Page 1
Bonn, 8 June 2013
Axel Olearius, Tobias Zeller (GIZ, Division Environment and Climate)
Block III : Coordination and Cooperation and learning from lessons –
focusing on internal and country-specific processes
V-NAMA
Involving sub-national actors into national mitigation
strategies through vertically integrated NAMAs
Page 2
Title
V-NAMA - Involving sub-national
actors into national mitigation
strategies through vertically
integrated NAMAs
Target Country Global
Implemented by GIZ
Picture
Goals/Activities:
• Involving sub-nationals in achieving national mitigation targets
• 2 outcomes: Bankable NAMAs & Practical guidelines for V-NAMA design
• 2 questions: Success factors for involvement of sub-nationals? How to do MRV?
• 2 sectors: Waste Management & Energy Efficiency in Public Buildings
• 2 partner countries: Indonesia & South Africa
• 3 years: 5/2012 – 4/2015
Page 319/07/2013
V-NAMA – project structure
GIZ HQ (Germany)
Project Steering,
Global Activities
(Guideline etc.),
Transferability
South Africa
V-NAMA
development:
Energy Efficiency in
Public Buildings
Indonesia
V-NAMA
development:
Waste Management
Page 4
Coordination and Cooperation
19/07/2013
Two dimensions
1. Coordination/cooperation between different levels of
government regarding climate change mitigation =
heart of V-NAMA project
2. Coordination/cooperation between the stakeholders
of the V-NAMA project and its steering structure (how
to involve the sub-national stakeholders?)
Page 5
Why at all involving sub-nationals in national mitigation
strategies?
19/07/2013
Sub-national actors
Provinces /
Municipalities
…with large share of
GHG emissions
(eg. waste Indonesia: 9%)
Key competencies…
• Waste management
• Buildings
• Transport
high mitigation potential
Page 6
Example for the need for cooperation/coordination –
Indonesian Solid Waste Management
19/07/2013
Central government:
Regulation (Mandate) and
Infrastructure Investment (Incentives):
eg. landfills, recycling facilities)
Provincial governments:
Link between central and local
government, monitoring of local
activities
Local governments:
Operation and maintenance of facilities,
closure of final disposal sites etc.
Page 7
Example for the need for cooperation/coordination –
South Africa Public Buildings
19/07/2013
Central government:
Regulation (Mandate) and Financial
Support (Incentives)
Provincial governments:
Provincial administrative buildings,
education facilities and hospitals
Local governments:
Municipal administrative buildings,
service and community facilities
(clinics etc.)
Page 8
What are barriers to cooperation/coordination
and sub-national involvement in NAMAs?
19/07/2013
Based on empirical findings of Ecofys study on
behalf of GIZ V-NAMA project
Lack of incentives
• Lack of financial
incentives
• Lack of political/co-
benefit incentives
Lack of integration
• institutional
weaknesses
• institutional
differences
Lack of capacity
• insufficient skills
and knowledge
• insufficient data and
information
But also: Different perspectives & interests
V-NAMA project seeks to overcome these barriers
Page 9
2nd Dimension: Coordination/Cooperation in the
steering of a vertically integrated project
19/07/2013
Challenge:
How to involve subnationals into a steering structure with many
stakeholders from national level without overburdening the structure?
Three Options:
Combined approach necessary!
Local Government
Associations
eg. SALGA
+ official mandate
- capacity?
Decentralized
Steering Structure
eg. provincial level
+ pilot municipalities
involved
- high costs, difficult
processes
Representation by
champions
eg. pioneers
+ capacity available
- mandate? political
problems?
Page 10
Multilevel working group in Durban (April 2013)
19/07/2013
eThekwini
Metro
Public
works
regional
office
National
DEA
International
Consultant
National
Consultant
National
DEA
National
DPW
Nelson
Mandela Bay
Metro
Eastern Cape
Province
Page 11
Conclusion
19/07/2013
1. National governments attempt to engage with multiple stakeholders, through
a mix of incentives, mandates and persuasion.
2. Successful cooperation and vertically integrated NAMAs will require
• effective incentive mechanism to motivate subnational governments to
engage
• platforms which facilitate bottom-up communication and trust building
• capacity building efforts
• pragmatic and locally feasible MRV systems
3. Efforts to engage subnationals will most likely be successful, if the NAMA
addresses a local sustainable development priority.
V-NAMA project concept notes in IND/SA: next steps
Guidelines/Guidance: Concept still needs to be defined!
Page 12
Thank you.
19/07/2013
Contact:
Axel.Olearius@giz.de; Tobias.Zeller@giz.de

Involving sub-national actors into national mitigation strategies through vertically integrated NAMAs

  • 1.
    Page 1 Bonn, 8June 2013 Axel Olearius, Tobias Zeller (GIZ, Division Environment and Climate) Block III : Coordination and Cooperation and learning from lessons – focusing on internal and country-specific processes V-NAMA Involving sub-national actors into national mitigation strategies through vertically integrated NAMAs
  • 2.
    Page 2 Title V-NAMA -Involving sub-national actors into national mitigation strategies through vertically integrated NAMAs Target Country Global Implemented by GIZ Picture Goals/Activities: • Involving sub-nationals in achieving national mitigation targets • 2 outcomes: Bankable NAMAs & Practical guidelines for V-NAMA design • 2 questions: Success factors for involvement of sub-nationals? How to do MRV? • 2 sectors: Waste Management & Energy Efficiency in Public Buildings • 2 partner countries: Indonesia & South Africa • 3 years: 5/2012 – 4/2015
  • 3.
    Page 319/07/2013 V-NAMA –project structure GIZ HQ (Germany) Project Steering, Global Activities (Guideline etc.), Transferability South Africa V-NAMA development: Energy Efficiency in Public Buildings Indonesia V-NAMA development: Waste Management
  • 4.
    Page 4 Coordination andCooperation 19/07/2013 Two dimensions 1. Coordination/cooperation between different levels of government regarding climate change mitigation = heart of V-NAMA project 2. Coordination/cooperation between the stakeholders of the V-NAMA project and its steering structure (how to involve the sub-national stakeholders?)
  • 5.
    Page 5 Why atall involving sub-nationals in national mitigation strategies? 19/07/2013 Sub-national actors Provinces / Municipalities …with large share of GHG emissions (eg. waste Indonesia: 9%) Key competencies… • Waste management • Buildings • Transport high mitigation potential
  • 6.
    Page 6 Example forthe need for cooperation/coordination – Indonesian Solid Waste Management 19/07/2013 Central government: Regulation (Mandate) and Infrastructure Investment (Incentives): eg. landfills, recycling facilities) Provincial governments: Link between central and local government, monitoring of local activities Local governments: Operation and maintenance of facilities, closure of final disposal sites etc.
  • 7.
    Page 7 Example forthe need for cooperation/coordination – South Africa Public Buildings 19/07/2013 Central government: Regulation (Mandate) and Financial Support (Incentives) Provincial governments: Provincial administrative buildings, education facilities and hospitals Local governments: Municipal administrative buildings, service and community facilities (clinics etc.)
  • 8.
    Page 8 What arebarriers to cooperation/coordination and sub-national involvement in NAMAs? 19/07/2013 Based on empirical findings of Ecofys study on behalf of GIZ V-NAMA project Lack of incentives • Lack of financial incentives • Lack of political/co- benefit incentives Lack of integration • institutional weaknesses • institutional differences Lack of capacity • insufficient skills and knowledge • insufficient data and information But also: Different perspectives & interests V-NAMA project seeks to overcome these barriers
  • 9.
    Page 9 2nd Dimension:Coordination/Cooperation in the steering of a vertically integrated project 19/07/2013 Challenge: How to involve subnationals into a steering structure with many stakeholders from national level without overburdening the structure? Three Options: Combined approach necessary! Local Government Associations eg. SALGA + official mandate - capacity? Decentralized Steering Structure eg. provincial level + pilot municipalities involved - high costs, difficult processes Representation by champions eg. pioneers + capacity available - mandate? political problems?
  • 10.
    Page 10 Multilevel workinggroup in Durban (April 2013) 19/07/2013 eThekwini Metro Public works regional office National DEA International Consultant National Consultant National DEA National DPW Nelson Mandela Bay Metro Eastern Cape Province
  • 11.
    Page 11 Conclusion 19/07/2013 1. Nationalgovernments attempt to engage with multiple stakeholders, through a mix of incentives, mandates and persuasion. 2. Successful cooperation and vertically integrated NAMAs will require • effective incentive mechanism to motivate subnational governments to engage • platforms which facilitate bottom-up communication and trust building • capacity building efforts • pragmatic and locally feasible MRV systems 3. Efforts to engage subnationals will most likely be successful, if the NAMA addresses a local sustainable development priority. V-NAMA project concept notes in IND/SA: next steps Guidelines/Guidance: Concept still needs to be defined!
  • 12.