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Lighting by Design
2ndedition
Christopher Cuttle
AMSTERDAM • BOSTON • HEIDELBERG • LONDON • NEW YORK • OXFORD • PARIS
SAN DIEGO • SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYO
Butterworth-Heinemann is an imprint of Elsevier
Contents
Preface to firstedition vii
Preface to second edition ix
Acknowledgements xi
Introduction xiii
Part One: Observation 1
1 Visible characteristics of objects 3
1.1 Visual constancy and modes of appearance 4
1.2 Visible properties of materials 19
1.3 Object characteristics and perceived attributes 31
2 Visible characteristics of lighting 37
2.1 Ambient illumination 37
2.2 Visual discrimination 51
2.3 Illumination hierarchy 74
2.4 The ‘flow of light’ 80
2.5 The ‘sharpness’ of lighting 99
2.6 Luminous elements 113
3 Measurable characteristics of lighting 125
3.1 Illuminance-based measurements 125
3.2 Luminance-based measurements 129
Part Two: Visualization 133
4 Envisioning the concept 135
4.1 Seeing lighting clearly 135
4.2 Allusion and illusion 142
4.3 Lighting concepts 155
5 Concept development 161
5.1 Getting the picture 161
5.2 The Design Features Report 165
11.
Contents
Part Three: Realization169
6 Delivering the lumens 171
6.1 Indirect flux 173
6.2 Flux distribution 183
6.3 Direct flux 195
6.4 The light field 209
7 Getting the lighting you want 223
7.1 Lighting specification 223
7.2 Contractual agreements 226
Appendices
A1 Technical concepts, terms and symbols 229
A2 Terms and symbols used in the text 234
A3 Summary of lighting concepts, design criteria, and
associated metrics 235
A4 Summary of calculations 236
References 240
Further reading 242
Index 245
vi
12.
Preface to firstedition
The need for this book arises from the fact that many archi-
tects and interior designers do not envision electric lighting as
part of their design philosophies. Generally, architects recognize
Le Corbusier’s dictum that ‘Architecture is the masterly, correct
and magnificent play of masses brought together in light’.
As they create space, architects position apertures with care,
admitting daylight to reveal forms and their textures, and so
define the space, and as Corbusier had observed, this involve-
ment with light lies at the heart of architecture. But then
a strange thing can happen. The design is handed over to a
building services engineer, whose range of responsibilities
includes ventilation, heating and air conditioning; sound sys-
tems; sprinklers; and electric lighting. For all of these services,
the engineer’s overriding concern is to achieve uniform distri-
butions, and in the case of lighting, this typically means that a
prescribed illuminance is provided uniformly over a horizontal
work plane 700mm above floor level. The result brings untold
dismay to architects. By day, their building has light and shade,
with forms and textures interacting with the flow of light
induced by the thoughtfully located fenestration. By night, all
of this recedes into the dull blandness of consistent, invariant
illumination.
The first group that this book is intended for is architects and
interior designers who seek to achieve their design objectives
both by day and by night. However, that does not mean pro-
viding a daylit appearance around the clock. Electric lighting
has its own aesthetic, and a prime aim of the book is to get
designers to appreciate the different ways in which daylight
and electric lighting interact with buildings. This considera-
tion may bring the designer into contact with specialist light-
ing designers, which may include building services engineers
who have developed a passion for lighting, and these people
are the second group for whom the book is intended. Overall,
the book is intended for designers seeking to bring in-depth
understanding of electric lighting into the architectural design
process.
13.
Preface to firstedition
The Artist
One evening there came into his soul the desire to fashion an
image of The Pleasure that abideth for a Moment. And he
went forth into the world to look for bronze. For he could only
think in bronze.
But all the bronze in the whole world had disappeared, nor
anywhere in the whole world was there any bronze to be
found, save only the bronze of the image of The Sorrow that
endureth for Ever.
Now this image he had himself, and with his own hands, fash-
ioned, and had set it on the tomb of the one thing he had
loved in his life. On the tomb of the dead thing he had most
loved had he set this image of his own fashioning, that it might
serve as a sign of the love of man that dieth not, and a symbol
of the sorrow of man that endureth for ever. And in the whole
world there was no other bronze save the bronze of this image.
And he took the image he had fashioned, and set it in a great
furnace, and he gave it to the fire.
And out of the bronze of the image of The Sorrow that
endureth for Ever he fashioned an image of The Pleasure that
abideth for a Moment.
Oscar Wilde (Source: Small, I. (ed.) Oscar Wilde: Complete
Short Fiction, Penguin Classics, 1994).
viii
14.
Preface to secondedition
Since the first edition was published in 2003, I have had a
good number of opportunities to teach its content. These have
caused me again and again to think through ways of explain-
ing the concepts that are the basis of this approach to lighting
design. I have satisfied myself that I have a simpler and clearer
way of introducing the ‘sharpness’ of lighting concept, and this
has led me to rewrite (and shorten) Section 2.5.
For the example of an applied lighting calculation that I had
given in Section 6.1, I followed the procedure of manual calcu-
lations using data from lighting manufacturers’ catalogues. For
this edition I have shown how a computer-based lighting pro-
gram, in this case DIALux, can be applied for the calculations
that I make use of. As well as making the calculations quick
and easy (providing we keep our objectives clearly in mind), a
great advantage of using this type of software is that it enables
on-line searching for luminaires with suitable photometric per-
formance. This is demonstrated in the revised Section 6.1.
There are other additions to the text, such as discussion of
opponent colours theory and the colour mismatch vector
method of illustrating colour rendering properties in Section
2.2, but the most obvious difference is that this edition is in full
colour. I wanted to take the opportunity to make this discus-
sion of lighting much more visual, and while there is no short-
age of books that present pictures of ‘good’ lighting, I wanted
instead to illustrate ways in which the appearance of architec-
tural spaces may be affected by lighting. This has led me to add
groups of my own colour photographs to introduce each chap-
ter, and generally the aim has been to show comparisons of
interior spaces influenced by changes of lighting. I did not take
these photographs specifically for this purpose, but rather I
use a camera to record my observations of lighting. I do this to
develop my own observation-based experience of lighting, and
I recommend this practice to anyone who shares this interest.
Acknowledgments
The most wonderfulthing about working in lighting is the
people that you encounter. Scientists and artists; engineers
and designers; architects and psychologists; optometrists and
ergonomists; are all concerned about how people interact with
light. It is a topic that is virtually without boundaries, and it
has brought me into contact with an extraordinary variety
of people from whom I have gathered so much that I know
that I cannot properly acknowledge all of them. However,
some people have changed the way I think, and these people I
particularly want to acknowledge.
David Pritchard pulled me out of the commercial stream of a
London luminaire manufacturer and into the technical depart-
ment. They were a lively bunch and I learned a lot from them,
and also I joined the Illuminating Engineering Society. At the
London monthly meetings I was encountered speakers of the
stature of J.M. Waldram, R.G. Hopkinson, and W.R. Stevens,
and lighting became an interest rather than a job.
After five years in London I joined Derek Phillips, a young archi-
tect who had taken on the challenge of establishing Britain’s
first independent lighting consultancy practice. I met clients
rather than customers. I learned how to visualize lighting, and
what it was to feel responsible for one’s own work.
My next move was to join the Daylight Advisory Service of
Pilkington Glass at St. Helens, Lancashire. Under the leadership
of J.A. (Joe) Lynes, the DAS was developing a quite remark-
able reputation for its contributions to daylighting design, and
I became increasingly involved in giving seminars on the DAS’s
design tools at schools of architecture. It was Professor James
Bell who encouraged me to study for my Masters degree at
the University of Manchester, and at about this time, Harry
Hewitt invited me to join the IES Lighting Design Panel. This
group of experts had the task of looking ahead to guide the
society’s work. The panel’s meetings were always stimulating,
and never more so than when Peter Jay took over the leader-
ship. While I had the good fortune to engage with some out-
standing intellects at this time, I have to make special mention
17.
of Joe. Heliterally drew my understanding of lighting into the
third dimension, and although we worked together for only
two years, I have benefited ever since from the friendship that
we have maintained.
In 1976 I emigrated with my young family to join a brand new
school of architecture in Wellington, New Zealand. It was a
young faculty that developed a collegiate bond that drove all of
us. The lack of a lighting community came as a shock, but fairly
soon we had the IESNZ up and going, and soon after that New
Zealand joined the International Commission on Illumination
(CIE). Things seemed to be well on track when Mark Rea
invited me to join the Lighting Research Center at Rensselaer
Polytechnic Institute in Troy, New York, in order to set up the
world’s first Master of Science in Lighting degree program. I
went to Rensselaer on a three-year contract and stayed for nine
years. Once again I was with a newly established outfit where
the adrenalin was flowing and my learning curve was as steep
as ever. The students were challenging and the faculty was out-
standing. Peter Boyce, Howard Brandston, Naomi Miller and
Jan Moyer remain firm friends.
I returned to New Zealand and once again I was working with
architecture students and getting them to visualize their design
concepts in light. Some of the ideas that I make use of have
appeared in published papers, and I am grateful to Lighting
Research and Technology for having given me opportunities
to offer my thoughts for peer scrutiny. Also, I want to thank
Lighting Design Application, who between 1995 and 1999
published 34 articles of mine in a monthly column titled “Cuttle
on Calculations”. Opportunities of this sort are enormously
valuable for developing one’s own ideas, and I need to make
particular mention of the writings of Dr. J.A. Worthey, whose
studies of light source size have provided the basis for the sec-
tion on the ‘sharpness’ of lighting.
I retired from the School of Architecture at the University of
Auckland, New Zealand in 2007, and I acknowledge the sup-
port that enabled me to write this book. Special thanks are
due to the faculty photographer, Lynne Logan, who did all the
studio photography for the illustrations. Other illustrations are
either acknowledged with due gratitude in the captions, or they
are my own.
Kit Cuttle
Auckland, 2008
Acknowledgments
xii
18.
Introduction
This book isconcerned with devising electric lighting instal-
lations for architectural spaces that will contribute towards
achieving architectural design objectives. It is written for archi-
tects, interior designers and specialist lighting designers. It
presumes a basic knowledge of lighting technology, although
a brief summary is given in the Appendices for the benefit of
those who might need an occasional reminder.
The book comprises three parts. Part One is titled Observation,
and the thesis is that the aspects of lighting that concern a
designer are those that can be seen to make a difference. The
problem is that we all take lighting for granted, and we sim-
ply do not notice what lighting can do until we direct our-
selves to look for it. If people enjoy the visual experience of a
space or the objects it contains, the lighting must have been
working well for them. That they remember the architec-
ture or the beautiful art, and they don’t remember the first
thing about the lighting, is not the issue. To become a light-
ing designer it is necessary to understand the role of light-
ing in revealing that experience. This is done by objectively
examining interactions of light and matter and develop-
ing an extensive range of observation-based experience of
lighting.
Part Two is titled Visualization. A lighting design concept
develops in the designer’s mind, and its strength depends on
the designer’s ability to visualize three-dimensional space and
to bring to that vision observation-based experience of light-
ing. This use of the term visualization should not be confused
with computer-generated renderings. The process described
involves mentally applying lighting design criteria to build
up a visualization of the design situation in light, and devel-
oping the skill to communicate and discuss that concept with
a client and other professional designers working on the
project.
Part Three is titled Realization. Unlike stage and studio lighting
designers, the architectural lighting designer realizes the design
19.
concept through themedium of a technical specification. This
leap from the cerebral to the technical involves calculations
and understanding the performance characteristics of lighting
equipment, but the designer must never lose sight of the prin-
ciple that what matters is what can be seen to make a differ-
ence. It is intended that a reader who follows all three parts will
become good at seeing small differences of lighting.
Introduction
xiv
20.
Part One: Observation
Alldiscovery starts with observation. Whether we think of
Aristotle leaping out of his bath and startling the Athenian
townsfolk with his cries of ‘Eureka!’, or Newton wondering
what caused the apple to fall on his head, or Einstein imagining
himself to be sitting on a photon, or Sherlock Holmes’ admon-
ishions to Watson: it is all a matter of observation.
The process of visual perception operates throughout our wak-
ing hours, continually seeking to make sense of the flow of
information being delivered to the brain through the sense of
vision. It is obvious that lighting is necessary for vision to oper-
ate, and there is a substantial amount of knowledge on ways
in which lighting may influence how well the visual process is
able to operate. However, this book is more concerned with
how lighting may influence our perceptions of our surround-
ings. There is far less reliable knowledge, and it takes careful
observation to identify the aspects of appearance that we rely
on to form our perceptions, and how they may be affected by
lighting.
While this may seem to be a daunting task, it should be obvi-
ous that the essential components of lighting design are there
for all to see. The first vital step towards becoming a lighting
designer is to develop confidence in the evidence of your own
eyes.
22.
1
At first, itseems obvious that we provide lighting to enable
people to see, so that all lighting can be assessed in terms of
how well it enables people to see. Lighting that maximizes the
luminance contrast of visual detail enables very small detail
to be accurately detected, and this is the basis of many light-
ing recommendations and standards. However, observation of
our surroundings shows a much larger range of ways in which
objects can differ in appearance. Consider for a moment the
judgements that we commonly make in deciding whether a
surface is clean and dry; whether fresh fruit is good to eat; or
whether a colleague looks tired. These judgements are based
on observation of appearance, but what are the differences of
appearance that are critical in making these judgements? Any
of these everyday assessments of appearance can be influenced
by subtle aspects of lighting, and so too can our more complex
assessments of the appearance of architectural spaces.
A basis of theory enables designers to examine their own
observations of the things that surround them. Differences of
object appearance have their origin in the physical processes
by which light is reflected, refracted, dispersed and scattered
by matter. But human vision did not evolve to enable us to
observe these processes: it evolved to enable us to recognize
our surroundings. Understanding of the roles of these processes
requires directed observation, and when we apply observation
analytically, we find that the number of physical processes that
is responsible for all of the differences that we can discriminate
is quite limited. With this insight, we start to gain knowledge of
how to control light to achieve a visible effect that we have in
mind. It is, in fact, quite remarkable how the astounding range
of human visual sensations is governed by so few processes.
Lighting is both the medium that makes things visible, and
it is a visible medium. At one level, it reveals the identifying
attributes that enable us to recognize the objects that surround
us, and at another level it creates patterns of colour, and light
and shade, which add other dimensions to the visual scene.
Visible characteristics of
objects
Facing page: Union Station,
Washington DC.
The 1988 renovation of architect
Daniel Burnham’s Union Station
(opened in 1907) included new
lighting designed by William Lam
Associates. The uplighting in the
Main Concourse is by two-to-one
combinations of metal halide and
high pressure sodium lamps, the
sodium lamps having been added
to cause the gold leaf decoration to
gleam. This is effective both by day
and by night, despite the vastly
different overall appearance of the
terminal
23.
Observation
4
This chapter examinesthe role of lighting at the former level,
that is to say, its role in making visible the aspects of appear-
ance that enable us to perceive our surroundings. We start
by considering what we need to know about the processes of
vision and visual perception.
1.1 Visual constancy and modes of
appearance
The underlying aim of lighting design is to control the luminous
environment in order to influence the perceived environment.
Figure 1.1 provides a simple model of visual perception, which
shows that several stages are involved in making this connection.
THE LUMINOUS ENVIRONMENT
generates
THE RETINAL IMAGE
which is the stimulus for
THE PROCESS OF VISION
which provides information
to enable
THE VISUAL PERCEPTION
PROCESS
THE PERCEIVED ENVIRONMENT
to recognize the objects and
surfaces that form the visual
basis for
Figure 1.1: A simple model of the human visual perception process.
Lighting designers exercise operational control in the luminous
environment, with the aim of influencing an observer’s perceived
environment. A complex series of processes occur between the
designer’s input and its effect
24.
Visible characteristics ofobjects 5
The luminous environment
This is the physical environment made luminous by light. It is
here that the lighting designer exercises control.
The retinal image
The optical system of the human eye focuses an inverted image
onto the retina, shown in Figure 1.2. This image is constantly
changing with movements of the head and the scanning move-
ments of the eyes. It is often said that the eye is like a camera,
but the only similarity is that it forms a focused image in which,
for every pixel, there is a corresponding element in the lumi-
nous environment. The main difference is that the eye operates
as an instrument of search. Unlike photographic film, the struc-
ture of the retina is far from uniform. High-resolution detection
occurs only at the fovea, a small area of tightly packed photore-
ceptors, and except at very low light levels, resolution declines
progressively to the periphery of the retina. While the relatively
slow movements of the human body occur, more rapid move-
ments of the head enable attention to focus onto things that
have been noticed, while still more rapid movements of the
eyes within their sockets cause objects of interest to be scanned
for detail. The eye is not a picture-making device: it is the opti-
cal instrument of search that is actively involved in the process
of seeking information of the surrounding environment.
The distribution of luminance and colour that comprises the
retinal image is modified by light losses that occur in the opti-
cal media of the eye, and these losses are not constant as they
increase significantly with age. Here we encounter an interesting
conundrum. Because the retinal image is the stimulus for vision,
we have no way of examining it. So, we are forced to accept
measures of the luminous environment as practical indicators
Near vision
Distant vision
Iris contracted
Pupil
Iris opened
Retina
Ciliary
muscle
Optic nerve
Sclera
Fovea
Lens
flattened
Lens
rounded
Blind spot
Figure 1.2: Sectional diagram
of the human eye showing lens
curvatures for near and distant focus.
(Source: Coaton, J.R. and Marsden,
A.M. (eds) Lamps and Lighting,
Arnold, 1997)
25.
Observation
6
of the stimulusfor vision, which means that we are by default
assuming a notion of ‘normal vision’. This notion presumes that
those who need optical correction to achieve a sharply focused
image will have it, and while allowance may be made for reduc-
ing image brightness with age, this is often overlooked in prac-
tice. This latter point is discussed in Section 2.2.
The process of vision
The purpose of the visual process is to provide an ever-chang-
ing flow of information to the visual cortex of the brain. The
retinal image stimulates photoreceptors embedded in the retina,
causing a series of minute electrical impulses to flow along the
optic nerve pathways to the brain (Figure 1.3). It might seem
more appropriate to compare the eye with a television camera
than with the more familiar picture-making camera, but even
here the comparison falls short. There are millions of photore-
ceptors in the retina, and processing of their responses occurs
at several stages along the route to the brain.
The first level of processing occurs actually within the retina, ena-
bling the optic nerve to transmit the visual information with far
fewer nerve fibres than the number of photoreceptors. Further
modification of the signals from the two retinas occur in the chi-
asma, where responses from both left-hand sides of the retinas
are channelled to the left-hand lobe of the visual cortex, and the
right-hand channel is similarly directed. Further processing occurs
in the lateral geniculate bodies before the signals reach the cortex.
While there is still plenty that is not understood about the work-
ing of these processes, much information on the performance
of human vision has been gathered in recent years. The prime
Lateral
geniculate
body
Retina
Optic
chiasma Optic
nerve
Visual
area of cortex
Figure 1.3: Schematic diagram of the binocular
nerve pathways (adapted from Boyce, P.R. Human
Factors in Lighting, Applied Science Publishers,
1981)
26.
Visible characteristics ofobjects 7
source of this information is studies involving measurements of
the ability of an observer to detect small differences of luminance
or colour, and this aspect of visual ability is discussed in Section
1.2. Its relevance to this discussion is that if an item of detail is to
be part of the perceived environment, then its presence must be
indicated by a visually detectable stimulus.
The visual perception process
The perception of a surrounding environment may be influ-
enced by input from any of the senses, together with memory
cues. Although vision is usually the dominant source of sensory
information, the perception may be significantly influenced by
inputs from other senses, such as auditory, olfactory, and tac-
tile senses, together with memories derived from these senses.
This simple model should not be taken too literally, as just how
a perception of an environment is assembled from the signals
that flow through the optic nerve pathways is much less well
understood than the process of vision.
The perceived environment
This is the construct within the brain that serves as a model
for the physical environment, and it has two distinct roles. It is
within this mental construct that a person orientates and makes
operational decisions, such as how to navigate through the
space without colliding with furniture or other objects. Also,
the mental construct represents the person’s assessment of their
environment. If one person finds a space pleasant and another
does not, then we can assume that the perceived environments
that each of them has formed are different. While some inter-
personal differences are inevitable, it is evident that there are
broad similarities which enable designers to satisfy both select
and random groups of people. Luminous environments can be
created that lead to a majority of sighted people generating
perceived environments that both enable satisfactory levels of
operational decision-making, and which also provide for posi-
tive evaluations of their surroundings.
Referring back to Figure 1.1, we can use this model to set light-
ing design into context. The designer’s objective is to bring to
life a perceived environment that exists as a mental image in
the designer’s brain. The image comprises more than a view.
Depending on the designer’s philosophy, it is likely to incorpo-
rate subjective concepts which relate to evaluative responses to
the luminous environment, which is to be achieved by applying
27.
Observation
8
lighting to aphysical environment. This is the essential function
that the lighting designer controls. The link between the lumi-
nous environment and the perceived environment is the chain
of functions indicated in the basic model of visual perception.
Added to this, it is inevitable that past experience will influ-
ence an individual’s visual perception of their environment, and
this gives one more reason why we need to recognize that the
luminous environment and the perceived environment are not
the same thing. That we have incomplete understanding of
how the visual perception functions operate is not an overrid-
ing deficiency, as we can employ observation to explore ways
in which variations in the luminous environment influence the
perceived environment. This is a vital aspect of any design
process. At the same time, we should seek theory that confirms
observation as this enables us to organize knowledge. It is with
this purpose in mind that observation is the central theme of
Part One of this book.
Aspects of appearance
Consider this hypothesis: architectural lighting should provide
for reliable recognition of the surfaces and objects that form
the environment. The basis of this premise is that every object
that is represented within the perceived environment is asso-
ciated with certain attributes, some of which are essential for
recognition of the object, and some of which affect assessment
of the object’s qualities. A designer can be expected to look for
more than lighting that simply makes everything visible. Much
design effort may have been expended on selecting materials
and specifying colours and textures, and it is important that
these selected qualities are effectively revealed.
Examine the four views shown in Figure 1.4. In every case,
the objects are instantly recognized, but being able to cor-
rectly name an apple, a peach, and a pineapple does not tell us
much about these objects. Are they ripe? Are they wholesome?
Would they be good to eat? What different impressions do we
gain from the various views of the colour and texture of each
of these objects? These are the judgements that determine
our attitudes towards these familiar objects, but what are the
aspects of appearance that influence our assessments?
We have expectations of what good fruit should look like, and
we inevitably compare the different views of the objects with our
expectations. The perceived objects are more than images: they
28.
Visible characteristics ofobjects 9
are entities in our minds that are ‘coloured’ by our expecta-
tions. If the fruit appears unattractive in one view, those per-
ceived attributes of the object that do not meet expectations
will stand out in the mind of the viewer. The perceived object
is not a simple transposition of the retinal image: it carries the
viewer’s evaluation of the perceived object. A fruit vendor who
seeks to meet the viewer’s expectations will polish the apples,
but not the peaches. However, the apples will not shine unless
the lighting has the propensity to reveal that attribute. There
is, of course, no such thing as ‘shiny lighting’, and lighting
alone cannot make the peach appear shiny. However, lighting
that can produce a pattern of light and shade on the smooth,
velvet surface of the peach that differentiates it from both the
Figure 1.4: (a) The objects are
both visible and recognizable, but
while the perceived attributes
enable recognition they do not
necessarily engender favourable
assessments of the objects.
(b) The spatial distribution of
the lighting is the same as for (a)
but the spectral distribution is
different, and gives more favourable
assessment of the chromatic
attributes of the objects.
(c) The spatial distribution of light
contrasts the matt and glossy
surfaces of the peach and the apple,
and their smooth forms from the
rough surface of the pineapple.
However, the spectral distribution
is as for (a) and does not favour
the chromatic attributes.
(d) The peach and the apple look
ripe, and the foliage of the pineapple
appears fresh. Both the spatial and
spectral distributions of light reveal
differences of object attributes and
support favourable assessments of
them
(a) (b)
(c) (d)
29.
Observation
10
jagged surface ofthe pineapple and shiny surface of the apple
has properties that meet the expectations of the vendor and
his customers. If the lighting also aids discrimination of colours
that are associated with fruit that is healthy and ripe, it will gain
the customer’s approval. The evaluative aspects of perception
are primarily concerned with discrimination, and this process
is served by lighting that provides for discrimination of object
attributes, that is to say, lighting that maximizes differences of
object appearance.
Whenever the retinal image stimulates the perception of
an object, that object is inevitably perceived to have certain
attributes. The apple has the attribute of gloss, and the peach
does not. If we doctored the surface of the peach with a clear
varnish a viewer might perceive a nectarine, but not a glossy
peach. Not all things can be perceived to have all attributes. If
the image of the apple appeared to be flickering, this would be
perceived to be an attribute of the lighting. We can not per-
ceive an apple that is cyclically altering its surface lightness. If
subsequent observation revealed that the flicker was somehow
emanating from the object, we might decide that we are look-
ing at a plastic model of an apple with a lamp inside, but we
would now have a quite different understanding of the object.
In our perceived environment, it would not be an apple.
Visual constancy
Visual constancy may be described as the process by which per-
ceived objects maintain more or less stable attributes despite
changes in the retinal images by which they are recognized. An
understanding of how we develop perceptions of our environ-
ments and the role that perceived attributes play in enabling us
to come to terms with surroundings is crucial to understanding
the roles that lighting can play in influencing people’s perceptions
of their environments.
For all of our lives we are surrounded by objects, and while
indoors, our environments are bounded by surfaces. For the
moment, we will treat all of these surfaces as objects. The volume
of the space is filled with air, but unless it is dusty or misty, we
have no visual awareness of the air. It is, however, necessary for
us to recognize the objects that surround us. We need to under-
stand why we are in this place, and what is our relationship
to these objects. We need to be able to navigate through our
environment, and for this we need to have a perception of a
stable world, or at least one in which the movements of objects
are understandable and reasonably predictable.
30.
Visible characteristics ofobjects 11
The perceptual process works so well that we do not con-
sciously distinguish between the perceived environment and
the physical environment, so that ‘I saw it with my own eyes’
seems to the speaker to be irrefutable proof of an event.
Psychologists have developed a number of visual illusions to
enable them to study the perceptual process. These are images
that reliably confuse the perceptual process, and these confu-
sions can give insight into the workings of the process.
A famous illusion is shown in Figure 1.5. The figure shows two
vertical lines. Disregarding their chevron endings, do they seem
to you to be the same length? If you need to, use a measure to
confirm that they are in fact identical in length. So, why does
the one on the left appear to be longer? Could it be that one
pair of chevrons is stretching the line by applying tension, while
the other is squashing it in compression? That cannot be right,
as it is the reverse of the perceived difference. The accepted
explanation is rather engaging. It is that the line on the left
appears as a receding corner, as if looking into a corner of a
room, and the line on the right appears as an advancing corner,
as if the external corner of a building. As you perceive the line
on the left to be more distant, and its retinal image is of the
same size, you perceive it to be larger. Does this explanation
seem convincing to you? Try Figure 1.6. Do the black bars seem
to you to match in size? You can check that they are identical,
but it is almost impossible to see them as equal without obscur-
ing the surrounding lines.
Consider something rather closer to everyday life. You meet a
couple of friends, and as you walk towards your friends to greet
them, their images on your retina enlarge. Why would you not
see your friends to be enlarging like a pair of inflating balloons?
The answer is that in order for you to be able to navigate
your way among people, furniture and other hazards, your
brain is continually interpreting your changing retinal images,
and updating the model of your environment and your location
and movement within it. Your decreasing distance from your
friends is an aspect of that perception which is inseparable from
your recognition of your friends. Even though the setting in
which you meet may be quite unfamiliar, you have developed
the skill to orientate yourself within that environment and to
navigate your way through it without difficulty. You may have
encountered many people since you have developed that skill,
and while some of them may have enlarged somewhat during
your acquaintanceship, you know that it takes more than a few
seconds to achieve this transformation.
Figure 1.5: The Müller–Lyer
figure: the vertical lines are the
same length
Figure 1.6: Distance–size
illusion: in this case, the black
bars are the same length
31.
Observation
12
This discussion hasbeen concerned with the phenomenon
of size constancy, which, as we can see from Figures 1.5 and
1.6, is easily demonstrated. This is one aspect of the visual
constancies, which may be described as perceptual phenom-
ena which enable us to ascribe stable attributes to visually per-
ceived objects. Another of the constancies is lightness constancy
which is not as easily demonstrated on the pages of a book.
According to Peter Jay (1973), the German physicist Hermann
von Helmholtz (1821–94) posed the question, ‘Why does a
lump of coal in sunlight look black even if it has higher lumi-
nance than a sheet of white paper that is in the shade?’ You
can readily, and quite comfortably, confirm Helmholtz’s obser-
vation. Lumps of coal are less commonplace household items
than in Helmholtz’s day, but on a sunny day, place a suitably
black object (such clothing is fashionable at the time of writing)
in the full sun and settle yourself close by in the shade while
continuing to read this book. The sunlit object will not lose its
blackness nor will this page loose its whiteness, even if the light
level difference is such that a luminance meter would show that
the reflected luminous flux density is greater from the coal (or
black clothing) than from the paper. What is the explanation?
It is easily demonstrated that simultaneous contrast can affect
perceived lightness (Figure 1.7), but this is not to be confused
with Helmholtz’s question. He is asking why it is that recognized
objects retain their different identifying visual characteristics
even when the effect of lighting would seem to be to cause
them to reverse.
Of course, our lives would become chaotic if objects changed
from black to grey to white when carried from shade to full light.
You could walk out of your house in the morning and find your-
self unable to recognize it when you return in the evening. Visual
constancy is an essential fact of life. Glancing back to Figure 1.1,
the retinal image of the lump of coal may have higher luminance
than the image of the paper, but the perceptual process did not
Figure 1.7: Simultaneous contrast: the grey squares are identical. This
could be confirmed by superimposing a mask with five cut-outs coinciding
with the grey squares, so they are all seen against the same background
32.
Visible characteristics ofobjects 13
evolve to inform us of this photometric fact. It evolved to enable
us to develop a mental construct that provides us with a reliable
representation of our environment, and that means that objects
are perceived to retain their intrinsic characteristics, even where
large differences of illuminance occur. The appearance of the
lump of coal will not be identical whether it is in sunlight or
shade, but it remains unmistakably black.
How do we make sense of this situation? In particular, if your
purpose for reading this book is to learn how to plan distribu-
tions of illumination, how are you able to cope with the notion
that visual constancy operates so that the appearances of
objects are more or less unaffected by lighting?
Modes of appearance
As has been stated, any ‘thing’ that is recognized is perceived
to have certain attributes. The ‘modes of appearance’ concept
explains that the perceived attributes that may be associated
with a particular ‘thing’ depend upon the ‘mode’ in which it
is perceived. This concept provides a theoretical framework for
analysing observations of illuminated objects, and it provides
a useful concept for examining the roles that lighting can play
in influencing the appearance of an illuminated space and the
objects it contains.
The originator of the ‘modes’ concept was David Katz (1935),
whose concern was the ways in which the appearances of col-
ours are influenced by the ways in which the stimulus is experi-
enced. He drew distinctions between surface colours and volume
colours, and between colours that are perceived to be revealed
by illumination and those perceived to be self-luminous.
His explorations of the role of colour constancy and the influ-
ence of illumination, as well as the work of other contributors,
have been reviewed elsewhere (Cuttle, 2004).
In Figure 1.8(a), red and green coloured cards are placed side-
by-side on a table top, and a strip of transparent yellow film is
laid across them. A colorimeter would indicate four distinct col-
ours, but an observer would perceive three: red and green in
surface mode, and yellow in film mode. These modes could be
changed. In Figure 1.8(b), a card with four cut-outs is placed on
top, and the observer perceives four colours in surface mode.
While the names of these modes may seem to describe a physi-
cal viewing condition, it is important to recognize that the mode
of appearance of an element is determined by how it is perceived
by an observer. ‘Modes of appearance’ may be referred to as a
33.
Observation
14
classification of assumptionsthat underlie perception. A change
of mode may cause the perceived attributes of an object to
change from those associated with its physical properties, and
this may be described as a ‘constancy breakdown’.
It is one of this book’s underlying themes that it is a prime pur-
pose of a lighting designer to identify chosen attributes of archi-
tectural spaces and the objects they house, and to reveal these
attributes. It is, therefore, of high relevance that the ‘modes’
theory explains that certain attributes may be associated only
with objects perceived in certain modes. Perhaps the most
remarkable difference concerns the attributes of brightness
and lightness. If I shine a spotlight onto a wall, I create a zone
that is perceived to have the attribute of brightness. It might be
possible for someone to create an identical luminance pattern
by selectively spray painting the wall, but it is unlikely that any-
one would be convinced that they were looking at a spotlight-
ing effect. The appearance of a spotlight being directed onto
a wall is instantly recognized, and the spotlit area is perceived
in located illumination mode. It has the attribute of brightness,
which may be graded on a bright–dim scale. Meanwhile, the
appearance of the wall is essentially unchanged. It is perceived
in object surface mode and retains its appearance of uniform
lightness, which may be graded on a light–dark scale. This is an
important distinction for understanding which are the perceived
attributes that may be affected by lighting, and which are the
attributes that are not likely to be affected.
The brightness of an element perceived in either located illu-
mination or illuminant modes is largely determined by its lumi-
nance relative to the adaptation condition determined by the
overall field, and this is discussed further in Section 2.1. The
lightness of an element’s perceived object surface mode is
related to reflectance, and the relationship is fairly well estab-
lished. The Munsell colour system incorporates a scale of value,
which is a subjective scale of lightness. To establish such a
(a)
Figure 1.8: (a) A red and a green card are
overlaid with a yellow film. The card colours are
perceived in surface mode, and the yellow in film
mode. A mask with apertures is overlaid in (b), and
four colours are perceived in surface mode
(b)
34.
Visible characteristics ofobjects 15
scale, a subject might be presented with a black and a white
colour card, and be required to select from a large number of
slightly different grey cards a card that appears to be mid-way
between the black and white cards. Then the subject would
find cards to fit into the two gaps, and so would proceed to
produce a black–grey–white scale of equal perceived intervals.
If the black card has a reflectance close to zero and the white
card close to one, it might be expected that the mid-way card
would have a reflectance around 0.5. This is not so. Munsell’s
value scale of zero to ten is shown related to reflectance in
Figure 1.9, and it can be seen that value 5, which is the subjec-
tive mid-point, corresponds to a reflectance of approximately
0.2. In other words, what is perceived to be a mid-grey sur-
face absorbs 80% of incident light. If a designer wants to make
use of surfaces that reflect half of the incident light, they will
need to have a Munsell value of 7.5 and will be distinctly light
in appearance. The point of this discussion is that lightness is
a subjective assessment of surface appearance, and while it
is related to surface reflectance, it is not a linear relationship.
Brightness is also a subjective assessment, but it relates to the
emission light from the object rather than to an intrinsic prop-
erty of an object’s surface.
Various authors have proposed their own sets of ‘modes’ to suit
their own purpose, and most have chosen to drop Katz’s film
mode. This is not because it is wrong, but because it is unlikely
0
1
2
3
4
5
6
7
8
9
10
0.1
0
Reflectance
Munsell
value
1
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
Figure 1.9: Munsell value and
reflectance
35.
Observation
16
to be relevantin design applications. In the ‘modes’ model used
for this text there are six modes of perception, if we consider
the two object modes separately, and each has its own set of
perceived attributes (Cuttle, 1999). Any ‘thing’ that is recog-
nized will be perceived in one of these modes, and the mode of
perception determines which perceived attributes may be asso-
ciated with the ‘thing’. The modes are listed in Table 1.1, with
examples of phenomena that are likely to be perceived in each
of the modes. Generally, the examples assume that visual con-
stancy applies.
This table should be read in conjunction with Table 1.2, which
shows the modes and associated perceived attributes. A blank
indicates that the attribute is not associated with the designated
mode of perception, and a cross indicates that there may be
an association. This model makes a major distinction between
located (perceived to have dimension) and non-located modes.
Objects perceived in surface or volume modes are always
Table 1.1 Six modes of appearance
Mode Examples
Non-located Illuminant mode Sky, ambient fog (Note 1).
An illuminated surface viewed through an aperture (Note 2).
Integrating sphere.
Illumination mode Ambient illumination, such as the general lighting within a room.
Located Illuminant mode A lamp or luminaire; a self-luminous object.
Illumination mode A patch or a pattern of light focused onto a surface or object (Note 3).
Object modes Surface An opaque surface; an object seen by reflected light
(Note 4).
Volume A cloud.
A plume of smoke.
A transparent or translucent medium.
Note 1
While we know intellectually that fog is not self-luminous, ambient or pervading fog is likely to be perceived as a
luminous body rather than as an illuminated medium.
Note 2
Aperture is considered not to be a mode of appearance: it is a viewing condition that causes a patch of a surface to be
perceived in a non-located mode although the aperture itself may be perceived in located object mode. Again, an object
does not have to be self-luminous to be perceived in an illuminant mode.
Note 3
The located illumination mode differs from the non-located illumination mode in that the illumination is perceived to
have size, and perhaps outline or pattern. It is not perceived to have three-dimensional form as it takes on the form of
whatever it is focused onto.
Note 4
It is important to distinguish between the perception of the surface and the perception of the incident light. Consider a
surface illuminated by a flickering source: the flicker will be perceived as an attribute of the illumination, not the surface.
36.
Visible characteristics ofobjects 17
located, whereas illuminant and illumination modes may be
located or non-located. If, upon entering a room, you have an
impression of a brightly lit space, this is a non-located illumina-
tion mode perception. Alternatively, if you notice that an artwork
hanging on the wall is brightly lit, that is a located illumination
mode perception. The attributes of brightness and lightness
have special roles. Anything that enters conscious perception has
either the attribute of brightness or lightness, so that one or the
other of these attributes is always associated with the perception.
These two attributes are mutually exclusive.
Where visual constancy holds, the objects and surrounding sur-
faces that comprise a situation to be illuminated are usually per-
ceived in either the surface or volume object modes, although
both modes may apply simultaneously. The body colour of a glass
vase may be perceived in volume mode while its form is perceived
in surface mode. For all visible objects, incident illumination inter-
acts with the physical properties of their materials, providing the
visual stimuli for perceptions of their distinctive attributes.
It has been stated that anything that is perceived through the
process of vision has either the attribute of brightness or light-
ness, but not both. It requires careful observation to confirm
that this is so. Consider Figure 1.10: what does it show? Of
course it shows a suspended matt white sphere. You perceived
the sphere instantly, and furthermore you perceived it to be
uniformly white. However, this photograph of the sphere is not
uniformly white. Instead it shows a shading pattern from light
grey to darker grey. Take a sheet of paper and punch a small
hole in it. Slide the paper across the photograph, and you will
Table 1.2 Matrix of modes of appearance and perceived attributes
Perceived
attributes Modes of appearance
Non-located Located
Illuminant Illumination Illuminant Illumination Surface Volume
Brightness X X X X
Lightness X X
Hue X X X X X X
Saturation X X X X X X
Flicker X X X X
Pattern X X X X
Texture X
Gloss X
Clearness X
37.
Observation
18
see how theaperture changes from near white to dark grey.
Why did you perceive it to be uniformly white? The answer
is that even in this two-dimensional representation, visual
constancy is at work. The object depicted in this photograph
is simply a Christmas tree decoration that had been sprayed
with matt white paint, but just conceivably, the ball could have
been cunningly sprayed in shades of grey and photographed
in totally diffused illumination to produce an identical image.
What you have perceived is the more probable explanation.
In terms of modes of appearance, you perceived the sphere in
located, object, surface mode. We will not concern ourselves with
how it is that a two-dimensional image causes a three-dimensional
object to be perceived. You perceived this object to have the
attribute of lightness, and you perceived the lightness to be uni-
form. If you had the actual object in your hand, you could dem-
onstrate that it retains its appearance of whiteness over a wide
range of viewing conditions. It would be possible to confuse a
viewer as to the surface lightness, but it takes a contrived viewing
condition to do it. If an aperture viewing condition is created, so
that the viewer is shown only part of the surface through a hole
in another material, such as the sheet of paper that you prepared
for viewing Figure 1.10, the viewer is unlikely to be able to make
any assessment of surface lightness. In fact, if the surface form-
ing the aperture has a much higher luminance, the visible surface
could appear to be black. The point is that such a restricted view-
ing condition has changed the mode of appearance. It is now
perceived in non-located illuminant mode, and it has the attribute
of brightness, not lightness. Now that your attention has been
drawn to the object-mode perception, what of the shading pat-
tern that is visible in Figure 1.10? This is perceived in the located
Figure 1.10: A simple object in a
complex light field
38.
Visible characteristics ofobjects 19
illumination mode. It has the attribute of brightness, and may
have other attributes such as the chromatic attributes of hue and
saturation. It is very worthwhile to make yourself one of these
devices. Observe it carefully in a variety of lighting conditions and
confirm these findings. There is more reference to viewing simple
devices of this sort in following chapters.
The concepts of visual constancy and modes of appearance are
enormously instructive for lighting designers. Once we have
viewing conditions sufficient to enable objects to be recognized,
these objects will be perceived to retain their identifying attributes
over a large range of lighting conditions. There is limited scope to
modify the perceptions of object characteristics while visual con-
stancy applies. For example, the perceived hue and saturation of
an object may be influenced by the colour rendering properties
of the lamps. If a nominally white light source is used, this will
have a quite subtle effect on the appearance of the object, which
may nonetheless be appreciated. However, if a distinctly coloured
effect is produced, it is likely to be perceived as an attribute
of the illumination rather than of the object or surface. It is an
important observation to distinguish between aspects of appear-
ance that are perceived in an object mode, that is to say, which
are perceived to be attributes of a recognized object, and aspects
that are perceived in illumination mode, which means that they
are recognized as attributes of the lighting.
The outcome of these observations is quite profound. To think
of lighting solely as the medium by which objects and surfaces
are made visible is to ignore creative opportunities for influenc-
ing users’ perceptions. Think of lighting also as a visible medium
that may be perceived in illuminant or illumination modes, and
which may be located or non-located. It has the attribute of
brightness, not lightness, and while the range of attributes is
more restricted than for the surface and volume modes, the
perception of these attributes is not directed towards recogni-
tion of stable, physical characteristics. Herein lies a wealth of
opportunities for lighting designers. In the words of Marshall
McLuhan, ‘The medium is the message.’
1.2 Visible properties of materials
When an unfamiliar object is introduced to an infant, it is explored
with all the senses. It is handled, and it is held close to the face
where young eyes can accommodate the image in fine detail. It
is sniffed, shaken and sucked. All of the resulting sensory inputs
contribute to the perception of the object. As the infant matures,
each new encounter can be referred back to a mental library of
39.
Observation
20
sensory experience, andas this develops, so the sense of vision
becomes the dominant source of the perceived environment.
For every visible element in the perceived environment, there
is a corresponding element in the luminous environment that is
either self-luminous, or it is the result of an interaction between
light and matter. It is the light and matter interactions that pro-
vide the bulk of the information that enables us to recognize
the vast array of materials that comprise our environments. To
understand the interactions that we initiate when we illuminate
an object, we need to take a look at the nature of light.
The spectrum of light
It can be physically demonstrated that light is a stream of pho-
tons, where a photon is an elementary energy particle. In vac-
uum, all photons travel at the same velocity, this being the great
universal constant, the speed of light. It is equal to approxi-
mately 300,000 kilometres per second, or in scientific notation,
3 108
m/s. Photons differ only in their energy levels, where
the photon energy level e (Joules) is given by the expression:
e h
ν Joules
where h Planck’s constant and ν frequency (Hz).
Life would be more simple if every observed property of light
could be explained by this simple model, but such is not the
case. It is, in fact, slightly embarrassing to have to admit that
this book, entirely devoted to lighting, will not attempt to pro-
vide a comprehensive explanation of the physical nature of
light, although some suggestions for further reading are offered
in the Bibliography. It is sufficient to say that some of the com-
monly encountered properties of light are more conveniently
explained by treating light as waves of radiant energy rather
than as a flow of particles, and it is for this reason that the vis-
ible spectrum is usually defined in terms of the wavelength of
light. As has been shown, photon energy and frequency are
directly proportional. Frequency and wavelength are inversely
proportional, and are related by the expression:
ν c/λ
where c is the velocity of light (m/s), and λ is wavelength (m).
In this way, the visible spectrum is conventionally defined as
extending from 380 to 770 nanometres (nm), where 1nm
109
m or one billionth of a metre, although it would be equally
40.
Visible characteristics ofobjects 21
valid to define the spectrum in terms of photon energy levels or
frequency, as is shown in Figure 1.11.
Light meets matter: the gaseous state
Light travels in vacuum without loss of energy, and (as far as
we need be concerned) it obeys the law of rectilinear propa-
gation, which means that it travels in straight lines. Things
change when light encounters matter. The first state of matter
that we will consider is the gaseous state, in which the atoms
or molecules are free to move, subject only to very small inter-
molecular forces. Some scattering of photons occurs as they
travel through such a medium. Where the gas molecules are
small in relation to the wavelength of light, diffraction scatter-
ing occurs as photons interact with these particles. Each particle
acts as a centre of radiation and scatters light in all directions.
The degree of diffraction scattering is proportional to the fourth
power of the frequency of the light (ν4
), so that the shorter vis-
ible wavelengths are scattered much more strongly than the
longer wavelengths. Outside the earth’s atmosphere sunlight
has a colour temperature of 5,800K, but down at ground level,
sunlight has a yellowish appearance and a colour temperature
of around 3,000K. The difference is due to the scattering of
shorter wavelengths which occurs in the upper atmosphere, the
effect of which is evident as the blue sky.
Larger particles are encountered in the lower atmosphere, such
as water droplets, dust particles, and atmospheric pollutants.
These may cause reflection scattering, where the particles act
as tiny mirrors, and having random orientations, they produce
randomly distributed reflections. Reflection scattering occurs
300 400 500 600 700 800
1 1015
8 1014
6 1014
5 1014 4 1014
Frequency (Hz)
Wavelength (nm)
IR
Visible spectrum
UV
Violet
Blue
Green
Yellow
Orange
Red
Figure 1.11: The range of the
visible spectrum is 380–770
nanometres, or approximately
4 1014
to 8 1014
hertz. It is
therefore an octave of wavelength or
frequency
41.
Observation
22
also in liquid-stateand solid-state matter, and is dealt with
more thoroughly later in this section.
Alternatively, the effect of interactions with larger particles may
be absorption, where the particles convert the photon energy
into some other form of energy. Usually this is heat, but other
forms may occur as in photochemical reactions. The loss in inten-
sity of a parallel beam of light in a homogeneous medium (not
necessarily gaseous) follows an exponential decay function:
I I
0 exp( )
αχ
where I0 is the initial beam intensity, I is the intensity after trav-
elling a distance χ in the medium, and α is the linear absorp-
tion coefficient, which usually varies with wavelength.
For the moment, we may note that while scattering and
absorption in the atmosphere have much to do with both nat-
ural and artificial outdoor lighting, it is generally disregarded
from considerations of indoor lighting. Over the short distances
involved, and with the expectation of a clean atmosphere, it is
usually practical to assume that photons travel indoors as they
do in vacuum, that is to say, without visible effect. Where some
visible effect does occur, as when artificial smoke is added to
the atmosphere, this is generally the result of reflection scatter-
ing and absorption.
Liquid-state matter
The next state of matter to consider is the liquid state, in which
the freedom of molecules to move with respect to each other is
more restricted by cohesive forces. Liquids have fixed volumes:
they assume the shape of the vessel containing them; and in
the absence of other forces, the surface to the atmosphere
forms a planar boundary. With the exception of metals in the
liquid state, liquids are generally transparent, but differ from
the previously considered gaseous-state media by having much
higher densities. There are some materials that do not have def-
inite fusion temperatures as they cool from the liquid state, and
they become more viscous until they assume the rigid cohesion
of a solid-state material without losing the molecular structure
of a liquid. Glass and the transparent plastics are examples, and
these materials may be described as either amorphous solids or
supercooled liquids. Optically they behave as liquids, although
we describe them as transparent solids. Both diffraction and
reflection scattering occur, and there is a marked reduction in
42.
Visible characteristics ofobjects 23
the velocity of light. To examine the effect of velocity change,
we employ the light wave model.
Figure 1.12 shows wavefronts of light radiating outwards from
source S, and the direction of any ray from S is normal to the
wavefront. Two rays are shown, a and b, and as they pass
through the rare-to-dense medium boundary, the reduced veloc-
ity of light in the dense medium causes closer spacing of the
wavefronts. Ray a is incident normal to boundary, and passes
through without deviation, but b is refracted towards the nor-
mal. The direction of the ray is still normal to the wavefronts, but
now the origin of the waves is the apparent source Sap.
The angles of incidence and refraction are related by Snell’s law.
The velocity of light in air is not significantly different from its
velocity in vacuum, and in practice, it is so common for the rare
medium to be air that the difference in velocity may be consid-
ered due only to the effect of the dense medium. This enables
the refracting power of a transparent medium to be expressed
by its refractive index μ, and for Snell’s law to be expressed as:
sin sin
i r
μ
This expression assumes that the angle i is measured relative to
the normal in air, and the angle r occurs in the dense medium.
Sap
S
a
a
b
b
Reflected ray
Refracted ray
Dense medium
e.g. water
Rare medium
e.g. air
i i
r
Figure 1.12: Two rays from
S passing from a rare to dense
medium. The rate of propagation is
lower in the dense medium, causing
the wave fronts to close up, and for
the oblique ray to change direction
43.
Observation
24
Values of μfor several dense transparent media are given in
Table 1.3.
Refraction at a medium boundary is accompanied by reflection
(Figure 1.12), and where the boundary is optically smooth, this
is regular reflection which is governed by two laws:
● the angle of incidence equals the angle of reflection
● the incident ray, the normal and the reflected ray all lie in the
same plane.
The proportion of the incident light that undergoes regular reflec-
tion is defined by Fresnel’s equations, and depends upon the
angle of incidence and, for a ray incident in air, the refractive
index of the dense medium. Figure 1.13 shows the directional
dependence of reflectance for a typical glass surface, so that as
the angle of incidence increases, the proportion of reflected light
increases only gradually at first, and then sharply. Regular reflec-
tion is sometimes called specular reflection, and where both regu-
lar and diffuse reflection occur, the portion of reflected light that is
due to regular reflection may be called the specular component.
In Figure 1.14(a), a ray encounters a boundary to a dense
medium and is refracted towards from the normal. It is a princi-
ple of optics that every ray is reversible, so if the arrows were to
be reversed, the figure would show a ray incident in the dense
medium and being refracted away from the normal. Case (b)
shows a ray incident in the dense medium at an increased angle r,
and in this case the refracted ray is coincident with the boundary.
This is the critical angle for the dense medium, which is equal to
sin1
(1/μ). Some values of critical angle are given in Table 1.3.
What happens if we further increase the angle r? This is shown
in case (c), where total internal reflection occurs. This is regular
reflection, and is ‘total’ because it occurs without loss of energy.
This is the principle of the fibre optic, so that a ray that enters
the end of the fibre not too far out of parallel with the axis of the
fibre may undergo repeated reflections from the internal surface.
Table 1.3 Refractive index values and critical angles for some transparent
materials
Material Refractive index μ Critical angle (degrees)
Water 1.33 49
Acrylic 1.49 42
Soda (common) glass 1.52 41
Polystyrene 1.59 39
Flint glass 1.62 38
44.
Visible characteristics ofobjects 25
Solid-state matter
The third state of matter is the solid state, in which atoms and
molecules are not free to move, but vibrate about fixed posi-
tions. The model for inorganic materials has these particles geo-
metrically arranged in a crystalline lattice. Such solid materials
are opaque, but as has been explained, some materials that are
described as amorphous possess the transparency property of
liquids while having other physical characteristics of solids.
Except in rather unusual situations, the great majority of the objects
and surfaces that form architectural interior spaces comprise
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Incident angle (degrees)
Reflectance
Unpolarized
Perpendicular polarized
Parallel polarized
90
80
70
60
50
40
30
20
10
0
Figure 1.13: Fresnel reflection at
an air/glass boundary
Normal
Normal
Normal
i
(a) (b) (c)
r2
r1
r
r
Figure 1.14: Refraction and total
internal reflection at a dense/rare
boundary (Source: Bean, A.R. and
Simons, R.H. Lighting Engineering:
Applied Calculations, Architectural
Press, 2001)
45.
Observation
26
opaque solid materials.Whereas these materials appear to us to
have distinct boundaries, if we could reduce our scale of dimen-
sions to that of an arriving photon, the molecular structures
would present a view of an open lattice comprising an ordered
array of molecules with an abundance of clear space between
them. Arriving photons would be likely to penetrate some dis-
tance into the lattice before interacting with particles. These par-
ticles are large in relation to the wavelength of light, and while
some photons will be absorbed, others will undergo reflection
scattering whereby the particles act as tiny mirrors. In this way,
some of the photons that have entered the surface layer of the
crystalline lattice are re-emitted by back-scattering. Because the
alignments of the mirrors are effectively random, the re-emitted
light is totally diffused and independent of the direction of the
incident photons and for this reason the process is known as iso-
tropic re-emission. Such a surface is a uniform diffuse reflector,
and is said to obey Lambert’s law.
Figure 1.15 shows a small element of uniform diffuse reflector.
The reflected light from this element has a cosine distribution,
that is to say, the luminous intensity varies as the cosine of the
angle measured from the normal. Also, the projected area of
the surface from any viewing direction varies as the cosine of the
same angle, so that element has the same luminance from all
directions. A uniform diffuse reflector that reflects all of the inci-
dent light would be a perfect diffuse reflector. Although no real
materials achieve this, some come close to it. Reference white
surfaces used in photometry laboratories may reflect 99% of inci-
dent light at all visible wavelengths, and fresh white paint may be
Light may be incident
from any direction Reflected light
always has a
cosine distribution
Perfect diffuse
reflector
Figure 1.15: The perfect diffuse reflector
46.
Visible characteristics ofobjects 27
as high as 95%. It is often assumed that a surface must be shiny
to have high reflectance, but that is not so. Matt white paint
reflects a higher proportion of incident light than does a silvered
glass mirror or a polished metal surface, but of course the distri-
bution of reflected light is quite different. More importantly, the
diffuse reflector does not form a reflected image. If the reflected
images formed by shiny surfaces include images of bright light
sources, this can cause those surfaces to appear much brighter
than adjacent diffuse reflectors and give rise to the misconcep-
tion that they are reflecting more of the incident light.
Photons incident on diffuse reflectors are either back-scat-
tered (diffusely reflected) or absorbed. The reflectance of the
surface is the ratio reflected to incident light, and this may be
strongly wavelength-selective. Low-lightness surfaces absorb
high proportions of the incident photons, and coloured surfaces
may be described as wavelength-selective absorbers. This con-
cept will be discussed further in the following section, but we
should not lose sight of the fact that although we may describe
some saturated surface colours as ‘bright’, particularly when
referring to primary hues such as red or green, this ‘brightness’
is not achieved by red or green light being added to the sum
of reflected light. It is due to the surface layer of the material
strongly absorbing the complementary hues from the incident
light spectrum. Our sensations of brightness are not simply
determined by the amount of light arriving at the eye.
The crystalline lattice structure applies generally to inorganic
materials, but organic solid materials may take up different forms
of structure with more scope for randomness. For example,
white paper viewed through a microscope is seen to consist of
a mass of fine fibres, which individually may be almost trans-
parent. Although the molecular structure is quite different from
the crystalline lattice, reflection occurs by isotropic re-emission
and the matt surface of high-grade unglazed white paper is
another close approximation of the perfect diffuse reflector.
The effect of applying glaze to paper, or polish to flooring or
furniture, is to add regular reflection to isotropic re-emission.
The glaze and the polish are amorphous substances overlaying
the structure of the solid material, and incident photons undergo
a rare-to-dense medium transition, with some reflection loss,
before undergoing the back-scattering and absorption that char-
acterize the attributes of the perceived object. There are many
examples of this combination of reflection characteristics. Paint
comprises particles of pigments, which are wavelength-selective
light absorbers, suspended in a clear vehicle, which traditionally
47.
Observation
28
was an oil-basedvarnish and now is more often a clear plastic
coating material. The difference between gloss and matt paint is
the vehicle. For a gloss paint, the vehicle dries out to a smooth,
hard surface where regular reflection occurs.
Figure 1.16 illustrates the processes at work when a beam of
white light (W, comprising a combination of red, green and
blue (R, G and B) components) is incident on a glossy red
painted surface. The paint layer comprises particles of pigment
suspended in a transparent amorphous vehicle that cures to
form a smooth, non-electro-conductive surface. Both regular
reflection and isotropic re-emission occur, giving differences of
appearance to the observers A, B and C.
For the regular reflection:
● direction is in accordance with laws of regular reflection
● quantity is in accordance with Fresnel’s reflection laws
● colour is the colour of the source
● luminance source luminance directional specular reflect-
ance determined by Fresnel’s laws (Figure 1.13).
Electric non-conductive
material
Glossy surface
e.g. red paint
A
B
C
Reflection
scattering
2) Isotropic re-emission
Absorption
W
W
B
G
R
R
1) Regular reflection
Figure 1.16: Reflection from a
shiny dielectric surface, in this case
gloss red paint (after Hebbelynck,
1987)
48.
Visible characteristics ofobjects 29
Note that the luminance of the reflected source image is inde-
pendent of the distance of the source, and that this image will
be seen by observer A but not observers B and C.
For the isotropic re-emission:
● direction is in accordance with Lambert’s law
● quantity is determined by reflectance ρ, where ρ 1 α
● colour is determined by wavelength selective absorption
● luminance illuminance reflectance/π.
Note that luminance is proportional to illuminance, and so is
dependent on distance from the source. Observers B and C see
the full saturation of the red pigment, but for observer A the
redness is diluted, or even obliterated, by the regular reflection,
depending on the relative luminances. A large diffuse light source
would dilute the colour saturation equally for all observers.
As shown in Figure 1.13, the proportion of incident light
reflected from the surface of an amorphous material varies
strongly with the angle of incidence. If the surface is smooth,
regular reflection occurs and an image is formed, but generally
this effect is apparent only for oblique viewing angles. Greatly
increased levels of regular reflection can be achieved when an
electro-conductive material is polished to an optically smooth
surface, to the point where the high reflectance due to Fresnel
reflection at high angles of incidence is achieved for all incident
directions, so that variation with incidence angle is effectively
eliminated. Examples of this have been referred to: polished
metals such as silver, aluminium and chromium provide regular
reflection that is independent of wavelength, while gold, brass
and copper have wavelength dependent characteristics.
Figure 1.17 illustrates the processes for an electro-conductive
surface, in this case polished brass. There is no isotropic re-emis-
sion, and all reflection is regular. Nonetheless, some absorption
occurs, selectively at the shorter wavelengths, and this accounts
for the characteristic metallic yellow colour of brass.
In this case:
● direction is in accordance with laws of regular reflection
● colour is the colour of the source less the absorption losses
● luminance source luminance reflectance, where ρ 1 α.
49.
Observation
30
Note that inthis case the source image luminance is largely
independent of direction, as well as being totally independent
of source distance. Roughened or textured surfaces may par-
tially or totally eliminate the reflected image, giving rise to vari-
ous impressions of surface quality ranging from shiny, through
sheen, to matt. Even so, the reflection process is quite different
from isotropic re-emission, and so is the impression of colour.
The metallic colours cannot be achieved by mixing pigments.
Their appearance depends on modifying the source image,
rather than the incident illumination.
Interaction processes of light and matter
To summarize the foregoing, the basic purpose of visual per-
ception is to enable recognition of object attributes. The source
of the information flowing through from the visual process is
the interactions that occur when light encounters matter. The
foregoing paragraphs describe the interaction processes that
concern us, and in fact, they are quite limited in number.
Wecanreducethenumberfurther.Althoughdiffractionscattering
was mentioned, it involves interactions with very small particles
Electric conductive
material
Glossy surface
e.g. polished brass
A
B
C
3) Regular reflection
Absorption
W
B
G
R G
R
Y
W
1) Regular reflection
Figure 1.17: Reflection for
an electro-conductive surface,
in this case polished brass (after
Hebbelynck, 1987)
50.
Visible characteristics ofobjects 31
and is not of concern for indoor lighting. This leaves the follow-
ing processes:
● Absorption is almost inevitable; in fact, the only proc-
ess mentioned that does not involve some degree of light
absorption is total internal reflection. It is easy to dismiss
absorption as an unfortunate source of inefficiency, but it
should be recognized that this is the basis of surface light-
ness, and selective absorption is the origin of surface colour.
● Regular reflection:
– from the surface of liquid-state (including amorphous)
materials, the Fresnel reflection enables us to distinguish
glossy from matt surfaces
– from electro-conductive surfaces, which give us reflected
sparkle and the metallic colours.
● Refraction and dispersion within liquid-state materials,
which give shape clues and may reveal spectral colours.
● Reflection scattering:
– from particles in gaseous-state or liquid-state materials,
giving cloudiness or translucency
– isotropic re-emission in surface layer of solid-state materi-
als, which reveal lightness, hue and saturation attributes.
This is not a complete list of ways in which light may interact
with matter, but it covers the interaction processes that con-
cern us. Lighting is the source of energy that stimulates these
optical phenomena, and provides much of the information that
enables the perception process to discriminate differences of
opaque, transparent and translucent materials. Ways in which
lighting may be controlled to selectively promote or suppress
these processes will be discussed in the following chapter, and
that discussion will include recognition of object attributes such
as form and texture.
In the meantime, it should be noted that phenomena such as
diffraction and polarization can be demonstrated in an optical
laboratory, but it would be unusual for these to be of concern
to an architectural lighting designer.
1.3 Object characteristics and
perceived attributes
The processes of interaction of light and matter described in the
previous section cause the events in the luminous environment
51.
Observation
32
that are thestimulus for vision (Figure 1.1). The visual process
is the source of information for the perceptual process, which
gives rise to the sensation of a perceived environment in the
viewer’s brain, and comprises recognized objects with distinct
characteristics. Whereas a single pixel in the luminous envi-
ronment can be specified completely in terms of luminance
and chromaticity, the object that contains this pixel may be
perceived to have characteristics of substance, utility, beauty,
value, affection, and so forth. These interpretations which occur
during every moment of our waking hours derive from recogni-
tion of perceived attributes. The perceived attributes that may
be associated with any ‘thing’ that is seen depend on the mode
of appearance in which it is perceived (Tables 1.1, 1.2).
We are so dependent on vision for understanding our sur-
roundings that it is difficult, or even impossible, to imagine the
world as perceived by less vision-dependent species. A bat is,
quite simply, ‘as blind as a bat’, and yet it can navigate at speed
through forests and within caves. We know that it employs a
sonar system similar in principle to that used by ships to locate
submarines or shoals of fish, but what does the world ‘look’
like to a bat? Obviously they cannot experience colour, but
we are able to recognize black and white images. However,
can we even imagine a three-dimensional world with no light
or shade? What is the image in a bat’s brain as it swoops
between obstacles to intercept an insect in mid-air? Although
this is not a lighting issue, it may cause us to think about how
we perceive our environments, and the role of lighting in that
process.
It is important to appreciate that something that has the physi-
cal properties of an object is not necessarily perceived in one
of the ‘object modes’. Figure 1.18 shows two views of a lumi-
naire. In case (a), the surface form, texture and lightness of the
glass shade are all clearly visible. We could assess its lightness
on a scale of zero to ten. We could make a reasonable guess
of its reflectance. We perceive this shade in object surface
mode. However, our perception of the shade is different in case
(b). We recognize that it is still the same shade, but now that
it glows we really have no idea of its texture, and it is quite
meaningless to discuss its lightness. We could certainly discuss
its brightness, and this lies at the heart of our changed percep-
tion of the shade. We are now perceiving it in illuminant mode,
and as indicated in Table 1.2, the range of associated attributes
is different, and furthermore, the number of attributes is
52.
Visible characteristics ofobjects 33
reduced. Of course we know that the glass shade is not self-
luminous, but nonetheless, the ‘thing’ that our intellect informs
us is a trans-illuminated object is perceived as if it is the source
of light.
Furthermore, an object may be perceived simultaneously in
more than one mode. The glass object shown in Figure 1.19
is perceived to have both surface and volume attributes. The
two cases show how a change of background can give a dif-
ferent balance of the perceived attributes. Without disturbing
the light sources, the object can be presented to give emphasis
(a) (b)
Figure 1.18: In view (a) the glass
shade is perceived in object mode
and has attributes of lightness and
texture. In view (b) the shade is
perceived in illuminant mode and
has the attribute of brightness
(a) (b)
Figure 1.19: (a) and (b) How do
we perceive transparent media?
This glass vase is perceived in both
surface and volume modes, and it
can be seen in (a) that the directional
lighting reveals the surface attribute
of gloss while hue is perceived in
volume mode. For view (b) only the
background has been changed. The
surface highlights are still evident,
but it can be seen that the chromatic
attributes visible in (a) are revealed
not only by transmitted light but also
by internally reflected light
53.
Observation
34
to its internalcolour or to the smooth glossiness of its sur-
face. Differences of this sort are explored in the following
chapters, but we should note that throughout these changes
our understanding of the object’s fundamental nature remains
intact. The differences of appearance may influence our sense
of appreciation of the object, but basically it remains a coloured
glass vase. Such is the power of the perceptual system to rec-
ognize object attributes that, providing there is sufficient light
to enable the visual process to operate effectively, viewing con-
ditions have to be severely constrained for viewers to be con-
fused over object recognition. Consider for a moment; if we
could present the glass vase in Figure 1.19 so that the surface
attributes were completely invisible, what would a viewer per-
ceive? Is it possible to imagine the volume attributes without
a bounding surface? Fortunately the perceptual process very
rarely presents us with such confusion.
The basic purpose of visual perception is to enable recognition
of object attributes. Each attribute is associated with certain
optical properties of the object, and is recognized by a charac-
teristic interaction with light. Generally, the prime purpose of
indoor lighting is to enable recognition of stable environments
comprising recognized objects within which people can orien-
tate themselves and navigate with confidence. However, the
perceptual process is very adept at doing this, and copes well
over a vast range of visual conditions. On one hand, this per-
mits many lighting solutions that provide for no more than suf-
ficiency of illumination to be found acceptable. On the other
hand, it offers opportunities for designers to apply imagination
to selecting object attributes for emphasis without compro-
mising the basic requirements that lighting for occupied space
must fulfil.
It needs to be noted that the perceptual process involves plac-
ing interpretations upon the visible effects of optical inter-
actions. Every ‘thing’ that we perceive in our surroundings
is recognized to have certain attributes, and the range of
attributes that may be associated with a ‘thing’ depends upon
the mode in which it is perceived. Objects perceived in the sur-
face and volume modes have the greatest range of associated
attributes, and this is where lighting designers often look to for
opportunities to influence the appearance of surroundings. In
Figure 1.19, the light that is reflected towards the viewer from
the surface has undergone a different reflection process from
the light that has been reflected or refracted within the volume
of the object. While some lighting designers work on the basis
54.
Visible characteristics ofobjects 35
of an intuitive understanding of this difference, a designer who
understands the optical nature of this difference is in a stronger
position to control the processes, and to select attributes for
emphasis. To explore how this is done, we move on from
characteristics of objects to characteristics of lighting, which
opens up more opportunities for influencing the appearance
of surroundings.
rare, probably unique.On taking it up to answer H. J.'s Query, I
found some matter relating to the German academies of the
seventeenth century, which I think may be interesting.
Mr. Hallam (Literature of Europe, IV. v. 9.) says:
The Arcadians determined to assume every one a pastoral
name and a Greek birthplace; to hold their meetings in some
verdant meadow, and to mingle with all their own compositions,
as far as possible, images from pastoral life; images always
agreeable, because they recall the times of primitive innocence.
The poetical tribe adopted as their device the pipe of seven
reeds bound with laurel, and their president, or director, was
denominated General Shepherd or Keeper—Custode Generale.
He slightly mentions the German academics of the sixteenth century
(III. ix. 30.), and says:
It is probable that religious animosities stood in the way of
such institutions, or they may have flourished without obtaining
much celebrity.
The academy of Pegnitz-shepherds (Pegnitzshäfer-orden) took its
name from the little river Pegnitz which runs through Nuremberg.
Herr Sigmond von Birken was elected a member in 1645. He chose
Floridan as his pastoral name, and the amaranth as his flower. In
1658 he was admitted to the Palm Academy (Palmen-orden),
choosing the name Der Erwacsene (the adult?), and the snowdrop.
In 1659, a vacancy having occurred in the Pegnitz-Herdsmen
(Pegnitz-Hirten) he was thought worthy to fill it, and in 1679 he
received the diploma of the Venetian order of the Recuperati. He
died in 1681. This, and what can be hung upon it, is Die Betrübte
Pegnitz, a dialogue of 406 pages. It opens with a meeting of
shepherds and shepherdesses, who go in and out of their cottages
on the banks of the Pegnitz, and tell one another, what all seem
equally well acquainted with, the entire life of their deceased friend.
57.
It would notbe easy to find a work more clumsy in conception and
tasteless in execution. Herr von Birken seems to have been a
prosperous man, and to have enjoyed a high pastoral reputation. His
works are enumerated, but the catalogue looks ephemeral. There is,
however, one with a promising title: Die Trockene Trunkenheit, oder
die Gebrauch und Missbrauch des Tabacks. His portrait, as Der
Erwachsene, is prefixed. It has not a shepherd-like look. He seems
about fifty, with a fat face, laced cravat, and large flowing wig. There
are twenty-four emblematical plates, rather below the average of
their time.
As so secondary a town as Nuremberg had at least three academies,
we may infer that such institutions were abundant in Germany, in
the seventeenth century: that of the Pegnitz shepherds lasted at
least till the beginning of the eighteenth. In Der Thörichte
Pritschmeister, a comedy printed at Coblenz, 1704, one of the
characters is Phantasirende, ein Pegnitz Schäffer, who talks fustian
and is made ridiculous throughout. The comedy is von Menantes. I
have another work by the same author: Galante, Verliebte, und
Satyrische Gedichte, Hamburg, 1704. I shall be very glad to be told
who he was, as his versification is often very good, and his jokes,
though not graceful, and not very laughable, are real.
H. B. C.
U. U. Club.
MARRIAGES EN CHEMISE.—MANTELKINDER.—
LEGITIMATION.
(Vol. vi., pp. 485. 561.)
The popular error on the legal effect of marriage en chemise is, I
think, noticed among other vulgar errors in law in a little book
published some twenty years ago under the name of Westminster
Hall, to which a deceased lawyer of eminence, then young at the
58.
bar, was acontributor. I believe the opinion to be still extensively
prevalent, and to be probably founded, not exactly in total
ignorance, but in a misconception, of the law. The text writers
inform us that the husband is liable for the wife's debts, because he
acquires an absolute interest in the personal estate of the wife, c.
(Bacon's Abridgment, tit. Baron and Feme.) Now an unlearned
person, who hears this doctrine, might reasonably conclude, that if
his bride has no estate at all, he will incur no liability; and the future
husband, more prudent than refined, might think it as well to notify
to his neighbours, by an unequivocal symbol, that he took no
pecuniary benefit with his wife, and therefore expected to be free
from her pecuniary burdens. In this, as in most other popular errors,
there is found a substratum of reason.
With regard to the other vulgar error, noticed at the foot of Mr.
Brooks' communication (p. 561.), that all children under the girdle at
the time of marriage are legitimate, the origin of it is more obvious.
Every one knows of the legitimatio per subsequens matrimonium
of the canonists, and how the barons assembled in parliament at
Merton refused to engraft this law of the Church on the
jurisprudence of England. But it is not perhaps so well known that,
upon such a marriage the premature offspring of the bride and
bridegroom sometimes used to perform a part in the ceremony, and
received the nuptial benediction under the veil or mantle of the bride
or the pallium of the altar. Hence the children so legitimated are said
to have been called by the Germans Mantelkinder. The learning on
this head is to be found in Hommel's Jurisprudentia Numismatibus
Illustrata (Lipsiæ, 1763), pp. 214-218., where the reader will also
find a pictorial illustration of the ceremony from a codex of the
Novellæ in the library of Christian Schwarz. The practice seems to
have been borrowed from the form of adopting children, noticed in
the same work and in Ducange, verb. Pallium, Pallio cooperire; and
in Grimm's Deut. Rechts Alterth., p. 465.
Let me add a word on the famous negative given to the demand of
the clergy at Merton. No reason was assigned, or, at least, has been
59.
recorded, but ageneral unwillingness to change the laws of England.
As the same barons did in fact consent to change them in other
particulars, this can hardly have been the reason. Sir W. Blackstone
speaks of the consequent uncertainty of heirship and
discouragement of matrimony as among the causes of rejection,—
arguments of very questionable weight. Others (as Bishop Hurd, in
his Dialogues) have attributed the rejection to the constitutional
repugnance of the barons to the general principles of the canon and
imperial law, which the proposed change might have tended to
introduce,—a degree of forethought and a range of political vision
for which I can hardly give them credit, especially as the great legal
authority of that day, Bracton, has borrowed the best part of his
celebrated Treatise from the Corpus Juris. The most plausible motive
which I have yet heard assigned for this famous parliamentary
negative on the bishops' bill at Merton, is suggested (quod minimè
reris!) in an Assistant Poor-Law Commissioner's Report (vol. vi. of
the 8vo. printed series), viz. that bastardy multiplied the escheats
which accrued to medieval lords of manors.
E. Smirke.
A venerable person whose mind is richly stored with shreds and
patches of folk-lore and local antiquities, on seeing the curious
marriage entry (p. 485.), has furnished me with the following
explanation.
It is the popular belief at Kirton in Lindsey that if a woman, who has
contracted debts previous to her marriage, leave her residence in a
state of nudity, and go to that of her future husband, he the
husband will not be liable for any such debts.
A case of this kind actually occurred in that highly civilised town
within my informant's memory; the woman leaving her house from a
bedroom window, and putting on some clothes as she stood on the
top of the ladder by which she accomplished her descent.
K. P. D. E.
60.
In that amusingwork, Burn's History of the Fleet Marriages, p. 77.,
occurs the following entry:—The woman ran across Ludgate Hill in
her shift; to which the editor has added this note:—The Daily
Journal of 8th November, 1725, mentions a similar exhibition at
Ulcomb in Kent. It was a vulgar error that a man was not liable to
the bride's debts, if he took her in no other apparel than her shift.
J. Y.
Saffron Walden.
EDITIONS OF THE PRAYER-BOOK PRIOR TO
1662.
(Vol. vi., pp. 435. 564.)
As Mr. Sparrow Simpson invites additions to his list from all quarters, I
send him my contribution: and as I see that he has included
translations of our Liturgy into other languages, I do the same:
1552. Worcester. Jo. Oswen. Folio.
1560. London. Jugge and Cawood. 4to.
1565. London. Jugge and Cawood. 8vo.
1607. London. Folio.
1629. London. Folio.
1629. Cambridge. Folio.
1632. London. 4to.
1633. London. 4to.
1634. London. Folio.
1635. London. 4to.
1638. Cambridge. 4to.
1639. London. Folio.
1641. London. 4to.
1660. Cambridge. Folio.
1644. The Scotch, by Laud and the Scotch bishops. Printed by
John Jones. 8vo.
61.
1551. Latine versa,per Alex. Absium. Lipsiæ. 4to.
1594. London. 8vo.
S. A. by Reginald Wolfe. London. 4to.
1638. In Greek. London. 8vo.
1616. In French. London. 4to.
1608. In Irish. Dublin. Folio.
1612. In Spanish. London. 4to.
1621. In Welsh. London. 4to.
All the foregoing editions are in the Bodleian Library. I may add to
them the following three:
1.—1551. Dublin, by Humfrey Powell. Folio
2.—1617(?). Dublin. Company of Stationers. 4to
3.—1637. Dublin.
The first of these, which is the first book printed in Ireland, is
extremely rare. I believe only two copies are certainly known to
exist; one of which is in the library of Trinity College, Dublin; and the
other in that of Emmanuel College, Cambridge. Both are in very fine
condition.
The second is in my possession. The book is quite perfect; but some
wiseacre has carefully erased the date. The Almanac for xxvi Yeares
tells nothing, being for the years 1603 to 1628. But the book
contains a prayer for Frederick, the Prince Elector Palatine, and the
Lady Elizabeth, his wife, with their hopeful issue. He married the
princess in 1613; and in 1619 he was elected King of Bohemia, and
thenceforward would be prayed for under his higher title. If the
Sunday letter in the calendar is to be trusted, the book was printed
(according to De Morgan's Book of Almanacs) in 1617. The Dublin
Society of Stationers was established in that year; and it is not
unlikely that they commenced their issues with a Prayer-Book. I
have never seen nor heard of another copy, with which I might
compare mine, and thus ascertain its date.
62.
The third, of1637, is reported; but I have never met with it.
H. Cotton.
Thurles.
ETYMOLOGY OF PEARL.
(Vol. vi., p. 578.)
The inquiry of your correspondent Ifigfowl respecting the etymology
of the word pearl does not admit of a simple answer. The word
occurs in all the modern languages, both Romance and Teutonic:
perla, Ital. and Span.; perle, French and German, whence the
English pearl. Adelung in v. believes the word to be of Teutonic
origin, and considers it as the diminutive of beere, a berry. Others
derive it from perna, the Latin name of a shell-fish (see Ducange in
perlæ; Diez, Grammatik der Romanischen Sprachen, vol. i. p. 235.).
Neither of these derivations is probable: it is not shown that beere
had a diminutive form, and perna was a local and obscure name:
see Pliny, N. H. xxxii. ad fin. Salmasius (Exercit. Plin., p. 40. ed.
1689) thinks that perla is formed from perula, for sperula, the
diminutive of sphæra. A more probable origin is that the word is
formed from the Latin pirum, as suggested by Diez, in allusion to the
pear-shaped form of the pearl. Ducange in v. says that the extremity
of the nose was called pirula nasi, from its resemblance to the form
of a pear. But pirus was used to denote a boundary-stone, made in a
pyramidal shape (Ducange in v.); and this seems to have been the
origin of the singular expression pirula nasi, as being something at
the extremity. Another supposition is, that the word perla is derived
from the Latin perula, the diminutive of pera, a wallet. A wallet was
a small bag hung round the neck; and the word perula, in the sense
of a small bag, occurs in Seneca and Apuleius. The analogy of shape
and mode of wearing is sufficiently close to suggest the transfer of
the name. Perula and perulus are used in Low Latin in the sense of
pearl. Ducange cites a passage from a hagiographer, where perula
63.
means the whiteof the eye, evidently alluding to the colour of the
pearl.
The choice seems to lie between perula as the diminutive of pera or
of pirum. Neither derivation is improbable. It is to be observed that
the modern Italian form of pirum, the fruit of the pear, is pera; the
modern feminine noun being, as in numerous other cases, formed
from the plural of the Latin neuter noun (see Diez, ib. vol. ii. p. 19.).
The analogy of unio (to which I shall advert presently) supports the
derivation from the fruit; the derivation from pera, a wallet, is, on
merely linguistical grounds, preferable.
The Greek name of pearl is μαργαρίτης, originally applied to a
precious stone, and apparently moulded out of some oriental name,
into a form suited to the Greek pronunciation. Scott and Liddell in v.
derive it from the Persian murwari. Pliny, H. N. ix. 56., speaking of
the pearl, says: Apud Græcos non est, ne apud barbaros quidem
inventores ejus, aliud quam margaritæ. The Greek name Margarita
was used by the Romans, but the proper Latin name for the pearl
was unio. Pliny (ibid.) explains this word by saying that each pearl is
unique, and unlike every other pearl. Ammianus Marcellinus (lib.
xxiii. ad fin.) thinks that pearls were called uniones, because the best
were found single in the shell; Solinus (c. 53.) because they were
always found single. The more homely explanation of Salmasius
seems, however, to be the true one; namely, that the common word
for an onion, growing in a single bulb, was transferred to the pearl
(Exercit. Plin., pp. 822-4.; Columella de R. R. xii. 10.). The ancient
meaning of unio is still preserved in the French ognon.
L.
Your correspondent asks the etymon of our English word pearl. It
would not be uninteresting to learn, at the same time, at what
period pearl came into general use as an English word? Burton, who
wrote his Anatomy in the reign of James I., uses the word union
(from the Latin unio) instead of pearl (Anat. Melanc., vol. ii. part 2.
sec. 3. mem. 3., and ib., p. 2. sec. 4. mem. 1. subs. 4.). In the latter
64.
passage he saysThose smaller unions which are found in shells,
amongst the Persians and Indians, are very cordial, and most part
avail to the exhilaration of the heart.
The Latin term unio differs from margarita, in so far as it seems to
have been applied by Pliny to distinguish the small and ill-shaped
pearls, from the large round and perfect, which he calls margaritæ.
And in his ninth book, c. 59., he defines the difference philologically,
as well as philosophically. Philemon Holland, who published his
translation of Pliny in 1634, about thirteen years after Burton
published the first edition of his Anatomy, uses the word pearl
indifferently as the equivalent both of margarita and unio.
Query: Was the word union generally received in England instead of
pearl in Burton's time, and when did it give place to it?
J. Emerson Tennant.
MARTIN DRUNK.
(Vol. v., p. 587.)
Has not the following song something to do with the expression
Martin drunk? It is certainly cotemporary with Thomas Nash the
Elizabethan satirist, and was long a favourite three man's song. It
is copied from Deuteromelia, or the Second Part of Musick's Melodie,
4to., 1609:
MARTIN SAID TO HIS MAN.
Martin said to his man,
Fie! man, fie!
O Martin said to his man,
Who's the foole now?
Martin said to his man,
Fill thou the cup, and I the can;
65.
Thou hast welldrunken, man,
Who's the foole now?
I see a sheepe shering corne,
Fie! man, fie!
I see a sheepe shering corne,
Who's the foole now?
I see a sheepe shering corne,
And a cuckold blow his horne;
Thou hast well drunken, man,
Who's the foole now?
I see a man in the moone,
Fie! man, fie!
I see a man in the moone;
Who's the foole now?
I see a man in the moone,
Clowting of St. Peter's shoone;
Thou hast well drunken, man,
Who's the foole now?
I see a hare chase a hound,
Fie! man, fie!
I see a hare chase a hound,
Who's the foole now?
I see a hare chase a hound,
Twenty mile above the ground;
Thou hast well drunken, man,
Who's the foole now?
I see a goose ring a hog,
Fie! man, fie!
I see a goose ring a hog,
Who's the foole now?
I see a goose ring a hog,
And a snayle that did bite a dog;
66.
Thou hast welldrunken, man,
Who's the foole now?
I see a mouse catch the cat,
Fie! man, fie!
I see a mouse catch the cat,
Who's the foole now?
I see a mouse catch the cat,
And the cheese to eate the rat;
Thou hast well drunken, man,
Who's the foole now?
Edward F. Rimbault.
GÖTHE'S REPLY TO NICOLAI.
(Vol. vi., p. 434.).
Had M. M. E. gone to the fountain-head, and consulted Göthe's own
statement in his autobiography, he would have seen in the Werke,
vol. xxvi. p. 229., that Mr. Hayward's note was not written with that
writer's usual care. Göthe does not say that his reply to Nicolai's Joys
of Werter, though circulated only in MS., destroyed N.'s literary
reputation: on the contrary, he says that his squib (for it was no
more) consisted of an epigram, not fit for communication, and a
dialogue between Charlotte and Werter, which was never copied,
and long lost; but that this dialogue, exposing N.'s impertinence,
was written with a foreboding of his sad habit, afterwards
developed, of treating of subjects out of his depth, which habit,
notwithstanding his indisputable merits of another kind, utterly
destroyed his reputation. This was most true: and yet all such
assertions must be taken in a qualified sense. Nearly thirty years
after this was written I partook of the hospitality of N. at Berlin. It
was in 1803, when he was at the head, not of the Berlin literati, but
of the book-manufactory of Prussia. He was then what, afterwards
and elsewhere, the Longmans, Murrays, Constables, Cottas, and
67.
Brockhauses were,—the greatpublisher of his age and country. The
entrepreneur of the Neue Deutsche Bibliothek may be compared
with the publishers of our and the French great Cyclopædias, and
our Quarterly Reviews.
It was unfortunate for the posthumous reputation of the great
bibliopolist that he, patronising a school that was dying out, made
war on the athletes of the rising school. He assailed nearly every
great man, philosopher or poet, from Kant and Göthe downwards,
especially of the schools of Saxony, Swabia, and the free imperial
cities. No wonder that he became afterwards what Macfleckno and
Colly Cibber had been to Dryden and Pope. In some dozen of the
Xenien of Göthe and Schiller, in 1797, he was treated as the Arch-
Philistine.
M. M. E. characterises him as the friend and fellow-labourer of
Lessing. Now Lessing was incomparably the most eminent littérateur
of the earlier part of that age,—the man who was the forerunner of
the philosophers, and whose criticisms supplied the place of poetry.
The satirists of the Xenien affect to compassionate Lessing, in having
to endure a companion so forced on him as Nicolai was, whom they
speak of as a thorn in the crown of the martyr. The few who care
for the literary controversies of the age of Göthe in Germany will be
greatly assisted by an edition of the Xenien, with notes, published at
Dantzig, 1833.
H. C. R.
PHOTOGRAPHIC CORRESPONDENCE.
Processes upon Paper.—The favourable manner in which the account
I have given of the Collodion process has been received, not only by
your readers in general, as has been evinced by many private
letters, but also by the numerous correspondents it has drawn forth,
induces me, after some little delay, to request space for a description
68.
of the followingprocesses upon paper. In giving these I wish it to be
understood that I may offer but little that is original, my object being
to describe, as plainly as I possibly can, these easy methods, and to
make no observation but what I have found to be successful in my
own hands. I have had the good fortune to obtain the friendship of
some of the most successful photographers of the day; and taking
three very eminent ones, I find they have each some peculiarities in
his mode of manipulation, varying with each other in the strength of
the solutions employed, and producing results the most agreeable to
their respective tastes. Reviewing these different processes in my
own mind, and trying with patience the various results, I conclude
that the following quantities are calculated to produce an adequate
degree of sensibility in the paper, and yet to allow it to be prepared
for the action of light for many hours previous to its use, and yet
with more certainty than any other I am acquainted with. I think I
may always depend upon it for twenty-four to thirty-six hours after
excitement, and I have seen good pictures produced upon the third
day. I believe it is a rule which admits of no contradiction, that the
more you dilute your solution, the longer the excited paper will
keep; but in proportion to its diminished sensibility, the time of
exposure must be prolonged, and therefore I am, from this waste of
time and other reasons, disposed to place much less value upon the
wax-paper process than many do.
The process I am about to describe is so simple, and I hope to make
it so intelligible to your non-photographic readers, that a perfect
novice, using ordinary care, must meet with success; but should I
fail doing so upon all points, any information sought through the
medium of N. Q. shall meet with explanation from myself, if not
from other of your experienced correspondents, whose indulgence I
must beg should the communication be deemed too elementary, it
being my earnest desire to point out to archæologists who are
desirous of acquiring this knowledge, how easily they themselves
may practise this beautiful art, and possess those objects they would
desire to preserve, in a far more truthful state than could be
otherwise accomplished.
69.
I have notmyself met that uniform success with any other paper
that I have with Turner's photographic of Chafford Mills: a sheet of
this divided into two portions forms at the same time a useful and
also a very easily-managed size, one adapted for most cameras,
forming a picture of nine inches by seven, which is adequate for
nearly every purpose. Each sheet being marked in its opposite
corners with a plain pencil-mark on its smooth side (vide antè, p.
372.), the surface for all future operations is in all lights easily
discerned. In my instructions for printing from collodion negatives, a
form of iodized paper was given, which, although very good, is not, I
think, equal to the following, which is more easily and quickly
prepared, exhibits a saving of the iodide of potassium, and is upon
the whole a neater mode.
Take sixty grains of nitrate of silver and sixty grains of iodide of
potassium; dissolve each separately in an ounce of distilled water;
mix together and stir with a glass rod. The precipitate settling, the
fluid is to be poured away; then add distilled water to the precipitate
up to four ounces, and add to it 650 grains of iodide of potassium,
which should re-dissolve the precipitated iodide of silver, and form a
perfectly clear solution; but if not, a little more must be carefully
added, for this salt varies much, and I have found it to require 720
grains to accomplish the desired object.
The fluid being put into a porcelain or glass dish, the paper should
be laid down upon its surface and immediately removed, and being
laid upon a piece of blotting-paper with the wet surface uppermost,
a glass rod then passed over it to and fro ensures the total expulsion
of all particles of air, which will frequently remain when the mere
dipping is resorted to. When dry, this paper should be soaked in
common water for three hours, changing the water twice or thrice,
so as to remove all the soluble salts. It should then be pinned up to
dry, and, when so, kept in a folio for use. I have in this manner
prepared from sixty to eighty sheets in an evening with the greatest
ease. It keeps good for an indefinite time, and, as all experienced
photographers are aware, unless you possess good iodized paper,
70.
which should beof a primrose colour, you cannot meet with success
in your after-operations. Iodized paper becomes sometimes of a
bright brimstone colour when first made; it is then very apt to brown
in its use, but tones down and improves by a little keeping.
To excite this paper, dissolve thirty grains of nitrate of silver in one
ounce of distilled water, and add a drachm and a half of glacial
acetic acid; of this solution take one drachm, and one drachm of
saturated solution of gallic acid, and add to it two ounces and a half
of distilled water. The iodized surface of the paper may then be
either floated on the surface of the aceto-nitrate of silver or exciting
fluid, and afterwards a rod passed over, as was formerly done in the
iodizing, or the aceto-nitrate may be applied evenly with a brush;
but in either instance the surface should be immediately blotted off;
and the same blotting-paper never used a second time for this,
although it may be kept to develop on and for other purposes. It will
be scarcely needful to observe that this process of exciting must be
performed by the light of a candle or feeble yellow light, as must the
subsequent development. The excited paper may be now placed for
use between sheets of blotting-paper; it seems to act equally well
either when damp or when kept for many hours, and I have found it
good for more than a week.
The time for exposure must entirely depend upon the degree of
light. In two minutes and a half a good picture may be produced;
but if left exposed for twenty minutes or more, little harm will arise;
the paper does not solarize, but upon the degree of image visible
upon the paper depends the means of developing. When long
exposed, a saturated solution of gallic acid only applied to the
exposed surfaces will be sufficient; but if there is little appearance of
an image, then a free undiluted solution of aceto-nitrate may be
used, in conjunction with the gallic acid, the former never being in
proportion more than one-third. If that quantity is exceeded, either a
brownish or an unpleasant reddish tint is often obtained. These
negatives should be fixed by immersing them in a solution of
hyposulphite of soda, which may be of the strength of one ounce of
71.
salt to eightounces of water—the sufficiency of immersion being
known by the disappearance of the yellow colour, and when they
have been once immersed they may be taken to the daylight to
ascertain this. The hyposulphite must now be perfectly removed by
soaking in water, which may extend to several hours; but this may
be always ascertained by the tongue, for, if tasteless, it has been
accomplished. If it is deemed advisable—which I think is only
required in very dark over-done pictures—to wax the negative, it is
easily managed by holding a piece of white wax or candle in front of
a clean iron rather hot, and passing it frequently over the surface.
The superabundant wax being again removed by passing it between
some clean pieces of blotting-paper. Although the minuter details
can never be acquired by this mode which are obtained by the
collodion process, it has the advantage of extreme simplicity, and by
the operator providing himself with a bag or square of yellow calico,
which he can loosely peg down to the ground when no other shade
is near, to contain spare prepared papers, he can at any future time
obtain a sufficient number of views, which afterwards he can
develop at his leisure.
It requires no liquids to be carried about with you, nor is that nice
manipulation required which attends the collodion process.
The wax-paper process has been extolled by many, and very
successful results have been obtained: the paper has the undoubted
advantage of keeping after being excited much longer than any
other; but, from my own experience, just so much the weaker it is
made, and so as to safely rely upon its long remaining useful, so it is
proportionally slower in its action. And I have rarely seen from wax
negatives positives so satisfactory in depth of tone, as from those
which have been waxed after being taken on ordinary paper. It is all
very well for gentlemen to advocate a sort of photographic tour,
upon which you are to go on taking views day after day, and when
you return home at leisure to develop your past proceedings: I never
yet knew one so lukewarm in this pursuit as not to desire to know,
at his earliest possible opportunity, the result of his labours; indeed,
72.
were not thisthe case, I fear disappointment would more often
result than at present, for I scarcely think any one can exactly
decide upon the power of the light of any given day, without having
made some little trial to guide him. I have myself, especially with
collodion, found the action very rapid upon some apparently dull
day; whilst, from an unexplained cause, a comparatively brighter day
has been less active in its photographic results. As in the previous
process, I would strongly advise Turner's paper to be used, and not
the thin French papers generally adopted, because I find all the high
lights so much better preserved in the English paper. It may be
purchased ready waxed nearly as cheap as it may be done by one's
self; but as many operators like to possess that which is entirely
their own production, the following mode will be found a ready way
of waxing:—Procure a piece of thick smooth slate, a trifle larger than
the paper to be used; waste pieces of this description are always
occurring at the slate works, and are of a trifling value. This should
be made very hot by laying it close before a fire; then, covered with
one layer of thick blotting-paper, it will form a most admirable
surface upon which to use the iron. Taking a piece of wax in the left
hand, an iron well heated being pressed against it, it may rapidly be
made to flow over the whole surface with much evenness, the
surplus wax being afterwards removed by ironing between blotting-
paper. When good, it should be colourless, free from gloss, and
having the beautiful semi-transparent appearance of the Chinese
rice-paper. To iodize the paper completely, immerse it in the
following solution:
Iodide of potash 200 grains.
Mannite 6 drachms.
Cyanide of potash 5 grains.
Distilled water 20 ounces.
Allow it to remain three hours, taking care that air-particles are
perfectly excluded, and once during the time turning over each sheet
of paper, as many being inserted as the fluid will conveniently cover,
as it is not injured by after keeping. It should be then removed from
73.
the iodide bath,pinned up, and dried, ready for use. When required
to be excited, the paper should, by the light of a candle, be
immersed in the following solution, where it should remain for five
minutes:
Nitrate of silver 4 drachms.
Glacial acetic acid 4 drachms.
Distilled water 8 ounces.
Being removed from the aceto-nitrate bath, immerse it into a pan of
distilled water, where let it remain about a quarter of an hour. In
order to make this paper keep a week or two, it must be immersed
in a second water, which in point of fact is a mere reduction of the
strength of the solutions already used; but for ordinary purposes,
and when the paper is to be used within three or four days, one
immersion is quite sufficient, especially as it does not reduce its
sensitiveness in a needless way. It may now be preserved between
blotting-paper, free from light, for future use. The time of exposure
requisite for this paper will exceed that of the ordinary unwaxed,
given in the previous directions. The picture may be developed by a
complete immersion also in a saturated solution of gallic acid; but
should it not have been exposed a sufficient time in the camera, a
few drops of the aceto-nitrate solution added to the gallic acid
greatly accelerates it. An excess of aceto-nitrate often produces an
unpleasant red tint, which is to be avoided. Instead of complete
immersion, the paper may be laid upon some waste blotting-paper,
and the surface only wetted by means of the glass rod or brush. The
picture may now be fixed by the use of the hyposulphite of soda, as
in the preceding process.
It is not actually necessary that this should be a wax-paper process,
because ordinary paper treated in this way acts very beautifully,
although it does not allow of so long keeping for use after
excitement; yet it has then the advantage, that a negative may
either be waxed or not, as shall be deemed advisable by its apparent
depth of action.
74.
Hugh W. Diamond.
Exhibitionof recent Specimens of Photography at the Society of Arts.
—This exhibition, to which all interested in the art have been invited
to contribute, was inaugurated by a conversazione at the Society's
rooms, on the evening of Wednesday, the 22nd of December: the
public have since been admitted at a charge of sixpence each, and it
will continue open until the 8th of January.
We strongly recommend all our friends to pay a visit to this most
delightful collection. By our visit at the crowded conversazione, and
another hasty view since, we do not feel justified to enter into a
review and criticism of the specimens so fully as the subject
requires; but in the mean time we can assure our archæological
readers that they will find there such interesting records of
architectural detail, together with views of antiquities from Egypt
and Nubia, as will perfectly convince them of the value of this art
with reference to their own immediate pursuits. Those who feel less
delight in mere antiquity will be gratified to see, for the first time,
that there are here shown photographs which aim at more than the
bare copying of any particular spot; for many of the pictures here
exhibited may rank as fine works of art. We feel much delicacy and
hesitation in mentioning any particular artist, where so many are
entitled to praise, especially in some particular departments. We
could point out pictures having all the minute truthfulness of nature,
combined with the beautiful effects of some of the greatest painters.
We must, however, direct especial attention to the landscapes of Mr.
Turner, the views in the Pyrenees by Mr. Stewart, and one splendid
one of the same locality by Le Gray. Mr. Buckle's views in paper also
exhibit a sharpness and detail almost equal to collodion; as do the
various productions of Mr. Fenton in wax paper. The effects obtained
also by Mr. Owen of Bristol appear to be very satisfactory: why they
are, with so much excellence, called experimental, we cannot tell. In
collodion Mr. Berger has exhibited some effective portraits; and we
think the success of Mr. De la Motte has been so great, that in some
of his productions little remains to be desired. We cannot conclude
75.
this brief noticewithout directing attention to the minuteness and
pleasing effect of the views in Rome by M. Eugène Constant, which
are also from collodion; as also the specimens from albumen
negatives of M. Ferrier; and, lastly, to the pleasant fact that lady
amateurs are now practising this art,—very nice specimens being
here exhibited by the Ladies Nevill, whose example we shall hope to
see followed.
76.
Replies to MinorQueries.
Quotation in Locke (Vol. vi., p. 386.).—The words Si non vis intelligi
non debes legi were, I believe, the exclamation of St. Jerome, as he
threw his copy of Persius into the fire in a fit of testiness at being
unable to construe some tough lines of that tough author. I set down
this reply from memory, and am unable to give the authority for it.
W. Fraser.
Pic-nic (Vol. vi., pp. 152. 518.).—The Query of A. F. S. (p. 152.) as to
the etymology of pic-nic still remains unanswered. The Note of W. W.
(p. 518.) merely refers to the time (1802) when pic-nic suppers first
became fashionable in England. Under a French form, the word
appears in a speech of Robespierre's, quoted in the British and
Foreign Review for July, 1844, p. 620.: C'est ici qu'il doit m'accuser,
et non dans les piques-niques, dans les sociétés particulières. An
earlier instance occurs in one of Lord Chesterfield's letters (No.
167.), dated October 1748.
Jaydee.
Discovery at Nuneham Regis (Vol. vi., pp. 386. 488. 558.).—
Nuneham Regis was granted to John Dudley, Duke of
Northumberland, in the seventh year of King Edward VI.; but as it
was forfeited on his attainder, in the first year of Queen Mary, and
immediately granted by her to Sir Rowland Hill, knight, and citizen of
London, from whom Sir Thomas Leigh, knight, and alderman of
London, almost immediately acquired it; and as he exercised the
right of presentation to the vicarage in the first year of the reign of
Queen Elizabeth, there is no probability of the body of John, Duke of
Northumberland, being removed from the Tower of London to
Newnham.
77.
The letters T.B. on the clothes on the body at Nuneham are
distinctly worked in Roman capitals, like those on a common
sampler. I have seen them.
J. S.s.
Door-head Inscriptions (Vol. vi., p. 543.).—
78.
Sit mihi necglis servus nec hospes hirudo.
From servant lazy as dormouse,
Or leeching guest, God keep my house.
Mr. Woodward tells us that he quotes this inscription from memory:
it is so very pertinent that it seems a pity even to hint a correction,
but, as I read it, it seemed partly familiar to me, and I find
something so like the latter part of it in two ancient authors, that I
am tempted to inquire whether he may not have omitted one letter,
which alters the sense as given above, and yet gives a sense as
good.
Among the Symbols of Pythagoras, I read the following:
Ομωροφιους χελιδωνας μη εχειν.
Domesticas hirundines ne habeto.
To the same effect (but, strange to say, without any reference to
Pythagoras' dictum), we find it in the proverbia of Polydore Virgil
(A.D. 1498):
Hirundo suscipienda non est.
and the exposition is the same in both:
Hirundo garrula semper, i.e. garruli et tumigeri homines
recipiendi non sunt.
I find no original for the former part of the inscription. Probably Mr.
Woodward will agree with me, that it is difficult to decide whether a
greedy or a gossipping guest would be the worst household
infliction; but as a careful householder might well deprecate either,
as matter of curiosity perhaps he would refer to the original
79.
inscription again, anddecide whether he has or has not omitted an
n.
A. B. R.
Belmont.
Stratford Parsonage, Wilts:
Parva sed apta Domino.
1675.
Montacute House, Somerset:
Through this wide opening gate
None come too soon, none go too late.
And yours.
Sudbury House, Derbyshire:
Omne Bonum Dei Donum.
At Verona:
Patet Janua, Cor magis.
The next I have seen somewhere:
Detur digniori.
H. T. Ellacombe.
Clyst St. George.
Cross and Pile (Vol. vi., pp. 386. 513.).—The pile is invariably on the
obverse or head side of a coin; and pile or poll both mean the head,
from whence the poll tax and poll groat—a tax paid by the head,
or a personal tax, of which we have an historical example of its
collector in the case of Wat Tyler.
80.
Ruding, in Annalsof the Coinage, vol. ii. p. 119., 8vo., edit. 1819,
states that Ed. I. A.D. 1304, in the delivering out the stamps for the
coinage, orders that three piles and six crosses shall be given. It is
well known to all numismatists that all, or most early coins, both
Saxon and English, had a head on the obverse and a cross on the
reverse—the latter being placed on the coins as symbolical of
Christianity.
Pile also means the hair, or any filament: as the pile of velvet, the
nap of woollen cloth, c. And Jamieson, in his Scotch Dictionary,
says:
Pile. The soft hair which first appears on the chins of young
men.
Coles, Ashe, Webster, and others give the same meaning.
The superstitious effect of the cross as a charm or amulet is well
known; from whence the saying:
I have never a cross in my purse to keep the Devil away.
Again:
Priests were coin-proof against the Devil, they never being
without money; of course, always had a cross in their pocket.—
Gilpin's Beehive of the Romish Church, 1636, p. 251.
And Nash, in the Supplication of Pierce Penniless to the Devil, makes
Pierce to say:
Whereas your impious excellence hath had the poore tenement
of my purse anytime this half year for your dancing schole, and
he, notwithstanding, hath received no penye nor crosse for
farme, c.
And the poet Skelton says:
81.
. . .. . . . . and in his pouche,
The Devil might dance therein for any crouche.
P. 71.
Trusting the above will be satisfactory to D. W. S., I beg to conclude,
thinking, you will say I have already made much ado about
nothing.
Goddard Johnson.
Rhymes upon Places (Vol. vi. p. 281.).—Perhaps you will think the
following rhymes upon places worth insertion:
I stood upon Eyemouth Fort,
And guess ye what I saw?
Fairmiside and Furmintong,
Neuhouses and Cocklaw,
The fairy fouk o' Fosterland,
The witches o' Edincran,
The bly-rigs o' Reston;
But Dunse dings a'.
Near the seaside village of Eyemouth, in Berwickshire, is a
promontory marked with a succession of grassy mounds, the
remains of a fort built there in the regency of Mary of Lorraine. A
number of places are represented as visible from the fort: but here
fact is not strictly adhered to.
Fosterland once existed in the parish of Bunkle as a small village;
but even its vestiges are not now visible on the brown moor where it
once stood. Edincran, properly Auchinchran, is an estate in the
vicinity of Fosterland, as is Reston also. There is a variation as
follows:
The fairy fouk o' Fosterland,
The witches o' Edincran,
And the rye-kail o' Reston
Gar'd a' the dogs die.
82.
The rye-kail alludedto must have been a broth chiefly made from
rye, which grain, it is well known, is sometimes so much tainted as
to be poisonous.
C. Benson.
Birmingham.
Ἀρνί ο ν (Vol. vi., p. 509.).—Probably your correspondent is aware
of the explanation given by Dr. Wordsworth in his book on the
Apocalypse, but does not think it satisfactory. Still, as he does not
allude to it, I venture to transcribe it:
The Apocalypse abounds in contrasts. For example, the LAMB,
who is always called Ἀμνὸς, never Ἀρνίον, in St. John's Gospel,
is called Ἀρνίον, never Ἀμνὸς, in St. John's Apocalypse, in
which Ἀρνίον occurs twenty-nine times. And why does ὁ Αμνος
here become τὸ Ἀρνίον? To contrast Him more strongly with τὸ
Θηρίον, that is, to mark the opposition between the LAMB and
the Beast.
To this a note is appended:
This contrast is even more striking in the original, where it is
aided by an exact correspondence of syllables and accents. On
one side are—
'Ἡ πόρνη καὶ τὸ Θηρίον:'
On the other—
'Ἡ Νύμφη καὶ τὸ Ἀρνίον.'
See Rev. xxi. 2. 9., xxii. 17.—Is the Church of Rome Babylon?
p. 58.: London, 1851.
A. A. D.
83.
Ἀρνίον and ἀμνὸςboth denote a lamb. In John i. 29. 36., the latter
is applied to Jesus by John the Baptist. In Acts viii. 32., and 1 Pet. i.
19., the term is manifestly derived from Isa. liii. 7., the Septuagint
translation. But, in the Revelation, the word selected by the apostle
is simply to be viewed as characteristic of his style. Taken in
connexion with John i. 29. 36., the difference presents one of those
points which so strikingly attest the authenticity of the Scripture. If
the writer had drawn upon his imagination, in all likelihood he would
have used the word ἀρνίον in the Gospel; but he employed another,
because the Baptist actually made use of a different one, i. e. one
different from that which he was in the habit of employing.
B. H. Cowper.
Who was the greatest General (Vol. vi., p. 509.).—In reply to the
following Query, Who was the greatest general, and why and
wherefore did the Duke of Wellington give the palm to Hannibal? I
think the following note appended to the eloquent sermon of Dr.
Croly, preached on the death of the Duke, Sept. 19th, not only
shows the humility of the Duke in giving preference to Hannibal over
himself, but it contains so just a comparison between the two
generals, that it deserves recording in the valuable and useful pages
of the N. Q. as well as being a perfect and true answer to C. T.:
It has been usual, the note says, to compare Wellington with
Hannibal. But those who make the comparison seem to forget
the facts:—
Hannibal, descending from the Alps with a disciplined force of
26,000 men, met the brave Roman Militia, commanded by brave
blockheads, and beat them accordingly. But, as soon as he was
met by a man of common sense, Fabius, he could do nothing
with him; when he met a manœuvring officer, the Consul Nero,
he was outmanœuvred, and lost his brother Asdrubal's army,
which was equivalent to his losing Italy; and when he met an
active officer, Scipio, he was beaten on his own ground. Finally,
84.
forced to takerefuge with a foreign power, he was there a
prisoner, and there he died.
His administrative qualities seem to have been of the humblest,
or of the most indolent, order. For fourteen years he was in
possession of, or in influence with, all the powers of southern
Italy, then the richest portion of the peninsula. Yet this
possession was wrested from him without an effort; and where
he might have been a monarch, he was only a pensioner. His
punic faith, his flight, his refuge, and his death in captivity,
might find a more complete resemblance in the history of
Napoleon.
The following, concluding sentence of Dr. Croly's note conveys a
truer and far more just comparison with another great general:
The life of the first Cæsar forms a much fairer comparison with
that of Wellington. Both nobly born; both forcing their way up
through the gradations of service, outstripping all their age;
forming their characters by warfare in foreign countries; always
commanding small armies, yet always invincible (Cæsar won the
World at Pharsalia with only 25,000 men): both alike
courageous and clement, unfailing in resources, and
indefatigable in their objects; receiving the highest rewards, and
arising to the highest rank of their times; never beaten: both of
first-rate ability in council. The difference being in their objects;
one to serve himself, the other to serve his country; one
impelled by ambition, the other by duty; one destroying the
constitution of his country, the other sustaining it. Wellington,
too, has given the soldier and statesman his 'Commentaries,'
one of the noblest transcripts of a great administrative mind.
J. M. G.
Worcester.
Beech-trees struck by Lightning (Vol. vi., p. 129.).—On Thinnigrove
Common, near Nettlebed, Oxon, a beech-tree, one of three or four
85.
growing round apit, was shattered by lightning about thirteen or
fourteen years ago. A gentleman who has lived sixty years in the
neighbourhood of the beech woods near Henly, tells me that he
remembers three or four similar cases. Single beech-trees, which are
very ornamental, generally grow very low and wide-spreading, which
may be the reason why they often escape. On the other hand, in the
woods where they run up close and very high, they present so many
points of attraction to the electric fluid, that probably for that cause
it is not often the case that one tree in particular is struck.
Corylus.
Portsmouth.
Passage in Tennyson (Vol. vi., p. 272.).—It appears to me that
Tennyson has fallen into the error of a Latin construction. I call it an
error, because in that language the varied terminations of the cases
and numbers make that plain which we have no means of
evidencing in English. I should translate it Numenii strepitus
volantis—The call of the curlew dreary (drearily) gleams about the
moorland, as he flies o'er Locksley Hall. The summer note of the
curlew is a shrill clear whistle, but in winter they sometimes indulge
in a wild melancholy scream.
Corylus.
Portsmouth.
Inscriptions in Churches (Vol. vi., p. 510.).—I differ from your reply
to Norwood's Query, in which you refer to the colloquy between
Queen Elizabeth and Dean Nowell as the origin of these inscriptions.
No doubt they were derived from the custom of our ante-
Reformation ancestors, of painting figures and legends of saints
upon the walls of churches; but the following instance will suffice to
prove that they originated in the reign of Edward VI., and not in
Queen Elizabeth's.
In the interesting paper by the Rev. E. Venables in the Transactions
of the Cambridge Camden Society, on The Church of St. Mary the
86.
Great, Cambridge, hegives, under the year 1550, the following
extracts from the churchwardens' accounts:
For makyng of the wall where Saynt
George stood in the chyrche vjd
It. payd for wythynge ye
chyrch xxs
iiijd
It. payd for wryghtynge of ye chyrch
walls with Scriptures iiijlib
iijs
iiijd
.
Shortly after the accession of Queen Mary in 1553, the following
entry occurs:
Payd to Barnes for mendyng over the rode
and over the altar in the chapell, and for
washing oute the Scriptures 4s
4d
.
They do not appear to have been restored after this, for in the year
1840 some of the plaister between two of the windows of the south
aisle peeling off, discovered traces of wryghtynge beneath; and I
and another member of the Cambridge Camden Society spent some
time in laying it bare, and after much difficulty made out that it was
the Lord's Prayer in English, headed, The Lord's Prayer, called the
Paternoster, and written in the church text of the period, the whole
enclosed in a sort of arabesque border; it was not merely whited
over, but had evidently been partially effaced, or partly washed
oute, before being concealed under its dreary shroud of
whitewash. On examination there were traces of more of this
writing between the other windows, but we had not time to make
any further investigation, for the church was then being cleaned,
and in a few days all that we had laid bare was again concealed
under a veil of whitewash.
Thus, I think, we may assign to the reign of Edward VI., not merely
the obliteration of the numerous frescoes of St. Christopher, the
great dome, c., which are now so constantly coming to light, but
also the origin of wryghtynge of ye
chyrch walls with scriptures in
87.
their stead, someten or twelve years earlier than the remarkable
colloquy between Queen Elizabeth and the worthy Dean of St.
Paul's.
Norris Deck.
Cambridge.
Dutensiana (Vol. vi., p. 376.).—Lowndes gives a list of Dutens'
works, which does not include Correspondence interceptée, of
which he was the author; and I have seen a presentation copy of it
proving this.
W. C. Trevelyan.
Early Phonography (Vol. vi., p. 424.).—Have the modern
phonographists ever owned their debt of gratitude to their
predecessors in the phonetic art?
The subjoined advertisement may perhaps be considered an answer
to this Query:
Hart's Orthography, 1569; or, 'An Orthographie conteyning the
due order and reason, howe to write or paint thimage of
manne's voice, most like to the life or nature. Composed by J.
H. [John Hart], Chester Heralt;' reprinted from a copy in the
British Museum. Cloth, 2s.
An unanswerable defence of Phonetic Spelling, and one of the
earliest schemes of Phonetic Orthography. A considerable
portion of the book being printed in the author's Phonetic
Alphabet (given in the present edition in Phonetic Longhand),
we have thus exhibited the pronunciation of the age of
Shakspeare.
W. C. Trevelyan.
Kentish Local Names; Dray (Vol. vi., p. 410.).—In the low embanked
land in the west of Somersetshire, between Bristol and Taunton, the
88.
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