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Factorial design
Shaikh Sabina Meraj
Assistant Professor
Y B Chavan College of Pharmacy
Factorial Design Definition:
 Factorial experiment is an experiment whose
design consist of two or more factor each
with different possible values or levels.
 Factorial Design technique introduced by
fisher in 1926.
 Factorial design applied in optimization
techniques.
 Factor : It is assigned Variable , i.e. independent
variables influencing the response.
E.g. Concentration, temperature.
 Levels : Values assigned to the factor.
E.g. Low(-1), high(+1).
 Response : Is the measured property of the
process
E.g. dissolution rate, Hardness of tablet.
 Effects : Change in response caused by
varying levels.
 Interaction : Overall effect of two or more
variables.
 Runs : Experiment conducted according to
the selected design.
E.g. 22 = 4 Runs
Types Of Factorial Design:
 There are two types of factorial designs. 1. Full Factorial Design .
2. Fractional Factorial Design.
 Full Factorial Design:
A design in which every setting of every factor appears with setting of every
other factor is full factorial design.
 Simplest design to create ,but extremely inefficient.
 If there is k factor, each at Z level, a full FD has Zk.
 Number of runs (N) N=y x
 where , y=number of levels, x= number of factors E.g. 3 Factors, 2 levels each
23 =8
 Factors: Factors can be quantitative
(numerical number) or they are qualitative .
 Factorial design depends on independent
variables for development new formulation .
 Factorial design also depends on levels as
well as coding.
 Factorial Design: 22 , 23 , 32 , 33
 22 FD= 2 Factors, 2 Levels=4 runs.
 23 FD=3Factors,2Levels=8runs.
 32 FD= 2 factors, 3 Levels=9 runs .
 33 FD =3 Factors, 3 Levels=27 runs
 ]A 2×2 factorial design is a type of experimental design that
allows researchers to understand the effects of two
independent variables (each with two levels) on a
single dependent variable.
 For example, suppose a botanist wants to understand the
effects of sunlight (low vs. high) and
watering frequency (daily vs. weekly) on the growth
of a certain species of plant.
Two Levels Full FD:
 2 Factors: X1 and X1 (Independent variables) 2 levels : Low and High
Coding : (low -1),(high +1)
Three level Full FD:
 In three level factorial design, 3 factors: X1 , X 2and X3.
3 levels are use,
1) low(-1)
2) intermediate (0)
3) high (+1)
 The simplest form of factorial design is the 23 factorial design.
e.g. 23 Factorial design of Sustained release Metformin tablet
Ingredients Category
Microcrystalline cellulose Diluent
Ethyl cellulose Sustained Release polymer
PVP-K30 Binder
Magnesium Stearate Lubricant
Aerosil Glidant
All inactive Ingredients
Among all inactive ingredients, microcrystalline
cellulose, ethyl cellulose, PVP K30 were taken
as the independent factors.
Sr. No. Notation
Independent
factors
(mg/tab)
Levels
-1 +1
1. X1
Microcrystallin
e cellulose
80 100
2. X2
Ethyl
cellulose
5 10
3. X3 PVP K30 3 5
 The experimental plan for a three-factor, two-level 23 design is as follows;
Three level Full FD:
In three level factorial design, 3 factors: X1 , X 2and X3.
3 levels are use,
1) low(-1)
2) intermediate (0) 3) high (+1)
Fractional Factorial Design
 As the number of variables increases, experimental runs also increases, To
overcome these issue in a methodical approach, Fractional Factorial Design is
introduced.
 It expressed as,
Xn-x ,
where, X = No. of Levels
n = No. of Factors
x = Degree of Fractionation
Advantages:
 Its easier to study the combined effect of two or more factors simultaneously
and analyze their interrelationships.
 It has a wide range of factor combination are used.
 It saves time.
 It permits the evaluation of interaction effects.
Applications of Factorial Design:
SOFTWARE USED
 Design Expert 7.1.3
 SYSTAT sigma Stat 3.11
 CYTEL East 3.1
 Minitab
 Matrex
 Omega
 Compact 21-Apr-15 O
Disadvantages:
 Its complex when several factors are involved simultaneously.
 Wasting of time and experimental material.
 Increase in factor size leads to increase in block size which increase the
chance of error.
REFRENCE
 Textbook Of Industrial Pharmacy by Shobha Rani Hiremath page no 158-168.
 Fractional factorial designs that maximize the probability of identifying the
important factors.
 Article in International Journal of Industrial and Systems Engineering · January
2009.
THANK YOU

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Factorial design, biostatistics and research methodology

  • 1. Factorial design Shaikh Sabina Meraj Assistant Professor Y B Chavan College of Pharmacy
  • 2. Factorial Design Definition:  Factorial experiment is an experiment whose design consist of two or more factor each with different possible values or levels.  Factorial Design technique introduced by fisher in 1926.  Factorial design applied in optimization techniques.
  • 3.  Factor : It is assigned Variable , i.e. independent variables influencing the response. E.g. Concentration, temperature.  Levels : Values assigned to the factor. E.g. Low(-1), high(+1).  Response : Is the measured property of the process E.g. dissolution rate, Hardness of tablet.
  • 4.  Effects : Change in response caused by varying levels.  Interaction : Overall effect of two or more variables.  Runs : Experiment conducted according to the selected design. E.g. 22 = 4 Runs
  • 5. Types Of Factorial Design:  There are two types of factorial designs. 1. Full Factorial Design . 2. Fractional Factorial Design.  Full Factorial Design: A design in which every setting of every factor appears with setting of every other factor is full factorial design.  Simplest design to create ,but extremely inefficient.  If there is k factor, each at Z level, a full FD has Zk.  Number of runs (N) N=y x  where , y=number of levels, x= number of factors E.g. 3 Factors, 2 levels each 23 =8
  • 6.  Factors: Factors can be quantitative (numerical number) or they are qualitative .  Factorial design depends on independent variables for development new formulation .  Factorial design also depends on levels as well as coding.
  • 7.  Factorial Design: 22 , 23 , 32 , 33  22 FD= 2 Factors, 2 Levels=4 runs.  23 FD=3Factors,2Levels=8runs.  32 FD= 2 factors, 3 Levels=9 runs .  33 FD =3 Factors, 3 Levels=27 runs
  • 8.  ]A 2×2 factorial design is a type of experimental design that allows researchers to understand the effects of two independent variables (each with two levels) on a single dependent variable.  For example, suppose a botanist wants to understand the effects of sunlight (low vs. high) and watering frequency (daily vs. weekly) on the growth of a certain species of plant.
  • 9. Two Levels Full FD:  2 Factors: X1 and X1 (Independent variables) 2 levels : Low and High Coding : (low -1),(high +1)
  • 10. Three level Full FD:  In three level factorial design, 3 factors: X1 , X 2and X3. 3 levels are use, 1) low(-1) 2) intermediate (0) 3) high (+1)
  • 11.  The simplest form of factorial design is the 23 factorial design. e.g. 23 Factorial design of Sustained release Metformin tablet Ingredients Category Microcrystalline cellulose Diluent Ethyl cellulose Sustained Release polymer PVP-K30 Binder Magnesium Stearate Lubricant Aerosil Glidant All inactive Ingredients
  • 12. Among all inactive ingredients, microcrystalline cellulose, ethyl cellulose, PVP K30 were taken as the independent factors. Sr. No. Notation Independent factors (mg/tab) Levels -1 +1 1. X1 Microcrystallin e cellulose 80 100 2. X2 Ethyl cellulose 5 10 3. X3 PVP K30 3 5
  • 13.  The experimental plan for a three-factor, two-level 23 design is as follows;
  • 14. Three level Full FD: In three level factorial design, 3 factors: X1 , X 2and X3. 3 levels are use, 1) low(-1) 2) intermediate (0) 3) high (+1)
  • 15. Fractional Factorial Design  As the number of variables increases, experimental runs also increases, To overcome these issue in a methodical approach, Fractional Factorial Design is introduced.  It expressed as, Xn-x , where, X = No. of Levels n = No. of Factors x = Degree of Fractionation
  • 16. Advantages:  Its easier to study the combined effect of two or more factors simultaneously and analyze their interrelationships.  It has a wide range of factor combination are used.  It saves time.  It permits the evaluation of interaction effects.
  • 18. SOFTWARE USED  Design Expert 7.1.3  SYSTAT sigma Stat 3.11  CYTEL East 3.1  Minitab  Matrex  Omega  Compact 21-Apr-15 O
  • 19. Disadvantages:  Its complex when several factors are involved simultaneously.  Wasting of time and experimental material.  Increase in factor size leads to increase in block size which increase the chance of error.
  • 20. REFRENCE  Textbook Of Industrial Pharmacy by Shobha Rani Hiremath page no 158-168.  Fractional factorial designs that maximize the probability of identifying the important factors.  Article in International Journal of Industrial and Systems Engineering · January 2009.