FIFA Anti-Doping Regulations 2021
FIFA Anti-Doping Regulations 2021
REGULATIONS
2021 edition
Fédération Internationale de Football Association
2. Medical Committee
Chairman: D’HOOGHE Michel (Belgium)
Members: AHMED Hosny Abdelrahman (Egypt)
CHIAMPAS George (USA)
DOHI Michiko (Japan)
FORSSBLAD Magnus (Sweden)
FULCHER Mark (New Zealand)
HERRERO Helena (Spain)
MARTĺNEZ QUIJADA Gerinaldo (Panama)
SINGH Gurcharan Dato’ (Malaysia)
VILLANI Donato (Argentina)
ZERGUINI Yacine (Algeria)
4 Contents
Article Page
PREFACE/OBJECTIVE 9
PRELIMINARY TITLE
I. Definitions and interpretation 10
II. General provisions 25
1 Scope of application: substantive law 25
2 Obligations of Member Associations and Confederations 25
3 Special obligations of Players and teams, Player Support
Personnel and other Persons 26
4 Testing authority of FIFA 28
5 Definition of doping 29
Article Page
V. Sanctions on individuals 38
Section 1: Imposition of period of Ineligibility 38
20 Ineligibility for presence, Use or attempted Use, or Possession
of a Prohibited Substance or Prohibited Method 38
21 Ineligibility for other anti-doping rule violations 39
Article Page
Article Page
58 Letter of charge 78
59 Retirement from sport 80
60 Retired Players returning to Competition 80
X. Procedural rules 82
Section 1: General provisions 82
61 Jurisdiction 82
62 Addressees of decisions and other documents 82
63 Form of decisions 83
Section 6: Appeals 96
76 Decisions subject to appeal 96
77 Appeals against decisions regarding anti-doping rule violations,
Consequences, Provisional Suspensions, implementation of
decisions and authority 96
78 Failure to render a timely decision 99
79 Appeals relating to TUEs 99
80 Notification of appeal decisions 100
81 Appeal against decisions pursuant to article 85
(Sanctions and costs assessed against sporting bodies) 100
8 Contents
Article Page
FINAL TITLE
86 Official languages 103
87 Additional regulations 103
88 Amendments to and interpretation of the Anti-Doping Regulations 103
ANNEXES
A. The Prohibited List 106
B. Therapeutic use exemption (TUE) 107
C. Whereabouts 111
D. Testing procedure 127
E. Forms 145
F. List of WADA-accredited laboratories 147
Preface/Objective 9
International federations such as FIFA and the IOC have played a pioneering
role in the fight against doping in sport. FIFA introduced regular Doping
Controls in 1966 to ensure that the results of the Matches in its International
Competitions are a fair reflection of the strength of the contenders.
The fundamental aims of Doping Control are threefold. They are to:
FIFA has accepted the World Anti-Doping Code 2021 and implemented
the applicable provisions of this Code and the International Standards
in these Regulations. Thus, in the event of questions, the comments
annotating various provisions of the World Anti-Doping Code 2021 and the
International Standards shall be used to construe these Regulations where
applicable. The Code and the International Standards shall be considered
integral parts of these Regulations and shall prevail in the event of any
conflict.
10 I. Definitions and interpretation
PRELIMINARY TITLE
18. Competition Period: the time between the beginning and end of
a Competition, as established by the ruling body of the Competition.
“Competition Period” in the official FIFA terminology corresponds to
“event period” in the World Anti-Doping Code.
19. Competition Venues: venues designated by the ruling body for the
Competition, including, but not limited to, stadiums, team hotels,
hospitals and training sites. “Competition Venues” in the official FIFA
terminology corresponds to “event venues” in the World Anti-Doping
Code.
23. Decision Limit: the value of the result for a threshold substance in a
Sample, above which an Adverse Analytical Finding shall be reported,
as defined in the International Standard for Laboratories.
24. Delegated Third Party: any Person to which FIFA delegates any aspect
of Doping Control or anti-doping Education programmes including,
but not limited to, third parties or other Anti-Doping Organisations
that conduct Sample collection or other Doping Control services or
anti-doping educational programmes for FIFA, or individuals serving
as independent contractors who perform Doping Control services for
FIFA (e.g. non-employee Doping Control Officers or Chaperones). This
definition does not include CAS.
26. Doping Control: all steps and processes from test distribution planning
through to ultimate disposition of any appeal and the enforcement of
Consequences, including all steps and processes in between, including
but not limited to, Testing, investigations whereabouts, TUEs, Sample
collection and handling, laboratory analysis, Results Management,
hearings and appeals, and investigations or proceedings relating
to violations of art. 30 (Status during Ineligibility or Provisional
Suspension).
28. Fault: Fault is any breach of duty or any lack of care appropriate to a
particular situation. Factors to be taken into consideration in assessing
a Player’s or other Person’s degree of Fault include, for example, the
Player’s or other Person’s experience, whether the Player or other
Person is a Protected Person, special considerations such as impairment,
the degree of risk that should have been perceived by the Player and
the level of care and investigation exercised by the Player in relation
to what should have been the perceived level of risk. In assessing the
Player’s or other Person’s degree of Fault, the circumstances considered
must be specific and relevant to explain the Player’s or other Person’s
departure from the expected standard of behaviour. Thus, for example,
the fact that a Player would lose the opportunity to earn large sums
of money during a period of Ineligibility, or the fact that the Player
only has a short time left in his career, or the timing of the sporting
calendar, would not be relevant factors to be considered in reducing
the period of Ineligibility under art. 23 par. 1 or 2 (Reduction of the
period of Ineligibility based on No Significant Fault or Negligence).
29. FIFA Anti-Doping Unit: the functional body to which the FIFA Medical
Committee delegates the management and administration of Doping
Control.
31. FIFA Doping Control Officer: a natural Person who carries out
Sample collections for FIFA. The FIFA Doping Control Officer must be a
I. Definitions and interpretation 15
45. Match Officials: the referee, assistant referees, fourth official, Match
Commissioner, referee inspector, the Person in charge of safety, and
any other Persons appointed by FIFA to assume responsibility in
connection with a Match.
50. Minor: a natural Person who has not reached the age of 18 years.
Markers in a Player’s Sample), the Player must also establish how the
Prohibited Substance entered the Player’s system.
58. Operational Independence: this means that (1) board members, staff
members, commission members, consultants and Officials of FIFA or its
affiliates, as well as any Person involved in the investigation and pre-
adjudication of a matter, cannot be appointed as members and/or clerks
(to the extent that such clerk is involved in the deliberation process and/
or drafting of any decision) of hearing panels of FIFA and (2) hearing
panels shall be in a position to conduct the hearing and decision-making
process without interference from FIFA or any third party. The objective
is to ensure that members of the hearing panel or individuals otherwise
involved in the decision of the hearing panel, are not involved in the
investigation of, or decisions to proceed with, the case.
63. Player Support Personnel: any coach, trainer, manager, agent, team
staff, official, medical or paramedical personnel, parent or any other
Person working with, treating or assisting a Player participating in or
preparing for sports competition.
I. Definitions and interpretation 19
65. Prohibited List: the list identifying the Prohibited Substances and
Prohibited Methods.
68. Protected Person: a Player or other natural Person who at the time
of the anti-doping rule violation: (i) has not reached the age of 16
years; (ii) has not reached the age of 18 years and is not included in any
Registered Testing Pool and has never competed in any International
Competition in an open category; or for whom (iii) for reasons other
than age, it has been determined lacks legal capacity under the
applicable national legislation.
81. Strict Liability: the rule which provides that under art. 6 (Presence
of a Prohibited Substance or its Metabolites or Markers in a Player’s
Sample) and art. 7 (Use or Attempted Use by a Player of a Prohibited
Substance or a Prohibited Method), it is not necessary that intent, Fault,
negligence, or knowing Use on the Player’s part be demonstrated by
the Anti-Doping Organisation in order to establish an anti-doping rule
violation.
84. Suitable Specific Gravity for Analysis: for Samples with a minimum
volume of 90ml and less than 150ml, this shall be specific gravity
measured at 1.005 with a refractometer, or 1.010 or higher with lab
sticks. For Samples with a volume of 150ml and above, it shall be
specific gravity measured at 1.003 or higher with a refractometer only.
87. Team Activity: all sporting activities (e.g. training, travelling, tactical
sessions) on a collective basis with the Player’s team or other activities
under the supervision of the team (e.g. treatment by a team doctor).
89. Testing: the parts of the Doping Control process involving test
distribution planning, Sample collection, Sample handling, and Sample
transport to the laboratory.
Words importing the singular include the plural and vice versa.
The various headings and sub-headings used in these Regulations are for
convenience only and shall not be deemed part of the substance of these
Regulations or to affect in any way the language of the provisions to which
they refer.
All capitalised terms shall have the meanings as defined in this Chapter I.
II. General provisions 25
1.
These Regulations shall apply to FIFA, its Member Associations and the
Confederations, including their board members, directors, officers, and to
specified employees, and to Delegated Third Parties and their employees,
any of whom are involved in any aspect of Doping Control, and to Players,
clubs, Player Support Personnel, Match Officials, Officials and other Persons
who participate in activities, Matches or Competitions organised by FIFA
or its Associations by virtue of their agreement, membership, affiliation,
authorisation, accreditation or participation.
2.
These Regulations shall apply to all Doping Controls over which FIFA and,
respectively, its Associations have jurisdiction.
2.
In respect of the Confederations’ remit, reference in these Regulations to
the Associations shall, where appropriate, be understood as meaning the
Confederations.
26 II. General provisions
3.
The rules of each Association shall specifically provide that all Players, clubs,
Player Support Personnel, Officials and other Persons under the jurisdiction
of the Association shall be bound by these Regulations and the Results
Management authority of FIFA.
4.
Taking into account the Associations’ responsibilities introduced under
these Regulations and the Code, it is the particular responsibility of each
Association to collect Samples for Doping Control at National Competitions
and to initiate and direct Out-of-Competition Testing on its Players, conduct
anti-doping educational programmes in accordance with the International
Standard for Education, and to ensure that all national level Testing on its
Players and the Results Management from such tests comply with these
Regulations. In respect of this schedule of responsibilities, reference in
these Regulations to FIFA shall, where appropriate, be understood as
meaning the Association concerned.
5.
It is recognised that in some countries the Association will conduct the
Testing, Results Management process and educational anti-doping
programmes itself whilst, in others, some or all of the Association’s
responsibilities may be delegated or assigned to a NADO. In respect of
these countries, reference in these Regulations to the Association shall,
where appropriate, be understood as meaning the NADO. Irrespective of
the different situation in every country, the Association remains ultimately
responsible for every aspect of the process. The Confederation and/or
National Association shall provide FIFA with any information relating to an
anti-doping rule violation and decisions taken by the NADO duly translated
into an official FIFA language.
2.
In the context of anti-doping, Players shall be responsible for what they
ingest and Use and to make sure that any medical treatment received does
not violate these Regulations. Players are obliged to undergo Testing as set
forth in these Regulations. In particular, every Player designated to undergo
a doping test by a responsible Official, whether as a result of Target Testing
or drawing by lots, is obliged to provide a urine Sample and, if requested,
a blood Sample, to undergo any medical examination that the responsible
Official deems necessary and to cooperate with the latter in this respect.
3.
The Player’s rights include the right to:
4.
The Player’s obligations include the requirement to:
a) remain within direct observation of the FIFA Doping Control Officer, his
assistant or the Chaperone at all times from the point of notification
until completion of the Sample collection;
c) report immediately for a test, unless there are valid reasons for a delay,
as determined in accordance with Annexe D;
5.
The obligations of the Player, the Player Support Personnel and other
Persons include the requirement to:
6.
Every Player/team that has been identified for inclusion in a national or
international Registered Testing Pool is obliged to provide whereabouts
information as set forth in Annexe C. Players may delegate the
whereabouts provision to a designated team representative. Regardless
of such delegation, Players remain personally responsible for duly filing
complete and accurate whereabouts information. Failure to do so may lead
to the consequences mentioned in art. 9 of these Regulations as well as
their Annexe C.
2.
FIFA shall focus its Testing under these Regulations on Players in the FIFA
International Registered Testing Pool (IRTP) and on Players who compete,
or who are preparing to compete, in Matches or Competitions organised by
FIFA.
II. General provisions 29
5 Definition of doping
1.
Doping is strictly forbidden under these Regulations.
2.
Doping is defined as the occurrence of one or more of the anti-doping rule
violations set forth in these Regulations.
30 III. Anti-doping rule violations
2.
Sufficient proof of an anti-doping rule violation under art. 6 is established
by any of the following: presence of a Prohibited Substance or its
Metabolites or Markers in the Player’s “A” Sample where the Player waives
analysis of the “B” Sample and the “B” Sample is not analysed; or where the
Player’s “B” Sample is analysed and the analysis of the Player’s “B” Sample
confirms the presence of the Prohibited Substance or its Metabolites or
Markers found in the Player’s “A” Sample; or where the Player’s “A” or “B”
Sample is split into two parts and the analysis of the confirmation part of
the split Sample confirms the presence of the Prohibited Substance or its
Metabolites or Markers found in the first part of the split Sample or the
Player waives analysis of the confirmation part of the split Sample.
3.
Excepting those substances for which a Decision Limit is specifically
identified in the Prohibited List or a Technical Document, the presence
of any reported quantity of a Prohibited Substance or its Metabolites or
Markers in a Player’s Sample shall constitute an anti-doping rule violation.
4.
As an exception to the general rule of art. 6, the Prohibited List,
International Standards or Technical Documents may establish special
criteria for the reporting or the evaluation of certain Prohibited Substances.
III. Anti-doping rule violations 31
1.
It is the Player’s personal duty to ensure that no Prohibited Substance
enters his body and that no Prohibited Method is Used. Accordingly, it is
not necessary that intent, Fault, negligence or knowing Use on the Player’s
part be demonstrated in order to establish an anti-doping rule violation for
Use of a Prohibited Substance or a Prohibited Method.
2.
The success or failure of the Use or Attempted Use of a Prohibited
Substance or Prohibited Method is not material. It is sufficient that the
Prohibited Substance or Prohibited Method was Used or Attempted to be
Used for an anti-doping rule violation to be committed.
9 Whereabouts failures
Any combination of three missed tests and/or filing failures, as defined in
the International Standard for Results Management, within a 12-month
period by a Player in a Registered Testing Pool.
1.
Possession by a Player In-Competition of any Prohibited Substance or any
Prohibited Method, or Possession by a Player Out-of-Competition of any
Prohibited Substance or any Prohibited Method which is prohibited Out-of-
Competition unless the Player establishes that the Possession is consistent
with a therapeutic use exemption (TUE) granted in accordance with art. 18
(Therapeutic use exemptions (TUEs)) or other acceptable justification.
2.
Possession by a Player Support Person In-Competition of any Prohibited
Substance or any Prohibited Method, or Possession by a Player Support
Person Out-of-Competition of any Prohibited Substance or any Prohibited
Method which is prohibited Out-of-Competition in connection with a
Player, Match or training, unless the Player Support Person establishes that
the Possession is consistent with a TUE granted to a Player in accordance
with art. 18 (Therapeutic use exemptions (TUEs)) or other acceptable
justification.
1.
If subject to the authority of an Anti-Doping Organisation, is serving a
period of Ineligibility; or
2.
If not subject to the authority of an Anti-Doping Organisation and
where Ineligibility has not been addressed in a Results Management
process pursuant to the Code, has been convicted or found in a criminal,
disciplinary or professional proceeding to have engaged in conduct which
would have constituted a violation of anti-doping rules if Code-compliant
rules had been applicable to such Person. The disqualifying status of
such Person shall be in force for the longer of six years from the criminal,
professional or disciplinary decision or the duration of the criminal,
disciplinary or professional sanction imposed; or
3.
Is serving as a front or intermediary for an individual described in art. 15
par. 1 or par. 2 (Prohibited association by a Player or other Person).
The burden shall be on the Player or other Person to establish that any
association with a Player Support Person described in art. 15 par. 1 or par. 2
34 III. Anti-doping rule violations
If FIFA is aware of any Player Support Personnel who meet the criteria
described in art. 15 pars 1, 2 or 3, FIFA shall submit that information to
WADA.
Where such conduct does not otherwise constitute a violation of art. 10:
1.
Prohibited Substances and Prohibited Methods
The Prohibited list shall identify those Prohibited Substances and Prohibited
Methods which are prohibited as doping at all times (both In-Competition
and Out-of-Competition) because of their potential to enhance performance
in future Matches or their masking potential, and those substances and
methods which are prohibited In-Competition only.
2.
Publication and revision of the Prohibited List
Unless otherwise communicated by FIFA, the Prohibited List and its revisions
shall come into effect under these Regulations three months after publication
of the Prohibited List by WADA without requiring any further action by FIFA
or its Member Associations. All Players and other Persons shall be bound by
the Prohibited List, and any revisions thereto, from the date they go into
effect, without further formality. It is the responsibility of all Players and
other Persons to familiarise themselves with the most up-to- date version of
the Prohibited List and all revisions thereto.
3.
Specified Substances or Specified Methods
For the purpose of the application of chapter V (Sanctions on individuals), all
Prohibited Substances shall be Specified Substances except those identified in
the Prohibited List. No Prohibited Method shall be a Specified Method unless
it is specifically identified as a Specified Method on the Prohibited List.
4.
Substances of Abuse
For the purposes of the application of chapter V (Sanctions on individuals),
Substances of Abuse shall include those Prohibited Substances which are
specifically identified as Substances of Abuse on the Prohibited List because
they are frequently abused in society outside the context of sport.
36 IV. The prohibited list and therapeutic use exemptions
2.
Any Player who consults a doctor and is prescribed treatment or medication
for therapeutic reasons shall enquire whether the prescription contains
Prohibited Substances and/or Prohibited Methods. If so, the Player shall
request alternative treatment.
3.
If there is no alternative treatment, the Player with a documented medical
condition requiring the use of a Prohibited Substance and/or a Prohibited
Method must first obtain a TUE. However, TUEs will only be granted in
cases of clear and compelling clinical need where no competitive advantage
can be gained by the Player.
4.
The application for and approval of a TUE strictly follow the procedure laid
out in the International Standard for Therapeutic Use Exemption and in the
FIFA TUE policy in force.
IV. The prohibited list and therapeutic use exemptions 37
5.
Players who are International-Level Players must obtain TUEs in accordance
with the rules stipulated by FIFA in its TUE policy document. FIFA publishes
a list of those International Competitions for which a TUE from FIFA is
required. Details of the application procedure shall be found in Annexe
B. TUEs granted by FIFA under these rules shall be reported to the Player’s
Association and to WADA.
6.
Players who are not International-Level Players must obtain a TUE from
their NADO. NADOs shall in all cases be responsible for promptly reporting
the granting of any TUEs under these Regulations to FIFA and WADA.
7.
If FIFA chooses to collect a Sample from a Player who is not an
International-Level Player or a National-Level Player, and that Player is
Using a Prohibited Substance or Prohibited Method for therapeutic reasons,
FIFA shall permit that Player to apply for a retroactive TUE.
8.
Expiration, cancellation, withdrawal or reversal of a TUE
b) In such event, the Player shall not be subject to any Consequences based
on his Use or Possession or Administration of the Prohibited Substance
or Prohibited Method in question in accordance with the TUE prior
to the effective date of expiry, withdrawal or reversal of the TUE. The
review pursuant to these Regulations and to the International Standard
for Results Management of any subsequent Adverse Analytical Finding,
reported shortly after the TUE’s expiration, withdrawal or reversal, shall
include consideration of whether such finding is consistent with Use of
the Prohibited Substance or Prohibited Method prior to that date, in
which event no anti-doping rule violation shall be asserted.
38 V. Sanctions on individuals
1.
Subject to art. 20 par. 4 of these Regulations, the period of Ineligibility shall
be four years where:
2.
If art. 20 par. 1 does not apply, the period of Ineligibility shall be two years,
subject to art. 20 par. 4 of these Regulations.
3.
As used in art 20 (Ineligibility for presence, Use or Attempted Use, or
Possession of a Prohibited Substance or Prohibited Method), the term
“intentional” is meant to identify those Players or other Persons who
engage in conduct which they knew constituted an anti-doping rule
violation or knew that there was a significant risk that the conduct
might constitute or result in an anti-doping rule violation and manifestly
disregarded that risk. An anti-doping rule violation resulting from an
Adverse Analytical Finding for a substance which is only prohibited
V. Sanctions on individuals 39
4.
Notwithstanding any other provision in art. 20, where the anti-doping rule
violation involves a Substance of Abuse:
a) If the Player can establish that any ingestion or Use occurred Out-of-
Competition and was unrelated to sport performance, then the period
of Ineligibility shall be three months’ Ineligibility. In addition, the period
of Ineligibility calculated under this paragraph may be reduced to one
month’s Ineligibility if the Player or other Person satisfactorily completes a
Substance of Abuse treatment programme approved by FIFA. The period
of Ineligibility established in this paragraph is not subject to any reduction
based on any provision in art. 23.
1.
For violations of art. 8 (Evading, refusing or failing to submit to Sample
collection) or art. 10 (Tampering or Attempted Tampering with any part
of Doping Control by a Player or other Person), the period of Ineligibility
shall be four years except: (i) in the case of failing to submit to Sample
collection, if the Player can establish that the commission of the anti-
doping rule violation was not intentional, the period of Ineligibility shall
be two years; (ii) in all other cases, if the Player or Person can establish
exceptional circumstances that justify a reduction of the period of
Ineligibility, the period of Ineligibility shall be in a range from two years
to four years, depending on the Players or Person’s degree of Fault; or (iii)
in a case involving a Protected Person or Recreational Player, the period of
Ineligibility shall be in a range between a maximum of two years and, at
a minimum, a reprimand and no period of Ineligibility, depending on the
Protected Person’s or Recreational Player’s degree of Fault.
2.
For violations of art. 9 (Whereabouts failures), the period of Ineligibility
shall be two years, subject to reduction down to a minimum of one year,
depending on the Player’s degree of Fault. The flexibility between two years
and one year of Ineligibility in this article is not available to Players where a
pattern of last-minute whereabouts changes or other conduct raises a serious
suspicion that the Player was trying to avoid being available for Testing.
3.
For violations of art. 12 (Trafficking or Attempted Trafficking in any
Prohibited Substance or Prohibited Method by a Player or other Person)
or art. 13 (Administration or Attempted Administration by a Player or
other Person to any Player In-Competition of any Prohibited Substance or
Prohibited Method, or Administration or Attempted Administration to any
Player Out-of-Competition of any Prohibited Substance or any Prohibited
Method that is prohibited Out-of-Competition), the period of Ineligibility
shall be a minimum of four years up to lifetime Ineligibility, depending on
the seriousness of the violation. An art. 12 or art. 13 violation involving a
Protected Person shall be considered a particularly serious violation and,
if committed by Player Support Personnel for violations other than for
Specified Substances, shall result in lifetime Ineligibility for Player Support
Personnel. In addition, significant violations of art. 12 or art. 13 which may
also violate non-sporting laws and regulations shall be reported to the
competent administrative, professional or judicial authorities.
V. Sanctions on individuals 41
4.
For violations of art. 14 (Complicity or Attempted Complicity by a Player
or other Person), the period of Ineligibility imposed shall be a minimum of
two years, up to lifetime Ineligibility, depending on the seriousness of the
violation.
5.
For violations of art. 15 (Prohibited association by a Player or other Person),
the period of Ineligibility shall be two years, subject to reduction down to
a minimum of one year, depending on the Player’s or other Person’s degree
of Fault and other circumstances of the case.
6.
For violations of art. 16 (Acts by a Player or other Person to discourage or
retaliate against reporting to authorities), the period of Ineligibility shall
be a minimum of two years, up to lifetime Ineligibility, depending on the
seriousness of the violation by the Player or other Person.
All reductions under this paragraph 1 are mutually exclusive and not
cumulative.
b) Contaminated Products
In cases where the Player or other Person can establish both No
Significant Fault or Negligence and that the detected Prohibited
Substance (other than Substance of Abuse) came from a Contaminated
Product, then the period of Ineligibility shall be, at a minimum, a
reprimand and no period of Ineligibility, and at a maximum, two years’
Ineligibility, depending on the Player’s or other Person’s degree of Fault.
2.
Application of No Significant Fault or Negligence beyond the
application of art. 23 par. 1
If a Player or other Person establishes in an individual case where art. 23
par. 1 is not applicable that he bears No Significant Fault or Negligence,
then, subject to further reduction or elimination as provided in art. 24,
the otherwise applicable period of Ineligibility may be reduced based
on the Player or other Person’s degree of Fault, but the reduced period
of Ineligibility may not be less than one half of the period of Ineligibility
otherwise applicable. If the otherwise applicable period of Ineligibility is
a lifetime, the reduced period under this article may be no less than eight
years.
V. Sanctions on individuals 43
1.
Substantial Assistance in discovering or establishing Code
violations
a) FIFA may, prior to an appellate decision under art. 76 (Decisions
subject to appeal) or the expiration of the time to appeal, suspend a
part of the Consequences (other than Disqualification and mandatory
Public Disclosure) imposed in an individual case in which it has Results
Management authority where the Player or other Person has provided
Substantial Assistance to an Anti-Doping Organisation, criminal
authority or professional disciplinary body which results in: (i) the Anti-
Doping Organisation discovering or bringing forward an anti-doping
rule violation by another Person, or (ii) which results in a criminal or
disciplinary body discovering or bringing forward a criminal offence or
the breach of professional rules committed by another Person and the
information provided by the Person providing Substantial Assistance is
made available to FIFA or other Anti-Doping Organisation with Results
Management responsibility; or (iii) which results in WADA initiating
a proceeding against a Signatory, WADA-accredited laboratory or
Player passport management unit (as defined in the International
Standard for Testing and Investigations) for non-compliance with the
Code, International Standard or Technical Document; or (iv) with the
approval by WADA, which results in a criminal or disciplinary body
bringing forward a criminal offence or the breach of professional or
sport rules arising out of a sport integrity violation other than doping.
After an appellate decision under art. 76 (Decisions subject to appeal)
or the expiration of time to appeal, FIFA may only suspend a part of
the otherwise applicable Consequences with the approval of WADA.
The extent to which the otherwise applicable period of Ineligibility may
be suspended shall be based on the seriousness of the anti-doping rule
violation committed by the Player or other Person and the significance
of the Substantial Assistance provided by the Player or other Person
to the effort to eliminate doping in sport, non-compliance with the
Code and/or sport integrity violations. No more than three quarters of
the otherwise applicable period of Ineligibility may be suspended. If
the otherwise applicable period of Ineligibility is a lifetime, the non-
suspended period under this article must be no less than eight years.
44 V. Sanctions on individuals
2.
Admission of an anti-doping rule violation in the absence of other
evidence
Where a Player or other Person voluntarily admits to the FIFA Disciplinary
Committee that he has committed an anti-doping rule violation before
having received notice of a Sample collection which could establish an
anti-doping rule violation (or, in the case of an anti-doping rule violation
other than art. 6 (Presence of a Prohibited Substance or its Metabolites or
Markers in a Player’s Sample), before receiving first notice of the admitted
violation pursuant to section 3 of chapter IX (Results Management)) and
that admission is the only reliable evidence of the violation at the time of
admission, the period of Ineligibility may be reduced, but not below one
half of the period of Ineligibility otherwise applicable.
3.
Application of multiple grounds for reduction of a sanction
Where a Player or other Person establishes entitlement to a reduction
in sanction under more than one provision of art. 22 (Elimination of
the period of Ineligibility where there is No Fault or Negligence), art. 23
(Reduction of the period of Ineligibility based on No Significant Fault or
Negligence) or art. 24 (Elimination, reduction, or suspension of period
of Ineligibility or other consequences for reasons other than Fault),
before applying any reduction or suspension under art. 24, the otherwise
applicable period of Ineligibility shall be determined in accordance with
arts 20 (Ineligibility for presence, Use or Attempted Use, or Possession of a
Prohibited Substance or Prohibited Method), 21 (Ineligibility for other anti-
doping rule violations), 22, and 23. If the Player or other Person establishes
entitlement to a reduction or suspension of the period of Ineligibility under
art. 24, the period of Ineligibility may be reduced or suspended, but not
below one fourth of the otherwise applicable period of Ineligibility.
4.
Results Management agreement
Where a Player or other Person, after being notified by FIFA of a potential
anti-doping rule violation that carries an asserted period of Ineligibility
of four or more years (including any period of Ineligibility asserted under
Aggravating Circumstances), admits the violation and accepts the asserted
period of Ineligibility no later than 20 days after receiving notice of an anti-
doping rule violation charge, the Player or Person may receive a one-year
reduction in the period of Ineligibility asserted by FIFA. Where the Player
or other Person receives the one-year reduction in the asserted period of
Ineligibility under this article, no further reduction in the asserted period of
Ineligibility shall be allowed under any other article.
46 V. Sanctions on individuals
5.
Case resolution agreement
Where the Player or other Person admits an anti-doping rule violation after
being confronted with the anti-doping rule violation by FIFA and agrees to the
Consequences acceptable to FIFA and WADA, at their sole discretion, then:
25 Multiple violations
1.
Second or third anti-doping rule violation
For a Player or other Person’s second anti-doping rule violation, the period
of Ineligibility shall be the greater of:
V. Sanctions on individuals 47
• the sum of the period of Ineligibility imposed for the first anti-
doping rule violation plus the period of Ineligibility otherwise
applicable to the second anti-doping rule violation treated as if it
were a first violation, and
2.
A third anti-doping rule violation will always result in a lifetime period of
Ineligibility, except if the third violation fulfils the condition for elimination
or reduction of the period of Ineligibility under art. 22 (Elimination of
the period of Ineligibility where there is No Fault or Negligence) or 23
(Reduction of the period of Ineligibility based on No Significant Fault or
Negligence), or involves a violation of art. 9 (Whereabouts failures). In
these particular cases, the period of Ineligibility shall be from eight years to
lifetime Ineligibility.
3.
An anti-doping rule violation for which a Player or other Person has
established No Fault or Negligence shall not be considered a violation
for the purposes of this art. 25. In addition, an anti-doping rule violation
sanctioned under art. 20 par. 4 of these Regulations shall not be considered
a violation for purposes of this art. 25.
48 V. Sanctions on individuals
4.
Additional rules for certain potential multiple violations
5.
Multiple anti-doping rule violations during ten-year period
For the purpose of art. 25 (Multiple violations), each anti-doping rule
violation must take place within the same ten-year period in order to be
considered multiple violations.
6.
Aggravating circumstances which may increase the period of
ineligibility
If FIFA establishes in an individual case involving an anti-doping rule
violation other than violations under art. 12 (Trafficking or Attempted
Trafficking in any Prohibited Substance or Prohibited Method by a Player
or other Person), art. 13 (Administration or Attempted Administration by
a Player or other Person to any Player In-Competition of any Prohibited
Substance or Prohibited Method, or Administration or Attempted
Administration to any Player Out-of-Competition of any Prohibited
Substance or any Prohibited Method that is prohibited Out-of-Competition),
art. 14 (Complicity or Attempted Complicity by a Player or other Person)
and art. 16 (Acts by a Player or other Person to discourage or retaliate
against reporting to authorities) that Aggravating Circumstances are
present which justify the imposition of a period of Ineligibility greater than
the standard sanction, then the period of Ineligibility otherwise applicable
shall be increased by an additional period of Ineligibility of up to two
years depending on the seriousness of the violation and the nature of the
Aggravating Circumstances, unless the Player or other Person can establish
that he not knowingly commit the anti-doping rule violation.
26 Disqualification of results
1.
Automatic disqualification of individual awards
An anti-doping rule violation in connection with an In-Competition test
automatically leads to Disqualification of any awards received by individual
Players in that Match.
50 V. Sanctions on individuals
2.
Disqualification of results in the Competition during which an anti-
doping rule violation occurs
An anti-doping rule violation occurring during or in connection with a
Competition may, upon the decision of the ruling body of the Competition,
lead to Disqualification of all of the Player’s individual results obtained in
that Competition with all Consequences, including forfeiture of all awards,
except as provided in paragraph 3 of this article.
3.
If the Player establishes that he bears No Fault or Negligence for the
violation, the Player’s individual results in the other Matches shall not be
Disqualified, unless the Player’s results in Matches other than the Match
in which the anti-doping rule violation occurred were likely to have been
affected by the Player’s anti-doping rule violation.
4.
Disqualification of results in Matches subsequent to Sample
collection or commission of an anti-doping rule violation
In addition to the automatic Disqualification of the results in the Match
which produced the positive Sample under paragraph 1 of this article, all
other competitive results of the Player obtained from the date a positive
Sample was collected (whether In-Competition or Out-of-Competition),
or other anti-doping rule violation occurred, through the commencement
of any Provisional Suspension or Ineligibility period, shall, unless fairness
requires otherwise, be Disqualified with all of the resulting Consequences.
28 Financial consequences
1.
On account of anti-doping rule violations, financial sanctions may be imposed
in accordance with the FIFA Disciplinary Code.
2.
However, no financial sanction may be considered as grounds for reducing
the period of Ineligibility or other sanction that would otherwise be
applicable under these Regulations.
3.
Repayment of prize money or other financial support
As a condition of regaining eligibility after being found to have committed
an anti-doping rule violation, the Player may first be obliged to repay all
prize money or other financial support obtained from sports organisations,
and from the date a positive Sample was collected or other anti-doping
rule violation occurred, until the commencement of any Provisional
Suspension or period of Ineligibility.
4.
After being found to have committed an anti-doping rule violation, the
Player or other person may be requested to reimburse the proportionate
expenses of the Sample collection and the Results Management of his case.
1.
Delays not attributable to the Player or other Person
Where there have been substantial delays in the hearing process or other
aspects of Doping Control and the Player or other Person can establish that
such delays are not attributable to the Player or other Person, the FIFA
52 V. Sanctions on individuals
Disciplinary Committee may decide that the period of Ineligibility shall start
at an earlier date, commencing as early as the date of Sample collection
or the date on which another anti-doping rule violation last occurred. All
competitive results achieved during the period of Ineligibility, including
retroactive Ineligibility, shall be Disqualified.
2.
Credit for Provisional Suspension or period of Ineligibility served
a) If a Provisional Suspension is respected by the Player or other Person,
then the Player or other Person shall receive a credit for such period
of Provisional Suspension against any period of Ineligibility which may
ultimately be imposed. If the Player or other Person does not respect a
Provisional Suspension, then the Player or other Person shall receive no
credit for any period of the Provisional Suspension served. If a period
of Ineligibility is served pursuant to a decision that is subsequently
appealed, the Player or other Person shall receive a credit for such
period of Ineligibility served against any period of Ineligibility which
may ultimately be imposed on appeal.
1.
Prohibition of participation during Ineligibility or Provisional
Suspension
No Player or other Person who has been declared Ineligible or is subject to
a Provisional Suspension may, during a period of Ineligibility or Provisional
Suspension, participate in any capacity in a Match or activity (other
than authorised anti-doping Education or rehabilitation programmes)
authorised or organised by FIFA, any Association, any other Signatory of
the Code, a club or other member organisation of an Association or of
any Signatory to the Code, or In-Competitions authorised or organised by
any professional league or any international or national-level Competition
organisation or any elite or national-level sporting activity funded by a
governmental agency.
2.
Return to training
As an exception to art. 30 par. 1, a Player may return to train with a team
or to use the facilities of a club or other member organisation of a FIFA
Member Association or any other Signatory to the Code during the shorter
of: (1) the last two months of the Player’s period of Ineligibility, or (2) the
last one quarter of the period of Ineligibility imposed.
54 V. Sanctions on individuals
3.
Violation of the prohibition of participation during Ineligibility or
Provisional Suspension
Where a Player or other Person who has been declared ineligible violates
the prohibition against participation during Ineligibility as described in
art. 30 par. 1, the results of such participation shall be Disqualified and
a new period of Ineligibility equal in length up to the original period of
Ineligibility shall be added to the end of the original period of Ineligibility.
The new period of Ineligibility, including a reprimand and no period
of Ineligibility, may be adjusted based on the Player or other Person’s
degree of Fault and other circumstances of the case. The determination
of whether a Player or other Person has violated the prohibition against
participation, and whether an adjustment is appropriate, shall be made
by FIFA or the Anti-Doping Organisation whose Results Management led
to the imposition of the initial period of Ineligibility. This decision may be
appealed as provided in these Regulations.
4.
Withholding of financial support during Ineligibility
In addition, for any anti-doping rule violation not involving a reduced
sanction as described in art. 22 (Elimination of the period of Ineligibility
where there is No Fault or Negligence) or art. 23 (Reduction of the period
of Ineligibility based on No Significant Fault or Negligence), some or all
sport-related financial support or other sport-related benefits received
by such Person will be withheld by FIFA, its Member Associations or the
Confederations.
Where more than one member of a team has been notified of an anti-
doping rule violation under Section 3 of chapter IX (Results Management)
in connection with a Competition, the ruling body for the Competition
shall conduct appropriate Target Testing of the team during the
Competition Period.
2.
If more than two members of a team are found to have committed an anti-
doping rule violation during a Competition Period, the FIFA Disciplinary
Committee, if FIFA is the ruling body, or otherwise the Association
concerned, shall impose an appropriate sanction on the team and on the
Association or club to which the members of the team belong in addition
to any consequences imposed upon the individual Player(s) committing the
anti-doping rule violation.
3.
The sanctions provided for under the FIFA Disciplinary Code in force are
applicable.
56 VII. Provisional Suspension
34 Jurisdiction
1.
Where it is asserted that an anti-doping rule has been violated in
connection with any test conducted by FIFA, the chairman of the FIFA
Disciplinary Committee shall be responsible for imposing the relevant
Provisional Suspension.
2.
For the purposes of this chapter, references hereafter to the chairman of
the FIFA Disciplinary Committee shall, where appropriate, be understood as
meaning the relevant Person or body of the Association, and references to
the Player shall, where appropriate, be understood as meaning any Player
Support Personnel or other Person.
2.
The mandatory Provisional Suspension may be eliminated if (i) the Player
demonstrates to the FIFA Disciplinary Committee that the violation is likely
to have involved a Contaminated Product, or (ii) the violation involves a
Substance of Abuse and the Player establishes entitlement to a reduced
period of Ineligibility under art. 20 par. 4 of these Regulations. The FIFA
Disciplinary Committee’s decision not to eliminate a mandatory Provisional
Suspension on account of the Player’s assertion regarding a Contaminated
Product shall not be appealable.
3.
A mandatory Provisional Suspension may not be imposed unless the Player
or other Person is given: (a) an opportunity for a Provisional Hearing, either
VII. Provisional Suspension 57
4.
A mandatory Provisional Suspension shall start on the date on which it is
notified (or deemed to be notified) by the FIFA Disciplinary Committee
to the Player or other Person and shall end with the final decision of the
FIFA Disciplinary Committee, unless earlier lifted in accordance with the
rules under this section. However, the period of the mandatory Provisional
Suspension shall not exceed the maximum length of the period of
Ineligibility that may be imposed on the Player or other Person based on
the relevant anti-doping rule violation(s).
2.
A Provisional Suspension may not be imposed unless the Player or other
Person is given: (a) an opportunity for a Provisional Hearing, either
before imposition of the Provisional Suspension or on a timely basis after
imposition of the Provisional Suspension; or (b) an opportunity for an
expedited hearing in accordance with art. 64 (Right to a fair hearing) on
a timely basis after imposition of a Provisional Suspension. The imposition
of a Provisional Suspension, or the decision not to impose a Provisional
Suspension, may be appealed in an expedited process in accordance with
58 VII. Provisional Suspension
3.
A Provisional Suspension shall start on the date on which it is notified (or
deemed to be notified) by the FIFA Disciplinary Committee to the Player or
other Person and shall end with the final decision of the FIFA Disciplinary
Committee, unless earlier lifted in accordance with the rules under this
section. However, the period of the Provisional Suspension shall not exceed
the maximum length of the period of Ineligibility that may be imposed on the
Player or other Person based on the relevant anti-doping rule violation(s).
2.
The Player or other Person may accept a voluntary Provisional Suspension
provided that this is confirmed in writing to the FIFA Disciplinary
Committee.
VII. Provisional Suspension 59
3.
A voluntary Provisional Suspension shall be effective only from the date
of receipt of the Player’s or other Person’s written confirmation of such
by FIFA. Therefore, the Association concerned has to promptly submit a
copy of the Player’s or other Person’s voluntary acceptance of a Provisional
Suspension if it was addressed to the relevant Person or body of the
Association.
38 Notification
1.
A Player or other Person who has been Provisionally Suspended, or whose
Provisional Suspension has been lifted, shall be notified immediately, as
set forth in the International Standard for Results Management, the FIFA
Disciplinary Code and in these Regulations.
2.
In any case where an Association imposes or declines to impose a
Provisional Suspension or a Player or other Person accepts a voluntary
suspension, the Association shall inform the FIFA Disciplinary Committee of
this fact immediately.
2.
In circumstances where the Player or team has been removed from a
Competition based on a violation of art. 6 (Presence of a Prohibited
Substance or its Metabolites or Markers in a Player’s Sample) and the
subsequent “B” Sample analysis does not confirm the “A” Sample finding,
60 VII. Provisional Suspension
3.
With reference to par. 2, in any other case where a reinstatement affects
the Competition, the Player or team shall not continue to take part in the
Competition and shall not make any claim for damages or compensation.
VIII. Statute of limitations 61
40 Statute of limitations
Section 1: Testing
2.
Within its jurisdiction, FIFA may delegate Testing under these Regulations
to any Association, Confederation, WADA, governmental agency, NADO
or Delegated Third Party that it deems to be suitably qualified for the
purpose. In this case, reference to the FIFA Anti-Doping Unit or the
FIFA Doping Control Officer shall, where appropriate, be understood as
meaning the mandated party or Person. Irrespective of the foregoing, the
overall responsibility remains with FIFA.
3.
Only a single organisation shall have the authority to conduct In-Competition
Testing.
consulted with and informed FIFA or the other ruling body for the
Match/Competition. WADA’s decision shall be final and not subject
to appeal. Unless otherwise provided in the authorisation to conduct
Testing, such tests shall be considered Out-of-Competition tests. Results
Management for any such test shall be the responsibility of the Anti-
Doping Organisation initiating the test, unless provided otherwise in
the rules of the ruling body of the Match/Competition.
4.
In addition to FIFA and the relevant Association, the following organisations
shall be responsible for initiating and directing Out-of-Competition Testing:
5.
WADA shall have In-Competition and Out-of-Competition Testing authority
as set out in article 20.7.10 of the Code.
6.
Testing of individual Players shall be performed in line with the
International Standard for Testing and Investigations. Testing shall be
performed with no advance notice. For In-Competition Testing, place
holder selection may be known in advance, but shall not be revealed to the
Player until notification.
2.
In developing the test distribution plan, the FIFA Anti-Doping Unit shall
consider the risk of doping in football based on:
64 IX. Testing
a) the FIFA Doping Control database on positive tests and the respective
substances detected;
3.
The FIFA Anti-Doping Unit shall also take the anti-doping activities of the
Member Associations and Confederations and the strength of the national
anti-doping programme of the particular nation into account. The plan shall
be updated, if necessary, on the basis of this regular review, particularly with
regard to the relative merits of Out-of-Competition and In-Competition
Testing in football.
4.
The timing of Testing and the number of Sample collections shall be
determined by the type of Sample collection, including Out-of-Competition,
IX. Testing 65
5.
Player Support Personnel and/or any other Person with a conflict of interest
shall not be involved in test distribution planning for their Players or in the
process of selecting Players for Testing.
6.
The FIFA Anti-Doping Unit shall maintain a record of test distribution
planning data in order to coordinate Testing activities with other
Anti-Doping Organisations.
7.
The Chain of Custody of the Samples shall ensure that Samples and the
respective documentation forms arrive together at the laboratory.
2.
Target Testing shall be based on an intelligent assessment of the risks
of doping and the most effective use of resources to ensure optimum
detection and deterrence. Target Testing shall be a priority, i.e. a significant
amount of the Testing undertaken as part of FIFA’s test distribution plan
shall be Target Testing of Players within its overall pool. If more than one
Player in a team has been tested positive, Target Testing shall be performed
on all Players in the team. For individual Players, Target Testing may be
performed as a consequence of behaviour indicating doping, abnormal
biological parameters (blood parameters, steroid profiles, etc.), injury,
repeated failure to meet whereabouts requirements, Player test history and
when a Player is reinstated after a period of Ineligibility.
66 IX. Testing
3.
Testing that is not Target Testing shall be determined by random selection
in accordance with the International Standard for Testing and Investigation.
In-Competition, the FIFA Doping Control Officer shall be authorised to
select additional Players for Sample collection, e.g. for behaviour indicating
doping. Out-of-Competition, the FIFA Doping Control Officer shall follow
the instructions for the selection of the Player(s) as given on the respective
authorisation form by the FIFA Anti-Doping Unit.
2.
The FIFA Doping Control Officer must have undergone specific training as
a FIFA Doping Control Officer. He shall be responsible for the entire doping
test procedure, including blood sampling and the immediate dispatch of
urine Samples to the relevant laboratory and of copies of the forms to FIFA.
FIFA shall provide him with the material required to carry out the tests.
3.
The FIFA Anti-Doping Unit may also appoint one or several assistants to
the FIFA Doping Control Officer, if necessary, e.g. in the case of double
headers. Furthermore, the FIFA Doping Control Officer may be supported
by Chaperones.
4.
The FIFA Doping Control Officer may delegate the urine sampling
procedure or parts thereof to his assistant. The blood sampling procedure
may not be delegated unless the assistant is a doctor. Nevertheless, if
national legislation allows professionals other than doctors to collect
Samples of bodily fluids (with all consequences including medical
confidentiality according to medical ethics and the Hippocratic Oath), an
exception may be made regarding the assistant by the FIFA Anti-Doping
Unit. In the case of delegation, reference to the FIFA Doping Control
Officer shall, where appropriate, be understood as meaning the assistant.
IX. Testing 67
5.
All other Sample collection personnel, in addition to the FIFA Doping
Control Officer, shall have been trained for their assigned responsibilities,
shall not have a conflict of interest in the outcome of the Sample collection
for which they are appointed and shall not be Minors.
6.
All Sample collection personnel shall have official identification that is
provided either by FIFA or the FIFA-authorised Anti-Doping Organisation/
relevant competent body. The minimum identification requirement is
official documentation naming FIFA or the FIFA-authorised Anti-Doping
Organisation by which the Person has been authorised. In the case of FIFA
Doping Control Officers, this documentation shall include their name and
photograph and an expiry date.
2.
The FIFA Doping Control Officer shall then:
3.
The FIFA Anti-Doping Unit shall then:
a) inform the Player or other Person and WADA of the possible failure to
comply in writing and grant an opportunity to respond;
68 IX. Testing
4.
If the FIFA Anti-Doping Unit determines that there has been a potential
failure to comply, it shall:
5.
Any additional necessary information about the potential failure to comply
shall be obtained from all relevant sources, including the Player or other
Person, as soon as possible and recorded.
6.
The FIFA Disciplinary Committee shall investigate the potential failure to
comply and take appropriate follow-up action in accordance with these
Regulations and the FIFA Disciplinary Code.
7.
The FIFA Anti-Doping Unit shall establish a system for ensuring that the
outcomes of its reviews into the potential failure to comply are considered
for the purposes of Results Management and, if applicable, for further
planning and Target Testing.
IX. Testing 69
46 Whereabouts information
2.
Samples and related analytical data or Doping Control information shall
be analysed to detect Prohibited Substances and Prohibited Methods
identified on the Prohibited List and other substances as may be directed by
WADA pursuant to its monitoring programme; or to assist FIFA in profiling
relevant parameters in a Player’s urine, blood or other matrix, including
for DNA or genomic profiling; or for any other legitimate anti- doping
purpose.
3.
Samples, related analytical data and Doping Control information may be
used for anti-doping research purposes, although no Sample may be used
for research without the Player’s written consent. Moreover, Samples and
related analytical data or Doping Control information used for research
purposes shall first be processed in such a manner as to prevent Samples
and related analytical data or Doping Control information being traced
back to a particular Player. Any research involving Samples and related
70 IX. Testing
2.
The FIFA Anti-Doping Unit may request that laboratories analyse its
Samples using more extensive menus than those described in the Technical
Document of WADA.
3.
The FIFA Anti-Doping Unit may request that laboratories analyse its
Samples using less extensive menus than those described in the Technical
Document of WADA only if the FIFA Anti-Doping Unit has satisfied WADA
that, because of the particular circumstances as set out in a test distribution
plan, less extensive analysis would be appropriate.
4.
Laboratories may, at their own initiative and expense, analyse Samples for
Prohibited Substances or Prohibited Methods not included on the standard
Sample analysis menu. If additional analyses not included on the standard
sample analysis menu are requested by FIFA, FIFA shall bear the respective
costs. Results from any such analysis shall be reported to FIFA and have the
same validity and Consequences as any other analytical result.
Sample, it may do so only with the consent of the Player or the approval of
a hearing body. Other circumstances and conditions for further analysis of
Samples shall conform to the requirements of the International Standard for
Laboratories and the International Standard for Testing and Investigations.
50 Property
All Samples provided by Players in Doping Controls conducted under the
responsibility of FIFA shall immediately become the property of FIFA.
51 Guidance
If, at any stage, any question or issue arises concerning the analysis or
interpretation of the results of a Sample, the Person responsible for the
analysis at the laboratory may consult the FIFA Anti-Doping Unit for guidance.
52 Management process
1.
FIFA’s Results Management process is set forth below and in the
International Standard for Results Management.
2.
In the case of a Player tested by FIFA or where a Player has to file
whereabouts information pursuant to Annexe C of these Regulations
to FIFA, the Results Management process shall be conducted by the FIFA
Anti-Doping Unit as the Results Management authority. In all other cases, it
shall be conducted by the relevant Person or body of the Player’s Association.
Requests for assistance in conducting, or information about, the Results
Management process may be made to the FIFA Anti-Doping Unit at any time.
3.
For the purposes of this chapter, references hereafter to the FIFA Anti-
Doping Unit shall, where appropriate, be understood as meaning the
72 IX. Testing
a) an applicable TUE has been granted or will be granted to the Player for
the Prohibited Substance;
2.
If the initial review of an Adverse Analytical Finding does not reveal an
applicable TUE or entitlement to a TUE or departure from the International
Standards that caused the Adverse Analytical Finding or ingestion through
a permitted route, the FIFA Anti-Doping Unit shall at once confidentially
notify the Player, the FIFA Disciplinary Committee, the Player’s Association,
the Player’s Confederation, the NADO with testing authority over the
Player and/or club and WADA, in the manner set forth under this article.
3.
If the initial review of an Atypical Finding does not reveal an applicable
TUE or an apparent departure from the International Standards that
caused the Atypical Finding or ingestion through a permitted route, the
FIFA Anti-Doping Unit shall conduct the required investigation. If, after the
investigation has been completed, the FIFA Anti-Doping Unit decides to
IX. Testing 73
4.
If, at any point during the Results Management process up until the charge,
the FIFA Anti-Doping Unit decides not to move forward with a matter, it
must notify the Player or other Person (provided the Player or other Person
has already been informed of the ongoing Results Management) and give
notice (with reasons) to the Anti-Doping Organisation(s) with a right of
appeal under art. 77 par. 3 (Persons entitled to appeal).
5.
In the case of an Adverse Analytical Finding, the Player shall be promptly
notified of the following (see art. 62 (Addressees of decisions and other
documents) and chapter X section 4 (Confidentiality and reporting)):
b) the fact that the Adverse Analytical Finding may result in an anti-
doping rule violation of art. 6 (Presence of a Prohibited Substance or its
Metabolites or Markers in a Player’s Sample) and/or 7 (Use or Attempted
Use by a Player of a Prohibited Substance or a Prohibited Method) and
the applicable Consequences;
c) his right to promptly request the analysis of the “B” Sample and, failing
such request within the time limit set by these Regulations, of the fact
that the “B” Sample analysis may be deemed irrevocably waived. The
Player shall be advised at the same time that, if the “B” Sample analysis
is requested, all related laboratory costs shall be borne by the Player,
unless the “B” Sample fails to confirm the “A” Sample, in which case
the costs shall be borne by FIFA;
d) the fact that analysis of the “B” Sample may be conducted at the
request of FIFA regardless of the Player’s decision in this respect;
e) the scheduled date, time and place for the “B” Sample analysis if the
Player or FIFA chooses to request an analysis of the “B” Sample. These
items may also be promptly communicated in a subsequent letter after
the Player (or FIFA) has requested the “B” Sample analysis;
74 IX. Testing
h) the fact that the case will be handed over to the FIFA Disciplinary
Committee for further evaluation of the case;
6.
Notice of an Atypical Finding will not be provided before completion of the
investigation under this article and before the decision as to whether to
bring forward the Atypical Finding as an Adverse Analytical Finding unless
one of the following circumstances exists:
a) If the FIFA Anti-Doping Unit determines that the “B” Sample should be
analysed prior to the conclusion of its investigation under art. 53 par. 4,
the FIFA Anti-Doping Unit may conduct the “B” Sample analysis after
notifying the Player accordingly, such notice to include a description of
the Atypical Finding and the information described in art. 53 par. 4 c) to j).
If the Player requests the “B” Sample analysis but claims that he and/or
his representative will not be available on the scheduled date, the FIFA
Anti-Doping Unit shall liaise with the laboratory and propose at least two
alternative dates.
2.
A Player may accept an ”A” Sample analytical result by waiving his right to
the ”B” Sample analysis. The FIFA Anti-Doping Unit may, however, request
the analysis of the “B” Sample at any time if it believes that such analysis
will be relevant for consideration of the Player‘s case.
3.
The FIFA Anti-Doping Unit shall communicate the request for analysis of
the “B” Sample immediately to the head of the laboratory where the “B”
Sample is being kept. The analysis of the “B” Sample should be carried out
within 48 hours of FIFA’s request or as soon as possible.
4
The Player and/or his representative shall be allowed to be present at the
opening of the “B” Sample analysis and to attend the analysis throughout.
A representative of the Player’s Association or club may also be present and
attend throughout, as may a representative of FIFA.
5.
The results of the “B” Sample analysis shall be sent immediately by
encrypted email to the FIFA Anti-Doping Unit. If the results of the “B”
Sample confirm the results of the “A” Sample analysis, the Player shall be
promptly notified of such results and be provided with an opportunity
to give an explanation or supplement his explanations within a short
deadline. The Player shall also be afforded the possibility to admit
the anti-doping rule violation in order to potentially benefit from a
one-year reduction in the period of Ineligibility under art. 24 par. 4
(Results Management agreement), if applicable, and/or to voluntarily
accept a Provisional Suspension as per art. 37 (Voluntary acceptance of
Provisional Suspension). Any communication provided to the Player shall
simultaneously be provided to the Player’s NADO, Association and WADA.
FIFA shall review potential filing failures and missed tests, as defined in
the International Standard for Results Management, in respect of Players
who are in the FIFA IRTP and file their whereabouts information with FIFA,
in accordance with Annexe B to the International Standard for Results
Management. At such time as FIFA is satisfied that an anti-doping rule
violation has occurred under art. 9 (Whereabouts failures), it shall promptly
give the Player (and simultaneously the Player’s NADO, Association and
WADA) notice that it is asserting a violation of art. 9 and the basis of that
assertion.
2.
At such time as the FIFA Anti-Doping Unit has reason to believe that an
anti-doping rule violation might have occurred, it shall promptly notify
the Player or other Person, the Player’s or other Person’s NADO, club and
Association, the FIFA Disciplinary Committee and WADA of:
a) the anti-doping rule that appears to have been violated and the
applicable Consequences;
b) the relevant factual circumstances upon which the allegations are based;
c) the relevant evidence in support of those facts that the FIFA Anti-Doping
Unit considers to demonstrate that the Player or other Person may have
committed (an) anti-doping rule violation(s);
d) the fact that the case will be handed over to the FIFA Disciplinary
Committee for further evaluation of the case;
78 IX. Testing
e) the fact that the Player or other Person will be informed by the FIFA
Disciplinary Committee about his opportunity to provide an explanation
within a short deadline;
58 Letter of charge
1.
If, after receipt of the Player’s or other Person’s explanation or expiry of
the deadline to provide such explanation, the FIFA Disciplinary Committee
is (still) satisfied that the Player or other Person has committed (an) anti-
doping rule violation(s), the FIFA Disciplinary Committee shall promptly
charge the Player or other Person with the anti-doping rule violation(s) they
are asserted to have breached. In this letter of charge, the FIFA Disciplinary
Committee shall:
a) set out the provision(s) of its anti-doping rules asserted to have been
violated by the Player or other Person;
e) in the event that the Player or other Person does not accept the proposed
Consequence(s), it shall grant a deadline of 20 days from receipt of the
letter of charge (which may be extended in exceptional cases) to challenge
in writing the FIFA Disciplinary Committee’s assertion of an anti-doping
rule violation and/or proposed Consequence(s) and/or make a written
request for a hearing before the relevant hearing panel;
f) indicate that if the Player or other Person does not challenge the FIFA
Disciplinary Committee’s assertion of an anti-doping rule violation or
proposed Consequence(s) nor request a hearing within the prescribed
deadline, the FIFA Disciplinary Committee shall be entitled to deem
that the Player or other Person has waived his right to a hearing and be
entitled to issue a decision based on the evidence on file;
2.
The letter of charge notified to the Player or other Person shall simultaneously
be notified to the Player’s or other Person’s Confederation, Association, NADO
and WADA.
3.
In the event that the Player or other Person either (i) admits the anti doping
rule violation and accepts the proposed Consequence(s) or (ii) is deemed
to have admitted the violation and accepted the Consequence(s), the FIFA
Disciplinary Committee shall promptly issue the decision and notify it to the
80 IX. Testing
Player or other Person and to other Persons with a right to appeal as set out
in art. 77 (Appeals against decisions regarding anti-doping rule violations,
Consequences, Provisional Suspensions, implementation of decisions and
authority).
2.
If a Player or other Person retires before any Results Management process
has begun, and FIFA would have had Results Management authority over
the Player or other Person at the time the Player or other Person committed
an anti-doping rule violation, FIFA has the authority to conduct Results
Management in respect of that anti-doping rule violation.
2.
If a Player retires from sport while subject to a period of Ineligibility, the
Player must notify FIFA or other Anti-Doping Organisation that imposed
the period of Ineligibility in writing of such retirement. If the Player then
IX. Testing 81
wishes to return to active competition in sport, the Player shall not compete
in International Competitions or National Competitions until the Player has
made himself available for Testing by giving six months’ prior written notice
(or notice equivalent to the period of Ineligibility remaining as of the date
the Player retired, if that period was longer than six months) to FIFA and the
Player’s NADO. FIFA may grant an exemption to the six-month written notice
rule where the strict application of that rule would be unfair to a Player. This
decision may not be appealed.
82 X. Procedural rules
61 Jurisdiction
1.
Where it is asserted that an anti-doping rule has been violated in connection
with any test conducted by FIFA, the case shall be submitted to the FIFA
Disciplinary Committee. In all other cases, it shall be submitted to the
relevant hearing panel of a Confederation or Association.
2.
The FIFA Disciplinary Committee shall decide appropriate sanctions in
compliance with these Regulations and the FIFA Disciplinary Code.
3.
In the case of a Player tested by FIFA, FIFA has the exclusive right to publish
the test results and the relevant measures thereof.
4.
For the purpose of chapter X, references hereafter to the FIFA Disciplinary
Committee shall, where appropriate, be understood as meaning the
relevant hearing panel of the Association and references to the Player
shall, where appropriate, be understood as meaning any Player Support
Personnel or other person.
In the event that the documents were not also or solely sent to the party
concerned, these documents are considered to have been communicated
properly to the ultimate addressee the day after receipt of the document
by the respective Association.
X. Procedural rules 83
63 Form of decisions
1.
Decisions rendered pursuant to these Regulations shall include the full
reasons for the decision, including the basis of jurisdiction and applicable
rules, detailed factual background, the anti-doping rule violation(s)
committed or Provisional Suspension imposed, the applicable Consequences
and, if applicable, justification for why the maximum potential Consequences
were not imposed as well as the appeal routes and deadlines to appeal for
the Player or other Person. Where the decision is not in one of the four
official FIFA languages (English, French, Spanish or German), the relevant
hearing panel of the Association or Confederation shall provide a short
summary of the decision and the supporting reasons in English, French,
Spanish or German.
2.
Decisions communicated by registered letter or electronic mail shall be
legally binding.
3.
In exceptional circumstances, the parties may be informed solely of the
terms of the decision. The motivated decision will be communicated in full,
written form. The time limit to lodge an appeal, where applicable, begins
upon receipt of this motivated decision.
2.
Anti-doping rule violations asserted against International-Level Players,
National-Level Players or other Persons may, with the consent of the Player
or other Person, FIFA and WADA, be heard in a single hearing directly at
CAS under CAS procedures. Nothing set out in this paragraph precludes
the Player or other Person and FIFA (where it has Results Management
responsibility) to waive their right to appeal by agreement. Such waiver,
however, only binds the parties to such agreement and not any other entity
with a right of appeal under the Code.
3.
A Player or other Person against whom an anti-doping rule violation is
asserted may waive a hearing expressly and accept the Consequences
proposed by FIFA.
FIFA shall notify that decision to the Player or other Person and to other
Anti-Doping Organisations with a right to appeal under art. 77 par. 3 of
these Regulations and shall promptly enter it in ADAMS. FIFA shall Publicly
Disclose that decision in accordance with art. 71 (Public Disclosure).
65 Hearing principles
The FIFA Disciplinary Committee shall be fair, impartial and Operationally
Independent and the hearing process shall respect the following rights of
the Player or other Person:
X. Procedural rules 85
d) the right of access to and to present evidence, including the right to call
and question witnesses;
2.
The FIFA Disciplinary Committee may draw an adverse inference against the
Player or other Person who is asserted to have committed an anti-doping
rule violation based on the Player’s or other Person’s refusal, after a request
made in a reasonable time in advance of the hearing, to appear at the
hearing (either in person or by telephone or video conference as directed
by the FIFA Disciplinary Committee) and to answer questions from the FIFA
Disciplinary Committee.
3.
If the FIFA Disciplinary Committee considers that an anti-doping rule
violation has been committed, it shall consider the appropriate measures
applicable under arts 20 (Ineligibility for presence, Use or Attempted Use,
or Possession of a Prohibited Substance or Prohibited Method) and 21
(Ineligibility for other anti-doping rule violations) prior to the imposition
of any period of Ineligibility. The Player and other Person shall have the
opportunity to establish that there are specific or exceptional circumstances
86 X. Procedural rules
4.
Where no hearing occurs, the FIFA Disciplinary Committee shall consider
whether an anti-doping rule violation was committed and, if so, the
appropriate measures to take based on the content of the file, and render
a reasoned decision explaining the actions taken.
67 Procedure at a Competition
The chairman of the FIFA Disciplinary Committee may expedite the
procedure at a Competition. He may conduct the hearing on his own or
take other measures at his discretion, especially where the resolution of an
anti-doping rule violation may affect the participation of a Player in the
Competition.
2.
Where the Code or these Regulations place the burden of proof upon
the Player or other Person alleged to have committed an anti-doping
rule violation to rebut a presumption or establish specified facts or
circumstances, except as provided in art. 69 par. 2 b) and c), the standard of
proof shall be by a balance of probability.
X. Procedural rules 87
1.
Facts related to anti-doping rule violations may be established by any
reliable means, including admissions.
2.
The following rules of proof shall be applicable in doping cases:
2.
FIFA or the Anti-Doping Organisation that is responsible for managing the
results shall notify the Player’s Association, NADO, FIFA and WADA by no
later than completion of the process described under arts 53 (Initial review
regarding Adverse Analytical/Atypical Findings and notification), 55 (Review
of Atypical Passport Findings and Adverse Passport Findings), 56 (Review of
whereabouts failures) and 57 (Review of other anti-doping rule violations),
simultaneously with the notification of the Player or other Person.
3.
Notification of an anti-doping rule violation shall include: the Player’s or
other Person’s name, country, sport, club, the Player’s competitive level,
whether the test was In-Competition or Out-of-Competition, the date of
Sample collection, the analytical result reported by the laboratory, and
other information as required by the International Standard for Testing and
Investigations and the International Standard for Results Management or,
for anti-doping rule violations other than art. 6 (Presence of a Prohibited
Substance or its Metabolites or Markers in a Player’s Sample), the rule
violated and the basis of the asserted violation.
4.
Except with respect to investigations which have not resulted in a notice
of an anti-doping rule violation as described above, the same Persons and
90 X. Procedural rules
5.
FIFA shall be notified in accordance with art. 38 (Notification) of the
decision of the hearing panel pursuant to sections 2 and 6 of chapter X
(Fair hearing and Appeals respectively).
6.
The recipient organisations shall not disclose this information beyond
those Persons with a need to know (which would include the appropriate
personnel at the applicable National Olympic Committee, Association, club
and team) until FIFA or the Association concerned, according to the Results
Management responsibility, has made Public Disclosure as permitted under
art. 71 (Public Disclosure).
7.
An Anti-Doping Organisation that declares, or that receives notice of, a
whereabouts-related failure in respect of a Player shall not disclose that
information beyond those Persons with a need to know unless and until
that Player is found to have committed an anti-doping rule violation under
art. 9 (Whereabouts failures) based on such whereabouts-related failure.
Such Persons who need to know shall also maintain the confidentiality of
such information until the same point.
8.
FIFA shall ensure that information concerning Adverse Analytical Findings,
Atypical Findings, and other asserted anti-doping rule violations remains
confidential until such information is Publicly Disclosed in accordance
with art. 71 (Public Disclosure). FIFA shall ensure that its employees
(whether permanent or otherwise), contractors, agents, consultants, and
Delegated Third Parties are subject to a fully enforceable contractual duty
of confidentiality and to fully enforceable procedures for the investigation
and disciplining of improper and/or unauthorised disclosure of such
confidential information.
X. Procedural rules 91
71 Public Disclosure
1.
Except as provided in pars 2 and 4 below, no Anti-Doping Organisation,
Member Association or WADA-accredited laboratory, or any official of
any such body, shall publicly comment on the specific facts of any pending
case (as opposed to a general description of process and science) except
in response to public comments attributed to, or based on information
provided by, the Player, other Person or their entourage or other
representatives.
2.
After notice has been provided to the Player or other Person in accordance
with the International Standard for Results Management, and to the
applicable Anti-Doping Organisations in accordance with art. 53 (Initial
review regarding Adverse Analytical/Atypical Findings and notification), the
identity of any Player or other Person who is notified of a potential anti-
doping rule violation, the Prohibited Substance or Prohibited Method and
nature of the violation involved, and whether the Player or other Person
who is subject to a Provisional Suspension may be Publicly Disclosed by FIFA.
3.
No later than 20 days after it has been determined in an appellate decision
under art. 77 pars 1 and 2 of these Regulations or such appeal has been
waived, or a hearing in accordance with art. 64 (Right to a fair hearing)
has been waived, or the assertion of an anti-doping rule violation has
not been timely challenged or the matter has been resolved under art. 24
par. 6 of these Regulations, or a new period of Ineligibility, or reprimand,
has been imposed under art. 30 par. 1 of these Regulations, FIFA or the
Association concerned, depending on who has responsibility for managing
the results, must Publicly Disclose the disposition of the anti-doping matter
including the anti-doping rule violated, the name of the Player or other
Person committing the violation, the Prohibited Substance or Prohibited
Method involved (if any) and the Consequences imposed, according to their
communication policy. FIFA or the Association concerned must also Publicly
Disclose within 20 days the results of appelate decisions concerning anti-
doping rule violations, including the information described above.
4.
After an anti-doping rule violation has been determined to have been
committed in an appellate decision under art. 77 (Appeals against
92 X. Procedural rules
5.
In any case where it is determined, after a hearing or appeal, that the
Player or other Person did not commit an anti-doping rule violation,
the fact that the decision has been appealed may be Publicly Disclosed.
However, the decision itself and the underlying facts may not be Publicly
Disclosed except with the consent of the Player or other Person who is
the subject of the decision. FIFA or the Association shall make reasonable
efforts to obtain such consent, and if consent is obtained, shall Publicly
Disclose the decision in its entirety or in such revised form as the Player or
other Person may approve.
6.
For the purposes of this article, publication shall be accomplished at a
minimum by placing the required information on the FIFA or the
Association’s website and leaving the information up for the longer of
one month or the duration of any period of Ineligibility.
7.
The mandatory Public Disclosure described in this article shall not be
required where the Player or other Person who has been found to have
committed an anti-doping rule violation is a Minor, Protected Person or
Recreational Player. Any optional Public Disclosure in a case involving a
Minor, Protected Person or Recreational Player shall be proportionate to
the facts and circumstances of the case.
2.
FIFA shall report all In-Competition and Out-of-Competition tests to WADA
by entering the Doping Control forms in ADAMS in accordance with the
requirements and timelines contained in the International Standard for
Testing and Investigations. This information will be made accessible, where
appropriate and in accordance with the applicable rules, to the Player,
the Player’s Association, the National Olympic Committee, the NADO,
and the International Olympic Committee, and any other Anti-Doping
Organisations with Testing authority over the Player.
3.
FIFA shall, at least annually, publish a general statistical report of its Doping
Control activities, with a copy provided to WADA.
73 Data privacy
Handling of the personal information relating to Players, other Persons
or third parties that is collected, stored, processed or disclosed when
performing the obligations under these Regulations has to comply with
the applicable data protection and privacy laws and FIFA Data Protection
Regulations, as well as the International Standard for the Protection of
Privacy and Personal Information issued by WADA.
94 X. Procedural rules
74 Implementation of decisions
1.
A decision regarding an anti-doping rule violation made by a Signatory
Anti-Doping Organisation, an appellate body or CAS shall, after the parties
to the proceeding are notified, automatically be binding beyond the
parties to the proceeding and upon FIFA and its Associations, as well as
every Signatory in every sport with the effects described below:
2.
FIFA and its Associations shall recognise and implement a decision and its
effects as required by this article, without any further action required, on
the earlier of the date FIFA receives actual notice of the decision or the
date the decision is entered in ADAMS.
X. Procedural rules 95
3.
A decision by an Anti-Doping Organisation, a national appellate body or
CAS to suspend, or lift, Consequences shall be binding upon FIFA and its
Associations without any further action required, on the earlier of the
date FIFA receives actual notice of the decision or the date the decision is
entered in ADAMS.
4.
Notwithstanding any provision in this article, however, a decision of an
anti-doping rule violation by a Major Event Organisation made in an
expedited process during a Competition shall not be binding on FIFA or
its Associations unless the rules of the Major Event Organisation provide
the Player or other Person with an opportunity to an appeal under non-
expedited procedures.
5.
FIFA and its Associations may decide to implement other anti-doping
decisions rendered by Anti-Doping Organisations not described in
paragraphs 1-4 above, such as a Provisional Suspension prior to a
Provisional Hearing or acceptance by the Player or other Person.
6.
An anti-doping decision by a body that is not a Signatory to the Code shall
be implemented by FIFA and its Associations if they find that the decision
purports to be within the authority of that body and the anti-doping rules
of that body are otherwise consistent with the Code.
2.
Where decisions have been taken by FIFA or an Association regarding a
breach of these Regulations, every Association and Confederation shall
recognise such decisions and shall take all necessary action to render such
decisions effective.
96 X. Procedural rules
Section 6: Appeals
1.
Scope of review not limited
The scope of review on appeal includes all issues relevant to the matter
and is expressly not limited to the issues or scope of review before the
initial decision-maker. Any party to the appeal may submit evidence, legal
arguments and claims that were not raised in the first-instance hearing so
long as they arise from the same cause of action or same general facts or
circumstances raised or addressed in the first-instance hearing.
2.
CAS shall not defer to the findings being appealed
In making its decision, CAS does not need to give deference to the
discretion exercised by the body whose decision is being appealed.
3.
WADA not required to exhaust internal remedies
Where WADA has a right to appeal under arts 76 to 82 and no other party
has appealed a final decision within FIFA’s process, WADA may appeal such
decision directly to CAS without having to exhaust other remedies in FIFA’s
process.
1.
Appeals involving International-Level Players or International
Competitions
In cases arising from participation in an International Competition or in
cases involving International-Level Players, the decision may be appealed
exclusively to CAS.
2.
Appeals involving other Players or other Persons
In cases where art. 77 par. 1 (Appeals involving International-Level Players
or International Competitions) is not applicable, the decision may be
appealed to an appellate body in accordance with rules adopted by the
NADO having jurisdiction over the Player or other Person. The rules for
such appeal shall respect the following principles: a timely hearing; a fair,
impartial and operationally and institutionally independent hearing panel;
the right to be represented by counsel at the Player’s or other Person’s
own expense; and a timely, written, reasoned decision. If no such body as
described above is in place and available at the time of appeal, the Player
or other Person shall have a right to appeal to CAS.
98 X. Procedural rules
3.
Persons entitled to appeal
In cases under art. 77 par. 1 (Appeals involving International-Level Players
or International Competitions), the following parties shall have the right
to appeal to CAS: (a) the Player or other Person who is the subject of
the decision being appealed; (b) the other party to the case in which the
decision was rendered; (c) FIFA; (d) the NADO of the Person’s country of
residence or countries where the Person is a national or licence holder;
(e) the International Olympic Committee or International Paralympic
Committee, as applicable, where the decision may have an effect in relation
to the Olympic Games or Paralympic Games, including decisions affecting
eligibility for the Olympic Games or Paralympic Games; and (f) WADA.
Notwithstanding any other provision herein, the only Person who may
appeal against the imposition of a Provisional Suspension is the Player or
other Person upon whom the Provisional Suspension is imposed.
4.
Duty to notify
All parties to any CAS appeal must ensure that FIFA, WADA and all other
parties with a right to appeal have been given timely notice of the appeal.
X. Procedural rules 99
5.
Cross-appeals and other subsequent appeals allowed
Cross-appeals and other subsequent appeals by any respondent named in
cases brought to CAS under the Code are specifically permitted. Any party
with a right to appeal under the Appeals section of these Regulations must
file a cross-appeal or subsequent appeal with the party’s answer at the
latest.
2.
Where, in a particular case, a Member Association or Confederation fails
to render a decision with respect to whether an anti-doping rule violation
was committed within a reasonable deadline set by FIFA, FIFA may elect
to appeal directly to CAS as if the Member Association or Confederation
had rendered a decision finding no anti-doping rule violation. If the CAS
hearing panel determines that an anti-doping rule violation was committed
and that FIFA acted reasonably in electing to appeal directly to CAS, FIFA’s
costs and attorney fees in prosecuting the appeal shall be reimbursed to
FIFA by a Member Association or Confederation.
i) Within 15 days from notice of the decision, such party/ies shall have
the right to request a copy of the case file translated in an official
FIFA language from the body that issued the decision;
ii) If such a request is made within the 15-day period, the party making
such request shall have 21 days from receipt of the file to file an
appeal to CAS.
i) Twenty-one days after the last day on which any other party having
a right to appeal could have appealed; or
X. Procedural rules 101
ii) Twenty-one days after WADA’s receipt of the complete file relating
to the decision.
2.
Appeals under art. 77 par. 2
(Appeals involving other Players or other Persons)
The time to file an appeal to an independent and impartial body in accordance
with rules established by the National Anti-Doping Organisation shall be
indicated by the same rules of the National Anti Doping Organisation.
Notwithstanding the above, the filing deadline for an appeal filed by WADA
shall be the later of:
a) Twenty-one days after the last day on which any other party having a
right to appeal could have appealed, or
3.
a) Where FIFA appeals against a decision of an Association, Anti-Doping
Organisation or Confederation to CAS under this chapter, the applicable
law for the proceeding shall be the FIFA regulations, in particular the FIFA
Statutes, the FIFA Anti-Doping Regulations and the FIFA Disciplinary Code.
4.
The time limits set out above shall start from the day following receipt of
the relevant document.
1.
WADA, at the request of a Player or on its own initiative, may review the
granting or denial of any TUE by FIFA. Decisions by WADA reversing the
granting or denial of a TUE may be appealed exclusively to CAS by the
Player or FIFA.
2.
Decisions by FIFA, Associations or NADOs denying TUEs, which are not
reversed by WADA, may be appealed by Players to CAS or to the national
level reviewing body as described under these Regulations. If the national
level reviewing body reverses the decision to deny a TUE, that decision may
be appealed to CAS by WADA.
3.
When FIFA, an Association or NADO fails to take action on a properly
submitted application for a TUE within a reasonable time, this failure to
decide may be considered a denial for the purpose of the appeal rights
provided in this article.
2.
Member Associations shall be obligated to reimburse FIFA for all costs
(including but not limited to laboratory fees, hearing expenses and travel)
related to a violation of these Regulations committed by a Player or other
Person affiliated with that Member Association.
Final title 103
86 Official languages
1.
These Regulations exist in the four official FIFA languages (English, French,
Spanish and German).
2.
In case of any discrepancy in the interpretation of the English, French,
Spanish or German texts of these Regulations, the English text will be
authoritative.
87 Additional regulations
In addition, the provisions of the FIFA Disciplinary Code and all other FIFA
Regulations shall apply.
2.
These Regulations shall be implemented and construed according to Swiss
law and the FIFA Statutes, FIFA Disciplinary Code and FIFA Regulations.
3.
These Regulations may be amended from time to time by FIFA.
4.
These Regulations shall be interpreted as an independent and autonomous
text and not by reference to existing law or statutes.
5.
These Regulations were adopted by the FIFA Council on 25 June 2020 and
come into force on 1 January 2021 (the “Effective Date”). They repeal the
FIFA Anti-Doping Regulations that came into effect on 14 January 2019.
104 Final title
They shall not apply retroactively to matters pending before the Effective
Date; provided, however, that:
1.
An application for a TUE will be reviewed by the FIFA Medical Committee
represented by the FIFA TUE Advisory Group.
2.
A Player may be granted a TUE (if and only if) he can show, on the balance
of probabilities, that he has met each of the following conditions, which
may be revised by the FIFA TUE Advisory Group in compliance with the
International Standard for Therapeutic Use Exemptions and will be
published in the FIFA TUE policy:
a) The Player shall submit an application for a TUE within the time limit
stipulated in the published FIFA TUE policy in force.
3.
The TUE will be cancelled by the FIFA TUE Advisory Group if:
b) the term for which the TUE was granted has expired;
108 Annexe B: Therapeutic use exemption (TUE)
c) the Player is advised that the TUE has been withdrawn by the FIFA TUE
Advisory Group; or
4.
A Player who needs a TUE should apply as soon as possible. For substances
prohibited In-Competition only, the Player should apply for a TUE at least
30 days before his next Competition, unless it is an emergency or there are
exceptional circumstances as described in this Annexe. The Player should
make the TUE application, using the TUE application form provided by
FIFA. He should submit the TUE application form in the manner described
in the FIFA TUE policy. The form must be signed by the treating doctor and
accompanied by a comprehensive medical history, including documentation
from the original diagnosing doctor(s) and the results of all examinations,
laboratory investigations and imaging studies relevant to the application.
5.
An application for a TUE will not be considered for retroactive approval,
except in cases where:
6.
In exceptional circumstances and notwithstanding any other provision in
this Annexe B, a Player may apply for and be granted retroactive approval
for his therapeutic Use of a Prohibited Substance or Prohibited Method if
it would be manifestly unfair not to grant a retroactive TUE, considering
the purpose of these Regulations and the Code and notwithstanding any
provisions herein or in the International Standard for Therapeutic Use
Exemptions.
Annexe B: Therapeutic use exemption (TUE) 109
7.
Confidentiality of information
a) The collection, storage, processing, disclosure and retention of personal
information by FIFA in the TUE process complies with the International
Standard for the Protection of Privacy and Personal Information.
b) A Player applying for a TUE shall provide written consent for the
transmission of all information pertaining to the application to
members of all therapeutic use exemption committees with authority
under the World Anti-Doping Code to review the file and, as required,
other independent medical or scientific experts, and to all necessary
staff involved in the management, review or appeal of TUEs, and
WADA. In accordance with the provisions of the World Anti-Doping
Code, the applicant shall also provide written consent for the decision
of the FIFA TUE Advisory Group to be distributed to other relevant
Anti-Doping Organisations and Member Associations.
d) The members of the FIFA TUE Advisory Group, all independent experts
and the staff of the FIFA Medical Office and Anti-Doping Unit involved
will conduct all of their activities in strict confidence and will sign
confidentiality agreements. In particular, they shall keep the following
information confidential:
ii. All details of the application, including the name of the doctor(s)
involved in the process.
e) Should the Player wish to revoke the right of the FIFA TUE Advisory
Group or any therapeutic use exemption committee to obtain any
health information on his behalf, the Player must notify his medical
practitioner in writing of the fact. As a consequence of such a decision,
the Player will not receive approval for a TUE or renewal of an existing
TUE.
110 Annexe B: Therapeutic use exemption (TUE)
8.
Where the Player already has a TUE granted by his NADO for the
substance or method in question, if that TUE meets the criteria set out
in the International Standard for Therapeutic Use Exemptions, FIFA shall
recognise it. If FIFA considers that the TUE does not meet those criteria
and so refuses to recognise it, it must notify the Player and his NADO
promptly, with reasons. The Player or the NADO shall have 21 days from
such notification to refer the matter to WADA for review. If the matter
is referred to WADA for review, the TUE granted by the NADO remains
valid for National Competition and Out-of-Competition Testing (but is
not valid for International Competition) pending WADA’s decision. If the
matter is not referred to WADA for review within the 21-day deadline, the
Player’s NADO must determine whether the original TUE granted by that
NADO should nevertheless remain valid for national-level Competition
and Out-of-Competition Testing (provided that the Player ceases to be
an International-Level Player and does not participate in International
Competition). Pending the NADO’s decision, the TUE remains valid for
National Competition and Out-of-Competition Testing (but is not valid for
International Competition).
9.
If FIFA grants the Player’s application, it shall notify not only the Player
but also his NADO, and if the NADO considers that the TUE does not meet
the criteria set out in the International Standard for Therapeutic Use
Exemptions, it has 21 days from such notification to refer the matter to
WADA for review. If the NADO refers the matter to WADA for review,
the TUE granted by FIFA remains valid for International Competition and
Out-of-Competition Testing (but is not valid for National Competition)
pending WADA’s decision. If the NADO does not refer the matter to
WADA for review, the TUE granted by FIFA becomes valid for National
Competition as well when the 21-day review deadline expires.
Annexe C: Whereabouts 111
1.
FIFA shall establish a Registered Testing Pool and Testing Pools at
international level. The responsibility for setting up a Registered Testing
Pool at national level rests with the NADO/Association concerned.
2.
The FIFA International Registered Testing Pool (IRTP) includes individual
International-Level Players who are Ineligible following a decision by a
FIFA body or who are categorised as being high-risk Players or who have
been designated by the FIFA Anti-Doping Unit for any other reason. Those
Players will be designated individually by the FIFA Anti-Doping Unit and
notified via the Association concerned. An explanation for the designation
is not required.
In addition to the IRTP, FIFA has established two additional Testing Pools:
a) The elite testing pool (ETP) includes the Players of the clubs/
representative teams participating at an elite Confederation level to be
defined by the Confederations. The Testing and results management
of this testing pool is delegated to the Confederation concerned.
Consequently, the Confederation’s anti-doping regulations are
applicable in respect of the ETP, with articles of this Annexe dealing
with the PCTP (see below) being applicable in a subsidiary way.
3.
Each Association concerned must inform the Players who have been
included by FIFA in the IRTP and the Players/clubs and the Players/
representative teams that have been included in the ETP or PCTP
immediately in writing of:
a) their inclusion in the IRTP, ETP or PCTP (as applicable) with effect from a
specified date in the future;
112 Annexe C: Whereabouts
4.
Players who have announced their retirement and are no longer in the IRTP
or ETP may not resume competing unless they:
a) notify the Association concerned at least six months before they expect
to return to competition;
5.
Players who are injured and unable to play will remain in the relevant
testing pool and might be subject to Target Testing, unless they are
designated for inclusion in the IRTP.
6.
FIFA shall periodically review and update as necessary its criteria for including
Players, clubs and representative teams in the testing pools. The Players (in
the case of the IRTP), Players/clubs and Players/teams (in the case of the ETP
and PCTP) concerned must be informed in writing of any changes to the
list of Persons included in the pools that are made via their Association or
Confederation respectively.
Annexe C: Whereabouts 113
2 Filing obligations
1.
Each Player (IRTP) or Player/representative team (PCTP) that is included
in the respective testing pool is required to file accurate and complete
whereabouts information in the manner set forth under art. 3 of this
Annexe.
2.
A Player (IRTP) or a Player/representative team (PCTP) may delegate the
task of making some or all of the whereabouts filings required herein
under art. 3 of this Annexe to his Association, to be carried out e.g. by a
coach or manager. It is assumed that a valid delegation has been made
for all of the relevant whereabouts filings, unless otherwise determined
by the Player or as stipulated under par. 3 of this article. Irrespective of
such delegation, a Player (IRTP) or Player/representative team (PCTP), shall,
together with the Association, remain jointly liable for complying with the
whereabouts requirements set out in this Annexe.
3 Whereabouts requirements
1.
a) IRTP:
Using the form provided by FIFA, each Player has to file his whereabouts
information with the Association concerned for the remaining days
of the current quarter within ten days of receiving notification of his
designation, and afterwards for all days on a quarterly basis by 25
December, 25 March, 25 June and 25 September. The Association has to
submit the quarterly reports and their updates to the FIFA Anti-Doping
Unit by 30 December, 30 March, 30 June and 30 September at the latest.
b) PCTP:
Using the form provided by FIFA, each Player of the representative team
concerned has to file whereabouts information with the Association
concerned for all of the Team Activity days of its representative team
prior to the designated Competition. The Association shall submit that
information to the FIFA Anti-Doping Unit.
114 Annexe C: Whereabouts
2.
At a minimum, the following information shall be provided:
IRTP:
b) full mailing address and electronic mail address for formal notice
purposes;
d) for each day during the respective period, the full address of the place
where the Player will be residing (e.g. home, temporary lodgings, hotel,
etc.);
e) for each day during the respective period, the time(s) each day of any
regular activity, along with the venue and any other details required in
order for the Player to be located during the time(s) in question;
g) for each day during the respective period, one specific 60-minute time
slot between 05:00 and 23:00 (local time) where the Player will be
available and accessible for Testing at a specific location.
PCTP:
b) full mailing address and electronic mail address for formal notice
purposes;
d) for each day of any Team Activity during the respective period in
question, the full address of the place where the team will be residing
(e.g. temporary lodgings, hotel, etc.);
f) for each day of any Team Activity during the respective period in
question, the time(s) of any collective activity (e.g. training) or individual
activity under the supervision of the team (e.g. medical treatment), and
other regular activities, if applicable, along with the venue and any
other details required in order for the team to be located during the
time(s) in question.
- provide FIFA with accurate details of the Player’s full name, date of
birth and the complete whereabouts location during the entire time
of his absence;
- provide a specific 60-minute time slot, during which the Player must
be available and accessible for testing at a specific location. The time
slots shall be between 05:00 and 23.00 (local time), with the starting
time clearly indicated and shall not start until at least two hours
after notification have elapsed;
3.
IRTP:
It is the Player’s responsibility to ensure that all of the information provided
in his whereabouts filing is accurate and sufficiently detailed to enable the
FIFA Anti-Doping Unit to locate him for Testing on any given day during
the respective period, including but not limited to the 60-minute time slot
specified for that day in his whereabouts filing.
116 Annexe C: Whereabouts
PCTP:
It is the Player’s and the Association’s joint responsibility to ensure that all
whereabouts information provided in its whereabouts filing is accurate
and sufficiently detailed to enable the FIFA Anti-Doping Unit to locate the
representative team for Testing on each day of any Team Activity during
the respective period.
4.
Where any change in circumstances means that the information previously
provided by the Player/team is no longer accurate or complete, the
whereabouts filing must be updated so that the information on file is
again accurate and complete.
Such update must be made as soon as possible, and, in the case of the IRTP,
in any event prior to the 60-minute time slot specified in the filing for that
day. Failure to do so shall have the consequences set forth below.
2.
The Players of a representative team in the PCTP must be present and
available for Testing on any given Team Activity day in the relevant
period at the time and location it has specified for the Team Activity in its
whereabouts filing. If located for Testing, the whole team must remain
until the Sample collection has been completed.
2.
Each Player in the IRTP is responsible for ensuring his availability for Testing
at the given location during the 60-minute time slot specified for that day
in his whereabouts filing. If an Attempt to test the Player during the 60
minute time slot is unsuccessful, the Player will be liable for a missed test
under art. 9 (Whereabouts failures) of the FIFA Anti-Doping Regulations,
subject to the requirements set forth under art. 8 par. 2 of this Annexe.
3.
If any of the required information changes after a whereabouts filing is
made, then, in accordance with the provisions set forth under art. 3 par.
4 of this Annexe, an update must be filed so that the whereabouts filing
remains accurate at all times. If an update is not filed, and as a result an
Attempt to test the Player during the 60-minute time slot is unsuccessful,
the Player will be liable for a missed test under art. 9 (Whereabouts
failures) of the FIFA Anti- Doping Regulations, subject to the requirements
set forth under art. 8 par. 2 of this Annexe.
4.
Each Player of a representative team in the PCTP and its Association are
responsible for providing accurate and complete whereabouts filings as
required in these Regulations and for ensuring that its representative team
is available for Testing at the time and location specified for Team Activity
in its whereabouts filing.
2.
The 12-month period referred to in art. 9 (Whereabouts failures) begins on
the date that a Player commits his first whereabouts failure that is being
relied upon in support of the allegation of violation of art. 9 (Whereabouts
failure). It is not affected by any successful Sample collection conducted
with respect to the Player during the 12-month period.
118 Annexe C: Whereabouts
3.
To ensure fairness to the Player in the IRTP, where an unsuccessful Attempt
has been made to test a Player during one of the 60-minute time slots
specified in their whereabouts filing, any subsequent unsuccessful Attempt
to test that Player (by FIFA or any other Anti-Doping Organisation) during
one of the 60-minute time slots specified in their whereabouts filing
may only be counted as a missed test (or, if the unsuccessful Attempt was
because the information filed was insufficient to find the Player during the
time slot, as a filing failure) against that Player if that subsequent Attempt
takes place after the Player has received notice, in accordance with arts 7
and 8 of this Annexe, of the original unsuccessful Attempt.
4.
Where a Player retires from but then returns to competition, his period of
non-availability for Out-of-Competition Testing shall be disregarded for the
purposes of calculating the 12-month period.
5.
Any Player who provides fraudulent information in his whereabouts filing,
whether in relation to his location during the specified daily 60-minute
time slot, or in relation to his whereabouts outside that time slot, or
otherwise, thereby commits an anti-doping rule violation under art. 8
(Evading, refusing or failing to submit to Sample collection) and art. 10
(Tampering or Attempted Tampering with any part of Doping Control by a
Player or other Person) of the FIFA Anti-Doping Regulations. Sanctions may
be imposed by the FIFA Disciplinary Committee.
1.
A Player may only be declared to have committed a filing failure where the
FIFA Anti-Doping Unit, following the Results Management procedure set
forth below, can establish each of the following:
d) that his failure to file was at least negligent. For these purposes, the
Player will be presumed to have committed the failure negligently upon
proof that he was notified of the requirement yet failed to comply with
it. That presumption may only be rebutted by the Player establishing that
no negligent behaviour on his part caused or contributed to the failure.
2.
If it appears that all of the requirements set forth under art. 8 par. 1 of this
Annexe have been met, then, no later than 14 days after the date of discovery
of the apparent filing failure, the FIFA Anti-Doping Unit must send notice to
the Player concerned in the manner set forth in chapter X section 1 (General
provisions), inviting a response within 14 days of receipt of the notice. In the
notice, the FIFA Anti-Doping Unit should inform the Player:
120 Annexe C: Whereabouts
b) that, unless the Player persuades the FIFA Anti-Doping Unit that there
has not been any filing failure, an alleged whereabouts failure will be
recorded against the Player;
c) whether any other whereabouts failures have been alleged against the
Player in the 12-month period prior to this alleged whereabouts failure;
and
3.
Where the Player disputes the apparent filing failure, the FIFA Anti-Doping
Unit must reassess whether all of the requirements set forth under par. 1
of this article have been met. The FIFA Anti-Doping Unit must advise the
Player, by letter sent no later than 14 days after receipt of the Player’s
response, whether or not it maintains that there has been a filing failure.
4.
If no response is received from the Player by the relevant deadline, or if the
FIFA Anti-Doping Unit maintains that there has been a filing failure, the
FIFA Anti-Doping Unit shall send notice to the Player that an alleged filing
failure is to be recorded against him. The FIFA Anti-Doping Unit shall at
the same time advise the Player that he has the right to an administrative
review of that decision.
5.
Where requested by the Player, such administrative review shall be
conducted by a designee of the FIFA Anti-Doping Unit who was not
involved in the previous assessment of the alleged filing failure. The review
shall be based on written submissions only, and shall consider whether all
of the requirements set forth herein under par. 1 of this article have been
met. The review shall be completed within 14 days of receipt of the Player’s
request and the decision shall be communicated to the Player by letter sent
no more than seven days after the decision is made.
Annexe C: Whereabouts 121
6.
If it appears, upon such review, that the requirements set forth under par.
1 of this article have not been met, the alleged filing failure shall not be
treated as a whereabouts failure for any purpose. The Player, WADA and all
other relevant Anti-Doping Organisations shall be notified accordingly.
7.
If the Player does not request an administrative review of the alleged filing
failure by the relevant deadline, or if the administrative review leads to the
conclusion that all of the requirements set forth under par. 1 of this article
have been met, the FIFA Anti-Doping Unit shall record an alleged filing
failure against the Player and shall notify the Player, WADA and all other
relevant Anti-Doping Organisations of that alleged filing failure and the
date of its occurrence in the manner set forth under art. 70 par. 7 of the
FIFA Anti-Doping Regulations.
8.
Any notice sent to a Player pursuant to this article, informing him of the
decision that there has been no filing failure, shall also be sent to WADA
and any other party/ies with a right of appeal under chapter X of the FIFA
Anti-Doping Regulations. This decision may be appealed by WADA and/or
such party/ies in accordance with that chapter.
1.
The FIFA Doping Control Officer shall file an Unsuccessful Attempt Report
on any unsuccessful Attempt with the FIFA Anti-Doping Unit, setting out
the details of the Attempted Sample collection, including the date of the
Attempt, the location visited, the exact arrival and departure times at the
location, the step(s) taken at the location to try to find the Player, including
details of any contact made with third parties, and any other relevant
details about the Attempted Sample collection.
2.
A Player may only be declared to have missed a test where the FIFA
Anti-Doping Unit can establish each of the following:
122 Annexe C: Whereabouts
a) that when the Player was given notice that he had been included
in the IRTP, he was advised of his liability for a missed test if he was
unavailable for Testing during the 60-minute time slot specified in his
whereabouts filing at the location specified for that time slot;
c) that during that specified 60-minute time slot, the FIFA Doping Control
Officer did all that was reasonable (i.e. given the nature of the specified
location) in the circumstances to try to locate the Player, short of giving
the Player any advance notice of the test;
d) that the provisions set forth herein under par. 3 of this article have been
met, if applicable; and
– being unavailable for Testing at such location during such time slot;
and
– failing to update his most recent whereabouts filing to give notice
of a different location where he would instead be available for
Testing during a specified 60-minute time slot on the relevant day.
3.
To ensure fairness to the Player, where an unsuccessful Attempt has been
made to test a Player during one of the 60-minute time slots specified in his
whereabouts filing, any subsequent Attempt to test that Player may only
be counted as a missed test against that Player if that subsequent Attempt
takes place after the Player has received notice, in accordance with par. 4 of
this article, of the original unsuccessful Attempt.
4.
If it appears that all of the requirements set forth under par. 2 of this
article have been met, then, no later than 14 days after the date of the
Annexe C: Whereabouts 123
unsuccessful Attempt, the FIFA Anti-Doping Unit must send notice to the
Player of the unsuccessful Attempt in the manner set forth in chapter X
section 1 (General provisions) of the FIFA Anti-Doping Regulations, inviting
a response within 14 days of receipt of the notice. In the notice, the FIFA
Anti-Doping Unit should inform the Player:
a) that, unless the Player persuades the FIFA Anti-Doping Unit that there
has not been any missed test, an alleged missed test will be recorded
against the Player;
5.
Where the Player disputes the apparent missed test, the FIFA Anti-Doping
Unit must reassess whether all of the requirements set forth under par. 2
of this article have been met. The FIFA Anti-Doping Unit must advise the
Player, by letter sent no later than 14 days after receipt of the Player’s
response, whether or not it maintains that there has been a missed test.
6.
If no response is received from the Player by the relevant deadline, or if the
FIFA Anti-Doping Unit maintains that there has been a missed test, the FIFA
Anti-Doping Unit shall send notice to the Player that an alleged missed test
is to be recorded against him. The FIFA Anti-Doping Unit shall at the same
time advise the Player that he has the right to request an administrative
review of the alleged missed test. The Unsuccessful Attempt Report on the
unsuccessful Attempt must be provided to the Player at this point if it has
not been provided earlier in the process.
7.
Where requested, such administrative review shall be conducted by
a designee of the FIFA Anti-Doping Unit who was not involved in the
previous assessment of the alleged missed test. The review shall be
based on written submissions only, and shall consider whether all of the
requirements set forth under par. 2 of this article have been met.
If necessary, the relevant FIFA Doping Control Officer may be asked to
provide further information to the designee. The review shall be completed
within 14 days of receipt of the Player’s request and the decision shall be
124 Annexe C: Whereabouts
communicated to the Player by letter sent no more than seven days after
the decision is made.
8.
If it appears, upon such review, that the requirements set forth under par.
2 of this article have not been met, the unsuccessful Attempt to test the
Player shall not be treated as a missed test for any purpose. The Player,
WADA and all other relevant Anti-Doping Organisations shall be notified
accordingly.
9.
If the Player does not request an administrative review of the alleged
missed test by the relevant deadline, or if the administrative review leads
to the conclusion that all of the requirements set forth under par. 2 of this
article have been met, the FIFA Anti-Doping Unit shall record an alleged
missed test against the Player and shall notify the Player and WADA and all
other relevant Anti-Doping Organisations of that alleged missed test and
the date of its occurrence in the manner set forth under art. art. 70 par. 7
(Information concerning asserted anti-doping rule violations) of the FIFA
Anti-Doping Regulations.
10.
Any notice sent to a Player pursuant to this article, agreeing that there
has been no missed test, shall also be sent to WADA and any other
party/ies with a right of appeal under chapter X (Procedural rules) of
the FIFA Anti-Doping Regulations, and may be appealed by WADA
and/or such party/ies in accordance with that chapter.
1.
A Player and an Association/club may only be declared to have committed
a failure to provide timely and accurate whereabouts information where
the FIFA Anti-Doping Unit, following the results management procedure set
forth below, can establish each of the following:
Annexe C: Whereabouts 125
a) that the Player and Association’s/clubs team were included in the PCTP
(as applicable) with effect from a specified date;
2.
If it appears that all of the requirements set forth under art. 10 par. 1 of
this Annexe have been met, then, no later than 14 days after the date
of discovery of the apparent failure to provide timely and/or accurate
whereabouts information, the FIFA Anti-Doping Unit shall send notice to
the Player and Association concerned in the manner set forth in chapter X
section 1 (General provisions), inviting a response within 14 days of receipt
of the notice. In the notice, the FIFA Anti-Doping Unit shall inform the
Player and the Association:
b) that, unless the Player and/or Association/club can prove to the FIFA
Anti-Doping Unit that there has not been any failure to provide
timely and/or accurate whereabouts information, the Player and the
Association will be charged with an alleged failure to provide timely
and/or accurate whereabouts information;
3.
If the Player and/or the Association/club disputes the alleged failure
to provide timely and/or accurate whereabouts information, the FIFA
Anti-Doping Unit shall reassess whether all of the requirements set forth
under par. 1 of this article have been met. If it appears, upon such review,
that the requirements set forth under par. 1 of this article have not been
met, the intended charge of failure to provide timely and/or accurate
whereabouts information shall be dropped. The Player and the Association
shall be notified accordingly.
4.
If no response is received from the Player and/or the Association/club
by the relevant deadline, or if the FIFA Anti-Doping Unit maintains that
there has been a failure to provide timely and/or accurate whereabouts
information, the FIFA Anti-Doping Unit shall send notice to the Player
and the Association/club that the FIFA Anti-Doping Unit intends to
charge them with failure to provide timely and/or accurate whereabouts
information and shall submit the case to the FIFA Disciplinary Committee
for adjudication.
5.
If the reassessment by the FIFA Anti-Doping Unit leads to the conclusion
that all of the requirements set forth under par. 1 of this article have
been met, the FIFA Anti-Doping Unit shall inform the Player and/or the
Association/club of the intention to charge them with a failure to provide
whereabouts information and shall submit the case to the FIFA Disciplinary
Committee for adjudication.
2.
FIFA shall have the right to receive such further information about that
alleged whereabouts failure from any other Anti-Doping Organisation in
order to assess the strength of the evidence of such alleged whereabouts
failure and to bring proceedings under art. 9 (Whereabouts failures) of
the FIFA Anti-Doping Regulations in reliance thereon. If FIFA decides in
good faith that the evidence in relation to such alleged whereabouts
failure(s) is insufficient to support such proceedings under art. 9 of the
FIFA Anti Doping Regulations, it may decline to bring proceedings based
on such alleged whereabouts failure(s). Any decision by the Anti-Doping
Organisation responsible that a declared whereabouts failure should
be disregarded for lack of sufficient evidence shall be communicated to
the other Anti-Doping Organisations and to WADA, shall be without
prejudice to WADA’s right of appeal under chapter X (Procedural rules)
of the FIFA Anti-Doping Regulations, and in any event shall not affect the
validity of the other whereabouts failures alleged against the Player in
question.
3.
FIFA should also consider in good faith whether or not a Provisional
Suspension should be imposed on the Player pending determination of the
proceedings, in accordance with chapter VII (Provisional Suspension) of the
FIFA Anti-Doping Regulations.
4.
A Player alleged to have committed an anti-doping rule violation under
art. 9 (Whereabouts failures) of the FIFA Anti-Doping Regulations shall
have the right to have such allegation determined at a full evidentiary
hearing in accordance with chapter X, section 2 (Fair hearing) of the FIFA
Anti-Doping Regulations.
128 Annexe C: Whereabouts
5.
The FIFA Disciplinary Committee shall not be bound by any determination
made during the Results Management process, whether as to the adequacy
of any explanation offered for a whereabouts failure or otherwise. Instead,
the burden shall be on the Anti-Doping Organisation responsible for
bringing the proceedings to establish all of the requisite elements of each
alleged whereabouts failure.
6.
If the FIFA Disciplinary Committee decides that one or two alleged
whereabouts failures have been established to the required standard,
but that the third alleged whereabouts failure has not, no violation of
art. 9 (Whereabouts failures) of the FIFA Anti-Doping Regulations shall be
found to have occurred. However, if the Player then commits one or two
further whereabouts failures within the relevant 12-month period, new
proceedings may be brought based on a combination of the whereabouts
failure(s) established to the satisfaction of the hearing panel in the previous
proceedings (in accordance with art. 70 par. 7 (Information concerning
asserted anti-doping rule violations) and the whereabouts failure(s)
subsequently committed by the Player.
7.
Where FIFA fails to bring proceedings against a Player under art. 9
(Whereabouts failures) of the FIFA Anti-Doping Regulations within 30
days of WADA receiving notice of that Player’s third alleged whereabouts
failure in any 12-month period, it shall be deemed that FIFA has decided
that no anti-doping rule violation was committed, for the purpose of
triggering the appeal rights set forth in chapter X (Procedural rules) of
the FIFA Anti-Doping Regulations.
Annexe D: Testing procedure 129
1.
When initial contact is made with the selected Player, FIFA, the FIFA Doping
Control Officer and/or the Chaperone, as applicable, shall ensure that the
Player and/or a third party (if required in accordance with art. 4 par. 3 of
this Annexe) is informed:
ii. ask for additional information about the Sample collection process;
iii. request a delay in reporting to the Doping Control room for valid
reasons;
iii. comply with Sample collection procedures (and the Player should
be advised of the possible consequences of failure to comply in
accordance with art. 45 of the FIFA Anti-Doping Regulations); and
130 Annexe D: Testing procedure
iv. report immediately for Sample collection, unless there are valid
reasons for a delay.
i) that any urine Sample provided by the Player to the Sample collection
personnel should be the first urine passed by the Player subsequent to
notification, i.e. he should not pass urine in the shower or otherwise
prior to providing a Sample to the Sample collection personnel.
2.
When contact is made with the selected Player, the FIFA Doping Control
Officer and/or the Chaperone, as applicable, shall:
a) keep the Player under constant observation, from the time that
initial contact is made with the Player until completion of the Sample
Collection Session;
c) ask the Player to produce identification and confirm the Player’s identity
to ensure that the Player who is to be notified is the same Player who
has been selected for Doping Control. The method of identification
of the Player or the failure by the Player to confirm his identity shall
be documented and reported to the FIFA Anti-Doping Unit. In such
cases, the FIFA Anti-Doping Unit shall decide whether it is appropriate
to report the situation as a failure to comply as set forth under art.
45 (Failure to comply with Doping Control) of the FIFA Anti-Doping
Regulations.
3.
The FIFA Doping Control Officer and/or Chaperone shall have the Player
sign the relevant section of the Doping Control Form to acknowledge and
Annexe D: Testing procedure 131
accept the notification. If the Player refuses to sign the Doping Control
Form to confirm that he has been notified, or evades notification, the FIFA
Doping Control Officer and/or Chaperone shall, if possible, inform the
Player of the consequences of refusing or failing to comply. If it is the
Chaperone who has dealt with the matter and not the FIFA Doping Control
Officer, he shall immediately report all relevant facts to the FIFA Doping
Control Officer, who in turn shall report the facts to the FIFA Anti-Doping
Unit. Where possible, the FIFA Doping Control Officer shall proceed to
collect a Sample. The FIFA Doping Control Officer shall document the facts
and report the circumstances to the FIFA Anti-Doping Unit. FIFA shall follow
the steps prescribed in art. 45 (Failure to comply with Doping Control) of
the FIFA Anti-Doping Regulations.
4.
The process set out in this Annexe may be adapted by FIFA to fit the
particular requirements of each specific Competition and football discipline,
particularly for beach soccer, futsal and the FIFA eWorld Cup™.
2.
Players shall be notified with no advance notice except where art. 4 par. 3
of this Annexe is applicable.
4.
In addition, the FIFA Doping Control Officer is entitled to appoint
additional Players to be tested at any time prior to, during or after the
Match. An explanation for the appointment is not required.
2.
If the Players of the team cannot be contacted by the FIFA Doping Control
Officer after reasonable Attempts have been made using the whereabouts
information provided, the matter shall be reported to the FIFA Anti-Doping
Unit as soon as possible, as set forth in Annexe C. The FIFA Anti-Doping
Unit shall then proceed to evaluate whether there has been a whereabouts
filing failure (for Players in the IRTP) or a failure to provide timely and/or
accurate whereabouts information (for Players/Associations in the PCTP) in
accordance with Annexe C.
3.
If the FIFA Doping Control Officer has located the Players of the team,
he shall identify himself to the head of the delegation or the relevant
representative of the team or club concerned by presenting his
Annexe D: Testing procedure 133
authorisation as a FIFA Doping Control Officer and the assignment for the
respective control, and discuss the procedure for the doping test with that
person and the team doctor if applicable.
4.
The head of the delegation or the relevant representative of the team or
club concerned shall give the FIFA Doping Control Officer an up-to-date
list of the Players of the team, including any absent Players at the time the
doping test is undertaken. The reasons for any such absences shall be given
to the FIFA Doping Control Officer, as well as the scheduled time of arrival
at or return to the location of the Team Activities for these Players. If there
is to be a random selection, the FIFA Doping Control Officer shall decide
whether these Players are to be included in the random selection procedure
for Players having to undergo a doping test. He shall further notify the FIFA
Anti-Doping Unit, who shall proceed to evaluate whether there has been
a whereabouts filing failure (for Players in the IRTP) or a failure to provide
timely and/or accurate whereabouts information (for Players/Associations in
the PCTP) in accordance with Annexe C.
5.
Players to undergo Sample collection are either randomly selected by the
FIFA Doping Control Officer or targeted by the FIFA Anti-Doping Unit.
Notification of Players
6.
The FIFA Doping Control Officer and the team official/team doctor present
shall sign the Doping Control Form. The FIFA Doping Control Officer shall
notify the Player. The FIFA Doping Control Officer shall:
b) ask the Player to produce identification and confirm the Player’s identity
to ensure that the Player who is to be notified is the same Player who
has been selected for Doping Control. The method of identification
of the Player or the failure by the Player to confirm his identity shall
be documented and reported to the FIFA Anti-Doping Unit. In such
cases, the FIFA Anti-Doping Unit shall decide whether it is appropriate
to report the situation as a failure to comply as set forth under art.
45 (Failure to comply with Doping Control) of the FIFA Anti-Doping
Regulations.
134 Annexe D: Testing procedure
1.
FIFA conducts no-advance-notice doping tests based on the individual
whereabouts of Players in the IRTP. In accordance with the test distribution
plan, the FIFA Anti-Doping Unit selects individual Players for Testing via
random or target methods.
2.
For no-advance-notice Out-of-Competition Sample collection, reasonable
Attempts should be made to notify Players of their selection for Sample
collection. The FIFA Doping Control Officer shall record all notification
Attempts that were made during such period.
3.
When the Player is a Minor or Protected Person, or in situations where an
interpreter is required and available, the FIFA Doping Control Officer shall
consider whether a third party must be notified prior to notification of the
Player. Should the circumstances so require, the FIFA Doping Control Officer
may request the assistance of a third party in notifying the Player.
4.
The identification procedure set forth under art. 3 par. 6 of this Annexe
shall be followed. The FIFA Doping Control Officer shall also inform the
Player of his rights, including his right:
In addition, the FIFA Doping Control Officer shall also inform the Player of
his responsibilities, including the requirement:
5.
If the Player cannot be contacted by the FIFA Doping Control Officer after
reasonable attempts have been made using the whereabouts information
provided by the Player, the matter shall be reported to the FIFA Anti-Doping
Unit as soon as possible, as set forth in Annexe C (art. 9 par. 1 (Results
management in respect of a missed test by the Player in the IRTP)). The FIFA
Anti-Doping Unit shall then proceed to evaluate whether there has been a
whereabouts failure in accordance with Annexe C.
5 Reporting time
1.
From the time of notification until the Player leaves the Doping Control
room at the end of his Sample Collection Session, he shall be kept under
observation at all times.
2.
For In-Competition controls, each Association and/or team concerned shall
ensure that Players selected to undergo a doping test follow the Chaperone
to the Doping Control room straight from the pitch as soon as the Match
is over. For no-advance-notice tests on Players in the IRTP or PCTP, once the
Player has been notified, he must report to the room assigned for Doping
Control immediately for Sample collection unless there are valid reasons for
delay as stated below.
3.
The FIFA Doping Control Officer may at his discretion consider any
reasonable third party request or any request by the Player for permission
to delay reporting to the Doping Control room following acknowledgment
and acceptance of notification, and/or to temporarily leave the Doping
Control room after arrival, and may grant such permission if the Player can
be continuously chaperoned and kept under direct observation during the
136 Annexe D: Testing procedure
4.
The FIFA Doping Control Officer shall document any reasons for delay in
reporting to the Doping Control room and/or reasons for leaving the
Doping Control room that may require further investigation by FIFA. Any
failure of the Player to remain under constant observation should also
be recorded and may be further investigated as a failure to comply in
accordance with art. 45 of the FIFA Anti-Doping Regulations.
5.
The FIFA Doping Control Officer shall reject a request for delay from a
Player if it is not possible for the Player to be continuously chaperoned.
Annexe D: Testing procedure 137
6.
If, while keeping the Player under observation, the FIFA Doping Control
Officer observes any matter with potential to compromise the test, he shall
report and document the circumstances. If deemed appropriate by the FIFA
Doping Control Officer, he shall follow the requirements of art. 45 (Failure
to comply with Doping Control) of the FIFA Anti-Doping Regulations, and/or
consider if it is appropriate to collect an additional Sample from the Player.
2.
In the case of In-Competition Doping Controls, only the following people
are allowed into the Doping Control room:
3.
In the case of Out-of-Competition tests during Team Activities, only the
following people are allowed into the Doping Control room:
4.
In the case of Out-of-Competition tests on individual Players, only the
following people are allowed into the Doping Control room:
Annexe D: Testing procedure 139
5.
The Players selected for Testing shall remain in the waiting area of the
Doping Control room until they are ready to give Samples. In-Competition,
non-alcoholic drinks shall be made available to the Players in the form
of unopened and sealed plastic bottles, some of which are placed in a
refrigerator in the Doping Control room.
6.
For In-Competition Testing, the local security bodies shall take the necessary
measures to ensure that no Persons other than those authorised under par.
2 of this article enter the Doping Control room. The entrance to the Doping
Control room shall be constantly guarded. Responsibility for security during
Out-of-Competition tests shall be borne by the relevant team delegations.
The FIFA Doping Control Officer is entitled to refuse unauthorised Persons
access to the Doping Control room.
7.
In exceptional circumstances, the FIFA Doping Control Officer may give
approval for a Player to leave the Doping Control room, provided that he
has agreed the following conditions of leave with the Player:
140 Annexe D: Testing procedure
d) that the Player shall not pass urine until he gets back to the Doping
Control room.
The FIFA Doping Control Officer shall document the actual time of the
Player’s departure and return to the Doping Control room.
2.
The FIFA Doping Control Officer shall provide the Player with the opportunity
to document any concerns he may have about how the Sample Collection
Session was conducted.
3.
In conducting the Sample Collection Session, the following information
shall be recorded as a minimum:
Annexe D: Testing procedure 141
a) the date and time of notification, and the name and signature of the
notifying FIFA Doping Control Officer or Chaperone;
b) the arrival time of the Player at the Doping Control room and the times
of any temporary departures and returns;
c) the date and time of sealing of each Sample collected and the date and
time of completion of the entire Sample Collection process;
f) the Player’s name, date of birth, gender, home address, email address,
phone number and shirt number;
j) the name of the Player’s coach and doctor and/or Person accompanying
the Player (during Team Activities);
o) the name and signature of the blood collection officer (if applicable);
w) the Player’s consent or otherwise for the use of the Sample(s) for
research purposes;
4.
At the conclusion of the Sample Collection Session, the Player and FIFA
Doping Control Officer shall sign appropriate documentation to indicate
their satisfaction that the documentation accurately reflects the details of
the Player’s Sample Collection Session, including any concerns recorded
by the Player. During Team Activities, the Player’s doctor and/or Person
accompanying the Player shall sign the documentation as a witness of the
proceedings. In individual Testing, the Person accompanying the Player or
witness, if applicable, shall sign the documentation.
5.
The FIFA Doping Control Officer shall provide the Player with a copy of the
Doping Control Form of the Sample Collection Session that has been signed
by the Player.
Annexe D: Testing procedure 143
9 Post-test administration
1.
The FIFA Anti-Doping Unit shall ensure that all Samples collected are stored
in a manner that protects their integrity, identity and security prior to
transport from the Doping Control room. The FIFA Doping Control Officer
shall record the Chain of Custody of the Samples and Sample collection
documentation to ensure that the complete documentation for each
Sample is completed and securely handled. The FIFA Anti-Doping Unit shall
confirm that both the Samples and the Sample collection documentation
have arrived at their intended destinations. The laboratory shall report any
irregularities the condition of the Samples upon their arrival at the FIFA
Anti-Doping Unit in line with the International Standard for Laboratories.
2.
The FIFA Anti-Doping Unit shall ensure that instructions for the type of
analysis to be conducted are laid down in the agreement with the laboratory
chosen in accordance with chapter IX, section 2 (Analysis of Samples) of the
FIFA Anti-Doping Regulations.
2.
Samples shall always be transported to the laboratory chosen in accordance
with chapter IX, section 2 (Analysis of Samples) of the FIFA Anti-Doping
Regulations, using FIFA’s authorised Sample transport method, as soon as
practicable after the completion of the Sample Collection Session. Samples
shall be transported in a manner that minimises the potential for Sample
degradation due to factors such as time delays and extreme temperature
variations.
3.
Documentation identifying the Player shall not be included with the
Samples or documentation sent to the laboratory chosen in accordance
144 Annexe D: Testing procedure
4.
The FIFA Doping Control Officer shall send all relevant Sample Collection
Session documentation to the FIFA Anti-Doping Unit using FIFA’s authorised
transport method as soon as practicable after the completion of the Sample
Collection Session.
5.
The Chain of Custody shall be checked by the FIFA Anti-Doping Unit
if receipt of either of the Samples with accompanying documentation
or Sample Collection Session documentation is not confirmed at its
intended destination or if a Sample’s integrity or identity may have been
compromised during transport. In this instance, the FIFA Anti-Doping Unit
shall consider whether the Sample should be voided.
6.
Documentation relating to a Sample Collection Session and/or an anti-doping
rule violation shall be stored by FIFA for a minimum of ten years as per the
requirements of the International Standard for the Protection of Privacy and
Personal Information.
Annexe E: Forms 145
FIFA COMPETITION:
1. PLAYER NOTIFICATION
Player’s name: Shirt no.: Date of birth: D D MM Y Y
Match/venue: Match no.: Team:
The above-named player has been selected to undergo a doping test and
Type of identification: Accreditation ID / Passport Driver‘s license
is requested to report immediately after the match to the doping control
room. He may be accompanied by one representative (doctor, coach
Urine Blood Date: D D MM Y Y Time of notification: : or team official). I hereby acknowledge that I have received and read
this notice, including the player‘s rights and responsibilities listed on the
reverse side of copy 1, and I consent to provide sample(s) as requested. I
DCO/Chaperone name: understand that failure or refusal to provide a sample may constitute an
anti-doping rule violation.
DCO/Chaperone Signature: Player‘s signature:
2. PLAYER INFORMATION
Time of temporary departures and returns:
: : :
Time of arrival in doping control room: arrival: return: Doctor‘s Name
Adress:
Number/Street City/Town State Coach‘s Name
( )
Country Contact Tel (incl. Country Code) E-Mail Accompanying Person‘s Name
Additional sample
Name of the witnessing FIFA DCO/Chaperone
A/B: ml S/G 1 0 Time: :
Signature of the witnessing FIFA DCO/Chaperone
3b. DECLARATION OF MEDICATION List all medications or supplements taken during the past 7 days and any blood transfusions received during the past three months
Diagnosis Substance Dosage Method of application Start and duration of treatment
Consent for research: in order to help combat doping in sport, by signing below, I agree that my sample may be used for anti-doping research purposes.
When all analyses have been completed and my sample would otherwise be discarded, it may then be used by any WADA-accredited laboratory for
anti-doping research of any type, provided it can no longer be identified as my sample. I accept I refuse
4. CONFIRMATION OF PROCEDURE FOR URINE AND/OR BLOOD TESTING
Remarks:
Player‘s signature:
I declare that the information given on this form is correct and confirm that the sample collection
was conducted in accordance with the relevant procedures. Furthermore, I accept that all information
related to the doping control, including but not limited to laboratory results and possible sanctions, shall
be shared with the relevant bodies (for instance WADA, international, continental or national sports Place:
federations) in accordance with the relevant regulations, including the FIFA Anti-Doping Regulations.
I have read and understood the text overleaf and I consent to the processing of my doping control-related
08.20 ALP 200 mok
Fédération Internationale de Football Association FIFA-Strasse 20 P.O. Box CH-8044 Zurich Switzerland Tel.: +41 (0)43 222 7777 www.FIFA.com