technology in the public sector
week 5: public safety and criminal
           justice IT
        Northwestern University MPPA 490

            Summer 2012 - Greg Wass




                                           1
Criminal justice functions     Major technology issues

• Police                       1. Need more data sharing
• Judicial                        across jurisdictions and
• Corrections                     functions
                                  – ā€œThe system of ā€˜need to
                                    know’ should be replaced by
                                    a system of ā€˜need to share.ā€™ā€
                                    The 9/11 Commission Report
Policy questions
                               2. How to use modern data
• How do we prevent crimes        science for predictive
  before they happen?             policing
• Where should we              3. Extending community
  spend/invest public funds?      policing via mobile apps


                                                                    2
1. Need more data sharing across jurisdictions and
functions




                                                     3
The big picture
1. Case flow and decision points from
   crime (police) to trial (judicial) to
   incarceration (corrections) to reentry
   (social services)
2. Interaction among multiple agencies
   and levels of government


                                            4
5
6
Data sharing standards: JXDM and NIEM
• ā€œThe Global Justice Extensible Markup Language (XML) Data
  Model (Global JXDM) and Global Justice XML Data Dictionary
  (Global JXDD) are the result of an effort by the justice and
  public safety communities to produce a set of common, well-
  defined data elements to be used for data transmissions.ā€

• ā€œPerhaps the most widely recognized and important standard
  of the day is the National Information Exchange Model
  (NIEM). ...NIEM is seen by many in the justice information-
  sharing community as the key standard and foundation for
  exchanging information across multiple domains and
  disciplines.ā€

Source: ā€œGlobal Justice XML Data Model,ā€ U.S. Department of Justice; Government Technology’s Digital Communities
                                                                                                                   7
2. How to use modern data science for predictive
policing




                                                   8
Predictive policing…
…is a multi-disciplinary, law enforcement-based strategy that
brings together
       •   advanced technologies
       •   criminological theory
       •   predictive analysis
       •   tactical operations


…that ultimately lead to results and outcomes of
       • crime reduction (and crime prevention)
       • management efficiency
       • safer communities


Source: Dr. Craig Ushida, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011
                                                                                                                              9
Predictive policing (cont’d)
• Universities and technology companies
       – Developing computer programs based on private sector
         models of forecasting consumer behavior
• Police agencies
       – Use computer analysis of information (crimes,
         environment, intelligence)
       – Predict and prevent crime
• The idea
       – Improve situational awareness (tactically /strategically) to
         create strategies to police more efficiently and effectively


Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             10
How does it work in real life?
With situational awareness and anticipation of human behavior,
police can identify and develop strategies to prevent criminal
activity
       – By repeat offenders
       – On repeat victims
       – By locations or types of targets
Police use their limited resources
       – To work proactively
       – Using effective strategies to prevent the activity
BUT - The effectiveness of the strategies must be measurable
       – Reduced crime
       – Higher arrest rates for serious/stranger offenses
       – Broader social and justice outcomes and impacts
Source: Susan C. Smith, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011
                                                                                                                            11
Predictive
Policing:
A Model




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             12
What questions can predictive policing answer?




                                             13
A ā€œblended theoryā€ of crime
• Criminals and victims follow common life patterns;
  where those patterns overlap can lead to crimes
   – Geographic and temporal features influence the where
     and when of those patterns
• Criminals make rational decisions using factors such
  as area & target suitability, risk of getting caught, etc.
• Can ID many of these patterns and factors; can steer
  criminals’ decisions through interventions
• Best fits ā€•ā€stranger offensesā€ like robberies,
  burglaries, and thefts – less so vice and relationship
  violence
                                                            14
Some prediction methods




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             15
Hot spot analysis / crime mapping




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             16
Regression analysis




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             17
Possible pitfalls

                                                                                                Goal is to be as
                                                                                                accurate as possible
                                                                                                in predicting purse
                                                                                                snatchings…e.g., do
                                                                                                99%+ of future purse
                                                                                                snatchings (green
                                                                                                triangles), land in hot
                                                                                                spots (red and yellow
                                                                                                areas)




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             18
Is the data complete and correct?




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             19
Is the result actionable?




Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             20
Civil liberties / privacy concerns
Civil liberties scholars:
       – Have concerns over privacy and civil rights issues
       – Question how the police can use technology and knowledge to better
         fight crime without eroding civil liberties
       – Note that it must be constitutional
       – Encourage involvement of community advocates and leaders fromthe
         beginning to help alleviate concerns of privacy rights violations
• History has shown that serious legal consequences follow
  when appropriate consideration is not given to privacy rights
• Transparency, auditing and due diligence are critical



Source: Susan C. Smith, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011
                                                                                                                            21
Civil liberties / privacy concerns (cont’d)

• Supreme Court has ruled that standards for what
  constitutes reasonable suspicion are relaxed in high
  crime areas (i.e., ā€œhot spotsā€)
       – What constitutes a high crime area is a completely open
         question
• Issue minor in comparison to civil and privacy rights
  issues raised by profiling (i.e., ā€œhot peopleā€)
       – What do we do with a prediction of re-offending that,
         while much better than chance (~80% accurate), is still far
         from definitive?

Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012
                                                                                                                             22
What practitioners say
Many crime analysts are already practicing predictive policing
       – Marginal improvements can be made and are areas of opportunity
       – There is a demonstrated gap between crime analysts and management
       – Often, analyst recommendations do not make it to the street-level cop
Departments need officers / staff that
       – Cares and places value on data and information
       – Are trained (at their level) how to respond to the data/information
There is a need for better data sharing and interoperability
There is a need to incorporate nontraditional data, like
demographics and building foreclosures for more sophisticated
analysis
Crime Analyst potential is relatively untapped and undervalued

Source: Susan C. Smith, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011
                                                                                                                            23
3. Extending community policing via mobile apps




                                                  24
City of Boston mobile apps




Source: Public Technology Institute
                                                     25
Map / List / Add Photo / Track Detail
Source: Public Technology Institute
                                                                              26
City of San Francisco Spot Crime AppTM




Source: Public Technology Institute
                                                      27
Miami-Dade County self-service apps




Source: Public Technology Institute
                                                     28
Source: Public Technology Institute
                                      29
Chicago Clear Map




Source: Public Technology Institute
                                                          30
Other topics
• Fusion centers
       ā€œA fusion center is an effective and efficient mechanism to
       exchange information and intelligence, maximize resources,
       streamline operations, and improve the ability to fight crime
       and terrorism by analyzing data from a variety of sources.ā€
• GIS integration
       ā€œGIS in the mobile environment provides field personnel with
       the ability to capture new information, geocode it, and send
       it back so that incident command can visualize incident
       progress. As such, it is strategically important that GIS
       become an integral part of any common operating picture IT
       infrastructure.ā€
Sources: U.S. Department of Justice; ESRI
                                                                   31

Week 5: Public safety

  • 1.
    technology in thepublic sector week 5: public safety and criminal justice IT Northwestern University MPPA 490 Summer 2012 - Greg Wass 1
  • 2.
    Criminal justice functions Major technology issues • Police 1. Need more data sharing • Judicial across jurisdictions and • Corrections functions – ā€œThe system of ā€˜need to know’ should be replaced by a system of ā€˜need to share.ā€™ā€ The 9/11 Commission Report Policy questions 2. How to use modern data • How do we prevent crimes science for predictive before they happen? policing • Where should we 3. Extending community spend/invest public funds? policing via mobile apps 2
  • 3.
    1. Need moredata sharing across jurisdictions and functions 3
  • 4.
    The big picture 1.Case flow and decision points from crime (police) to trial (judicial) to incarceration (corrections) to reentry (social services) 2. Interaction among multiple agencies and levels of government 4
  • 5.
  • 6.
  • 7.
    Data sharing standards:JXDM and NIEM • ā€œThe Global Justice Extensible Markup Language (XML) Data Model (Global JXDM) and Global Justice XML Data Dictionary (Global JXDD) are the result of an effort by the justice and public safety communities to produce a set of common, well- defined data elements to be used for data transmissions.ā€ • ā€œPerhaps the most widely recognized and important standard of the day is the National Information Exchange Model (NIEM). ...NIEM is seen by many in the justice information- sharing community as the key standard and foundation for exchanging information across multiple domains and disciplines.ā€ Source: ā€œGlobal Justice XML Data Model,ā€ U.S. Department of Justice; Government Technology’s Digital Communities 7
  • 8.
    2. How touse modern data science for predictive policing 8
  • 9.
    Predictive policing… …is amulti-disciplinary, law enforcement-based strategy that brings together • advanced technologies • criminological theory • predictive analysis • tactical operations …that ultimately lead to results and outcomes of • crime reduction (and crime prevention) • management efficiency • safer communities Source: Dr. Craig Ushida, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011 9
  • 10.
    Predictive policing (cont’d) •Universities and technology companies – Developing computer programs based on private sector models of forecasting consumer behavior • Police agencies – Use computer analysis of information (crimes, environment, intelligence) – Predict and prevent crime • The idea – Improve situational awareness (tactically /strategically) to create strategies to police more efficiently and effectively Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 10
  • 11.
    How does itwork in real life? With situational awareness and anticipation of human behavior, police can identify and develop strategies to prevent criminal activity – By repeat offenders – On repeat victims – By locations or types of targets Police use their limited resources – To work proactively – Using effective strategies to prevent the activity BUT - The effectiveness of the strategies must be measurable – Reduced crime – Higher arrest rates for serious/stranger offenses – Broader social and justice outcomes and impacts Source: Susan C. Smith, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011 11
  • 12.
    Predictive Policing: A Model Source: RandCorporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 12
  • 13.
    What questions canpredictive policing answer? 13
  • 14.
    A ā€œblended theoryā€of crime • Criminals and victims follow common life patterns; where those patterns overlap can lead to crimes – Geographic and temporal features influence the where and when of those patterns • Criminals make rational decisions using factors such as area & target suitability, risk of getting caught, etc. • Can ID many of these patterns and factors; can steer criminals’ decisions through interventions • Best fits ā€•ā€stranger offensesā€ like robberies, burglaries, and thefts – less so vice and relationship violence 14
  • 15.
    Some prediction methods Source:Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 15
  • 16.
    Hot spot analysis/ crime mapping Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 16
  • 17.
    Regression analysis Source: RandCorporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 17
  • 18.
    Possible pitfalls Goal is to be as accurate as possible in predicting purse snatchings…e.g., do 99%+ of future purse snatchings (green triangles), land in hot spots (red and yellow areas) Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 18
  • 19.
    Is the datacomplete and correct? Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 19
  • 20.
    Is the resultactionable? Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 20
  • 21.
    Civil liberties /privacy concerns Civil liberties scholars: – Have concerns over privacy and civil rights issues – Question how the police can use technology and knowledge to better fight crime without eroding civil liberties – Note that it must be constitutional – Encourage involvement of community advocates and leaders fromthe beginning to help alleviate concerns of privacy rights violations • History has shown that serious legal consequences follow when appropriate consideration is not given to privacy rights • Transparency, auditing and due diligence are critical Source: Susan C. Smith, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011 21
  • 22.
    Civil liberties /privacy concerns (cont’d) • Supreme Court has ruled that standards for what constitutes reasonable suspicion are relaxed in high crime areas (i.e., ā€œhot spotsā€) – What constitutes a high crime area is a completely open question • Issue minor in comparison to civil and privacy rights issues raised by profiling (i.e., ā€œhot peopleā€) – What do we do with a prediction of re-offending that, while much better than chance (~80% accurate), is still far from definitive? Source: Rand Corporation, National Institute of Justice, and National Law Enforcement and Corrections Technology Center, 2012 22
  • 23.
    What practitioners say Manycrime analysts are already practicing predictive policing – Marginal improvements can be made and are areas of opportunity – There is a demonstrated gap between crime analysts and management – Often, analyst recommendations do not make it to the street-level cop Departments need officers / staff that – Cares and places value on data and information – Are trained (at their level) how to respond to the data/information There is a need for better data sharing and interoperability There is a need to incorporate nontraditional data, like demographics and building foreclosures for more sophisticated analysis Crime Analyst potential is relatively untapped and undervalued Source: Susan C. Smith, National Governors Association Cybercrime and Forensic Sciences Executive Policy Forum, June 2011 23
  • 24.
    3. Extending communitypolicing via mobile apps 24
  • 25.
    City of Bostonmobile apps Source: Public Technology Institute 25
  • 26.
    Map / List/ Add Photo / Track Detail Source: Public Technology Institute 26
  • 27.
    City of SanFrancisco Spot Crime AppTM Source: Public Technology Institute 27
  • 28.
    Miami-Dade County self-serviceapps Source: Public Technology Institute 28
  • 29.
  • 30.
    Chicago Clear Map Source:Public Technology Institute 30
  • 31.
    Other topics • Fusioncenters ā€œA fusion center is an effective and efficient mechanism to exchange information and intelligence, maximize resources, streamline operations, and improve the ability to fight crime and terrorism by analyzing data from a variety of sources.ā€ • GIS integration ā€œGIS in the mobile environment provides field personnel with the ability to capture new information, geocode it, and send it back so that incident command can visualize incident progress. As such, it is strategically important that GIS become an integral part of any common operating picture IT infrastructure.ā€ Sources: U.S. Department of Justice; ESRI 31