EXPERIMENTAL EPIDEMIOLOGY
EXPERIMENTAL EPIDEMIOLOGY
HIERARCHY
OF EVIDENCE
INTRODUCTION
An experiment is:
ļ‚§ the final or definitive step in the research process,
ļ‚§ a mechanism for confirming or rejecting the validity of ideas, assumptions
and hypothesis.
The Randomized Controlled Trial (RCT) is the most scientifically
rigorous method of hypothesis testing available
GOLD STANDARD TRIAL
evaluating the effectiveness of interventions
AIMS
To provide:
 "scientific proof" of etiological factors.
 A method of measuring the effectiveness and efficiency of health services.
EXPERIMENTAL
EPIDEMIOLOGY
ANIMAL
STUDIES
HUMAN
EXPERIMENTS
HUMAN EXPERIMENTS
Human experiments will always be needed to investigate disease
aetiology and to evaluate the preventive and therapeutic
measures.
History:
James Lind (1747): Study on scurvy
EXPERIMENTAL EPIDEMIOLOGY
CLASSIFICATION
Randomized controlled trials
• those involving a process of random allocation
Non – randomized trials
• those departing from strict randomization for
practical purposes, but in such a manner that non-
randomization does not seriously affect the
theoretical basis of conclusions.
RANDOMIZED
CONTROLLED TRIALS
(RCT’s)
Essential elements of a clinical trial
1. Prospective
Subjects followed forward
2. Intervention
Prophylactic, diagnostic or therapeutic
3. Control
Compared to intervention group
4. Randomized
Equality of baseline characteristics
5. Blinded
Systematic bias
Structure of a clinical trial
Steps in clinical trial
1. Drawing up a protocol
2. Selecting reference and experimental populations
3. Randomization
4. Manipulation or intervention
5. Follow-up
6. Assessment of outcome
THE PROTOCOL
The aims and objectives
Questions to be answered
Criteria for the selection of study and control groups
Size of the sample,
Procedures for allocation of subjects
Treatments to be applied
Standardization of working procedures
Schedules
Responsibilities of the parties
Clinical trial question
Type of research question determines the trial design
For a research question addressing an intervention:
P • POPULATION
I • INTERVENTION
C • COMPARISON
O • OUTCOME
T • TIME
For adult patients, will the use of a powered toothbrush, compared to a
manual toothbrush, result in reduction in plaque and/or gingivitis?
P I
C O
TRY THIS
SELECTING REFERENCE AND
EXPERIMENTAL POPULATIONS
REFERENCE OR TARGET POPULATION:
It is the population to which the findings of the trial, if found successful, are
expected to be applicable.
EXPERIMENTAL OR STUDY POPULATION
The study population is derived from the reference population, on which the
study is conducted..
RANDOMIZATION
Of a clinical trial
EXPERIMENTAL EPIDEMIOLOGY
EXPERIMENTAL EPIDEMIOLOGY
PREDICTABILITY
The critical element of randomization is the
unpredictability of the next assignment
RANDOMIZATION
Randomization is a statistical procedure by which the
participants are allocated into groups usually called ā€œstudyā€ and
ā€œcontrolā€ groups.
Elimination of ā€œselection biasā€
Three common randomization schemes
Simple Randomization
Stratified Randomization
Cluster Randomization
Randomization
Objective of randomization
ļ‚§ Everyone in the study has an equal probability of being
offered each intervention
ļ‚§ All prognostic variables, known and unknown, have an
equal distribution in the treatment groups in the long run
Methods of randomization
Simple randomization
Stratified randomization
Clustered randomization
MANIPULATION
The next step is to intervene or manipulate the study
(experimental) group by the deliberate application or
withdrawal or reduction of the suspected causal factor or
drug or treatment.
FOLLOW-UP
This implies examination of the experimental
and control groups:
at defined intervals of time,
in a standard manner, with equal intensity,
under the same given circumstances,
in the same time frame till final assessment
of outcome.
ASSESSMENT
The final step is assessment of the outcome of the trial in terms of-
Positive results- reduced incidence or severity of the disease,
cost to the health service or other appropriate outcome.
Negative results- severity and frequency of side-effects and
complications.
The incidence of positive/negative results is rigorously compared in
both the groups.
BIAS IN CLINICAL TRIALS
Bias may arise from errors of assessment of the outcome due to human
element-
ļ‚§SUBJECT VARIATION
ļ‚§OBSERVER BIAS
ļ‚§EVALUATION BIAS
BLINDING/MASKING
It is the procedure of keeping the knowledge of intervention assignment away
from those directly involved in the trial.
Ensures that the outcome is assessed objectively.
Can be done in three ways-
Single Blind Trial
Double Blind Trial
Triple Blind Trial
EXPERIMENTAL EPIDEMIOLOGY
BASIC DESIGNS OF CLINICAL
TRIALS
Basic two-arm parallel design
Cross over design
Factorial design
EXPERIMENTAL EPIDEMIOLOGY
PHASES OF CLINICAL TRIAL
Types of clinical trials
Effectiveness: Examine the outcomes of interventions under circumstances
that more closely approximate the real world
Efficacy: Investigates the benefits of an intervention under ideal and highly
controlled conditions
Other types of clinical trials . . .
ļ‚§Preventive trials
ļ‚§Risk factor trials
ļ‚§Cessation experiments
ļ‚§Evaluation of health services
ļ‚§Field trials
ļ‚§Community trials
NON-RANDOMIZED TRIALS
• It is undertaken when:
• Not feasible to conduct RCT
• Secondly, some preventive measures can be applied only to groups or on a
community-wide basis.
• Thirdly when natural history of disease is long
Examples of non-randomized trials
Uncontrolled trials
Natural experiments
Before and after studies
ADVANTAGES
•Safety: relatively few individuals exposed to unpredicted risks in untried
interventions.
•Vigour : capable of critical tests of limits of applicability.
•Precision: theorized causal factor can be defined and limited exposure of test
factor under control of researcher.
•Efficiency: relatively few observations needed to refute some hypothesis.
•Assumptions: random allotment of treatments is assured by the design.
DISADVANTAGES
Impracticality: inborn attributes cannot be manipulated.
Predicted risk of intervention is great. Long term observation is
difficult. Large number of subjects needs to detect small
differences.
Reductionism: focus on one independent variable excludes
others from attention.
Representativeness: difficult to recruit a truly random sample
from ā€˜universe’.
Expense: relatively great in staff and logistics
Public acceptance: undue suspicion of outcomes.
Summary
Hierarchy of evidence
Aims of experimental epidemiology
Classification of experimental studies
Randomized controlled trials
1. Structure
2. Steps
3. Blinding
4. Basic designs
5. Phases
Non-randomized trials
Advantages
Disadvantages
References and suggested reading
PARK K. PARK’S TEXTBOOK OF PREVENTIVE AND SOCIAL MEDICINE.
21st ed. Jabalpur: Banarsidas Bhanot; 2011.
Soben Peter. Essentials of Preventive and Community Dentistry. 4th ed.
Kendall JM. Designing a research project: randomised controlled trials and their
principles. Emerg Med J. 2003 Mar 1;20(2):164–8.

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EXPERIMENTAL EPIDEMIOLOGY

  • 4. INTRODUCTION An experiment is: ļ‚§ the final or definitive step in the research process, ļ‚§ a mechanism for confirming or rejecting the validity of ideas, assumptions and hypothesis. The Randomized Controlled Trial (RCT) is the most scientifically rigorous method of hypothesis testing available GOLD STANDARD TRIAL evaluating the effectiveness of interventions
  • 5. AIMS To provide:  "scientific proof" of etiological factors.  A method of measuring the effectiveness and efficiency of health services. EXPERIMENTAL EPIDEMIOLOGY ANIMAL STUDIES HUMAN EXPERIMENTS
  • 6. HUMAN EXPERIMENTS Human experiments will always be needed to investigate disease aetiology and to evaluate the preventive and therapeutic measures. History: James Lind (1747): Study on scurvy
  • 8. CLASSIFICATION Randomized controlled trials • those involving a process of random allocation Non – randomized trials • those departing from strict randomization for practical purposes, but in such a manner that non- randomization does not seriously affect the theoretical basis of conclusions.
  • 10. Essential elements of a clinical trial 1. Prospective Subjects followed forward 2. Intervention Prophylactic, diagnostic or therapeutic 3. Control Compared to intervention group 4. Randomized Equality of baseline characteristics 5. Blinded Systematic bias
  • 11. Structure of a clinical trial
  • 12. Steps in clinical trial 1. Drawing up a protocol 2. Selecting reference and experimental populations 3. Randomization 4. Manipulation or intervention 5. Follow-up 6. Assessment of outcome
  • 13. THE PROTOCOL The aims and objectives Questions to be answered Criteria for the selection of study and control groups Size of the sample, Procedures for allocation of subjects Treatments to be applied Standardization of working procedures Schedules Responsibilities of the parties
  • 14. Clinical trial question Type of research question determines the trial design For a research question addressing an intervention: P • POPULATION I • INTERVENTION C • COMPARISON O • OUTCOME T • TIME
  • 15. For adult patients, will the use of a powered toothbrush, compared to a manual toothbrush, result in reduction in plaque and/or gingivitis? P I C O TRY THIS
  • 16. SELECTING REFERENCE AND EXPERIMENTAL POPULATIONS REFERENCE OR TARGET POPULATION: It is the population to which the findings of the trial, if found successful, are expected to be applicable. EXPERIMENTAL OR STUDY POPULATION The study population is derived from the reference population, on which the study is conducted..
  • 20. PREDICTABILITY The critical element of randomization is the unpredictability of the next assignment
  • 21. RANDOMIZATION Randomization is a statistical procedure by which the participants are allocated into groups usually called ā€œstudyā€ and ā€œcontrolā€ groups. Elimination of ā€œselection biasā€ Three common randomization schemes Simple Randomization Stratified Randomization Cluster Randomization
  • 22. Randomization Objective of randomization ļ‚§ Everyone in the study has an equal probability of being offered each intervention ļ‚§ All prognostic variables, known and unknown, have an equal distribution in the treatment groups in the long run
  • 26. MANIPULATION The next step is to intervene or manipulate the study (experimental) group by the deliberate application or withdrawal or reduction of the suspected causal factor or drug or treatment.
  • 27. FOLLOW-UP This implies examination of the experimental and control groups: at defined intervals of time, in a standard manner, with equal intensity, under the same given circumstances, in the same time frame till final assessment of outcome.
  • 28. ASSESSMENT The final step is assessment of the outcome of the trial in terms of- Positive results- reduced incidence or severity of the disease, cost to the health service or other appropriate outcome. Negative results- severity and frequency of side-effects and complications. The incidence of positive/negative results is rigorously compared in both the groups.
  • 29. BIAS IN CLINICAL TRIALS Bias may arise from errors of assessment of the outcome due to human element- ļ‚§SUBJECT VARIATION ļ‚§OBSERVER BIAS ļ‚§EVALUATION BIAS
  • 30. BLINDING/MASKING It is the procedure of keeping the knowledge of intervention assignment away from those directly involved in the trial. Ensures that the outcome is assessed objectively. Can be done in three ways- Single Blind Trial Double Blind Trial Triple Blind Trial
  • 32. BASIC DESIGNS OF CLINICAL TRIALS Basic two-arm parallel design Cross over design Factorial design
  • 35. Types of clinical trials Effectiveness: Examine the outcomes of interventions under circumstances that more closely approximate the real world Efficacy: Investigates the benefits of an intervention under ideal and highly controlled conditions
  • 36. Other types of clinical trials . . . ļ‚§Preventive trials ļ‚§Risk factor trials ļ‚§Cessation experiments ļ‚§Evaluation of health services ļ‚§Field trials ļ‚§Community trials
  • 37. NON-RANDOMIZED TRIALS • It is undertaken when: • Not feasible to conduct RCT • Secondly, some preventive measures can be applied only to groups or on a community-wide basis. • Thirdly when natural history of disease is long
  • 38. Examples of non-randomized trials Uncontrolled trials Natural experiments Before and after studies
  • 39. ADVANTAGES •Safety: relatively few individuals exposed to unpredicted risks in untried interventions. •Vigour : capable of critical tests of limits of applicability. •Precision: theorized causal factor can be defined and limited exposure of test factor under control of researcher. •Efficiency: relatively few observations needed to refute some hypothesis. •Assumptions: random allotment of treatments is assured by the design.
  • 40. DISADVANTAGES Impracticality: inborn attributes cannot be manipulated. Predicted risk of intervention is great. Long term observation is difficult. Large number of subjects needs to detect small differences. Reductionism: focus on one independent variable excludes others from attention. Representativeness: difficult to recruit a truly random sample from ā€˜universe’. Expense: relatively great in staff and logistics Public acceptance: undue suspicion of outcomes.
  • 41. Summary Hierarchy of evidence Aims of experimental epidemiology Classification of experimental studies Randomized controlled trials 1. Structure 2. Steps 3. Blinding 4. Basic designs 5. Phases Non-randomized trials Advantages Disadvantages
  • 42. References and suggested reading PARK K. PARK’S TEXTBOOK OF PREVENTIVE AND SOCIAL MEDICINE. 21st ed. Jabalpur: Banarsidas Bhanot; 2011. Soben Peter. Essentials of Preventive and Community Dentistry. 4th ed. Kendall JM. Designing a research project: randomised controlled trials and their principles. Emerg Med J. 2003 Mar 1;20(2):164–8.