on the basis of SES and ethnicity, with a healthy newborn (Werner
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    & Smith, 1982).Findings showed that the likelihood of long- term difficulties increased if birth trauma was severe. But among mildly to moderately stressed children, those growing up in stable families did almost as well on measures of intelligence and psychological adjustment as those with no birth problems. Children exposed to poverty, family disorganization, and mentally ill parents often developed serious learning difficulties, behavior problems, and emotional disturbance. The Kauai study tells us that as long as birth injuries are not overwhelming, a supportive home environment can restore children’s growth. But the most intriguing cases in this study were the handful of exceptions. A few children with both fairly serious birth complications and troubled family environments grew into competent adults who fared as well as controls in career attainment and psychological adjustment. Werner and Smith found that these children relied on factors outside the family and within themselves to overcome stress. Some had attractive personalities that drew positive responses from relatives, neighbors, and peers. In other instances, a grandparent, aunt, uncle, or babysitter provided the needed emotional support (Werner, 1989, 2001; Werner & Smith, 1992). Do these outcomes remind you of the characteristics of resilient children, discussed in Chapter 1? The Kauai study and other similar investigations reveal that the impact of early biological risks often wanes as children’s personal characteristics and social experiences contribute increasingly to their functioning (Laucht, Esser, & Schmidt, 1997; Resnick et al., 1999). In sum, when the overall balance of life events tips toward the favorable side, children with serious birth problems can develop successfully. ASK YOURSELF
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    REVIEW Sensitive carecan help preterm infants recover, but they are less likely than full-term newborns to receive such care. Explain why. CONNECT List factors discussed in this chapter that increase the chances that an infant will be born underweight. How many of these factors could be prevented by better health care for expectant mothers? APPLY Cecilia and Adena each gave birth to a 3-pound baby seven weeks preterm. Cecilia is single and on welfare. Adena and her partner are happily married and earn a good income. Plan an intervention appropriate for helping each baby develop. REFLECT Many people object to the use of extraordinary medical measures to save extremely low-birth-weight babies because of their high risk for serious developmental problems. Do you agree or disagree? Explain. The Newborn Baby’s Capacities Newborn infants have a remarkable set of capacities that are crucial for survival and for evoking attention and care from parents. In relating to the physical and social world, babies are active from the very start. Reflexes A reflex is an inborn, automatic response to a particular form of stimulation. Reflexes are the newborn baby’s most obvious organized patterns of behavior. As Jay placed Joshua on a table in my classroom, we saw several. When Jay bumped the side of the table, Joshua reacted by flinging his arms wide and bringing them back toward his body. As Yolanda stroked Joshua’s cheek, he turned his head in her direction. TAKE A MOMENT… Look at Table 3.4 and see if you can name the newborn reflexes that
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    Joshua displayed. Some reflexeshave survival value. The rooting reflex helps a breastfed baby find the mother’s nipple. Babies display it only when hungry and touched by another person, not when they touch themselves (Rochat & Hespos, 1997). At birth, babies adjust their sucking pressure to how easily milk flows from the nipple (Craig & Lee, 1999). And if sucking were not automatic, our species would be unlikely to survive for a single generation! In the Moro reflex, loss of support or a sudden loud sound causes the baby to extend the legs and throw the arms outward in an “embracing” motion. A few reflexes form the basis for complex motor skills that will develop later. The stepping reflex looks like a primitive walking response. Unlike other reflexes, it appears in a wide range of situations—with the newborn’s body in a sideways or upside- down position, with feet touching walls or ceilings, and even with legs dangling in the air (Adolph & Berger, 2006). One reason that babies frequently engage in the alternating leg movements of stepping is their ease compared with other movement patterns; repetitive movement of just one leg or of both legs at once requires more effort. TABLE 3.4 Some Newborn Reflexes REFLEX STIMULATION RESPONSE AGE OF DISAPPEARANCE FUNCTION Eye blink Shine bright light at eyes or clap hand near head. Infant quickly closes eyelids. Permanent
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    Protects infant fromstrong stimulation Rooting Stroke cheek near corner of mouth. Head turns toward source of stimulation. 3 weeks (becomes voluntary turning at this time) Helps infant find the nipple Sucking Place finger in infant’s mouth. Infant sucks finger rhythmically. Replaced by voluntary sucking after 4 months Permits feeding Moro Hold infant horizontally on back and let head drop slightly, or produce a sudden loud sound against surface supporting infant. Infant makes an “embracing” motion by arching back, extending legs, throwing arms outward, and then bringing arms in toward the body. 6 months In human evolutionary past, may have helped infant cling to mother Palmar grasp Place finger in infant’s hand and press against palm. Infant spontaneously grasps finger. 3–4 months Prepares infant for voluntary grasping Tonic neck Turn head to one side while infant is lying awake on back. Infant lies in a “fencing position.” One arm is extended in front of eyes on side to which head is turned, other arm is flexed. 4 months May prepare infant for voluntary reaching Stepping Hold infant under arms and permit bare feet to touch a flat surface. Infant lifts one foot after another in stepping response. 2 months in infants who gain weight quickly; sustained in
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    lighter infants Prepares infantfor voluntary walking Babinski Stroke sole of foot from toe toward heel. Toes fan out and curl as foot twists in. 8–12 months Unknown Sources: Knobloch & Pasamanick, 1974; Prechtl & Beintema, 1965; Thelen, Fisher, & Ridley-Johnson, 1984. In infants who gain weight quickly in the weeks after birth, the stepping reflex drops out because thigh and calf muscles are not strong enough to lift the baby’s chubby legs. But if the lower part of the infant’s body is dipped in water, the reflex reappears because the buoyancy of the water lightens the load on the baby’s muscles (Thelen, Fisher, & Ridley-Johnson, 1984). When stepping is exercised regularly, babies make more reflexive stepping movements and are likely to walk several weeks earlier than if stepping is not practiced (Zelazo et al., 1993). However, there is no special need for infants to practice the stepping reflex because all normal babies walk in due time. Several reflexes help parents and infants establish gratifying interaction. A baby who searches for and successfully finds the nipple, sucks easily during feedings, and grasps when the hand is touched encourages parents to respond lovingly and feel competent as caregivers. Reflexes can also help caregivers comfort the baby because they permit infants to control distress and amount of stimulation. For example, on short trips with Joshua to the grocery store, Yolanda brought along a pacifier. If he became fussy, sucking helped quiet him until she could feed, change, or hold him. When held upright under the arms, newborns show a reflexive stepping response, which forms the basis for later walking.
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    The palmar graspreflex is so strong during the first week after birth that many infants can use it to support their entire weight. Refer to Table 3.4 again, and you will see that most newborn reflexes disappear during the first six months. Researchers believe that this is due to a gradual increase in voluntary control over behavior as the cerebral cortex develops. Pediatricians test reflexes carefully because reflexes can reveal the health of the baby’s nervous system. Weak or absent reflexes, overly rigid or exaggerated reflexes, and reflexes that persist beyond the point in development when they should normally disappear can signal brain damage (Schott & Rossor, 2003; Zafeiriou, 2000). States Throughout the day and night, newborn infants move in and out of five states of arousal, or degrees of sleep and wakefulness, described in Table 3.5. During the first month, these states alternate frequently. The most fleeting is quiet alertness, which usually moves quickly toward fussing and crying. Much to the relief of their fatigued parents, newborns spend the greatest amount of time asleep—about 16 to 18 hours a day. Because the fetus tends to synchronize periods of rest and activity with those of the mother, newborns sleep more at night than during the day (Heraghty et al., 2008). Nevertheless, young babies’ sleep–wake cycles are affected more by fullness– hunger than by darkness–light (Davis, Parker, & Montgomery, 2004). However, striking individual differences in daily rhythms exist that affect parents’ attitudes toward and interactions with the baby. A few newborns sleep for long periods, increasing the energy their well-rested parents have for sensitive, responsive care. Other babies cry a great deal, and their parents must exert
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    great effort tosoothe them. If these parents do not succeed, they may feel less competent and less positive toward their infant. Furthermore, from birth on, arousal patterns have implications for cognitive development. Babies who spend more time alert probably receive more social stimulation and opportunities to explore and, therefore, may have a slight advantage in mental development (Sadeh et al., 2007; Smart & Hiscock, 2007). And as with adults, sleep enhances babies’ learning and memory. In one study, eye-blink responses and brain-wave recordings revealed that sleeping newborns readily learned that a tone would be followed by a puff of air to the eye (Fifer et al., 2010). Because young infants spend so much time sleeping, the capacity to learn about external stimuli during sleep may be essential for adaptation to their surroundings. Of the states listed in Table 3.5, the two extremes—sleep and crying—have been of greatest interest to researchers. Each tells us something about normal and abnormal early development. Sleep. Observing Joshua as he slept, Yolanda and Jay wondered why his eyelids and body twitched and his rate of breathing varied. Sleep is made up of at least two states. During irregular, or rapid-eye-movement (REM), sleep, brain-wave activity is remarkably similar to that of the waking state. The eyes dart beneath the lids; heart rate, blood pressure, and breathing are uneven; and slight body movements occur. In contrast, during regular, or non-rapid-eye-movement (NREM), sleep, the body is almost motionless, and heart rate, breathing, and brain-wave activity are slow and even. Like children and adults, newborns alternate between REM and NREM sleep. However, they spend far more time in the REM state than they ever will again. REM sleep accounts for 50 percent of a newborn baby’s sleep time. By 3 to 5 years, it has
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    declined to anadultlike level of 20 percent (Louis et al., 1997). TABLE 3.5 Infant states of Arousal STATE DESCRIPTION DAILY DURATION IN NEWBORN Regular, or NREM, sleep The infant is at full rest and shows little or no body activity. The eyelids are closed, no eye movements occur, the face is relaxed, and breathing is slow and regular. 8–9 hours Irregular, or REM, sleep Gentle limb movements, occasional stirring, and facial grimacing occur. Although the eyelids are closed, occasional rapid eye movements can be seen beneath them. Breathing is irregular. 8–9 hours Drowsiness The infant is either falling asleep or waking up. Body is less active than in irregular sleep but more active than in regular sleep. The eyes open and close; when open, they have a glazed look. Breathing is even but somewhat faster than in regular sleep. Varies Quiet alertness The infant’s body is relatively inactive, with eyes open and attentive. Breathing is even. 2–3 hours Waking activity and crying The infant shows frequent bursts of uncoordinated body activity. Breathing is very irregular. Face may be relaxed or tense and wrinkled. Crying may occur. 1–4 hours Source: Wolff, 1966.
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    Why do younginfants spend so much time in REM sleep? In older children and adults, the REM state is associated with dreaming. Babies probably do not dream, at least not in the same way we do. But researchers believe that the stimulation of REM sleep is vital for growth of the central nervous system. Young infants seem to have a special need for this stimulation because they spend little time in an alert state, when they can get input from the environment. In support of this idea, the percentage of REM sleep is especially great in the fetus and in preterm babies, who are even less able than full-term newborns to take advantage of external stimulation (de Weerd & van den Bossche, 2003; Peirano, Algarin, & Uauy, 2003). Because newborns’ normal sleep behavior is organized and patterned, observations of sleep states can help identify central nervous system abnormalities. In infants who are brain-damaged or who have experienced birth trauma, disturbed REM–NREM sleep cycles are often present. Babies with poor sleep organization are likely to be behaviorally disorganized and, therefore, to have difficulty learning and evoking caregiver interactions that enhance their development. In the preschool years, they show delayed motor, cognitive, and language development (de Weerd & van den Bossche, 2003; Feldman, 2006; Holditch-Davis, Belyea, & Edwards, 2005). And the brain-functioning problems that underlie newborn sleep irregularities may culminate in sudden infant death syndrome, a major cause of infant mortality (see the Biology and Environment box on page 110). Crying. Crying is the first way that babies communicate, letting parents know they need food, comfort, or stimulation. During the weeks after birth, all infants have some fussy periods when they are difficult to console. But most of the time, the nature of the cry, combined with the experiences leading up to it, helps guide
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    parents toward itscause. The baby’s cry is a complex stimulus that varies in intensity, from a whimper to a message of all-out distress (Gustafson, Wood, & Green, 2000; Wood, 2009). As early as the first few weeks, infants can be identified by the unique vocal “signature” of their cries, which helps parents locate their baby from a distance (Gustafson, Green, & Cleland, 1994). Young infants usually cry because of physical needs. Hunger is the most common cause, but babies may also cry in response to temperature change when undressed, a sudden noise, or a painful stimulus. Newborns (as well as older babies) often cry at the sound of another crying baby (Dondi, Simion, & Caltran, 1999; Geangu et al., 2010). Some researchers believe that this response reflects an inborn capacity to react to the suffering of others. Furthermore, crying typically increases during the early weeks, peaks at about 6 weeks, and then declines (Barr, 2001). Because this trend appears in many cultures with vastly different infant care practices, researchers believe that normal readjustments of the central nervous system underlie it. TAKE A MOMENT… The next time you hear an infant cry, notice your own reaction. The sound stimulates strong feelings of arousal and discomfort in men and women, parents and nonparents alike (Murray, 1985). This powerful response is probably innately programmed in humans to make sure that babies receive the care and protection they need to survive. Soothing Crying Infants. Although parents do not always interpret their baby’s cry correctly, their accuracy improves with experience. At the same time, they vary widely in responsiveness. Parents who are high in empathy (ability to take the perspective of others in distress) and who hold “child-centered” attitudes toward infant care (for example, believe that babies cannot be spoiled by being picked up) are more likely to respond quickly and sensitively to a
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    crying baby (Leerkes,2010; Zeifman, 2003). To soothe his crying infant, this father rocks her gently while talking softly. Fortunately, there are many ways to soothe a crying baby when feeding and diaper changing do not work (see Applying What We Know on page 111). The technique that Western parents usually try first, lifting the baby to the shoulder and rocking or walking, is highly effective. Another common soothing method is swaddling—wrapping the baby snugly in a blanket. The Quechua, who live in the cold, high-altitude desert regions of Peru, dress young babies in layers of clothing and blankets that cover the head and body, a practice that reduces crying and promotes sleep (Tronick, Thomas, & Daltabuit, 1994). It also allows the baby to conserve energy for early growth in the harsh Peruvian highlands. LOOK AND LISTEN In a public setting, watch several parents soothe their crying babies. What techniques did the parents use, and how successful were they? Biology and Environment The Mysterious Tragedy of Sudden Infant Death Syndrome Millie awoke with a start one morning and looked at the clock. It was 7:30, and Sasha had missed both her night waking and her early morning feeding. Wondering if she was all right, Millie and her husband Stuart tiptoed into the room. Sasha lay still, curled up under her blanket. She had died silently during her sleep. Sasha was a victim of sudden infant death syndrome (SIDS), the unexpected death, usually during the night, of an infant under 1
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    year of agethat remains unexplained after thorough investigation. In industrialized nations, SIDS is the leading cause of infant mortality between 1 and 12 months, accounting for about 20 percent of these deaths in the United States (Mathews & MacDorman, 2008). SIDS victims usually show physical problems from the beginning. Early medical records of SIDS babies reveal higher rates of prematurity and low birth weight, poor Apgar scores, and limp muscle tone. Abnormal heart rate and respiration and disturbances in sleep–wake activity and in REM–NREM cycles while asleep are also involved (Cornwell & Feigenbaum, 2006; Kato et al., 2003). At the time of death, many SIDS babies have a mild respiratory infection (Blood-Siegfried, 2009). This seems to increase the chances of respiratory failure in an already vulnerable baby. Mounting evidence suggests that impaired brain functioning is a major contributor to SIDS. Between 2 and 4 months, when SIDS is most likely to occur, reflexes decline and are replaced by voluntary, learned responses. Neurological weaknesses may prevent SIDS babies from acquiring behaviors that replace defensive reflexes (Lipsitt, 2003). As a result, when breathing difficulties occur during sleep, infants do not wake up, shift their position, or cry out for help. Instead, they simply give in to oxygen deprivation and death. In support of this interpretation, autopsies reveal that the brains of SIDS babies contain unusually low levels of serotonin (a brain chemical that assists with arousal when survival is threatened) as well as other abnormalities in centers that control breathing and arousal (Duncan et al., 2010). Several environmental factors are linked to SIDS. Maternal cigarette smoking, both during and after pregnancy, as well as smoking by other caregivers, doubles risk of the disorder. Babies exposed to cigarette smoke arouse less easily from sleep
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    and have morerespiratory infections (Richardson, Walker, & Horne, 2009; Shah, Sullivan, & Carter, 2006). Prenatal abuse of drugs that depress central nervous system functioning (alcohol, opiates, and barbiturates) increases the risk of SIDS as much as fifteenfold (Hunt & Hauck, 2006). Babies of drug-abusing mothers are especially likely to display SIDS-related brain abnormalities (Kinney, 2009). SIDS babies are also more likely to sleep on their stomachs than on their backs and often are wrapped very warmly in clothing and blankets. Infants who sleep on their stomachs less often wake when their breathing is disturbed (Richardson, Walker, & Horne, 2008). In other cases, healthy babies sleeping face down on soft bedding may die from continually breathing their own exhaled breath. Quitting smoking and drug taking, changing an infant’s sleeping position, and removing a few bedclothes can reduce the incidence of SIDS. For example, if women refrained from smoking while pregnant, an estimated 30 percent of SIDS cases would be prevented. Public education campaigns that encourage parents to put their infants down on their backs have cut the incidence of SIDS in half in many Western nations (Moon, Horne, & Hauck, 2007). Another protective measure is pacifier use: Sleeping babies who suck arouse more easily in response to breathing and heart-rate irregularities (Li et al., 2006). Nevertheless, compared with white infants, SIDS rates are two to six times as high in poverty-stricken minority groups, where parental stress, substance abuse, reduced access to health care, and lack of knowledge about safe sleep practices are widespread (Colson et al., 2009; Pickett, Luo, & Lauderdale, 2005). Public education campaigns encouraging parents to put their infants down on their backs to sleep have helped reduce the incidence of SIDS by more than half in many Western nations.
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    When SIDS doesoccur, surviving family members require a great deal of help to overcome a sudden and unexpected death. As Millie commented six months after Sasha’s death, “It’s the worst crisis we’ve ever been through. What’s helped us most are the comforting words of others who’ve experienced the same tragedy.” Applying What We Know Soothing a Crying Baby Method Explanation Talk softly or play rhythmic sounds. Continuous, monotonous, rhythmic sounds (such as a clock ticking, a fan whirring, or peaceful music) are more effective than intermittent sounds. Offer a pacifier. Sucking helps babies control their own level of arousal. Massage the baby’s body. Stroking the baby’s torso and limbs with continuous, gentle motions relaxes the baby’s muscles. Swaddle the baby. Restricting movement and increasing warmth often soothe a young infant. Lift the baby to the shoulder and rock or walk. This combination of physical contact, upright posture, and motion is an effective soothing technique, causing young infants to become quietly alert. Take the baby for a short car ride or a walk in a baby carriage; swing the baby in a cradle. Gentle, rhythmic motion of any kind helps lull the baby to sleep. Combine several of the methods just listed. Stimulating several of the baby’s senses at once is often more effective than stimulating only one. If these methods do not work, let the baby cry for a short period.
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    Occasionally, a babyresponds well to just being put down and, after a few minutes, will fall asleep. Sources: Campos, 1989; Evanoo, 2007; Lester, 1985; Reisman, 1987. In many tribal and village societies and non-Western developed nations (such as Japan), babies are in physical contact with their caregivers almost continuously. Infants in these cultures show shorter bouts of crying than their American counterparts (Barr, 2001). When Western parents choose to practice “proximal care” by holding their babies extensively, amount of crying in the early months is reduced by about one-third (St James-Roberts et al., 2006). Like the Quechua of Peru, the Mongol people of Central Asia heavily swaddle their babies, a practice that reduces crying and promotes sleep while also protecting infants from the region’s harsh winters. But not all research indicates that rapid parental responsiveness reduces infant crying (van IJzendoorn & Hubbard, 2000). Parents must make reasoned choices about what to do on the basis of culturally accepted practices, the suspected reason for the cry, and the context in which it occurs—for example, in the privacy of their own home or while having dinner at a restaurant. Fortunately, with age, crying declines. Virtually all researchers agree that parents can lessen older babies’ need to cry by encouraging more mature ways of expressing their desires, such as gestures and vocalizations. Abnormal Crying. Like reflexes and sleep patterns, the infant’s cry offers a clue to central nervous system distress. The cries of brain-damaged babies and those who have experienced prenatal and birth complications are often shrill, piercing, and shorter in duration than those of healthy infants (Boukydis & Lester, 1998; Green,
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    Irwin, & Gustafson,2000). Even newborns with a fairly common problem—colic, or persistent crying—tend to have high-pitched, harsh-sounding cries (Zeskind & Barr, 1997). Although the cause of colic is unknown, certain newborns, who react especially strongly to unpleasant stimuli, are susceptible. Because their crying is intense, they find it harder to calm down than other babies (Barr et al., 2005; St James-Roberts et al., 2003). Colic generally subsides between 3 and 6 months. Most parents try to respond to a crying baby with extra care and attention, but sometimes the cry is so unpleasant and the infant so difficult to soothe that parents become frustrated, resentful, and angry. Preterm and ill babies are more likely to be abused by highly stressed parents, who sometimes mention a high- pitched, grating cry as one factor that caused them to lose control and harm the baby (St James-Roberts, 2007). We will discuss a host of additional influences on child abuse in Chapter 8. Sensory Capacities On his visit to my class, Joshua looked wide-eyed at my bright pink blouse and turned to the sound of his mother’s voice. During feedings, he lets Yolanda know through his sucking rhythm that he prefers the taste of breast milk to plain water. Clearly, Joshua has some well-developed sensory capacities. In the following sections, we explore the newborn’s responsiveness to touch, taste, smell, sound, and visual stimulation. Touch. In our discussion of preterm infants, we saw that touch helps stimulate early physical growth. As we will see in Chapter 6, it is vital for emotional development as well. Therefore, it is not surprising that sensitivity to touch is well-developed at birth.
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    The reflexes listedin Table 3.4 on page 107 reveal that the newborn baby responds to touch, especially around the mouth, on the palms, and on the soles of the feet (Humphrey, 1978). Newborns even use touch to investigate their world. When small objects are placed in their palms, they can distinguish shape (prism versus cylinder) and texture (smooth versus rough), as indicated by their tendency to hold on longer to objects with an unfamiliar shape or texture (Sann & Streri, 2007, 2008). At birth, infants are highly sensitive to pain. If male newborns are circumcised, anesthetic is sometimes not used because of the risk of giving drugs to a very young infant. Babies often respond with a high-pitched, stressful cry and a dramatic rise in heart rate, blood pressure, palm sweating, pupil dilation, and muscle tension (Lehr et al., 2007; Warnock & Sandrin, 2004). Brain-imaging research suggests that because of central nervous system immaturity, preterm babies, particularly males, feel the pain of a medical injection especially intensely (Bartocci et al., 2006). Recent research establishing the safety of certain local anesthetics for newborns promises to ease the pain of these procedures. Offering a nipple that delivers a sugar solution is also helpful; it quickly reduces crying and discomfort in young babies, preterm and full-term alike. Breast milk may be especially effective: Even the smell of the milk of the baby’s mother reduces infant distress to a routine blood-test heelstick more effectively than the odor of another mother’s milk or of formula (Nishitani et al., 2009). And combining sweet liquid with gentle holding by the parent lessens pain even more. Research on infant mammals indicates that physical touch releases endorphins—painkilling chemicals in the brain (Axelin, Salanterä, & Lehtonen, 2006; Gormally et al., 2001). Allowing a baby to endure severe pain overwhelms the nervous system with stress hormones, which can disrupt the child’s
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    developing capacity tohandle common, everyday stressors. The result is heightened pain sensitivity, sleep disturbances, feeding problems, and difficulty calming down when upset (Mitchell & Boss, 2002). Taste and Smell. Facial expressions reveal that newborns can distinguish several basic tastes. Like adults, they relax their facial muscles in response to sweetness, purse their lips when the taste is sour, and show a distinct archlike mouth opening when it is bitter (Steiner, 1979; Steiner et al., 2001). These reactions are important for survival: The food that best supports the infant’s early growth is the sweet-tasting milk of the mother’s breast. Not until 4 months do babies prefer a salty taste to plain water, a change that may prepare them to accept solid foods (Mennella & Beauchamp, 1998). Nevertheless, newborns can readily learn to like a taste that at first evoked either a neutral or a negative response. For example, babies allergic to cow’s-milk formula who are given a soy- or other vegetable-based substitute (typically very strong and bitter-tasting) soon prefer it to regular formula (Harris, 1997). A taste previously disliked can come to be preferred when it is paired with relief of hunger. As with taste, certain odor preferences are present at birth. For example, the smell of bananas or chocolate causes a relaxed, pleasant facial expression, whereas the odor of rotten eggs makes the infant frown (Steiner, 1979). During pregnancy, the amniotic fluid is rich in tastes and smells that vary with the mother’s diet—early experiences that influence newborns’ preferences. In a study carried out in the Alsatian region of France, where anise is frequently used to flavor foods, researchers tested newborns for their reaction to the anise odor (Schaal, Marlier, & Soussignan, 2000). The mothers of some
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    babies had regularlyconsumed anise during the last two weeks of pregnancy; the other mothers had never consumed it. When presented with the anise odor on the day of birth, the babies of non-anise-consuming mothers were far more likely to turn away with a negative facial expression (see Figure 3.7). These different reactions were still apparent four days later, even though all mothers had refrained from consuming anise during this time. In many mammals, the sense of smell plays an important role in feeding and in protecting the young from predators by helping mothers and babies identify each other. Although smell is less well-developed in humans, traces of its survival value remain. Immediately after birth, babies placed face down between their mother’s breasts spontaneously latch on to a nipple and begin sucking within an hour. If one breast is washed to remove its natural scent, most newborns grasp the unwashed breast, indicating that they are guided by smell (Varendi & Porter, 2001). At 4 days of age, breastfed babies prefer the smell of their own mother’s breast to that of an unfamiliar lactating mother (Cernoch & Porter, 1985). And both breast- and bottle-fed 3- to 4-day-olds orient more to the smell of unfamiliar human milk than to formula milk, indicating that (even without postnatal exposure) the odor of human milk is more attractive to newborns (Marlier & Schaal, 2005). Newborns’ dual attraction to the odor of their mother and to that of breast milk helps them locate an appropriate food source and, in the process, begin to distinguish their caregiver from other people. FIGURE 3.7 Examples of facial expressions of newborns exposed to the odor of anise whose mothers’ diets differed in anise-flavored foods during late pregnancy. (a) Babies of anise-consuming mothers spent more time turning
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    toward the odorand sucking, licking, and chewing. (b) Babies of non-anise-consuming mothers more often turned away with a negative facial expression. (From B. Schaal, L. Marlier, & R. Soussignan, 2000, “Human Foetuses Learn Odours from Their Pregnant Mother’s Diet,” Chemical Senses, 25, p. 731. © 2000 Oxford University Press. Reprinted by permission of Oxford University Press and Dr. Benoist Schaal.) Hearing. Newborn infants can hear a wide variety of sounds, and their sensitivity improves greatly over the first few months (Saffran, Werker, & Werner, 2006; Tharpe & Ashmead, 2001). At birth, infants prefer complex sounds, such as noises and voices, to pure tones. And babies only a few days old can tell the difference between a variety of sound patterns: a series of tones arranged in ascending versus descending order; tone sequences with a rhythmic downbeat (as in music) versus those without; utterances with two versus three syllables; the stress patterns of words (“ma-ma” versus “ma-ma”); happy-sounding speech as opposed to speech with negative or neutral emotional qualities; and even two languages spoken by the same bilingual speaker, as long as those languages differ in their rhythmic features—for example, French versus Russian (Mastropieri & Turkewitz, 1999; Ramus, 2002; Sansavini, Bertoncini, & Giovanelli, 1997; Trehub, 2001; Winkler et al., 2009). Young infants listen longer to human speech than structurally similar nonspeech sounds (Vouloumanos & Werker, 2004). And they can detect the sounds of any human language. Newborns make fine-grained distinctions among many speech sounds. For example, when given a nipple that turns on a recording of the “ba” sound, babies suck vigorously and then slow down as the novelty wears off. When the sound switches to “ga,” sucking
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    picks up, indicatingthat infants detect this subtle difference. Using this method, researchers have found only a few speech sounds that newborns cannot discriminate. Their ability to perceive sounds not found in their own language is more precise than an adult’s (Aldridge, Stillman, & Bower, 2001; Jusczyk & Luce, 2002). These capacities reveal that the baby is marvelously prepared for the awesome task of acquiring language. TAKE A MOMENT… Listen carefully to yourself the next time you talk to a young baby. You will probably speak in ways that highlight important parts of the speech stream—use a slow, high-pitched, expressive voice with a rising tone at the ends of phrases and sentences and a pause before continuing. Adults probably communicate this way because they notice that infants are more attentive when they do so. Indeed, newborns prefer speech with these characteristics (Saffran, Werker, & Werner, 2006). In addition, they will suck more on a nipple to hear a recording of their mother’s voice than that of an unfamiliar woman and to hear their native language as opposed to a foreign language (Moon, Cooper, & Fifer, 1993; Spence & DeCasper, 1987). These preferences may have developed from hearing the muffled sounds of the mother’s voice before birth. Vision. Vision is the least-developed of the newborn baby’s senses. Visual structures in both the eye and the brain are not yet fully formed. For example, cells in the retina, the membrane lining the inside of the eye that captures light and transforms it into messages that are sent to the brain, are not as mature or densely packed as they will be in several months. The optic nerve that relays these messages, and the visual centers in the brain that receive them, will not be adultlike for several years. And the muscles of the lens, which permit us to adjust our visual focus to varying distances, are weak (Kellman & Arterberry, 2006).
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    As a result,newborns cannot focus their eyes well, and visual acuity, or fineness of discrimination, is limited. At birth, infants perceive objects at a distance of 20 feet about as clearly as adults do at 600 feet (Slater et al., 2010). In addition, unlike adults (who see nearby objects most clearly), newborn babies see unclearly across a wide range of distances (Banks, 1980; Hainline, 1998). As a result, images such as the parent’s face, even from close up, look quite blurred. Although they cannot yet see well, newborns actively explore their environment by scanning it for interesting sights and tracking moving objects. However, their eye movements are slow and inaccurate (von Hofsten & Rosander, 1998). Joshua’s captivation with my pink blouse reveals that he is attracted to bright objects. But although newborns prefer to look at colored rather than gray stimuli, they are not yet good at discriminating colors. It will take about four months for color vision to become adultlike (Kellman & Arterberry, 2006). Neonatal Behavioral Assessment A variety of instruments permit doctors, nurses, and researchers to assess the behavior of newborn babies. The most widely used, T. Berry Brazelton’s Neonatal Behavioral Assessment Scale (NBAS), evaluates the newborn’s reflexes, muscle tone, state changes, responsiveness to physical and social stimuli, and other reactions (Brazelton & Nugent, 1995). An instrument consisting of similar items, the Neonatal Intensive Care Unit Network Neurobehavioral Scale (NNNS), is specially designed for use with newborns at risk for developmental problems because of low birth weight, preterm delivery, prenatal substance exposure, or other conditions (Lester & Tronick, 2004). Scores are used to recommend appropriate interventions and to guide parents in meeting their baby’s unique needs.
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    The NBAS hasbeen given to many infants around the world. As a result, researchers have learned about individual and cultural differences in newborn behavior and how child-rearing practices can maintain or change a baby’s reactions. For example, NBAS scores of Asian and Native-American babies reveal that they are less irritable than Caucasian infants. Mothers in these cultures often encourage their babies’ calm dispositions through holding and nursing at the first signs of discomfort (Muret-Wagstaff & Moore, 1989; Small, 1998). The Kipsigis of rural Kenya, who highly value infant motor maturity, massage babies regularly and begin exercising the stepping reflex shortly after birth. These customs contribute to Kipsigis babies’ strong but flexible muscle tone at 5 days of age (Super & Harkness, 2009). In Zambia, Africa, close mother–infant contact throughout the day quickly changes the poor NBAS scores of undernourished newborns. When reassessed at 1 week of age, a once unresponsive newborn appears alert and contented (Brazelton, Koslowski, & Tronick, 1976). TAKE A MOMENT… Using these examples, can you explain why a single neonatal assessment score is not a good predictor of later development? Because newborn behavior and parenting combine to influence development, changes in scores over the first week or two of life (rather than a single score) provide the best estimate of the baby’s ability to recover from the stress of birth. NBAS “recovery curves” predict intelligence and absence of emotional and behavior problems with moderate success well into the preschool years (Brazelton, Nugent, & Lester, 1987; Ohgi et al., 2003a, 2003b). In some hospitals, health professionals use the NBAS or the NNNS to help parents get to know their newborns through discussion or demonstration of the capacities these instruments assess. Parents who participate in these programs, compared with no-intervention controls, interact more confidently and
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    effectively with theirbabies (Browne & Talmi, 2005; Bruschweiler-Stern, 2004). Although lasting effects on development have not been demonstrated, NBAS-based interventions are useful in helping the parent–infant relationship get off to a good start. Similar to women in the Zambian culture, this mother of the El Molo people of northern Kenya carries her baby all day, providing close physical contact, a rich variety of stimulation, and ready feeding. ASK YOURSELF REVIEW What functions does REM sleep serve in young infants? Can sleep tell us anything about the health of the newborn’s central nervous system? Explain. CONNECT How do the diverse capacities of newborn babies contribute to their first social relationships? Provide as many examples as you can. APPLY After a difficult delivery, Jackie observes her 2-day-old daughter Kelly being given the NBAS. Kelly scores poorly on many items. Seeing this, Jackie wonders if Kelly will develop normally. How would you respond to Jackie’s concern? REFLECT Are newborns more competent than you thought they were before you read this chapter? Which of their capacities most surprised you? Adjusting to the New Family Unit Because effective parental care is crucial for infant survival and optimal development, nature helps prepare expectant mothers and fathers for their new role. Toward the end of pregnancy, mothers begin producing the hormone oxytocin, which
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    stimulates uterine contractions;causes the breasts to “let down” milk; induces a calm, relaxed mood; and promotes responsiveness to the baby (Russell, Douglas, & Ingram, 2001). And fathers show hormonal changes around the time of birth that are compatible with those of mothers—specifically, slight increases in prolactin (a hormone that stimulates milk production in females) and estrogens (sex hormones produced in larger quantities in females) and a drop in androgens (sex hormones produced in larger quantities in males) (Numan & Insel, 2003; Wynne-Edwards, 2001). These changes, which are induced by fathers’ contact with the mother and baby, predict positive emotional reactions to infants and paternal caregiving (Feldman et al., 2010; Leuner, Glasper, & Gould, 2010). Although birth-related hormones can facilitate caregiving, their release and effects may depend on experiences, such as a positive couple relationship. Furthermore, humans can parent effectively without experiencing birth-related hormonal changes, as successful adoption reveals. And as we have seen, a great many factors—from family functioning to social policies—are involved in good infant care. Indeed, the early weeks after the baby’s arrival are full of profound challenges. The mother needs to recuperate from childbirth. If she is breastfeeding, energies must be devoted to working out this intimate relationship. The father must become a part of this new threesome while supporting the mother in her recovery. At times, he may feel ambivalent about the baby, who constantly demands and gets the mother’s attention. And as we will see in Chapter 6, siblings—especially those who are young and firstborn—understandably feel displaced. They sometimes react with jealousy and anger. While all this is going on, the tiny infant is assertive about his urgent physical needs, demanding to be fed, changed, and comforted at odd times of the day and night. The family
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    schedule becomes irregularand uncertain. Yolanda spoke candidly about the changes she and Jay experienced: · When we brought Joshua home, he seemed so small and helpless, and we worried about whether we would be able to take proper care of him. It took us 20 minutes to change the first diaper! I rarely feel rested because I’m up two to four times every night, and I spend a good part of my waking hours trying to anticipate Joshua’s rhythms and needs. If Jay weren’t so willing to help by holding and walking Joshua, I think I’d find it much harder. How long does this time of adjustment to parenthood last? In Chapter 14, we will see that when marital relationships are positive, social support is available, and families have sufficient income, the stress caused by the birth of a baby remains manageable. Nevertheless, as one pair of counselors who have worked with many new parents pointed out, “As long as children are dependent on their parents, those parents find themselves preoccupied with thoughts of their children. This does not keep them from enjoying other aspects of their lives, but it does mean that they never return to being quite the same people they were before they became parents” (Colman & Colman, 1991, p. 198). SUMMARY Prenatal Development (p. 80) · List the three periods of prenatal development, and describe the major milestones of each. · ● The period of the zygote lasts about two weeks, from fertilization until implantation of the blastocyst in the uterine lining. During this time, structures that will support prenatal growth begin to form, including the placenta and the umbilical cord.
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    · ● Duringthe period of the embryo, weeks 2 through 8, the groundwork is laid for all body structures. The neural tube forms and the nervous system starts to develop. Other organs follow rapidly. By the end of this period, the embryo responds to touch and can move. · ● The period of the fetus, lasting until the end of pregnancy, involves dramatic increase in body size and completion of physical structures. At the end of the second trimester, most of the brain’s neurons are in place. · ● The fetus reaches the age of viability at the beginning of the third trimester, between 22 and 26 weeks. The brain continues to develop rapidly, and new sensory and behavioral capacities emerge. Gradually the lungs mature, the fetus fills the uterus, and birth is near. Prenatal Environmental Influences (p. 85) · Cite factors that influence the impact of teratogens, noting agents that are known teratogens. · ● The impact of teratogens varies with the amount and length of exposure, genetic makeup of mother and fetus, presence or absence of other harmful agents, and age of the organism at time of exposure. The developing organism is especially vulnerable during the embryonic period. · ● The most widely used potent teratogen is Accutane, a drug used to treat severe acne. The prenatal impact of other commonly used medications, such as aspirin and caffeine, is hard to separate from other factors correlated with drug taking. · ● Babies born to users of cocaine, heroin, or methadone are at risk for a wide variety of problems, including prematurity, low birth weight, physical defects, breathing difficulties, and death
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    around the timeof birth. · ● Infants whose parents use tobacco are often born underweight, may have physical defects, and are at risk for long-term attention, learning, and behavior problems. Maternal alcohol consumption can lead to fetal alcohol spectrum disorder (FASD). Fetal alcohol syndrome (FAS) involves slow physical growth, facial abnormalities, and mental impairments. Milder forms—partial fetal alcohol syndrome (p-FAS) and alcohol- related neurodevelopmental disorder (ARND)—affect children whose mothers consumed smaller quantities of alcohol. · ● Prenatal exposure to high levels of ionizing radiation, mercury, PCBs, lead, and dioxins leads to physical malformations and severe brain damage. Low-level exposure has been linked to cognitive deficits and emotional and behavioral disorders. · ● Among infectious diseases, rubella causes a wide range of abnormalities. Babies with prenatally transmitted HIV rapidly develop AIDS, leading to brain damage and early death. Cytomegalovirus, herpes simplex 2, and toxoplasmosis can also be devastating to the embryo and fetus. · Describe the impact of additional maternal factors on prenatal development. · ● Prenatal malnutrition can lead to low birth weight, organ damage, and suppression of immune system development. Vitamin–mineral enrichment, including folic acid, can prevent prenatal and birth complications. · ● Severe emotional stress is linked to many pregnancy complications and may permanently alter fetal neurological functioning, thereby magnifying future stress reactivity. Its negative impact can be reduced by providing the mother with social support. Rh factor incompatibility—an Rh-negative
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    mother carrying anRh-positive fetus—can lead to oxygen deprivation, brain and heart damage, and infant death. · ● Other than the risk of chromosomal abnormalities in older women, maternal age through the thirties is not a major cause of prenatal problems. Poor health and environmental risks associated with poverty are the strongest predictors of pregnancy complications. Why is early and regular health care vital during the prenatal period? · ● Unexpected difficulties, such as preeclampsia, can arise, especially in mothers with preexisting health problems. Prenatal health care is especially critical for women unlikely to seek it, including those who are young and poor. Childbirth (p. 96) · Describe the three stages of childbirth, the baby’s adaptation to labor and delivery, and the newborn baby’s appearance. · ● In the first stage of childbirth, contractions widen and thin the cervix. In the second stage, the mother feels an urge to push the baby through the birth canal. In the final stage, the placenta is delivered. During labor, infants produce high levels of stress hormones, which help them withstand oxygen deprivation, clear the lungs for breathing, and arouse them into alertness at birth. · ● Newborn babies have large heads, small bodies, and facial features that make adults feel like cuddling them. The Apgar Scale assesses the baby’s physical condition at birth. Approaches to Childbirth (p. 98) · Describe natural childbirth and home delivery, noting benefits and concerns associated with each. · ● In natural, or prepared, childbirth, the expectant mother and
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    a companion attendclasses about labor and delivery, master relaxation and breathing techniques to counteract pain, and prepare for coaching during childbirth. Social support from a partner, relative, or doula reduces the length of labor and the incidence of birth complications. · ● Home birth is safe for healthy mothers who are assisted by a well-trained doctor or midwife, but mothers at risk for complications are safer giving birth in a hospital. Medical Interventions (p. 100) · List common medical interventions during childbirth, circumstances that justify their use, and any dangers associated with each. · ● Fetal monitors help save the lives of many babies at risk for anoxia because of pregnancy and birth complications. When used routinely, however, they may identify infants as in danger who, in fact, are not. · ● Use of analgesics and anesthetics to control pain, though necessary in complicated deliveries, can prolong labor and may have negative affects on the newborn’s adjustment. · ● Cesarean deliveries are warranted by medical emergency or serious maternal illness and for many babies who are in breech position. However, many unnecessary cesareans are performed. Preterm and Low-Birth-Weight Infants (p. 101) · Describe risks associated with preterm birth and low birth weight, along with effective interventions. · ● Low birth weight, most common in infants born to poverty- stricken women, is a major cause of neonatal and infant mortality and many developmental problems. Compared with preterm infants, whose weight is appropriate for time spent
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    in the uterus,small-for-date infants usually have longer-lasting difficulties. · ● Some interventions provide special stimulation in the intensive care nursery. Others teach parents how to care for and interact with their babies. Preterm infants in stressed, low- income households need long-term, intensive intervention. Birth Complications, Parenting, and Resilience (p. 105) What factors predict positive outcomes in infants who survive a traumatic birth? · ● When infants experience birth trauma, a supportive home environment can help restore their growth. Even infants with fairly serious birth complications can recover with the help of favorable experiences with parents, relatives, neighbors, and peers. The Newborn Baby’s Capacities (p. 106) Describe the newborn baby’s reflexes and states of arousal, including sleep characteristics and ways to soothe a crying baby. · ● Reflexes are the newborn baby’s most obvious organized patterns of behavior. Some have survival value, others provide the foundation for voluntary motor skills, and still others help parents and infants establish gratifying interaction. · ● Newborns move in and out of five states of arousal but spend most of their time asleep. Sleep includes at least two states, rapid-eye-movement (REM) sleep and non-rapid-eye- movement (NREM) sleep. Newborns spend about 50 percent of sleep time in REM sleep, which provides them with stimulation essential for central nervous system development. · ● A crying baby stimulates strong feelings of discomfort in
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    nearby adults. Theintensity of the cry and the experiences that led up to it help parents identify what is wrong. Once feeding and diaper changing have been tried, a highly effective soothing technique is lifting the baby to the shoulder and rocking and walking. Describe the newborn baby’s sensory capacities. · ● The senses of touch, taste, smell, and sound are well- developed at birth. Newborns use touch to investigate their world, are sensitive to pain, prefer sweet tastes and smells, and orient toward the odor of their own mother’s lactating breast. · ● Newborns can distinguish a variety of sound patterns and prefer complex sounds. They are especially responsive to human speech, can detect the sounds of any human language, and prefer their mother’s voice. · ● Vision is the least developed of the newborn’s senses. At birth, focusing ability and visual acuity are limited. In exploring the visual field, newborn babies are attracted to bright objects but have difficulty discriminating colors. Why is neonatal behavioral assessment useful? · ● The most widely used instrument for assessing the behavior of the newborn infant, Brazelton’s Neonatal Behavioral Assessment Scale (NBAS), has helped researchers understand individual and cultural differences in newborn behavior. Sometimes it is used to teach parents about their newborn’s capacities. Adjusting to the New Family Unit (p. 115) Describe typical changes in the family after the birth of a new baby. · ● The new baby’s arrival is exciting but stressful, as the mother recuperates from childbirth and the family schedule
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    becomes irregular anduncertain. When parents have a positive relationship as well as social support and adequate income, adjustment problems are usually temporary. Important Terms and Concepts age of viability (p. 84) alcohol-related neurodevelopmental disorder (ARND) (p. 89) amnion (p. 81) anoxia (p. 100) Apgar Scale (p. 98) breech position (p. 100) cesarean delivery (p. 101) chorion (p. 82) embryo (p. 82) fetal alcohol spectrum disorder (FASD) (p. 88) fetal alcohol syndrome (FAS) (p. 88) fetal monitors (p. 100) fetus (p. 83) implantation (p. 81) infant mortality (p. 104)
  • 102.
    lanugo (p. 83) natural,or prepared, childbirth (p. 99) Neonatal Behavioral Assessment Scale (NBAS) (p. 114) neural tube (p. 82) non-rapid-eye-movement (NREM) sleep (p. 108) partial fetal alcohol syndrome (p-FAS) (p. 89) placenta (p. 82) preterm infants (p. 102) rapid-eye-movement (REM) sleep (p. 108) reflex (p. 106) Rh factor incompatibility (p. 93) small-for-date infants (p. 102) states of arousal (p. 108) sudden infant death syndrome (SIDS) (p. 110) teratogen (p. 85) trimesters (p. 83) umbilical cord (p. 82)