Forests, Climate Change
and REDD+: a brief
introduction
Maria Brockhaus Myanmar – February 2017
Strategies for climate change
 Mitigation and adaptation: Different objectives
Mitigation:
To reduce emissions
or enhance sinks
Adaptation:
To moderate harm
or exploit beneficial
opportunities
MITIGATION
GhG concentrations
Climate change
Impacts
Responses
Global ecosystem service:
Carbon sequestration.
Instruments: CDM, REDD.
Ecosystem-Based Mitigation
ADAPTATION
Ecosystem-Based Adaptation
Local ecosystem services:
Water regulation, provision of goods...
Instruments: EBA.
Linkages between forests and
adaptation are twofold
 Adaptation for forests
• CC affect forests
• Adaptation measures needed for forests
New challenges -> understanding impacts, adapting management
 Forests for adaptation
• Forest ecosystems contribute to social adaptation
• They provide ecosystem services that contribute to risk
management, and reduce the vulnerability of local communities and
of the broader society
New challenges -> forests in adaptation of sectors outside of the forest sector
(Locatelli et al., 2010)
Forest Ecosystem-Based Mitigation:
Examples
e.g., Afforestation & Reforestation (CDM)
Increasing carbon in ecosystems
t
With reforestation
Carbon in
ecosystem
Baseline
Avoiding loss of carbon from ecosystems
Conservation
Carbon in ecosystem
t
Baseline (deforestation)
e.g., Avoided Deforestation (REDD+)
What is REDD+?
… policy approaches and positive incentives for activities
relating to reducing emissions from deforestation and
forest degradation; and the role of conservation,
sustainable management of forests and enhancement of forest
carbon stocks in developing countries
UNFCCC Decision 2/CP.13–11
The core idea of REDD
REDD+ architecture
A brief REDD history
 Early 1990s: Deforestation 1/5 of GHG emissions
 2001 - COP7: Avoided deforestation too difficult to include in CDM (+ no additionality).
Only A/R
 2005 - COP11: 2 year consultation period for RED ; 2006 –Stern report
 2007 - COP13: RED(D) included in Bali Action Plan; Norway’s Climate-Forest
initiative, NOK 15 billions
 2008+: FCPF (World Bank), UNREDD, other initiatives
 2009 - COP15: some progress for REDD+, interim financing
 2010: COP 16 confirms earlier decisions on REDD+; safeguards and ref.levels; REDD+
partnership
 2011: COP 17: REDD part of commitment for all parties? Financing to be explored. Pilots
and national policy reforms
 2012: COP 18 and SBSTA - not much new, a lot of bracket text for safeguards, MRV etc.
- verification problem
 2013: COP 19 Warsaw framework, results based finance, guidance – safeguards issue
will need further guidance
 2014: SBSTA and COP 20 – Safeguards guidance, JMA
 2015: COP 21 and SBSTA concluded REDD+ negotiations ->
national implementation arenas
 2016: Green Climate Fund and REDD+ results based payments, transparency
Paris Agreement, forests and
REDD+
 First time forests are explicitly mentioned
(Art 5.1)
 Encourages action for results based
payments (e.g. REDD+) (Art 5.2)
 keeping forests and trees standing and
sustainably managed will be crucial for global
efforts to reach the 1.5 temperature goal
 especially in forest-rich countries avoided
deforestation can provide major emission
reductions contributions and REDD+ is explicitly
mentioned in many (I)NDCs
The phased approach
(adopted from Meridian Report 2009, UNFCCC)
11
Phase 1:
Readiness
Phase 2
PAM implementation
Phase 3
Results
Activities - Institutional
strengthening
- Technical
capacity building
- ..
- Governance, regulatory and
economic reforms (including
Land use planning, Law
enforcement, Moratoria)
- Forest sector reforms
- Removal of perverse subsidies
- …
- Improved forest
management
- Improved commodity
chains
- ….
Performance - Assessment
completed
- Consultations
conducted
- Capacity
increased
- …
- Policies enacted
- Measures enforced
- Proxies identified and
monitored for changes in
emissions
- …..
- Quantified emission
reductions, removal
and enhancements
(tCO2-e)
- Quantified co-benefits
- ….
Financing Immediately
available (readiness
funds)
Predictable amounts over a
defined period, including
countries’ own upfront
investments
Large-scale funding
(note-shift from market
to public funds)
Performance in REDD+
 Over past decades move towards output/outcome orientation based
on incentives, cash-on-delivery approaches
 Some problems of ‘’traditional aid’ :
- High transaction costs due to donor requirements; National ownership; “The
accountability problem”, in which countries are held accountable to the donors
instead of their citizens; low incentive to perform (‘ritual dance’ between
donor/receiver)
 REDD+ to incentivize quantifiable results: Payments for
performance
Should allow for ownership over reform, integration of context, and
for turning tables from aid receiver to service provider
 REDD+ shifted away from market-based to public fund-based,
performance element remains
 Risks of ‘aidification’ of REDD+, but lessons available (Angelsen
2016)
Key trends
Objectives: CO2 Co-benefits
Funding: Rich pay poor REDD+ countries
Policies: PES Broad PAMs Forest policies
Funding: Market Public (aid)
Scale: National Local/projects
Challenges in national REDD+
Among others ...
 Coordination across sectors and administrative levels (in
decentralized systems)
 Tenure, financing systems, benefit sharing and
participation
 MRV systems and capacity
 Scope, scale, permanence, leakage
 Sovereignty and ownership over process and reform(s)
 Capacity and political will to address the drivers of forest
carbon change (driven oftentimes by interests of powerful
elites), access/availibility to data on sectorial
contributions to DD, and identifying an effective policy
mix
www.cifor.org/gcs

Forests, Climate Change and REDD+: A brief introduction

  • 1.
    Forests, Climate Change andREDD+: a brief introduction Maria Brockhaus Myanmar – February 2017
  • 2.
    Strategies for climatechange  Mitigation and adaptation: Different objectives Mitigation: To reduce emissions or enhance sinks Adaptation: To moderate harm or exploit beneficial opportunities
  • 3.
    MITIGATION GhG concentrations Climate change Impacts Responses Globalecosystem service: Carbon sequestration. Instruments: CDM, REDD. Ecosystem-Based Mitigation ADAPTATION Ecosystem-Based Adaptation Local ecosystem services: Water regulation, provision of goods... Instruments: EBA.
  • 4.
    Linkages between forestsand adaptation are twofold  Adaptation for forests • CC affect forests • Adaptation measures needed for forests New challenges -> understanding impacts, adapting management  Forests for adaptation • Forest ecosystems contribute to social adaptation • They provide ecosystem services that contribute to risk management, and reduce the vulnerability of local communities and of the broader society New challenges -> forests in adaptation of sectors outside of the forest sector (Locatelli et al., 2010)
  • 5.
    Forest Ecosystem-Based Mitigation: Examples e.g.,Afforestation & Reforestation (CDM) Increasing carbon in ecosystems t With reforestation Carbon in ecosystem Baseline Avoiding loss of carbon from ecosystems Conservation Carbon in ecosystem t Baseline (deforestation) e.g., Avoided Deforestation (REDD+)
  • 6.
    What is REDD+? …policy approaches and positive incentives for activities relating to reducing emissions from deforestation and forest degradation; and the role of conservation, sustainable management of forests and enhancement of forest carbon stocks in developing countries UNFCCC Decision 2/CP.13–11
  • 7.
  • 8.
  • 9.
    A brief REDDhistory  Early 1990s: Deforestation 1/5 of GHG emissions  2001 - COP7: Avoided deforestation too difficult to include in CDM (+ no additionality). Only A/R  2005 - COP11: 2 year consultation period for RED ; 2006 –Stern report  2007 - COP13: RED(D) included in Bali Action Plan; Norway’s Climate-Forest initiative, NOK 15 billions  2008+: FCPF (World Bank), UNREDD, other initiatives  2009 - COP15: some progress for REDD+, interim financing  2010: COP 16 confirms earlier decisions on REDD+; safeguards and ref.levels; REDD+ partnership  2011: COP 17: REDD part of commitment for all parties? Financing to be explored. Pilots and national policy reforms  2012: COP 18 and SBSTA - not much new, a lot of bracket text for safeguards, MRV etc. - verification problem  2013: COP 19 Warsaw framework, results based finance, guidance – safeguards issue will need further guidance  2014: SBSTA and COP 20 – Safeguards guidance, JMA  2015: COP 21 and SBSTA concluded REDD+ negotiations -> national implementation arenas  2016: Green Climate Fund and REDD+ results based payments, transparency
  • 10.
    Paris Agreement, forestsand REDD+  First time forests are explicitly mentioned (Art 5.1)  Encourages action for results based payments (e.g. REDD+) (Art 5.2)  keeping forests and trees standing and sustainably managed will be crucial for global efforts to reach the 1.5 temperature goal  especially in forest-rich countries avoided deforestation can provide major emission reductions contributions and REDD+ is explicitly mentioned in many (I)NDCs
  • 11.
    The phased approach (adoptedfrom Meridian Report 2009, UNFCCC) 11 Phase 1: Readiness Phase 2 PAM implementation Phase 3 Results Activities - Institutional strengthening - Technical capacity building - .. - Governance, regulatory and economic reforms (including Land use planning, Law enforcement, Moratoria) - Forest sector reforms - Removal of perverse subsidies - … - Improved forest management - Improved commodity chains - …. Performance - Assessment completed - Consultations conducted - Capacity increased - … - Policies enacted - Measures enforced - Proxies identified and monitored for changes in emissions - ….. - Quantified emission reductions, removal and enhancements (tCO2-e) - Quantified co-benefits - …. Financing Immediately available (readiness funds) Predictable amounts over a defined period, including countries’ own upfront investments Large-scale funding (note-shift from market to public funds)
  • 12.
    Performance in REDD+ Over past decades move towards output/outcome orientation based on incentives, cash-on-delivery approaches  Some problems of ‘’traditional aid’ : - High transaction costs due to donor requirements; National ownership; “The accountability problem”, in which countries are held accountable to the donors instead of their citizens; low incentive to perform (‘ritual dance’ between donor/receiver)  REDD+ to incentivize quantifiable results: Payments for performance Should allow for ownership over reform, integration of context, and for turning tables from aid receiver to service provider  REDD+ shifted away from market-based to public fund-based, performance element remains  Risks of ‘aidification’ of REDD+, but lessons available (Angelsen 2016)
  • 13.
    Key trends Objectives: CO2Co-benefits Funding: Rich pay poor REDD+ countries Policies: PES Broad PAMs Forest policies Funding: Market Public (aid) Scale: National Local/projects
  • 14.
    Challenges in nationalREDD+ Among others ...  Coordination across sectors and administrative levels (in decentralized systems)  Tenure, financing systems, benefit sharing and participation  MRV systems and capacity  Scope, scale, permanence, leakage  Sovereignty and ownership over process and reform(s)  Capacity and political will to address the drivers of forest carbon change (driven oftentimes by interests of powerful elites), access/availibility to data on sectorial contributions to DD, and identifying an effective policy mix
  • 15.

Editor's Notes

  • #2 Layout: Title Slide Variation: none
  • #7 REDD is a mechanism to create an incentive for developing countries to protect, better manage and wisely use their forest resources, thus contributing to the global fight against climate change [as well as national development??]. The “plus” here goes beyond deforestation and forest degradation, that include the role of conservation, sustainable management of forests and enhancement of forest carbon stocks.
  • #11 (Art 5.1 states: Parties should take action to conserve and enhance, as appropriate sinks and reservoirs of greenhouse gases as referred to in Article 4, paragraph 1(d), of the Convention, including forests. ) (Article 5.2 links to REDD+, results based payments, joint mitigation adaptation actions and non carbon benefits - in addition, several finance announcements were made during the conference to provide more certainty over REDD+ finance)
  • #15 With RED(D+) being brought forward by PNG and other rainforested nations at the COP in Montreal in 2005, and the momentum this idea gained internationally, a lot of challenges for the implementation of such a mechanism (wich is basically an objective) became obvious