Historical Evolution
of Clinical Trial
Guidelines in the
World
Presented by:
Bhagyashree Srivastava
BT 4th year.
562 BC - 1537: Pre-James Lind Era
• “Book of Daniel” – First clinical trial
• clinical trial was not conducted by a medical, but by King
Nebuchadnezzar.
During his rule in Babylon, Nebuchadnezzar ordered his
people to eat only meat and drink only wine, a diet he
believed would keep them in sound physical condition.
• But several young men of royal blood, who preferred to eat
vegetables, objected.
• The king allowed these rebels to follow a diet of legumes and
water — but only for 10 days.
• When Nebuchadnezzar's experiment ended, the vegetarians
appeared better nourished than the meat-eaters, so the king
permitted the legume lovers to continue their diet.
• This probably was the one of the first times in evolution of
human species that an open uncontrolled human experiment
guided a decision about public health.
• The first clinical trial of a novel therapy was conducted accidentally
by the famous surgeon Ambroise Pare in 1537.
• In 1537 while serving with the Mareschal de Motegni he was
responsible for the treatment of the battlefield wounded soldiers.
• As the number of wounded was high and the supply of
conventional treatment – oil was not adequate to treat all the
wounded, he had to resort to unconventional treatment.
1747: James Lind and Scurvy Trial
• “Treatise on Scurvy”
• James Lind is considered the first physician to have conducted
a controlled clinical trial of the modern era.
• Dr Lind (1716-94), whilst working as a surgeon on a ship, was
appalled by the high mortality of scurvy amongst the sailors.
• He planned a comparative trial of the most promising cure for
scurvy.
• selected twelve patients in the scurvy
• all in general had putrid gums, the spots and lassitude, with
weakness of the knees.
• lay together in one place, being a proper apartment for the sick in
the fore-hold; and had one diet common to all
• Two were ordered each a quart of cyder a day. Two others took
twenty-five drops of elixir vitriol three times a day … Two others
took two spoonfuls of vinegar three times a day … Two of the worst
patients were put on a course of sea-water … Two others had each
two oranges and one lemon given them every day … The two
remaining patients, took … an electary recommended by a hospital
surgeon
• consequence was, that the most sudden and visible good effects
were perceived from the use of oranges and lemons; one of those
who had taken them, being at the end of six days fit for duty
• The other was the best recovered of any in his condition; and was
appointed to attend the rest of the sick
1800: Arrival of Placebo
• took another century before the emergence of another
important mile stone in the history of modern clinical trial: the
placebo.
• The word placebo first appeared in medical literature in the
early 1800s.
• Hooper's Medical Dictionary of 1811 defined it as “an epithet
given to any medicine more to please than benefit the
patient.” However, it was only in 1863 that United States
physician Austin Flint planned the first clinical study
comparing a dummy remedy to an active treatment.
• He treated 13 patients suffering from rheumatism with an
herbal extract which was advised instead of an established
remedy.
• In 1886, Flint described the study in his book A Treatise on the
Principles and Practice of Medicine. “This was given regularly,
and became well known in my wards as the ‘placeboic
remedy’ for rheumatism. The favorable progress of the cases
was such as to secure for the remedy generally the entire
confidence of the patients.”
1943: The First Double blind
Controlled Trial - Patulin for Common
Cold
• The Medical Research Council (MRC) UK carried out a trial in 1943-4
to investigate patulin treatment for (an extract of Penicillium
patulinum) the common cold.
• This was the first double blind comparative trial with concurrent
controls in the general population in recent times.
• It was one of the last trial with non-randomized or quasi-
randomized allocation of subjects.
• The MRC Patulin Clinical Trials Committee (1943) was chaired by Sir
Harold Himsworth, and its statisticians were M Greenwood and W J
Martin.
• This nationwide study enrolled over a thousand British office and
factory workers suffering from colds.
• The study was rigorously controlled by keeping the physician and
the patient blinded to the treatment.
• The treatment allocation was done using an alternation procedure.
• A nurse allocated the treatment in strict rotation in a separate
room.
• The nurse filed the record counterfoil separately, and detached the
code label for the appropriate bottle before asking the patient to
visit the doctor.
• The statisticians considered this an effective random concurrent
allocation.
• However, the outcome of the trial was disappointing as the analysis
of trial data did not show any protective effect of patulin.
Evolution of Ethical and Regulatory
Framework
• The ethical framework for human subject protection has its
origins in the ancient Hippocratic Oath, which specified a
prime duty of a physician – to avoid harming the patient.
However, this oath was not much respected in human
experimentation and most advances in protection for human
subjects have been a response to human abuses e.g. World
War II experiments.
• The first International Guidance on the ethics of medical research
involving subjects – the Nuremberg Code was formulated in 1947
• In 1948, Universal Declaration of Human Rights (adopted by the
General Assembly of the United Nations) expressed concern about
rights of human beings being subjected to involuntary
maltreatment.
• The brush with thalidomide tragedy helped the U.S. pass the 1962
Kefauver-Harris amendments, which strengthened federal oversight
of drug testing and included a requirement for informed consent.
• In 1964 at Helsinki, the World Medical Association articulated
general principles and specific guidelines on use of human subjects
in medical research, known as the Helsinki Declaration.
• The Helsinki Declaration has been undergoing changes every few
years the last one being in 2008.
• However, the use of placebo and post-trial access continue to be
debatable issues.
• In 1966, the International Covenant on Civil and Political Rights
specifically stated, ‘No one shall be subjected to torture or to cruel,
inhuman or degrading treatment or punishment. In particular, no
one shall be subjected without his consent to medical or scientific
treatment.’
• Dr. Henry Beecher's 1966 study of abuses and the discovery of
human exploitation of Tuskegee study in the 1970s reinforced the
call for tighter regulation of government funded human research.
• The US National Research Act of 1974 and Belmont Report of 1979
were major efforts in shaping ethics of human experimentation.
• In 1996, International Conference on Harmonization published
Good Clinical Practice, which has become the universal standard for
ethical conduct of clinical trials.
Evolution of Clinical Trials in
India
• The major historic milestones of the Indian Council of Medical
Research reflect, in many ways, the growth and development
of medical research in the country over the last nine decades.
• First meeting of the Governing Body of the Indian Research
Fund Association (IRFA) was held on November 15, 1911 at
the Plague Laboratory, Bombay, under the Chairmanship of Sir
Harcourt Butler.
• a journal for Indian Medical research. Between 1918—20 started
• Several projects on beriberi, malaria, kala azar and indigenous drugs
were initiated. In 1945, a Clinical Research Unit – the first research
unit of IRFA attached to a medical institution- was established at
the Indian Cancer Research Centre, Bombay. In 1949
• IRFA was redesignated as the Indian Council of Medical Research.
• Over next 60 years, ICMR established many national research
centers in the fields of nutrition, tuberculosis, leprosy, viral disease,
cholera, enteric disease, reproductive disorders, toxicology, cancer,
traditional medicine, gas disaster, genetics, AIDS etc
• The Central Ethical Committee of ICMR on Human Research
constituted under the Chairmanship of Hon'ble Justice (Retired)
M.N. Venkatachaliah held its first meeting on September 10, 1996.
• Several subcommittees were constituted to consider ethical issues
in specific areas e.g., Epidemiological Research; Clinical Evaluation
of Products to be used on Humans; Organ Transplantation; Human
Genetics, etc.
• The committee released Ethical Guidelines for Biomedical Research
on Human Participants in 2000 which were revised in 2006
• Schedule Y of Drugs and Cosmetics Act came into force in 1988 and
established the regulatory guidelines for clinical trial (CT)
permission.
• The schedule did force the industry to conduct Phase III clinical
trials for registration of a new drug and supported growth of a
predominantly generic Indian pharmaceutical industry.
• However, this schedule only permitted clinical trials at a phase
lower than its global status.
• This phase lag obstructed integration of India in global clinical
development.
Historical evolution of clinical trial guidelines in the world

Historical evolution of clinical trial guidelines in the world

  • 1.
    Historical Evolution of ClinicalTrial Guidelines in the World Presented by: Bhagyashree Srivastava BT 4th year.
  • 2.
    562 BC -1537: Pre-James Lind Era • “Book of Daniel” – First clinical trial • clinical trial was not conducted by a medical, but by King Nebuchadnezzar. During his rule in Babylon, Nebuchadnezzar ordered his people to eat only meat and drink only wine, a diet he believed would keep them in sound physical condition.
  • 3.
    • But severalyoung men of royal blood, who preferred to eat vegetables, objected. • The king allowed these rebels to follow a diet of legumes and water — but only for 10 days. • When Nebuchadnezzar's experiment ended, the vegetarians appeared better nourished than the meat-eaters, so the king permitted the legume lovers to continue their diet. • This probably was the one of the first times in evolution of human species that an open uncontrolled human experiment guided a decision about public health.
  • 4.
    • The firstclinical trial of a novel therapy was conducted accidentally by the famous surgeon Ambroise Pare in 1537. • In 1537 while serving with the Mareschal de Motegni he was responsible for the treatment of the battlefield wounded soldiers. • As the number of wounded was high and the supply of conventional treatment – oil was not adequate to treat all the wounded, he had to resort to unconventional treatment.
  • 5.
    1747: James Lindand Scurvy Trial • “Treatise on Scurvy” • James Lind is considered the first physician to have conducted a controlled clinical trial of the modern era. • Dr Lind (1716-94), whilst working as a surgeon on a ship, was appalled by the high mortality of scurvy amongst the sailors. • He planned a comparative trial of the most promising cure for scurvy.
  • 6.
    • selected twelvepatients in the scurvy • all in general had putrid gums, the spots and lassitude, with weakness of the knees. • lay together in one place, being a proper apartment for the sick in the fore-hold; and had one diet common to all • Two were ordered each a quart of cyder a day. Two others took twenty-five drops of elixir vitriol three times a day … Two others took two spoonfuls of vinegar three times a day … Two of the worst patients were put on a course of sea-water … Two others had each two oranges and one lemon given them every day … The two remaining patients, took … an electary recommended by a hospital surgeon
  • 7.
    • consequence was,that the most sudden and visible good effects were perceived from the use of oranges and lemons; one of those who had taken them, being at the end of six days fit for duty • The other was the best recovered of any in his condition; and was appointed to attend the rest of the sick
  • 8.
    1800: Arrival ofPlacebo • took another century before the emergence of another important mile stone in the history of modern clinical trial: the placebo. • The word placebo first appeared in medical literature in the early 1800s. • Hooper's Medical Dictionary of 1811 defined it as “an epithet given to any medicine more to please than benefit the patient.” However, it was only in 1863 that United States physician Austin Flint planned the first clinical study comparing a dummy remedy to an active treatment. • He treated 13 patients suffering from rheumatism with an herbal extract which was advised instead of an established remedy.
  • 9.
    • In 1886,Flint described the study in his book A Treatise on the Principles and Practice of Medicine. “This was given regularly, and became well known in my wards as the ‘placeboic remedy’ for rheumatism. The favorable progress of the cases was such as to secure for the remedy generally the entire confidence of the patients.”
  • 10.
    1943: The FirstDouble blind Controlled Trial - Patulin for Common Cold • The Medical Research Council (MRC) UK carried out a trial in 1943-4 to investigate patulin treatment for (an extract of Penicillium patulinum) the common cold. • This was the first double blind comparative trial with concurrent controls in the general population in recent times. • It was one of the last trial with non-randomized or quasi- randomized allocation of subjects. • The MRC Patulin Clinical Trials Committee (1943) was chaired by Sir Harold Himsworth, and its statisticians were M Greenwood and W J Martin. • This nationwide study enrolled over a thousand British office and factory workers suffering from colds.
  • 11.
    • The studywas rigorously controlled by keeping the physician and the patient blinded to the treatment. • The treatment allocation was done using an alternation procedure. • A nurse allocated the treatment in strict rotation in a separate room. • The nurse filed the record counterfoil separately, and detached the code label for the appropriate bottle before asking the patient to visit the doctor. • The statisticians considered this an effective random concurrent allocation. • However, the outcome of the trial was disappointing as the analysis of trial data did not show any protective effect of patulin.
  • 12.
    Evolution of Ethicaland Regulatory Framework • The ethical framework for human subject protection has its origins in the ancient Hippocratic Oath, which specified a prime duty of a physician – to avoid harming the patient. However, this oath was not much respected in human experimentation and most advances in protection for human subjects have been a response to human abuses e.g. World War II experiments.
  • 13.
    • The firstInternational Guidance on the ethics of medical research involving subjects – the Nuremberg Code was formulated in 1947 • In 1948, Universal Declaration of Human Rights (adopted by the General Assembly of the United Nations) expressed concern about rights of human beings being subjected to involuntary maltreatment. • The brush with thalidomide tragedy helped the U.S. pass the 1962 Kefauver-Harris amendments, which strengthened federal oversight of drug testing and included a requirement for informed consent.
  • 14.
    • In 1964at Helsinki, the World Medical Association articulated general principles and specific guidelines on use of human subjects in medical research, known as the Helsinki Declaration. • The Helsinki Declaration has been undergoing changes every few years the last one being in 2008. • However, the use of placebo and post-trial access continue to be debatable issues.
  • 15.
    • In 1966,the International Covenant on Civil and Political Rights specifically stated, ‘No one shall be subjected to torture or to cruel, inhuman or degrading treatment or punishment. In particular, no one shall be subjected without his consent to medical or scientific treatment.’ • Dr. Henry Beecher's 1966 study of abuses and the discovery of human exploitation of Tuskegee study in the 1970s reinforced the call for tighter regulation of government funded human research. • The US National Research Act of 1974 and Belmont Report of 1979 were major efforts in shaping ethics of human experimentation. • In 1996, International Conference on Harmonization published Good Clinical Practice, which has become the universal standard for ethical conduct of clinical trials.
  • 16.
    Evolution of ClinicalTrials in India • The major historic milestones of the Indian Council of Medical Research reflect, in many ways, the growth and development of medical research in the country over the last nine decades. • First meeting of the Governing Body of the Indian Research Fund Association (IRFA) was held on November 15, 1911 at the Plague Laboratory, Bombay, under the Chairmanship of Sir Harcourt Butler.
  • 17.
    • a journalfor Indian Medical research. Between 1918—20 started • Several projects on beriberi, malaria, kala azar and indigenous drugs were initiated. In 1945, a Clinical Research Unit – the first research unit of IRFA attached to a medical institution- was established at the Indian Cancer Research Centre, Bombay. In 1949 • IRFA was redesignated as the Indian Council of Medical Research. • Over next 60 years, ICMR established many national research centers in the fields of nutrition, tuberculosis, leprosy, viral disease, cholera, enteric disease, reproductive disorders, toxicology, cancer, traditional medicine, gas disaster, genetics, AIDS etc
  • 18.
    • The CentralEthical Committee of ICMR on Human Research constituted under the Chairmanship of Hon'ble Justice (Retired) M.N. Venkatachaliah held its first meeting on September 10, 1996. • Several subcommittees were constituted to consider ethical issues in specific areas e.g., Epidemiological Research; Clinical Evaluation of Products to be used on Humans; Organ Transplantation; Human Genetics, etc. • The committee released Ethical Guidelines for Biomedical Research on Human Participants in 2000 which were revised in 2006
  • 19.
    • Schedule Yof Drugs and Cosmetics Act came into force in 1988 and established the regulatory guidelines for clinical trial (CT) permission. • The schedule did force the industry to conduct Phase III clinical trials for registration of a new drug and supported growth of a predominantly generic Indian pharmaceutical industry. • However, this schedule only permitted clinical trials at a phase lower than its global status. • This phase lag obstructed integration of India in global clinical development.