Open access: a funders‟ perspective

     Open Access Week - University of Exeter
               25 October 2012


                 Margaret Hurley
         Policies and Governance Officer
       Grants Management, Wellcome Trust
            m.hurley@wellcome.ac.uk
Overview
• Topics to cover:



1.   Why we support open access, the Trust’s open access policy.
     How to comply and measures to increase compliance

2.   The OA environment

3.   Europe PMC
Why did the Trust develop an OA policy?
• maximising access to outputs of
  research (including publications
  and data) is central to our mission


• in early 2000s, it became
  increasingly clear that traditional
  models of scientific publishing
  were not consistent with this goal


• economic analysis (including our
  own commissioned research)
  suggested alternative models
  were feasible
Wellcome Trust: open access policy

All original research papers -
funded in whole or in part by
the Wellcome Trust - must be
made freely accessible from the
PubMed Central and UKPMC
repositories as soon as
possible, and in any event
within six months of the journal
publisher’s official date of final
publication.
Policy was introduced in
October 2006.
How do researchers comply?
• Publish in either
    • an open access journal
    • or a ‘hybrid‟ journal that makes articles freely available
        in return for a fee
    • „gold open access‟ model (author pays)
• OR

• Author deposits final manuscript themselves (“self-
  archive”)
     • using UKPMC+
     • makes paper freely available from UKPMC
        after 6 months
     • „green open access‟ model
Meeting the costs
• Open Access publishing is
  a legitimate research
  cost

•   Block grant has been
    provided to Exeter. Contact
    - Douglas Thomson,
    Research accounts
    administrator -
    (D.R.Thomson@exeter.ac.
    uk)

• Current WT spend is
  around £4m per year
New policy: measures to increase compliance

New sanctions:

  1.   In End of Grant Report all papers listed must be OA. If not
       the final payment on the grant (typically 10%) will be withheld
  2.   Non-compliant Trust-funded publications will be discounted
       as part of a researcher’s track record in any renewal of an
       existing grant or new grant application
  3.   Trust-funded researchers will need to ensure that all
       publications associated with their Wellcome-funded
       research are OA before any funding renewals or new grant
       awards will be activated

These measures apply to papers published from October 2009
onwards.
Open access – now specifies CC-BY
• OA policy now specifies that
  research, for which an OA fee
  is paid, must be licenced
  using CC-BY
   • Trust believes that full
     research and economic
     benefit of published content
     will only be realised when
     there are no restrictions on
     access to, and reuse of, this
     information
• Will introduce this requirement
  from early 2013
Open access – key developments
• Finch report - clear policy direction in favour of an author-pays
  open access model for UK funded research.

• RCUK updated policy – announced in June. Introduces move
  towards a 6 month embargo and requirement for CC-BY licence
  (where and open access fee is paid). Together with providing
  dedicated OA funding.

• OA in Europe – European Commission will make OA to
  scientific publications and data a general principle of Horizon
  2020.

• HEFCE support for open access - by ensuring research
  outputs submitted to REF (after 2014) are open access
  wherever possible.
Developments in OA publishing
• PLOS ONE – biggest journal on the planet
  • Published 14,000 articles in 2011
  • PubMed suggests that 15352 articles already published in 2012
• Rise of the clones
  • The American Society for Microbiology’s mBio
  • The Genetics Society of America’s G3
  • BMJ Open
  • Company of Biologists Biology Open
  • Nature’s Scientific Reports
  • Cell Press’s Cell Reports
  • The Royal Society’s Open Biology
  • SAGE Open
• Radical OA options
  • PeerJ….and eLife
eLife


• eLife - the new funder-
  led initiative supported
  by Wellcome Trust,
  Max Planck Society and
  Howard Hughes
  Medical Institute

• First articles are now
  live
Europe PMC

• 19 research funders
 supporting the running
 (and development) of
 UKPMC/Europe PMC
 • Includes ERC, FWF,
   MRC, Wellcome
 • Other life science funders
   interested in joining
 • Provides free access to
   full text research
   publications and value-
   added functionality and
   tools to enable their use.
Conclusion
•   OA is good for science, but
    also has tangible economic
    benefits

•   There are costs with OA –
    including transition costs –
    but these are outweighed by
    the benefits

•   Open access is here to stay
Further information




      www.wellcome.ac.uk/openaccess
      Open Access       openaccess@wellcome.ac.uk
      Margaret Hurley   m.hurley@wellcome.ac.uk
The Wellcome Trust - Margaret Hurley

The Wellcome Trust - Margaret Hurley

  • 1.
    Open access: afunders‟ perspective Open Access Week - University of Exeter 25 October 2012 Margaret Hurley Policies and Governance Officer Grants Management, Wellcome Trust [email protected]
  • 2.
    Overview • Topics tocover: 1. Why we support open access, the Trust’s open access policy. How to comply and measures to increase compliance 2. The OA environment 3. Europe PMC
  • 3.
    Why did theTrust develop an OA policy? • maximising access to outputs of research (including publications and data) is central to our mission • in early 2000s, it became increasingly clear that traditional models of scientific publishing were not consistent with this goal • economic analysis (including our own commissioned research) suggested alternative models were feasible
  • 5.
    Wellcome Trust: openaccess policy All original research papers - funded in whole or in part by the Wellcome Trust - must be made freely accessible from the PubMed Central and UKPMC repositories as soon as possible, and in any event within six months of the journal publisher’s official date of final publication. Policy was introduced in October 2006.
  • 6.
    How do researcherscomply? • Publish in either • an open access journal • or a ‘hybrid‟ journal that makes articles freely available in return for a fee • „gold open access‟ model (author pays) • OR • Author deposits final manuscript themselves (“self- archive”) • using UKPMC+ • makes paper freely available from UKPMC after 6 months • „green open access‟ model
  • 7.
    Meeting the costs •Open Access publishing is a legitimate research cost • Block grant has been provided to Exeter. Contact - Douglas Thomson, Research accounts administrator - ([email protected]. uk) • Current WT spend is around £4m per year
  • 9.
    New policy: measuresto increase compliance New sanctions: 1. In End of Grant Report all papers listed must be OA. If not the final payment on the grant (typically 10%) will be withheld 2. Non-compliant Trust-funded publications will be discounted as part of a researcher’s track record in any renewal of an existing grant or new grant application 3. Trust-funded researchers will need to ensure that all publications associated with their Wellcome-funded research are OA before any funding renewals or new grant awards will be activated These measures apply to papers published from October 2009 onwards.
  • 10.
    Open access –now specifies CC-BY • OA policy now specifies that research, for which an OA fee is paid, must be licenced using CC-BY • Trust believes that full research and economic benefit of published content will only be realised when there are no restrictions on access to, and reuse of, this information • Will introduce this requirement from early 2013
  • 11.
    Open access –key developments • Finch report - clear policy direction in favour of an author-pays open access model for UK funded research. • RCUK updated policy – announced in June. Introduces move towards a 6 month embargo and requirement for CC-BY licence (where and open access fee is paid). Together with providing dedicated OA funding. • OA in Europe – European Commission will make OA to scientific publications and data a general principle of Horizon 2020. • HEFCE support for open access - by ensuring research outputs submitted to REF (after 2014) are open access wherever possible.
  • 12.
    Developments in OApublishing • PLOS ONE – biggest journal on the planet • Published 14,000 articles in 2011 • PubMed suggests that 15352 articles already published in 2012 • Rise of the clones • The American Society for Microbiology’s mBio • The Genetics Society of America’s G3 • BMJ Open • Company of Biologists Biology Open • Nature’s Scientific Reports • Cell Press’s Cell Reports • The Royal Society’s Open Biology • SAGE Open • Radical OA options • PeerJ….and eLife
  • 13.
    eLife • eLife -the new funder- led initiative supported by Wellcome Trust, Max Planck Society and Howard Hughes Medical Institute • First articles are now live
  • 14.
    Europe PMC • 19research funders supporting the running (and development) of UKPMC/Europe PMC • Includes ERC, FWF, MRC, Wellcome • Other life science funders interested in joining • Provides free access to full text research publications and value- added functionality and tools to enable their use.
  • 15.
    Conclusion • OA is good for science, but also has tangible economic benefits • There are costs with OA – including transition costs – but these are outweighed by the benefits • Open access is here to stay
  • 16.
    Further information www.wellcome.ac.uk/openaccess Open Access [email protected] Margaret Hurley [email protected]